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TDS

TELEPHONE & DATA SYSTEMS INC /DE/

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4074
SEC CIK
0001051512
Parsed reports
474

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2024 Filed May 23, 2024 20:34 UTC OtherSeries A Common Shares · Derivative 18,064.7053 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000087 · wk-form4_1716496441.xml · derivative · entry 5

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,885.7053

Underlying: Common Shares · 18,064.7053 shares

Expires not disclosed

F3 · derivative.exercise_price: Series A Common Shares are convertible on a share for share basis into Common Shares.

F3 · derivative.exercise_date: Series A Common Shares are convertible on a share for share basis into Common Shares.

F3 · derivative.expiration_date: Series A Common Shares are convertible on a share for share basis into Common Shares.

Read SEC document
April 16, 2024 Filed May 23, 2024 20:34 UTC OtherSeries A Common Shares · Derivative 53,730.2128 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000087 · wk-form4_1716496441.xml · derivative · entry 4

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Voting Trust

Disclosed balance after: 1,949,129.2128

Underlying: Common Shares · 53,730.2128 shares

Expires not disclosed

F3 · derivative.exercise_price: Series A Common Shares are convertible on a share for share basis into Common Shares.

F3 · derivative.exercise_date: Series A Common Shares are convertible on a share for share basis into Common Shares.

F3 · derivative.expiration_date: Series A Common Shares are convertible on a share for share basis into Common Shares.

F4 · balance_after: Reporting person is one of four trustees of a voting trust which separately files on Form 4 for the issuer. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Includes 755,686 Series A Common Shares held by a family partnership of which reporting person is a general partner

Read SEC document
April 16, 2024 Filed May 23, 2024 20:34 UTC OtherCommon Shares 47,993.9516 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000087 · wk-form4_1716496441.xml · nonDerivative · entry 3

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Voting Trust

Disclosed balance after: 1,632,881.9516

F2 · balance_after: Reporting person is one of four trustees of a voting trust which separately file on Form 4 for the issuer. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Includes 693,204 Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
April 16, 2024 Filed May 23, 2024 20:34 UTC OtherCommon 78,757.3674 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000087 · wk-form4_1716496441.xml · nonDerivative · entry 2

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,817.3674

Read SEC document
April 16, 2024 Filed May 23, 2024 20:37 UTC OtherSeries A Common Shares · Derivative 80,593.3192 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000089 · wk-form4_1716496633.xml · derivative · entry 5

CARLSON WALTER CD · CIK 0001230118 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Voting Trust

Disclosed balance after: 2,437,459.3192

Underlying: Common Shares · 80,593.3192 shares

Expires not disclosed

F3 · derivative.exercise_price: Series A Common Shares are convertible, on a share-for-share basis, into Common Shares.

F3 · derivative.exercise_date: Series A Common Shares are convertible, on a share-for-share basis, into Common Shares.

F3 · derivative.expiration_date: Series A Common Shares are convertible, on a share-for-share basis, into Common Shares.

F4 · balance_after: Reporting person is one of four trustees of a trust which separately files on Form 4 for the issuer. The shares reported are held by respective reporting person and his family members that have a pecuniary interest in such securities. Includes 755,686 Series A Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
April 16, 2024 Filed May 23, 2024 20:37 UTC OtherSeries A Common Shares · Derivative 27,095.0579 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000089 · wk-form4_1716496633.xml · derivative · entry 4

CARLSON WALTER CD · CIK 0001230118 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,590

Underlying: Common Shares · 27,095.0579 shares

Expires not disclosed

F3 · derivative.exercise_price: Series A Common Shares are convertible, on a share-for-share basis, into Common Shares.

F3 · derivative.exercise_date: Series A Common Shares are convertible, on a share-for-share basis, into Common Shares.

F3 · derivative.expiration_date: Series A Common Shares are convertible, on a share-for-share basis, into Common Shares.

