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TRICO BANCSHARES /

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4626
SEC CIK
0000356171
Parsed reports
655

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2019 Filed May 9, 2019 17:49 UTC
Hunter Glenn CChief Human Resource Officer
Exercise / conversionCommon Stock 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000009 · primary_doc.xml · nonDerivative · entry 1

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Taxes paid by Executive.

Read SEC document
May 07, 2019 Filed May 9, 2019 17:38 UTC
OSULLIVAN RICHARD BEVP - Chief Comm Lending
Exercise / conversionRestricted Stock Unit · Derivative 434 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000008 · primary_doc.xml · derivative · entry 3

OSULLIVAN RICHARD B · CIK 0001198499 · EVP - Chief Comm Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,853

Underlying: Common Stock · 434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Taxes paid by Executive.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Taxes paid by Executive.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Taxes paid by Executive.

Read SEC document
May 07, 2019 Filed May 9, 2019 17:38 UTC
OSULLIVAN RICHARD BEVP - Chief Comm Lending
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000008 · primary_doc.xml · nonDerivative · entry 2

OSULLIVAN RICHARD B · CIK 0001198499 · EVP - Chief Comm Lending

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 47,742.65

F2 · kind: Held in reporting person's ESOP account as of December 31, 2018. Gives effect to ESOP allocations since last reported.

Read SEC document
May 07, 2019 Filed May 9, 2019 17:38 UTC
OSULLIVAN RICHARD BEVP - Chief Comm Lending
Exercise / conversionCommon Stock 434 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000008 · primary_doc.xml · nonDerivative · entry 1

OSULLIVAN RICHARD B · CIK 0001198499 · EVP - Chief Comm Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,540.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Taxes paid by Executive.

Read SEC document
May 07, 2019 Filed May 9, 2019 17:27 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionRestricted Stock Unit · Derivative 447 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000007 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935

Underlying: Common Stock · 447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes.

Read SEC document
May 07, 2019 Filed May 9, 2019 17:27 UTC
BAILEY DANIEL KEVP Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000007 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 8,087.97

F2 · kind: Held in reporting person's ESOP account as of December 31, 2018. Gives effect to ESOP allocations since last reported.

Read SEC document
May 07, 2019 Filed May 9, 2019 17:27 UTC
BAILEY DANIEL KEVP Retail Banking
Tax withholdingCommon Stock 184 $40.63 $7,475.92
Disclosure

SEC source: 0001620863-19-000007 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,922.11

Read SEC document
May 07, 2019 Filed May 9, 2019 17:27 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionCommon Stock 447 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000007 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,106.11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes.

Read SEC document
May 07, 2019 Filed May 9, 2019 16:57 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 458 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000006 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,017

Underlying: Common Stock · 458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes.

Read SEC document
May 07, 2019 Filed May 9, 2019 16:57 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000006 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 119.31

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 07, 2019 Filed May 9, 2019 16:57 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000006 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 136.48

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 07, 2019 Filed May 9, 2019 16:57 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000006 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 129.97

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 07, 2019 Filed May 9, 2019 16:57 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000006 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 16,309.33

F2 · kind: Held in the reporting person's ESOP account as of December 31, 2018. Gives effect to ESOP allocations since last reported.

Read SEC document
May 07, 2019 Filed May 9, 2019 16:57 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 147 $40.63 $5,972.61
Disclosure

SEC source: 0001620863-19-000006 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,313

Read SEC document
May 07, 2019 Filed May 9, 2019 16:57 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 458 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000006 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Shares withheld to pay taxes.

Read SEC document
May 01, 2019 Filed May 2, 2019 17:46 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionOption Common Stock · Derivative 11,000 $0.00 Strike: $19.46 $0.00
Disclosure

SEC source: 0001620863-19-000005 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 2, 2019 17:46 UTC
BAILEY DANIEL KEVP Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000005 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 7,286.38

F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 01, 2019 Filed May 2, 2019 17:46 UTC
BAILEY DANIEL KEVP Retail Banking
Tax withholdingCommon Stock 8,302 $40.09 $332,827.18
Disclosure

SEC source: 0001620863-19-000005 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,659.11

Read SEC document
May 01, 2019 Filed May 2, 2019 17:46 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionCommon Stock 11,000 $19.46 $214,060.00
Disclosure

SEC source: 0001620863-19-000005 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,961.11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 17:39 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionOption Common Stock · Derivative 4,000 $14.54 Strike: $14.54 $58,160.00
Disclosure

SEC source: 0001620863-19-000004 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Common Stock · 4,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 17:39 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionOption Common Stock · Derivative 50,000 $14.54 Strike: $14.54 $727,000.00
Disclosure

SEC source: 0001620863-19-000004 · primary_doc.xml · derivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,000

Underlying: Common Stock · 50,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 17:39 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000004 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 32,347.93

F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
April 30, 2019 Filed May 2, 2019 17:39 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 38,087 $39.91 $1,520,052.17
Disclosure

SEC source: 0001620863-19-000004 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,561

Read SEC document
April 30, 2019 Filed May 2, 2019 17:39 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 4,000 $14.54 $58,160.00
Disclosure

SEC source: 0001620863-19-000004 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 17:39 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 50,000 $14.54 $727,000.00
Disclosure

SEC source: 0001620863-19-000004 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 17:34 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
Exercise / conversionOption Common Stock · Derivative 11,000 $19.46 Strike: $19.46 $214,060.00
Disclosure

