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TELEPHONE & DATA SYSTEMS INC /DE/

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4074
SEC CIK
0001051512
Parsed reports
474

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2022 Filed Feb 14, 2022 21:10 UTC
Hanley Joseph RSVP-Technology, Srvs & Strateg
Tax withholdingCommon Shares 2,021 $20.32 $41,066.72
Disclosure

SEC source: 0001120437-22-000016 · wf-form4_164487300227961.xml · nonDerivative · entry 2

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,900

F2 · kind: Shares withheld to pay taxes

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:10 UTC
Hanley Joseph RSVP-Technology, Srvs & Strateg
Exercise / conversionCommon Shares 6,150 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000016 · wf-form4_164487300227961.xml · nonDerivative · entry 1

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 22, 2019, the reporting person was granted financial-based performance share units that would be measured over a three year time period. The payout could be increased to 200% of target or reduced to 0% based on achievement of the key metrics. The performance share units have been accumulating quarterly dividend equivalents. Based on company performance over the three period ending on December 31, 2021, the Compensation Committee certified on February 10, 2022 that the reporting person was entitled to 91.5% of his target opportunity.

Read SEC document
January 26, 2022 Filed Feb 14, 2022 21:06 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 4,830 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000014 · wf-form4_164487272156117.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,172

Read SEC document
January 05, 2022 Filed Jan 6, 2022 21:57 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionDeferred Compensation · Derivative 9,731 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000002 · wf-form4_164150621698085.xml · derivative · entry 3

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,608

Underlying: Common Shares · 9,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of deferred bonus. Reporting person deferred a portion of his 2018 bonus pursuant to the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing common shares, including dividend reinvestment. The price on January 5, 2022 was used to determine the payout for the deferred bonus shares. A total of 60,653 are vested.

F1 · derivative.exercise_date: Payout of deferred bonus. Reporting person deferred a portion of his 2018 bonus pursuant to the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing common shares, including dividend reinvestment. The price on January 5, 2022 was used to determine the payout for the deferred bonus shares. A total of 60,653 are vested.

F1 · derivative.expiration_date: Payout of deferred bonus. Reporting person deferred a portion of his 2018 bonus pursuant to the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing common shares, including dividend reinvestment. The price on January 5, 2022 was used to determine the payout for the deferred bonus shares. A total of 60,653 are vested.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 21:57 UTC
CARLSON LEROY T JRDirector · President and CEO
Tax withholdingCommon Shares 2,623 $20.71 $54,322.33
Disclosure

SEC source: 0001120437-22-000002 · wf-form4_164150621698085.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,002

F3 · kind: Withholding of common shares as settlement for taxes due in connection with settlement of the deferred compensation payout.

F2 · balance_after: Includes 5,242 shares owned by children. Reporting person denies beneficial ownership of shares owned by children.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 21:57 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionCommon Shares 9,731 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000002 · wf-form4_164150621698085.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Payout of deferred bonus. Reporting person deferred a portion of his 2018 bonus pursuant to the TDS Long-Term Incentive Plan. The deferred bonus has been invested in phantom stock now representing common shares, including dividend reinvestment. The price on January 5, 2022 was used to determine the payout for the deferred bonus shares. A total of 60,653 are vested.

F2 · balance_after: Includes 5,242 shares owned by children. Reporting person denies beneficial ownership of shares owned by children.

Read SEC document
December 30, 2021 Filed Jan 18, 2022 15:37 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 1,474 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000010 · wf-form5_164252023777426.xml · nonDerivative · entry 5

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,894

F2 · balance_after: Includes 5242 Common Shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
December 29, 2021 Filed Jan 20, 2022 21:22 UTC GiftSeries A Common Shares · Derivative 4,428 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000012 · wf-form5_164271373533460.xml · derivative · entry 5

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 2,015,524

Underlying: Common Shares · 4,428 shares

Expires not disclosed

F3 · derivative.exercise_price: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F5 · kind: Gift to children.

F3 · derivative.exercise_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F3 · derivative.expiration_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

Read SEC document
December 18, 2021 Filed Jan 13, 2022 16:38 UTC OtherCommon Shares 83,174 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000004 · wf-form5_164209190370877.xml · nonDerivative · entry 2

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 1,649,861

F1 · kind: Reporting person withdrew shares from the Voting Trust. Ownership went from indirect to direct.