Read SEC document
April 16, 2024 Filed May 23, 2024 20:37 UTC OtherCommon Shares 71,988.9274 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000089 · wk-form4_1716496633.xml · nonDerivative · entry 3

CARLSON WALTER CD · CIK 0001230118 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Voting Trust

Disclosed balance after: 2,085,193.9274

F2 · balance_after: Reporting person is one of four trustees of a voting trust which separately files on Form 4 for the issuer. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Includes 693,204 Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
April 16, 2024 Filed May 23, 2024 20:37 UTC OtherCommon Shares 118,135.0512 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000089 · wk-form4_1716496633.xml · nonDerivative · entry 2

CARLSON WALTER CD · CIK 0001230118 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,126.0512

Read SEC document
April 16, 2024 Filed May 23, 2024 20:27 UTC OtherSeries A Common Shares · Derivative 27,095.0579 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000085 · wk-form4_1716496044.xml · derivative · entry 5

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,261.0579

Underlying: Common Shares · 27,095.0579 shares

Expires not disclosed

F3 · derivative.exercise_price: Series A Common Shares are convertible, on a share-for-share basis, into Common Shares.

F3 · derivative.exercise_date: Series A Common Shares are convertible, on a share-for-share basis, into Common Shares.

F3 · derivative.expiration_date: Series A Common Shares are convertible, on a share-for-share basis, into Common Shares.

Read SEC document
April 16, 2024 Filed May 23, 2024 20:27 UTC OtherSeries A Common Shares · Derivative 80,593.3192 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000085 · wk-form4_1716496044.xml · derivative · entry 4

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Voting Trust

Disclosed balance after: 2,099,188.3192

Underlying: Common Shares · 80,593.3192 shares

Expires not disclosed

F3 · derivative.exercise_price: Series A Common Shares are convertible, on a share-for-share basis, into Common Shares.

F3 · derivative.exercise_date: Series A Common Shares are convertible, on a share-for-share basis, into Common Shares.

F3 · derivative.expiration_date: Series A Common Shares are convertible, on a share-for-share basis, into Common Shares.

F4 · balance_after: Reporting person is one of four trustees of a voting trust which separately files on Form 4 for the issuer. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Includes 755,686 Series A Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
April 16, 2024 Filed May 23, 2024 20:27 UTC OtherCommon Shares 71,988.9274 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000085 · wk-form4_1716496044.xml · nonDerivative · entry 3

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Voting Trust

Disclosed balance after: 1,919,540.9274

F2 · balance_after: Reporting person is one of four trustees of a voting trust which separately files on Form 4 for the issuer. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Includes 693,204 Common Shares held by a family partnership of which reporting person is a general partner

Read SEC document
April 16, 2024 Filed May 23, 2024 20:27 UTC OtherCommon Shares 118,135.0512 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000085 · wk-form4_1716496044.xml · nonDerivative · entry 2

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,961.0512

Read SEC document
March 08, 2024 Filed Mar 11, 2024 22:17 UTC
CARLSON LEROY T JRDirector · President and CEO
GrantDeferred Compensation · Derivative 12,468.6 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-24-000034 · wk-form4_1710195433.xml · derivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,561.6

Underlying: Common Shares · 12,468.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Reporting person deferred a portion of his bonus into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33% and 34% per year over a 3 year period. A total of 62,166 are vested.

F1 · price: Reporting person deferred a portion of his bonus into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33% and 34% per year over a 3 year period. A total of 62,166 are vested.

F1 · derivative.exercise_date: Reporting person deferred a portion of his bonus into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33% and 34% per year over a 3 year period. A total of 62,166 are vested.

F1 · derivative.expiration_date: Reporting person deferred a portion of his bonus into TDS stock pursuant to the Long Term Incentive Plan. Reporting person is 100% vested in all bonus amounts and receives an employer match that vests ratably at 33%, 33% and 34% per year over a 3 year period. A total of 62,166 are vested.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:09 UTC
CARLSON LEROY T JRDirector · President and CEO
GrantPerformance Share Units · Derivative 454,003 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000016 · wk-form4_1708564129.xml · derivative · entry 4

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,003

Underlying: Common Shares · 454,003 shares

Expires not disclosed

F4 · derivative.exercise_price: On May 17, 2023, the reporting person was granted financial-based performance share units based on the performance of three key metrics. The payout could be increased to 160% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 two of the three metrics at 84.4%. The Performance Shares representing the two metrics were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The final metric is measured over a three year time period and will not be measured until December 31, 2025. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

F4 · derivative.exercise_date: On May 17, 2023, the reporting person was granted financial-based performance share units based on the performance of three key metrics. The payout could be increased to 160% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 two of the three metrics at 84.4%. The Performance Shares representing the two metrics were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The final metric is measured over a three year time period and will not be measured until December 31, 2025. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

