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USA TODAY Co., Inc.

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5023
SEC CIK
0001579684
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225

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2019 Filed Mar 11, 2019 22:42 UTC
Reed MichaelChief Executive Officer
GrantStock Option (right to buy) · Derivative 18,000 $0.00 Strike: $16.45 $0.00
Disclosure

SEC source: 0000903423-19-000146 · ownership.xml · derivative · entry 2

Reed Michael · CIK 0001376487 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock, par value $0.01 per share · 18,000 shares

Expires 2028-04-13

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 22:42 UTC
Reed MichaelChief Executive Officer
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $16.45 $0.00
Disclosure

SEC source: 0000903423-19-000146 · ownership.xml · derivative · entry 1

Reed Michael · CIK 0001376487 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock, par value $0.01 per share · 120,000 shares

Expires 2028-04-10

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
February 25, 2019 Filed Mar 1, 2019 19:33 UTC
Davis Kirk AChief Operating Officer
GrantCommon Stock, par value $0.01 per share 62,271 $0.00 $0.00
Disclosure

SEC source: 0000903423-19-000141 · ownership.xml · nonDerivative · entry 1

Davis Kirk A · CIK 0001452629 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,933

F1 · shares: Represents a restricted stock grant that will vest 33.3% on February 25, 2020, 33.3% on February 25, 2021 and 33.4% on February 25, 2022, subject to the reporting person's continued service as an employee through each vesting date.

F2 · balance_after: Includes the following grants of restricted stock, that will vest subject to the reporting person's continued service as an employee through each vesting date: (i) 25,173 shares of restricted stock granted on February 20, 2017, which vested 33.3% on February 20, 2018 and 33.3% on February 20, 2019 and that will vest 33.4% on February 20, 2020; and (ii) 45,900 shares of restricted stock granted on February 27, 2018, that vested 33.3% on February 27, 2019 and that will vest 33.3% on February 27, 2020 and 33.4% on February 27, 2021.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 17:22 UTC
Davis Kirk AChief Operating Officer
PurchaseCommon Stock, par value $0.01 per share 6,750 $14.20 $95,850.00
Disclosure

SEC source: 0001209191-18-057787 · doc4.xml · nonDerivative · entry 1

Davis Kirk A · CIK 0001452629 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,662

F1 · kind: Shares were purchased in the open market.

F2 · balance_after: Includes the following grants of restricted stock, that will vest subject to the reporting person's continued service as an employee through each vesting date: (i) 26,247 shares of restricted stock granted on February 23, 2016, which vested 33.3% on February 23, 2017, 33.3% on February 23, 2018 and will vest 33.4% on February 23, 2019; (ii) 25,173 shares of restricted stock granted on February 20, 2017, which vested 33.3% on February 20, 2018 and will vest 33.3% on February 20, 2019 and 33.4% on February 20, 2020; and (iii) 45,900 shares of restricted stock granted on February 27, 2018, that will vest 33.3% on February 27, 2019, 33.3% on February 27, 2020 and 33.4% on February 27, 2021.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 17:15 UTC SaleCommon Stock, par value $0.01 per share 20,000 $14.33 $286,600.00
Disclosure

SEC source: 0001209191-18-057782 · doc4.xml · nonDerivative · entry 2

Freiberg Gregory William · CIK 0001361906 · CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Gregory W Freiberg Revocable Trust

Disclosed balance after: 48,769

F1 · kind: Shares were sold in the open market.

F3 · price: The shares were sold in multiple transactions and the price reported is a weighted average. The sale price ranged from $14.31 to $14.35. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:27 UTC PurchaseCommon Stock, par value $0.01 per share 15,000 $14.48 $217,200.00
Disclosure

SEC source: 0001209191-18-057961 · doc4.xml · nonDerivative · entry 1

Tarica Laurence · CIK 0001597461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,070

F1 · kind: Shares were purchased in the open market.

F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.44 to $14.49. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2018 Filed Nov 6, 2018 23:00 UTC
Reed MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 29,000 $14.24 $412,960.00
Disclosure

SEC source: 0001209191-18-057444 · doc4.xml · nonDerivative · entry 2

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,361

F1 · kind: Shares were purchased in the open market.

F3 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.22 to $14.26. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 17:15 UTC SaleCommon Stock, par value $0.01 per share 65,000 $14.21 $923,650.00
Disclosure

SEC source: 0001209191-18-057782 · doc4.xml · nonDerivative · entry 1

Freiberg Gregory William · CIK 0001361906 · CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Gregory W Freiberg Revocable Trust

Disclosed balance after: 68,769

F1 · kind: Shares were sold in the open market.