F2 · balance_after: Reporting person is one of four trustees of a voting trust which is record owner of these Common shares and which files its holdings on a form 4. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Includes 690,604 Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
December 18, 2021 Filed Jan 13, 2022 16:38 UTC OtherCommon Shares 83,174 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000004 · wf-form5_164209190370877.xml · nonDerivative · entry 1

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,362

F1 · kind: Reporting person withdrew shares from the Voting Trust. Ownership went from indirect to direct.

Read SEC document
December 18, 2021 Filed Jan 18, 2022 10:32 UTC
VOTING TRUST10% owner
OtherCommon Shares 83,174 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000008 · wf-form5_164251996280740.xml · nonDerivative · entry 2

VOTING TRUST · CIK 0000713753 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 6,214,149

F1 · kind: Withdraw of shares by voting trust holder

F1 · price: Withdraw of shares by voting trust holder

F2 · balance_after: The trustees of the Voting Trust are Walter C. D. Carlson, LeRoy T. Carlson, Jr., Letitia G. Carlson, and Prudence Carlson. The Voting Trust entered into as of June 30, 1989 expires on June 30, 2035. The Voting Trust was created to facilitate long-standing relationships among the trusts certificate holders. In addition, the trustees of the Voting Trust, from time to time, commit on behalf of certain depositors in the Voting Trust dividends which would otherwise be paid to the Voting trustees and distributed to such depositors to the purchase of shares of the Company's Series A or common stock under the dividend reinvestment plan. The shares so purchased are held for the account of the Voting trustees on behalf of such depositors and are included herein. The filing of this statement shall not be construed as an admission that any voting trustee is for the purpose of Section 16 of the Act, the beneficial owner of any equity securities covered hereby.

F3 · balance_after: Includes 537,141 Common shares acquired pursuant to a dividend reinvestment plan.

Read SEC document
December 09, 2021 Filed Jan 14, 2022 16:06 UTC GiftSeries A Common Shares · Derivative 280,955 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000006 · wf-form5_164217640168102.xml · derivative · entry 4

CARLSON WALTER CD · CIK 0001230118 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 2,308,302

Underlying: Common Shares · 280,955 shares

Expires not disclosed

F3 · derivative.exercise_price: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F1 · kind: Reporting person individually gifted to family limited partnership. Reporting person previously reported all shares held by family partnership. Accordingly the gift did not result in a change in the number of securities reported as beneficially owned by reporting person.

F3 · derivative.exercise_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F3 · derivative.expiration_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F4 · balance_after: Reporting person is one of four trustees which is record owner of these shares which files its holdings on Forms 4. The shares reported are held by respective reporting person and his family members which have a pecuniary interest in such securities. Includes 752,615 Series A Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
December 09, 2021 Filed Jan 14, 2022 16:06 UTC GiftCommon Shares 772,286 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000006 · wf-form5_164217640168102.xml · nonDerivative · entry 2

CARLSON WALTER CD · CIK 0001230118 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 1,985,858

F1 · kind: Reporting person individually gifted to family limited partnership. Reporting person previously reported all shares held by family partnership. Accordingly the gift did not result in a change in the number of securities reported as beneficially owned by reporting person.

F2 · balance_after: Reporting person is one of four trustees which is record owner of these shares which files its holdings on Forms 4. The shares reported are held by respective reporting person and his family members that have a pecuniary interest in such securities. Includes 690,604 Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 14:45 UTC
THAUS KURT BSenior VP - Technology
SaleCommon 12,702 $19.59 $248,832.18
Disclosure

SEC source: 0001120437-21-000118 · wf-form4_163906112689328.xml · nonDerivative · entry 2

THAUS KURT B · CIK 0001275931 · Senior VP - Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,315

F2 · acquired: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.50 and $19.68. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 14:45 UTC
THAUS KURT BSenior VP - Technology
SaleCommon 9,390 $19.57 $183,762.30
Disclosure

SEC source: 0001120437-21-000118 · wf-form4_163906112689328.xml · nonDerivative · entry 1

THAUS KURT B · CIK 0001275931 · Senior VP - Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,017

F1 · acquired: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.50 and $19.62. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
December 03, 2021 Filed Jan 18, 2022 15:37 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 853 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000010 · wf-form5_164252023777426.xml · nonDerivative · entry 4