F4 · derivative.expiration_date: On May 17, 2023, the reporting person was granted financial-based performance share units based on the performance of three key metrics. The payout could be increased to 160% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 two of the three metrics at 84.4%. The Performance Shares representing the two metrics were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The final metric is measured over a three year time period and will not be measured until December 31, 2025. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:09 UTC
CARLSON LEROY T JRDirector · President and CEO
Tax withholdingCommon Shares 16,778 $14.04 $235,563.12
Disclosure

SEC source: 0001120437-24-000016 · wk-form4_1708564129.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,756

F2 · kind: Shares withheld to pay taxes

F3 · price: The market was closed on February 19, 2024, therefore the previous trading day's close, February 16, 2024 was used to value the transaction.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:09 UTC
CARLSON LEROY T JRDirector · President and CEO
GrantCommon Shares 53,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-24-000016 · wk-form4_1708564129.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,534

F1 · kind: On May 19, 2021, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. The Performance Shares were certified and are now adjusted for performance and vested immediately on February 19, 2024. Based on company performance over the three year period ending on December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 that the reporting person was entitled to 40% of his target opportunity. Each performance share unit represents the contingent right to receive one common share.

F1 · price: On May 19, 2021, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. The Performance Shares were certified and are now adjusted for performance and vested immediately on February 19, 2024. Based on company performance over the three year period ending on December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 that the reporting person was entitled to 40% of his target opportunity. Each performance share unit represents the contingent right to receive one common share.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:23 UTC
Kroll Anita JVP, Controller & CAO
GrantPerformance Share Units · Derivative 13,632 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000024 · wk-form4_1708565018.xml · derivative · entry 3

Kroll Anita J · CIK 0001779547 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,632

Underlying: Common Shares · 13,632 shares

Expires not disclosed

F4 · derivative.exercise_price: On May 17, 2023, the reporting person was granted financial-based performance share units based on the performance of three key metrics. The payout could be increased to 160% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 two of the three metrics at 84.4%. The Performance Shares representing the two metrics were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The final metric is measured over a three year time period and will not be measured until December 31, 2025. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

F4 · derivative.exercise_date: On May 17, 2023, the reporting person was granted financial-based performance share units based on the performance of three key metrics. The payout could be increased to 160% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 two of the three metrics at 84.4%. The Performance Shares representing the two metrics were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The final metric is measured over a three year time period and will not be measured until December 31, 2025. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

F4 · derivative.expiration_date: On May 17, 2023, the reporting person was granted financial-based performance share units based on the performance of three key metrics. The payout could be increased to 160% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 two of the three metrics at 84.4%. The Performance Shares representing the two metrics were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The final metric is measured over a three year time period and will not be measured until December 31, 2025. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:23 UTC
Kroll Anita JVP, Controller & CAO
Tax withholdingCommon Shares 421 $14.04 $5,910.84
Disclosure

SEC source: 0001120437-24-000024 · wk-form4_1708565018.xml · nonDerivative · entry 2

Kroll Anita J · CIK 0001779547 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,854

F2 · kind: Shares withheld to pay taxes

F3 · price: The market was closed on February 19, 2024, therefore the previous trading day's close, February 16, 2024 was used to value the transaction.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:23 UTC
Kroll Anita JVP, Controller & CAO
GrantCommon Shares 1,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-24-000024 · wk-form4_1708565018.xml · nonDerivative · entry 1

Kroll Anita J · CIK 0001779547 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,275

F1 · kind: On May 19, 2021, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three year period ending on December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 that the reporting person was entitled to 40% of her target opportunity. The Performance Shares were certified and are now adjusted for performance and vested immediately on February 19, 2024. Each performance share unit represents the contingent right to receive one common share.

F1 · price: On May 19, 2021, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three year period ending on December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 that the reporting person was entitled to 40% of her target opportunity. The Performance Shares were certified and are now adjusted for performance and vested immediately on February 19, 2024. Each performance share unit represents the contingent right to receive one common share.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:20 UTC
Hanley Joseph RSVP-Strategy & Corp Dev
GrantPerformance Share Units · Derivative 37,040 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000022 · wk-form4_1708564839.xml · derivative · entry 3

Hanley Joseph R · CIK 0001298040 · SVP-Strategy & Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,040

Underlying: Common Shares · 37,040 shares

Expires not disclosed

F4 · derivative.exercise_price: On May 17, 2023, the reporting person was granted financial-based performance share units based on the performance of three key metrics. The payout could be increased to 160% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 two of the three metrics at 84.4%. The Performance Shares representing the two metrics were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The final metric is measured over a three year time period and will not be measured until December 31, 2025. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