F2 · price: The shares were sold in multiple transactions and the price reported is a weighted average. The sale price ranged from $14.18 to $14.24. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 23:00 UTC
Reed MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 46,000 $14.20 $653,200.00
Disclosure

SEC source: 0001209191-18-057444 · doc4.xml · nonDerivative · entry 1

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,361

F1 · kind: Shares were purchased in the open market.

F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.10 to $14.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2018 Filed Aug 14, 2018 20:35 UTC
Reed MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 32,000 $15.74 $503,680.00
Disclosure

SEC source: 0001209191-18-046613 · doc4.xml · nonDerivative · entry 1

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,361

F1 · kind: Shares were purchased in the open market.

F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $15.64 to $15.78. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 10, 2018 Filed Apr 10, 2018 21:33 UTC
Reed MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 25,000 $16.45 $411,250.00
Disclosure

SEC source: 0000899243-18-009866 · doc4.xml · nonDerivative · entry 1

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,361

F1 · kind: Shares were purchased in connection with the Issuer's public offering of common stock.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 22:54 UTC GrantCommon Stock, par value $0.01 per share 4,336 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022252 · doc4.xml · nonDerivative · entry 1

SHEEHAN KEVIN M · CIK 0001047582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,070

F1 · shares: Shares were issued to director as compensation for services provided to the registrant under its nonqualified stock option and incentive award plan. The applicable closing price was $17.30 on March 28, 2018.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 16:16 UTC GrantCommon Stock, par value $0.01 per share 4,336 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022204 · doc4.xml · nonDerivative · entry 1

JANULIS THEODORE PETER · CIK 0001257683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,070

F1 · shares: Shares were issued to director as compensation for services provided to the registrant under its nonqualified stock option and incentive award plan. The applicable closing price was $17.30 on March 28, 2018.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 20:18 UTC GrantCommon Stock, par value $0.01 per share 4,336 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022210 · doc4.xml · nonDerivative · entry 1

Tarica Laurence · CIK 0001597461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,070

F1 · shares: Shares were issued to director as compensation for services provided to the registrant under its nonqualified stock option and incentive award plan. The applicable closing price was $17.30 on March 28, 2018.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:30 UTC
Davis Kirk AChief Operating Officer
GrantCommon Stock, par value $0.01 per share 45,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015035 · doc4.xml · nonDerivative · entry 1

Davis Kirk A · CIK 0001452629 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,912

F1 · shares: Represents a restricted stock grant that will vest 33.3% on February 27, 2019, 33.3% on February 27, 2020 and 33.4% on February 27, 2021, subject to the reporting person's continued service as an employee through each vesting date.

F2 · balance_after: Includes the following grants of restricted stock, that will vest subject to the reporting person's continued service as an employee through each vesting date: (i) 43,592 shares of restricted stock that were granted on February 24, 2015, which vested 33.3% on February 24, 2016, 33.3% on February 24, 2017 and 33.4% on February 24, 2018; (ii) 26,247 shares of restricted stock granted on February 23, 2016, which vested 33.3% on February 23, 2017, 33.3% on February 23, 2018 and will vest 33.4% on February 23, 2019; and (iii) 25,173 shares of restricted stock granted on February 20, 2017, which vested 33.3% on February 20, 2018 and will vest 33.3% on February 20, 2019 and 33.4% on February 20, 2020.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:32 UTC
Reed MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 67,751 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001209191-17-062064 · doc4.xml · derivative · entry 3

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 67,751 shares

Expires 2024-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 3)

F3 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:32 UTC
Reed MichaelDirector · Chief Executive Officer
Tax withholdingCommon Stock, par value $0.01 per share 58,159 $16.74 $973,581.66
Disclosure

SEC source: 0001209191-17-062064 · doc4.xml · nonDerivative · entry 2

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,361

F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated option.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:32 UTC
Reed MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.01 per share 67,751 $14.37 $973,581.87
Disclosure

SEC source: 0001209191-17-062064 · doc4.xml · nonDerivative · entry 1

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 16:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001209191-17-062061 · doc4.xml · derivative · entry 4

Freiberg Gregory William · CIK 0001361906 · CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 25,000 shares

Expires 2024-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 3)

F3 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 16:31 UTC Tax withholdingCommon Stock, par value $0.01 per share 21,603 $16.63 $359,257.89
Disclosure

SEC source: 0001209191-17-062061 · doc4.xml · nonDerivative · entry 2

Freiberg Gregory William · CIK 0001361906 · CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,166

F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated option.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 16:31 UTC Exercise / conversionCommon Stock, par value $0.01 per share 25,000 $14.37 $359,250.00
Disclosure

SEC source: 0001209191-17-062061 · doc4.xml · nonDerivative · entry 1

Freiberg Gregory William · CIK 0001361906 · CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 20:30 UTC
Reed MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 20,000 $13.60 $272,000.00
Disclosure

SEC source: 0000899243-17-020610 · doc4.xml · nonDerivative · entry 1

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,769

F1 · kind: Shares were purchased in the open market.

