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TRICO BANCSHARES /

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4626
SEC CIK
0000356171
Parsed reports
655

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2017 Filed Aug 14, 2017 21:45 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000076 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 220.16

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 14, 2017 Filed Aug 14, 2017 17:44 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000074 · primary_doc.xml · nonDerivative · entry 2

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 45,065.33

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 14, 2017 Filed Aug 14, 2017 17:51 UTC
REDDISH THOMAS JEVP/ Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000075 · primary_doc.xml · nonDerivative · entry 3

REDDISH THOMAS J · CIK 0001198492 · EVP/ Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,482.62

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 14, 2017 Filed Aug 14, 2017 17:32 UTC
Hunter Glenn CChief Human Resource Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000073 · primary_doc.xml · nonDerivative · entry 3

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 820.65

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 14, 2017 Filed Aug 14, 2017 17:23 UTC
CARNEY CRAIG BEVP/ Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000072 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP/ Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 14,993.52

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 14, 2017 Filed Aug 14, 2017 17:23 UTC
CARNEY CRAIG BEVP/ Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000072 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP/ Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 115.5

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 14, 2017 Filed Aug 14, 2017 17:23 UTC
CARNEY CRAIG BEVP/ Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000072 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP/ Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 132.12

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 14, 2017 Filed Aug 14, 2017 17:23 UTC
CARNEY CRAIG BEVP/ Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000072 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP/ Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 125.83

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 14, 2017 Filed Aug 14, 2017 17:12 UTC
BAILEY DANIEL KEVP/Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000071 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 7,128.84

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 21:45 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000076 · primary_doc.xml · derivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,493

Underlying: Common Stock · 1,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on August 11th, 2016 that was vested on August 11th, 2017

F1 · derivative.exercise_date: Result of vesting of an RSU granted on August 11th, 2016 that was vested on August 11th, 2017

F1 · derivative.expiration_date: Result of vesting of an RSU granted on August 11th, 2016 that was vested on August 11th, 2017

Read SEC document
August 11, 2017 Filed Aug 14, 2017 21:45 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000076 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 32,197.17

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 21:45 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 637 $36.34 $23,148.58
Disclosure

SEC source: 0001620863-17-000076 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,105

Read SEC document
August 11, 2017 Filed Aug 14, 2017 21:45 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 1,330 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-17-000076 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on August 11th, 2016 that was vested on August 11th, 2017

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:44 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Exercise / conversionRestricted Stock Units · Derivative 398 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000074 · primary_doc.xml · derivative · entry 3

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,573

Underlying: Common Stock · 398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

F1 · derivative.exercise_date: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

F1 · derivative.expiration_date: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:44 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
Exercise / conversionCommon Stock 398 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-17-000074 · primary_doc.xml · nonDerivative · entry 1

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,104.49

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:51 UTC
REDDISH THOMAS JEVP/ Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000075 · primary_doc.xml · derivative · entry 4

REDDISH THOMAS J · CIK 0001198492 · EVP/ Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,294

Underlying: Common Stock · 488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

F1 · derivative.exercise_date: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

F1 · derivative.expiration_date: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:51 UTC
REDDISH THOMAS JEVP/ Chief Financial Officer
Tax withholdingCommon Stock 183 $36.34 $6,650.22
Disclosure

SEC source: 0001620863-17-000075 · primary_doc.xml · nonDerivative · entry 2

REDDISH THOMAS J · CIK 0001198492 · EVP/ Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,191

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:51 UTC
REDDISH THOMAS JEVP/ Chief Financial Officer
Exercise / conversionCommon Stock 488 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-17-000075 · primary_doc.xml · nonDerivative · entry 1

REDDISH THOMAS J · CIK 0001198492 · EVP/ Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:32 UTC
Hunter Glenn CChief Human Resource Officer
Exercise / conversionRestricted Stock Unit · Derivative 290 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000073 · primary_doc.xml · derivative · entry 4

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,674

Underlying: Common Stock · 290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

F1 · derivative.exercise_date: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

F1 · derivative.expiration_date: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:32 UTC
Hunter Glenn CChief Human Resource Officer
Tax withholdingCommon Stock 78 $36.34 $2,834.52
Disclosure

SEC source: 0001620863-17-000073 · primary_doc.xml · nonDerivative · entry 2

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:32 UTC
Hunter Glenn CChief Human Resource Officer
Exercise / conversionCommon Stock 290 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-17-000073 · primary_doc.xml · nonDerivative · entry 1

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:23 UTC
CARNEY CRAIG BEVP/ Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 415 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000072 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP/ Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,764

Underlying: Common Stock · 415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

F1 · derivative.exercise_date: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

F1 · derivative.expiration_date: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:23 UTC
CARNEY CRAIG BEVP/ Chief Credit Officer
Tax withholdingCommon Stock 141 $36.34 $5,123.94
Disclosure

SEC source: 0001620863-17-000072 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP/ Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,081