F4 · derivative.exercise_date: On May 17, 2023, the reporting person was granted financial-based performance share units based on the performance of three key metrics. The payout could be increased to 160% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 two of the three metrics at 84.4%. The Performance Shares representing the two metrics were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The final metric is measured over a three year time period and will not be measured until December 31, 2025. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

F4 · derivative.expiration_date: On May 17, 2023, the reporting person was granted financial-based performance share units based on the performance of three key metrics. The payout could be increased to 160% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 two of the three metrics at 84.4%. The Performance Shares representing the two metrics were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The final metric is measured over a three year time period and will not be measured until December 31, 2025. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:20 UTC
Hanley Joseph RSVP-Strategy & Corp Dev
Tax withholdingCommon Shares 1,267 $14.04 $17,788.68
Disclosure

SEC source: 0001120437-24-000022 · wk-form4_1708564839.xml · nonDerivative · entry 2

Hanley Joseph R · CIK 0001298040 · SVP-Strategy & Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,504

F2 · kind: Shares withheld to pay taxes

F3 · price: The market was closed on February 19, 2024, therefore the previous trading day's close, February 16, 2024 was used to value the transaction.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:20 UTC
Hanley Joseph RSVP-Strategy & Corp Dev
GrantCommon Shares 3,660 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-24-000022 · wk-form4_1708564839.xml · nonDerivative · entry 1

Hanley Joseph R · CIK 0001298040 · SVP-Strategy & Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,771

F1 · kind: On May 19, 2021, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three year period ending on December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 that the reporting person was entitled to 40% of his target opportunity. The Performance Shares were certified and are now adjusted for performance and vested immediately on February 19, 2024. Each performance share unit represents the contingent right to receive one common share.

F1 · price: On May 19, 2021, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three year period ending on December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 that the reporting person was entitled to 40% of his target opportunity. The Performance Shares were certified and are now adjusted for performance and vested immediately on February 19, 2024. Each performance share unit represents the contingent right to receive one common share.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:16 UTC
Butman James WDirector · President & CEO of subsidiary
GrantPerformance Share Units · Derivative 93,403 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000020 · wk-form4_1708564589.xml · derivative · entry 3

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,403

Underlying: Common Shares · 93,403 shares

Expires not disclosed

F4 · derivative.exercise_price: On May 17, 2023, the reporting person was granted financial-based performance share units. The payout could be increased to 150% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 at 74.1%. The Performance Shares were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

F4 · derivative.exercise_date: On May 17, 2023, the reporting person was granted financial-based performance share units. The payout could be increased to 150% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 at 74.1%. The Performance Shares were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

F4 · derivative.expiration_date: On May 17, 2023, the reporting person was granted financial-based performance share units. The payout could be increased to 150% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 at 74.1%. The Performance Shares were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:16 UTC
Butman James WDirector · President & CEO of subsidiary
Tax withholdingCommon Shares 10,048 $14.04 $141,073.92
Disclosure

SEC source: 0001120437-24-000020 · wk-form4_1708564589.xml · nonDerivative · entry 2

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,262

F2 · kind: Shares withheld to pay taxes

F3 · price: The market was closed on February 19, 2024, therefore the previous trading day's close, February 16, 2024 was used to value the transaction.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:16 UTC
Butman James WDirector · President & CEO of subsidiary
GrantCommon Shares 30,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-24-000020 · wk-form4_1708564589.xml · nonDerivative · entry 1

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,310

F1 · kind: On May 19, 2021, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three year period ending on December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 that the reporting person was entitled to 112.7% of his target opportunity. The Performance Shares were certified and are now adjusted for performance and vested immediately on February 19, 2024. Each performance share unit represents the contingent right to receive one common share.

F1 · price: On May 19, 2021, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three year period ending on December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 that the reporting person was entitled to 112.7% of his target opportunity. The Performance Shares were certified and are now adjusted for performance and vested immediately on February 19, 2024. Each performance share unit represents the contingent right to receive one common share.