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,493

F1 · balance_after: Includes 3768 Common Shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 22:05 UTC SaleCommon 9,000 $19.51 $175,590.00
Disclosure

SEC source: 0001120437-21-000116 · wf-form4_163727311781656.xml · nonDerivative · entry 1

Carlson Prudence E · CIK 0001435492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,850

Read SEC document
September 09, 2021 Filed Jan 18, 2022 15:37 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 5,005 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000010 · wf-form5_164252023777426.xml · nonDerivative · entry 3

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,346

F1 · balance_after: Includes 3768 Common Shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
August 09, 2021 Filed Jan 20, 2022 21:22 UTC GiftSeries A Common Shares · Derivative 242,205 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000012 · wf-form5_164271373533460.xml · derivative · entry 4

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 2,015,524

Underlying: Common Shares · 242,205 shares

Expires not disclosed

F3 · derivative.exercise_price: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F1 · kind: Reporting person gifted shares to a trust that her spouse is trustee and her children are the beneficiaries.

F3 · derivative.exercise_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F3 · derivative.expiration_date: Series A Common shares are convertible, on a share-for-share basis, into common shares.

F4 · balance_after: Reporting person is one of four trustees of a voting trust which is record owner of these Series A Common shares and which files its holdings on a form 4. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Includes 752,615 Series A Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
August 09, 2021 Filed Jan 20, 2022 21:22 UTC GiftCommon Shares 484,410 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000012 · wf-form5_164271373533460.xml · nonDerivative · entry 2

CARLSON LETITIA G C · CIK 0001233915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Voting Trust

Disclosed balance after: 1,844,952

F1 · kind: Reporting person gifted shares to a trust that her spouse is trustee and her children are the beneficiaries.

F2 · balance_after: Reporting person is one of four trustees of a voting trust which is record owner of these Common shares and which files its holdings on a form 4. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Includes 690,604 Common Shares held by a family partnership of which reporting person is a general partner.

Read SEC document
May 29, 2021 Filed Jan 18, 2022 15:37 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000010 · wf-form5_164252023777426.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,351

F1 · balance_after: Includes 3768 Common Shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
May 26, 2021 Filed May 27, 2021 16:08 UTC
Hanley Joseph RSVP-Technology, Srvs & Strateg
SaleCommon 5,507 $24.81 $136,628.67
Disclosure

SEC source: 0001120437-21-000110 · wf-form4_162213169559455.xml · nonDerivative · entry 1

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,771

F1 · price: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $24.70 to $24.88, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares the prices at which the shares were sold.

Read SEC document
May 23, 2021 Filed May 25, 2021 18:09 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 57,261 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000108 · wf-form4_162196617104537.xml · derivative · entry 3

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 57,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units that became vested on May 23, 2021.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units that became vested on May 23, 2021.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units that became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 18:09 UTC
CARLSON LEROY T JRDirector · President and CEO
Tax withholdingCommon Shares 24,020 $25.50 $612,510.00
Disclosure

SEC source: 0001120437-21-000108 · wf-form4_162196617104537.xml · nonDerivative · entry 2

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,351

F3 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 23, 2021.

F4 · kind: The market was closed on vest date therefore the previous trading day's close, May 21, 2021, was used to value the transaction.

F2 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
May 23, 2021 Filed May 25, 2021 18:09 UTC
CARLSON LEROY T JRDirector · President and CEO
Exercise / conversionCommon Shares 57,261 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000108 · wf-form4_162196617104537.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units that became vested on May 23, 2021.

F2 · balance_after: Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:45 UTC
THAUS KURT BSenior VP - CIO
Exercise / conversionRestricted Stock Units · Derivative 8,243 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000106 · wf-form4_162196469464456.xml · derivative · entry 3

THAUS KURT B · CIK 0001275931 · Senior VP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted Stock units became vested on May 23, 2021.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted Stock units became vested on May 23, 2021.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted Stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:45 UTC
THAUS KURT BSenior VP - CIO
Tax withholdingCommon 2,415 $25.50 $61,582.50
Disclosure

SEC source: 0001120437-21-000106 · wf-form4_162196469464456.xml · nonDerivative · entry 2

THAUS KURT B · CIK 0001275931 · Senior VP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,407

F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 23, 2021.