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:23 UTC
CARNEY CRAIG BEVP/ Chief Credit Officer
Exercise / conversionCommon Stock 415 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-17-000072 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP/ Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:12 UTC
BAILEY DANIEL KEVP/Retail Banking
Exercise / conversionRestricted Stock Unit · Derivative 407 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000071 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,672

Underlying: Common Stock · 407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

F1 · derivative.exercise_date: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

F1 · derivative.expiration_date: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:12 UTC
BAILEY DANIEL KEVP/Retail Banking
Tax withholdingCommon Stock 146 $36.34 $5,305.64
Disclosure

SEC source: 0001620863-17-000071 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,619.78

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:12 UTC
BAILEY DANIEL KEVP/Retail Banking
Exercise / conversionCommon Stock 407 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-17-000071 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,765.78

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017

Read SEC document
June 14, 2017 Filed Jun 14, 2017 19:45 UTC
BAILEY DANIEL KEVP Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000069 · primary_doc.xml · nonDerivative · entry 5

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 7,128.84

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shres beneficially owned.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 19:45 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionOption Common Stock · Derivative 6,000 $14.54 Strike: $14.54 $87,240.00
Disclosure

SEC source: 0001620863-17-000069 · primary_doc.xml · derivative · entry 7

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 6,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 19:45 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionOption Common Stock · Derivative 4,000 $15.34 Strike: $15.34 $61,360.00
Disclosure

SEC source: 0001620863-17-000069 · primary_doc.xml · derivative · entry 6

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 4,000 shares

Expires 2022-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 19:45 UTC
BAILEY DANIEL KEVP Retail Banking
Tax withholdingCommon Stock 4,317 $36.51 $157,613.67
Disclosure

SEC source: 0001620863-17-000069 · primary_doc.xml · nonDerivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,241.57

Read SEC document
June 13, 2017 Filed Jun 14, 2017 19:45 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionCommon Stock 6,000 $14.54 $87,240.00
Disclosure

SEC source: 0001620863-17-000069 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,558.57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 19:45 UTC
BAILEY DANIEL KEVP Retail Banking
Tax withholdingCommon Stock 2,870 $36.51 $104,783.70
Disclosure

SEC source: 0001620863-17-000069 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,558.57

Read SEC document
June 13, 2017 Filed Jun 14, 2017 19:45 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionCommon Stock 4,000 $15.34 $61,360.00
Disclosure

SEC source: 0001620863-17-000069 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,428.57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 22:17 UTC
REDDISH THOMAS JEVP/Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000063 · primary_doc.xml · nonDerivative · entry 2

REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,482.62

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 22:17 UTC
REDDISH THOMAS JEVP/Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000063 · primary_doc.xml · nonDerivative · entry 1

REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,886

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 23:09 UTC
Hunter Glenn CChief Human Resource Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000067 · primary_doc.xml · nonDerivative · entry 2

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 820.65

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 23:09 UTC
Hunter Glenn CChief Human Resource Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000067 · primary_doc.xml · nonDerivative · entry 1

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 22:51 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000066 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 14,993.52

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 22:51 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000066 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,917

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 22:28 UTC
BAILEY DANIEL KEVP Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000064 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 7,128.84

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 22:28 UTC
BAILEY DANIEL KEVP Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000064 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,158.57

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 22:41 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000065 · primary_doc.xml · nonDerivative · entry 2

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 45,065.33

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

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June 05, 2017 Filed Jun 5, 2017 22:41 UTC
OSULLIVAN RICHARD BEVP Wholesale Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000065 · primary_doc.xml · nonDerivative · entry 1

OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,917.63

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

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June 05, 2017 Filed Jun 5, 2017 21:21 UTC Amendment
CARNEY CRAIG BEVP/Cheif Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000061 · primary_doc.xml · nonDerivative · entry 10

CARNEY CRAIG B · CIK 0001198502 · EVP/Cheif Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 14,993.52

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

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June 05, 2017 Filed Jun 5, 2017 21:21 UTC Amendment
CARNEY CRAIG BEVP/Cheif Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000061 · primary_doc.xml · nonDerivative · entry 9

CARNEY CRAIG B · CIK 0001198502 · EVP/Cheif Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 114.95

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

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June 05, 2017 Filed Jun 5, 2017 21:21 UTC Amendment
CARNEY CRAIG BEVP/Cheif Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000061 · primary_doc.xml · nonDerivative · entry 8

CARNEY CRAIG B · CIK 0001198502 · EVP/Cheif Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 125.23

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

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June 05, 2017 Filed Jun 5, 2017 21:21 UTC Amendment
CARNEY CRAIG BEVP/Cheif Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000061 · primary_doc.xml · nonDerivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP/Cheif Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 131.49

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

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June 05, 2017 Filed Jun 5, 2017 21:58 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000062 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 219.11

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

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June 05, 2017 Filed Jun 5, 2017 21:58 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000062 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 32,197.17

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.