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February 19, 2024 Filed Feb 22, 2024 01:14 UTC
Villacrez Vicki LExecutive Vice President & CFO
GrantPerformance Share Units · Derivative 55,346 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000018 · wk-form4_1708564442.xml · derivative · entry 3

Villacrez Vicki L · CIK 0001926297 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,346

Underlying: Common Shares · 55,346 shares

Expires not disclosed

F4 · derivative.exercise_price: On May 17, 2023, the reporting person was granted financial-based performance share units based on the performance of three key metrics. The payout could be increased to 160% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 two of the three metrics at 84.4%. The Performance Shares representing the two metrics were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The final metric is measured over a three year time period and will not be measured until December 31, 2025. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

F4 · derivative.exercise_date: On May 17, 2023, the reporting person was granted financial-based performance share units based on the performance of three key metrics. The payout could be increased to 160% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 two of the three metrics at 84.4%. The Performance Shares representing the two metrics were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The final metric is measured over a three year time period and will not be measured until December 31, 2025. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

F4 · derivative.expiration_date: On May 17, 2023, the reporting person was granted financial-based performance share units based on the performance of three key metrics. The payout could be increased to 160% of target or reduced to 0% on achievement of the key metrics. Based on company performance at December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 two of the three metrics at 84.4%. The Performance Shares representing the two metrics were certified and are now adjusted for performance and are time-based and will vest on May 17, 2026. The final metric is measured over a three year time period and will not be measured until December 31, 2025. The performance share units have been accumulating quarterly dividend equivalents. Each performance share unit represents the contingent right to receive one common share.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:14 UTC
Villacrez Vicki LExecutive Vice President & CFO
Tax withholdingCommon Shares 1,903 $14.04 $26,718.12
Disclosure

SEC source: 0001120437-24-000018 · wk-form4_1708564442.xml · nonDerivative · entry 2

Villacrez Vicki L · CIK 0001926297 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,342

F2 · kind: Shares used to pay taxes

F3 · price: The market was closed on February 19, 2024, therefore the previous trading day's close, February 16, 2024 was used to value the transaction.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 01:14 UTC
Villacrez Vicki LExecutive Vice President & CFO
GrantCommon Shares 5,099 Not disclosed Not disclosed
Disclosure

SEC source: 0001120437-24-000018 · wk-form4_1708564442.xml · nonDerivative · entry 1

Villacrez Vicki L · CIK 0001926297 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,245

F1 · kind: On May 19, 2021, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three year period ending on December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 that the reporting person was entitled to 112.7% of her target opportunity. The Performance Shares were certified and are now adjusted for performance and vested immediately on February 19, 2024. Each performance share unit represents the contingent right to receive one common share.

F1 · price: On May 19, 2021, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three year period ending on December 31, 2023, the Compensation Human Resources Committee certified on February 19, 2024 that the reporting person was entitled to 112.7% of her target opportunity. The Performance Shares were certified and are now adjusted for performance and vested immediately on February 19, 2024. Each performance share unit represents the contingent right to receive one common share.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 21:05 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionDeferred Compensation · Derivative 18,313 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000004 · wk-form4_1704834294.xml · derivative · entry 4

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,093

Underlying: Common Shares · 18,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of deferred bonus. Reporting person deferred a portion of his 2020 bonus pursuant the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing Common Shares, including dividend reinvestment. The price on January 8, 2024 was used to determine the payout for the deferred bonus shares. A total of 52,191 Common Shares are vested.

F1 · kind: Payout of deferred bonus. Reporting person deferred a portion of his 2020 bonus pursuant the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing Common Shares, including dividend reinvestment. The price on January 8, 2024 was used to determine the payout for the deferred bonus shares. A total of 52,191 Common Shares are vested.

F1 · derivative.exercise_date: Payout of deferred bonus. Reporting person deferred a portion of his 2020 bonus pursuant the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing Common Shares, including dividend reinvestment. The price on January 8, 2024 was used to determine the payout for the deferred bonus shares. A total of 52,191 Common Shares are vested.

F1 · derivative.expiration_date: Payout of deferred bonus. Reporting person deferred a portion of his 2020 bonus pursuant the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing Common Shares, including dividend reinvestment. The price on January 8, 2024 was used to determine the payout for the deferred bonus shares. A total of 52,191 Common Shares are vested.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 21:05 UTC
CARLSON LEROY T JRDirector · President and CEO
Tax withholdingCommon Shares 4,936 $18.21 $89,884.56
Disclosure

SEC source: 0001120437-24-000004 · wk-form4_1704834294.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,588

F2 · kind: Withholding of common shares as settlement for taxes due in connection with settlement of the deferred compensation payout.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 21:05 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionCommon Shares 18,313 $0.00 $0.00
Disclosure