F3 · kind: The market was closed on vest date therefore the previous trading day's close, May 21, 2021, was used to value the transaction.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:45 UTC
THAUS KURT BSenior VP - CIO
Exercise / conversionCommon Shares 8,243 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000106 · wf-form4_162196469464456.xml · nonDerivative · entry 1

THAUS KURT B · CIK 0001275931 · Senior VP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted Stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:41 UTC
Kroll Anita JVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 2,213 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000104 · wf-form4_162196449736227.xml · derivative · entry 3

Kroll Anita J · CIK 0001779547 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Stock units became vested on May 23, 2021.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Stock units became vested on May 23, 2021.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:41 UTC
Kroll Anita JVP, Controller & CAO
Tax withholdingCommon Shares 708 $25.50 $18,054.00
Disclosure

SEC source: 0001120437-21-000104 · wf-form4_162196449736227.xml · nonDerivative · entry 2

Kroll Anita J · CIK 0001779547 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

F2 · kind: Shares withheld to pay taxes on Restricted Stock Units that vested on May 23, 2021.

F3 · kind: The market was closed on vest date therefore the previous trading day's close, May 21, 2021, was used to value the transaction.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:41 UTC
Kroll Anita JVP, Controller & CAO
Exercise / conversionCommon Shares 2,213 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000104 · wf-form4_162196449736227.xml · nonDerivative · entry 1

Kroll Anita J · CIK 0001779547 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:38 UTC
McCahon Jane WSVP Corp Relations & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 7,273 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000102 · wf-form4_162196429093745.xml · derivative · entry 3

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 7,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted Stock units became vested on May 23, 2021.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted Stock units became vested on May 23, 2021.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted Stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:38 UTC
McCahon Jane WSVP Corp Relations & Corp Sec
Tax withholdingCommon 2,130 $25.50 $54,315.00
Disclosure

SEC source: 0001120437-21-000102 · wf-form4_162196429093745.xml · nonDerivative · entry 2

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,299

F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 23, 2021.

F3 · kind: The market was closed on vest date therefore the previous trading day's close, May 21, 2021, was used to value the transaction.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:38 UTC
McCahon Jane WSVP Corp Relations & Corp Sec
Exercise / conversionCommon 7,273 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000102 · wf-form4_162196429093745.xml · nonDerivative · entry 1

McCahon Jane W · CIK 0001669889 · SVP Corp Relations & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted Stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:34 UTC
DeWitt Daniel J.SVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 7,677 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000100 · wf-form4_162196407416735.xml · derivative · entry 3

DeWitt Daniel J. · CIK 0001694587 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 7,677 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units became vested on May 23, 2021.

F1 · kind: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units became vested on May 23, 2021.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units became vested on May 23, 2021.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:34 UTC
DeWitt Daniel J.SVP of Human Resources
Tax withholdingCommon 2,068 $25.50 $52,734.00
Disclosure

SEC source: 0001120437-21-000100 · wf-form4_162196407416735.xml · nonDerivative · entry 2

DeWitt Daniel J. · CIK 0001694587 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,655

F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 23, 2021.

F3 · kind: The market was closed on vest date therefore the previous trading day's close, May 21, 2021, was used to value the transaction.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:34 UTC
DeWitt Daniel J.SVP of Human Resources
Exercise / conversionCommon 7,677 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000100 · wf-form4_162196407416735.xml · nonDerivative · entry 1

DeWitt Daniel J. · CIK 0001694587 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:31 UTC
Hanley Joseph RSVP-Technology, Srvs & Strateg
Exercise / conversionRestricted Stock Units · Derivative 7,788 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000098 · wf-form4_162196385035467.xml · derivative · entry 3

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Stock units became vested on 5/23/21.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Stock units became vested on 5/23/21.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Stock units became vested on 5/23/21.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:31 UTC
Hanley Joseph RSVP-Technology, Srvs & Strateg
Tax withholdingCommon 2,281 $25.50 $58,165.50
Disclosure

SEC source: 0001120437-21-000098 · wf-form4_162196385035467.xml · nonDerivative · entry 2

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,278

F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on 5/23/21.