F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $13.57 to $13.60. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 04, 2017 Filed May 8, 2017 22:06 UTC GrantCommon Stock, par value $0.01 per share 5,535 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012306 · doc4.xml · nonDerivative · entry 1

SHEEHAN KEVIN M · CIK 0001047582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,734

F1 · shares: Shares were issued to director as compensation for services provided to the registrant under its nonqualified stock option and incentive award plan. The applicable closing price was $13.55 on May 4, 2017.

Read SEC document
May 04, 2017 Filed May 8, 2017 18:03 UTC GrantCommon Stock, par value $0.01 per share 5,535 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012301 · doc4.xml · nonDerivative · entry 1

JANULIS THEODORE PETER · CIK 0001257683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,734

F1 · shares: Shares were issued to director as compensation for services provided to the registrant under its nonqualified stock option and incentive award plan. The applicable closing price was $13.55 on May 4, 2017.

Read SEC document
May 04, 2017 Filed May 8, 2017 22:08 UTC GrantCommon Stock, par value $0.01 per share 5,535 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012311 · doc4.xml · nonDerivative · entry 1

Tarica Laurence · CIK 0001597461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,734

F1 · shares: Shares were issued to director as compensation for services provided to the registrant under its nonqualified stock option and incentive award plan. The applicable closing price was $13.55 on May 4, 2017.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:53 UTC
Reed MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 40,000 $13.25 $530,000.00
Disclosure

SEC source: 0000899243-17-011493 · doc4.xml · nonDerivative · entry 1

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,769

F1 · kind: Shares were purchased in the open market.

F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $13.21 to $13.35. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:30 UTC PurchaseCommon Stock, par value $0.01 per share 10,000 $15.15 $151,460.00
Disclosure

SEC source: 0000899243-17-005233 · doc4.xml · nonDerivative · entry 1

Tarica Laurence · CIK 0001597461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,199

F1 · kind: Shares were purchased in the open market.

F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $15.125 to $15.15. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,764 representing a restricted stock grant that vests on March 14, 2017, subject to the reporting person's continued service as a director through the vesting date.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 16:30 UTC
Davis Kirk AChief Operating Officer
GrantCommon Stock, par value $0.01 per share 25,173 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004950 · doc4.xml · nonDerivative · entry 1

Davis Kirk A · CIK 0001452629 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,012

F1 · shares: Represents a restricted stock grant that vests in three equal installments on February 20 of each of 2018, 2019 and 2020, subject to the reporting person's continued service as an employee through each vesting date.

F2 · balance_after: Includes 29,075 representing a restricted stock grant that vests in equal installments on February 24 of each of 2017 and 2018, subject to the reporting person's continued service as an employee through the vesting date. Includes 26,247 representing a restricted stock grant that vests in three equal installments on February 23 of each of 2017, 2018 and 2019, subject to the reporting person's continued service as an employee through the vesting date.

Read SEC document
February 09, 2017 Filed Feb 17, 2017 22:41 UTC
Reed MichaelDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-17-012283 · doc4.xml · derivative · entry 2

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock, par value $0.01 per share · 22,500 shares

Expires 2026-12-31

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

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February 09, 2017 Filed Feb 17, 2017 22:41 UTC
Reed MichaelDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-17-012283 · doc4.xml · derivative · entry 1

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock, par value $0.01 per share · 150,000 shares

Expires 2026-11-30

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

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December 15, 2016 Filed Dec 15, 2016 16:05 UTC GrantStock option (right to buy) · Derivative 112,500 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0000899243-16-035592 · doc4.xml · derivative · entry 1

EDENS WESLEY R · CIK 0001124460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fortress Operating Entity I LP

Disclosed balance after: 112,500

Underlying: Common Stock, par value $0.01 per share · 112,500 shares

Expires 2026-12-15

F1 · derivative.exercise_date: Options were fully vested on date of initial grant from the Issuer to FOE I and become exercisable in thirty equal monthly installments beginning on the first of each month following the month in which the options were granted.