SEC source: 0001120437-24-000004 · wk-form4_1704834294.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Payout of deferred bonus. Reporting person deferred a portion of his 2020 bonus pursuant the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing Common Shares, including dividend reinvestment. The price on January 8, 2024 was used to determine the payout for the deferred bonus shares. A total of 52,191 Common Shares are vested.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 13:58 UTC GiftSeries A Common Shares · Derivative 5,607 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000130 · wk-form4_1702648706.xml · derivative · entry 1

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Voting Trust

Disclosed balance after: 2,016,843

Underlying: Common Shares · 5,607 shares

Expires not disclosed

F1 · derivative.exercise_price: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F2 · shares: Gift to children

F1 · derivative.exercise_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F1 · derivative.expiration_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F3 · balance_after: Reporting person is one of four trustees of a Voting Trust which is record owner of these Series A Common shares and which files its holdings on a Form 4. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such shares. Reporting person already reports children's ownership in the Voting Trust. Accordingly, the gift not result in a change in the number of securities reported as beneficially owned by reporting person. Includes 753,934 Series A Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
October 04, 2023 Filed Oct 5, 2023 20:33 UTC GiftSeries A Common Shares · Derivative 20,629 $0.00 $0.00
Disclosure

SEC source: 0001996461-23-000002 · wk-form4_1696538024.xml · derivative · entry 2

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Voting Trust

Disclosed balance after: 1,890,251

Underlying: Common Shares · 20,629 shares

Expires not disclosed

F3 · derivative.exercise_price: Series A Common Shares are convertible on a share for share basis into Common Shares.

F1 · kind: Gift to children

F3 · derivative.exercise_date: Series A Common Shares are convertible on a share for share basis into Common Shares.

F3 · derivative.expiration_date: Series A Common Shares are convertible on a share for share basis into Common Shares.

F4 · balance_after: Reporting person is one of four trustees of a Voting Trust which is record owner of these Series A Common Shares and which files its holdings on a Form 4. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Reporting person already reports children's ownership in the Voting Trust. Accordingly, the gift did not result in a change in the number of securities reported as beneficially owned by reporting person. Includes 753,934 Series A Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
October 04, 2023 Filed Oct 5, 2023 20:33 UTC GiftCommon Shares 423,111 $0.00 $0.00
Disclosure

SEC source: 0001996461-23-000002 · wk-form4_1696538024.xml · nonDerivative · entry 1

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Voting Trust

Disclosed balance after: 1,582,674

F1 · kind: Gift to children

F2 · balance_after: Reporting person is one of four trustees of a Voting Trust which is record owner of these Common Shares and which files its holdings on a Form 4. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Reporting person already reports children's ownership in the Voting Trust. Accordingly the gift did not result in a change in the number of securities reported as beneficially owned by reporting person. Includes 691,720 Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:00 UTC GiftCommon Shares 4,790 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000126 · wf-form4_169152838160897.xml · nonDerivative · entry 1

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Voting Trust

Disclosed balance after: 1,582,674

F1 · kind: Gift to children

F2 · balance_after: Reporting person is one of four trustees of a voting trust which is record owner of these Common Shares and which files its holdings on a form 4. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Reporting person already reports children's ownership in the Voting Trust. Accordingly the gift did not result in a change in the number of securities reported as beneficially owned by reporting person. Includes 691,720 Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:20 UTC GiftSeries A Common Shares · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000124 · wf-form4_168858841942336.xml · derivative · entry 2

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,821

Underlying: Common Shares · 100,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Series A Common shares are convertible on a share for share basis into Common.

F1 · kind: Gift to spouse

F1 · price: Gift to spouse

F3 · derivative.exercise_date: Series A Common shares are convertible on a share for share basis into Common.

F3 · derivative.expiration_date: Series A Common shares are convertible on a share for share basis into Common.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:20 UTC GiftCommon Shares 798,734.34 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000124 · wf-form4_168858841942336.xml · nonDerivative · entry 1

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Voting Trust

Disclosed balance after: 1,582,674

F1 · kind: Gift to spouse

F2 · balance_after: Reporting person is one of four trustees of a voting trust which is record owner of these Common Shares and which files its holdings on a form 4. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Reporting person already reports spouse's ownership in the Voting Trust. Accordingly the gift did not result in a change in the number of securities reported as beneficially owned by reporting person. Includes 691,720 Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:35 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 82,507 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000106 · wf-form4_168487053246710.xml · derivative · entry 3

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 82,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units that became vested on May 21, 2023.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units that became vested on May 21, 2023.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units that became vested on May 21, 2023.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:35 UTC
CARLSON LEROY T JRDirector · President and CEO
Tax withholdingCommon Shares 34,612 $6.95 $240,553.40
Disclosure

SEC source: 0001120437-23-000106 · wf-form4_168487053246710.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,211

F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 21, 2023.