F3 · kind: The market was closed on vest date therefore the previous trading day's close, May 21, 2021, was used to value the transaction.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:31 UTC
Hanley Joseph RSVP-Technology, Srvs & Strateg
Exercise / conversionCommon Shares 7,788 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000098 · wf-form4_162196385035467.xml · nonDerivative · entry 1

Hanley Joseph R · CIK 0001298040 · SVP-Technology, Srvs & Strateg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Stock units became vested on 5/23/21.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:27 UTC
WILLIAMSON SCOTT HSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 19,626 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000096 · wf-form4_162196361748158.xml · derivative · entry 3

WILLIAMSON SCOTT H · CIK 0001128028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted Stock units became vested on May 23, 2021.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted Stock units became vested on May 23, 2021.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted Stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:27 UTC
WILLIAMSON SCOTT HSenior Vice President
Tax withholdingCommon Shares 6,657 $25.50 $169,753.50
Disclosure

SEC source: 0001120437-21-000096 · wf-form4_162196361748158.xml · nonDerivative · entry 2

WILLIAMSON SCOTT H · CIK 0001128028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,688

F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 23, 2021.

F3 · kind: The market was closed on vest date therefore the previous trading day's close, May 21, 2021, was used to value the transaction.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:27 UTC
WILLIAMSON SCOTT HSenior Vice President
Exercise / conversionCommon Shares 19,626 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000096 · wf-form4_162196361748158.xml · nonDerivative · entry 1

WILLIAMSON SCOTT H · CIK 0001128028 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted Stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:12 UTC
Butman James WDirector · President & CEO of subsidiary
Exercise / conversionRestricted Stock Units · Derivative 18,817 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000094 · wf-form4_162196270147995.xml · derivative · entry 3

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 18,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units became vested on May 23, 2021.

F1 · derivative.exercise_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units became vested on May 23, 2021.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:12 UTC
Butman James WDirector · President & CEO of subsidiary
Tax withholdingCommon 6,021 $25.50 $153,535.50
Disclosure

SEC source: 0001120437-21-000094 · wf-form4_162196270147995.xml · nonDerivative · entry 2

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,943

F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 23, 2021.

F3 · kind: The market was closed on vest date therefore the previous trading day's close, May 21, 2021, was used to value the transaction.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:12 UTC
Butman James WDirector · President & CEO of subsidiary
Exercise / conversionCommon 18,817 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000094 · wf-form4_162196270147995.xml · nonDerivative · entry 1

Butman James W · CIK 0001725739 · Director · President & CEO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Restricted stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:05 UTC
SEREDA PETER LSenior VP-Finance
Exercise / conversionRestricted Stock Units · Derivative 12,857 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000092 · wf-form4_162196228605954.xml · derivative · entry 3

SEREDA PETER L · CIK 0001141275 · Senior VP-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock unit award pursuant to the 2011 Long Term Incentive Plan. Stock units became vested on May 23, 2021.

F1 · derivative.exercise_date: Restricted stock unit award pursuant to the 2011 Long Term Incentive Plan. Stock units became vested on May 23, 2021.

F1 · derivative.expiration_date: Restricted stock unit award pursuant to the 2011 Long Term Incentive Plan. Stock units became vested on May 23, 2021.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:05 UTC
SEREDA PETER LSenior VP-Finance
Tax withholdingCommon Shares 3,767 $25.50 $96,058.50
Disclosure

SEC source: 0001120437-21-000092 · wf-form4_162196228605954.xml · nonDerivative · entry 2

SEREDA PETER L · CIK 0001141275 · Senior VP-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,139

F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 23, 2021.

F3 · kind: The market was closed on vest date therefore the previous trading day's close, May 21, 2021, was used to value the transaction.

Read SEC document
May 23, 2021 Filed May 25, 2021 17:05 UTC
SEREDA PETER LSenior VP-Finance
Exercise / conversionCommon Shares 12,857 $0.00 $0.00
Disclosure

SEC source: 0001120437-21-000092 · wf-form4_162196228605954.xml · nonDerivative · entry 1

SEREDA PETER L · CIK 0001141275 · Senior VP-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock unit award pursuant to the 2011 Long Term Incentive Plan. Stock units became vested on May 23, 2021.

Read SEC document
May 22, 2021 Filed Jan 18, 2022 15:37 UTC
CARLSON LEROY T JRDirector · President and CEO
GiftCommon Shares 16,000 $0.00 $0.00
Disclosure

SEC source: 0001120437-22-000010 · wf-form5_164252023777426.xml · nonDerivative · entry 1

CARLSON LEROY T JR · CIK 0000901731 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,351

F1 · balance_after: Includes 3768 Common Shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.