F2 · ownership.nature: These options were granted to Fortress Operating Entity I ("FOE I"). FIG Corp. is the general partner of FOE I and is a wholly-owned subsidiary of Fortress Investment Group LLC. By virtue of his relationship to Fortress Investment Group LLC and certain of its affiliates, Mr. Edens may be deemed to have a pecuniary interest in securities beneficially owned by FOE I. Mr. Edens disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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November 25, 2016 Filed Nov 29, 2016 21:05 UTC PurchaseCommon Stock, par value $0.01 per share 10,000 $15.90 $159,000.00
Disclosure

SEC source: 0000899243-16-034484 · doc4.xml · nonDerivative · entry 1

Tarica Laurence · CIK 0001597461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,199

F1 · kind: Shares were purchased in the open market.

F2 · balance_after: Includes 1,764 representing a restricted stock grant that vests on March 14, 2017, subject to the reporting person's continued service as a director through the vesting date.

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November 23, 2016 Filed Nov 23, 2016 16:05 UTC GrantStock option (right to buy) · Derivative 750,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0000899243-16-034302 · doc4.xml · derivative · entry 1

EDENS WESLEY R · CIK 0001124460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fortress Operating Entity I LP

Disclosed balance after: 750,000

Underlying: Common Stock, par value $0.01 per share · 750,000 shares

Expires 2026-11-23

F1 · derivative.exercise_date: Options were fully vested on date of initial grant from the Issuer to FOE I and become exercisable in thirty equal monthly installments beginning on the first of each month following the month in which the options were granted.

F2 · ownership.nature: These options were granted to Fortress Operating Entity I ("FOE I"). FIG Corp. is the general partner of FOE I and is a wholly-owned subsidiary of Fortress Investment Group LLC. By virtue of his relationship to Fortress Investment Group LLC and certain of its affiliates, Mr. Edens may be deemed to have a pecuniary interest in securities beneficially owned by FOE I. Mr. Edens disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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November 23, 2016 Filed Nov 23, 2016 16:05 UTC PurchaseCommon Stock, par value $0.01 per share 10,000 $16.00 $160,000.00
Disclosure

SEC source: 0000899243-16-034303 · doc4.xml · nonDerivative · entry 1

Freiberg Gregory William · CIK 0001361906 · CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,769

F1 · kind: Shares were purchased in connection with the Issuer's public offering of common stock.

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November 23, 2016 Filed Nov 23, 2016 21:05 UTC
Reed MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 10,000 $16.00 $160,000.00
Disclosure

SEC source: 0000899243-16-034301 · doc4.xml · nonDerivative · entry 1

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,769

F1 · kind: Shares were purchased in connection with the Issuer's public offering of common stock.

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November 07, 2016 Filed Nov 8, 2016 16:55 UTC PurchaseCommon Stock, par value $0.01 per share 50,500 $15.16 $765,580.00
Disclosure

SEC source: 0000899243-16-032943 · doc4.xml · nonDerivative · entry 2

Freiberg Gregory William · CIK 0001361906 · CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gregory W Freiberg Revocable Trust

Disclosed balance after: 50,500

F1 · kind: Shares were purchased in the open market.

F3 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.95 to $15.25. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 04, 2016 Filed Nov 8, 2016 16:55 UTC PurchaseCommon Stock, par value $0.01 per share 34,500 $14.79 $510,255.00
Disclosure

SEC source: 0000899243-16-032943 · doc4.xml · nonDerivative · entry 1

Freiberg Gregory William · CIK 0001361906 · CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,769

F1 · kind: Shares were purchased in the open market.

F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.40 to $14.86. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 03, 2016 Filed Nov 4, 2016 20:07 UTC
Reed MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 50,000 $14.34 $717,000.00
Disclosure

SEC source: 0000899243-16-032769 · doc4.xml · nonDerivative · entry 1

Reed Michael · CIK 0001376487 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,769

F1 · kind: Shares were purchased in the open market.

F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.17 to $14.35. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 23, 2016 Filed Feb 3, 2017 17:36 UTC
Davis Kirk AChief Operating Officer
GrantCommon Stock, par value $0.01 per share 26,247 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002751 · doc5.xml · nonDerivative · entry 1

Davis Kirk A · CIK 0001452629 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,839

F1 · shares: Represents a restricted stock grant that vests in three equal installments on February 23 of each of 2017, 2018 and 2019, subject to the reporting person's continued service as an employee through each vesting date.

F2 · balance_after: Includes 29,075 representing a restricted stock grant that vests in equal installments on February 24 of each of 2017 and 2018, subject to the reporting person's continued service as an employee through the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.