F3 · kind: The market was closed on vest date therefore the previous trading day's close, May 19, 2023, was used to value the transaction.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:35 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionCommon Shares 82,507 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000106 · wf-form4_168487053246710.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units that became vested on May 21, 2023.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:45 UTC
Villacrez Vicki LExecutive Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 6,689 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000114 · wf-form4_168487113476823.xml · derivative · entry 3

Villacrez Vicki L · CIK 0001926297 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units that became vested on May 21, 2023.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units that became vested on May 21, 2023.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units that became vested on May 21, 2023.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:45 UTC
Villacrez Vicki LExecutive Vice President & CFO
Tax withholdingCommon 2,141 $6.95 $14,879.95
Disclosure

SEC source: 0001120437-23-000114 · wf-form4_168487113476823.xml · nonDerivative · entry 2

Villacrez Vicki L · CIK 0001926297 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,146

F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 21, 2023.

F3 · kind: The market was closed on vest date therefore the previous trading day's close, May 19, 2023, was used to value the transaction.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:45 UTC
Villacrez Vicki LExecutive Vice President & CFO
Exercise / conversionCommon 6,689 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000114 · wf-form4_168487113476823.xml · nonDerivative · entry 1

Villacrez Vicki L · CIK 0001926297 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units that became vested on May 21, 2023.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:43 UTC
Hanley Joseph RSVP-Strategy & Corp Dev
Exercise / conversionRestricted Stock Units · Derivative 11,286 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000112 · wf-form4_168487098989391.xml · derivative · entry 3

Hanley Joseph R · CIK 0001298040 · SVP-Strategy & Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Stock units became vested on May 21, 2023.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Stock units became vested on May 21, 2023.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Stock units became vested on May 21, 2023.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:43 UTC
Hanley Joseph RSVP-Strategy & Corp Dev
Tax withholdingCommon 3,307 $6.95 $22,983.65
Disclosure

SEC source: 0001120437-23-000112 · wf-form4_168487098989391.xml · nonDerivative · entry 2

Hanley Joseph R · CIK 0001298040 · SVP-Strategy & Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,111

F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 21, 2023.

F3 · kind: The market was closed on vest date therefore the previous trading day's close, May 19, 2023, was used to value the transaction.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:43 UTC
Hanley Joseph RSVP-Strategy & Corp Dev
Exercise / conversionCommon Shares 11,286 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000112 · wf-form4_168487098989391.xml · nonDerivative · entry 1

Hanley Joseph R · CIK 0001298040 · SVP-Strategy & Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Stock units became vested on May 21, 2023.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:41 UTC
Butman James WDirector · President & CEO of subsidiary
Exercise / conversionRestricted Stock Units · Derivative 41,356 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000110 · wf-form4_168487087320938.xml · derivative · entry 3

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 41,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units became vested on May 21, 2023.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units became vested on May 21, 2023.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units became vested on May 21, 2023.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:41 UTC
Butman James WDirector · President & CEO of subsidiary
Tax withholdingCommon 13,234 $6.95 $91,976.30
Disclosure

SEC source: 0001120437-23-000110 · wf-form4_168487087320938.xml · nonDerivative · entry 2

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,500

F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 21, 2023.

F3 · kind: The market was closed on vest date therefore the previous trading day's close, May 19, 2023, was used to value the transaction.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:41 UTC
Butman James WDirector · President & CEO of subsidiary
Exercise / conversionCommon 41,356 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000110 · wf-form4_168487087320938.xml · nonDerivative · entry 1

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units became vested on May 21, 2023.

Read SEC document
May 21, 2023 Filed May 23, 2023 19:39 UTC
Kroll Anita JVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 3,267 $0.00 $0.00
Disclosure

SEC source: 0001120437-23-000108 · wf-form4_168487073565975.xml · derivative · entry 3

Kroll Anita J · CIK 0001779547 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Stock units became vested on May 21, 2023.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Stock units became vested on May 21, 2023.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Stock units became vested on May 21, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.