SEC source: 0001620863-19-000003 · primary_doc.xml · derivative · entry 10

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 17:34 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
Exercise / conversionOption Common Stock · Derivative 20,000 $15.34 Strike: $15.34 $306,800.00
Disclosure

SEC source: 0001620863-19-000003 · primary_doc.xml · derivative · entry 9

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 20,000 shares

Expires 2022-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 17:34 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000003 · primary_doc.xml · nonDerivative · entry 8

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 15,148.93

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 17:34 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000003 · primary_doc.xml · nonDerivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 118.73

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 17:34 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000003 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 135.82

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 17:34 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000003 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 129.35

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 17:34 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
Tax withholdingCommon Stock 8,386 $39.91 $334,685.26
Disclosure

SEC source: 0001620863-19-000003 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,002

F1 · kind: This form is being filed to report the exercise of a stock option for a total of 21,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,300 shares of common stock.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 17:34 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
Exercise / conversionCommon Stock 11,000 $19.46 $214,060.00
Disclosure

SEC source: 0001620863-19-000003 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This form is being filed to report the exercise of a stock option for a total of 21,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,300 shares of common stock.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 17:34 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
Tax withholdingCommon Stock 14,314 $39.91 $571,271.74
Disclosure

SEC source: 0001620863-19-000003 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,388

F1 · kind: This form is being filed to report the exercise of a stock option for a total of 21,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,300 shares of common stock.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 17:34 UTC
CARNEY CRAIG BEVP/Chief Credit Officer
Exercise / conversionCommon Stock 20,000 $15.34 $306,800.00
Disclosure

SEC source: 0001620863-19-000003 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This form is being filed to report the exercise of a stock option for a total of 21,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,300 shares of common stock.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 23:10 UTC SaleCommon Stock 3,632 $37.62 $136,628.94
Disclosure

SEC source: 0001620863-19-000002 · primary_doc.xml · nonDerivative · entry 1

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,078

F1 · price: (1) This transaction was executed in multiple trades at a price ranging from $37.46 to $37.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 23:54 UTC Exercise / conversionOption Common Stock · Derivative 10,000 $12.63 Strike: $12.63 $126,300.00
Disclosure

SEC source: 0001620863-19-000001 · primary_doc.xml · derivative · entry 4

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 10,000 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 23:54 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000001 · primary_doc.xml · nonDerivative · entry 3

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,193,703

F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 23:54 UTC Tax withholdingCommon Stock 3,368 $37.49 $126,266.32
Disclosure

SEC source: 0001620863-19-000001 · primary_doc.xml · nonDerivative · entry 2

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,710

Read SEC document
February 01, 2019 Filed Feb 4, 2019 23:54 UTC Exercise / conversionCommon Stock 10,000 $12.63 $126,300.00
Disclosure

SEC source: 0001620863-19-000001 · primary_doc.xml · nonDerivative · entry 1

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 23:51 UTC
Giese Cory WDirector · EVP Wholesale Banking
SaleCommon Stock 2,000 $35.73 $71,460.00
Disclosure

SEC source: 0000899243-18-031256 · doc4.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,210

Read SEC document
December 14, 2018 Filed Dec 17, 2018 23:50 UTC
WALKER W VIRGINIADirector · EVP Wholesale Banking
SaleCommon Stock 3,443 $35.48 $122,157.64
Disclosure

SEC source: 0000899243-18-031255 · doc4.xml · nonDerivative · entry 1

WALKER W VIRGINIA · CIK 0001458681 · Director · EVP Wholesale Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,078

F1 · price: This transaction was executed in multiple trades at prices ranging from $35.37 to $35.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 14, 2018 Filed Dec 20, 2018 00:14 UTC Amendment
Giese Cory WDirector
SaleCommon Stock 2,000 $35.73 $71,460.00
Disclosure

SEC source: 0001620863-18-000068 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,210

F1 · security: This amendment does not report any additional transactions - it is being filed to correct the relationship of the Reporting Person(s) to the Issuer

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December 14, 2018 Filed Dec 20, 2018 00:05 UTC Amendment SaleCommon Stock 3,443 $35.48 $122,157.64
Disclosure

SEC source: 0001620863-18-000067 · primary_doc.xml · nonDerivative · entry 1

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,078

F2 · security: This amendment does not report any additional transactions - it is being filed to correct the relationship of the Reporting Person(s) to the Issuer

F1 · price: This transaction was executed in multiple trades at a price ranging from $35.57 to $35.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 06, 2018 Filed Dec 20, 2018 01:46 UTC
Wiese Peter GEVP/Chief Financial Officer
SaleCommon Stock 1,250 $36.00 $45,000.00
Disclosure

SEC source: 0000899243-18-031445 · doc4.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

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December 06, 2018 Filed Dec 20, 2018 22:20 UTC Amendment
Wiese Peter GEVP/Chief Financial Officer
PurchaseCommon Stock 1,250 $36.00 $45,000.00
Disclosure

SEC source: 0000899243-18-031487 · doc4a.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

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December 03, 2018 Filed Dec 3, 2018 23:39 UTC
Fleshood JohnEVP & COO
Exercise / conversionRestricted Stock Unit · Derivative 2,544 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000065 · primary_doc.xml · derivative · entry 2

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,929

Underlying: Common Stock · 2,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/03/2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/03/2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/03/2018

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December 03, 2018 Filed Dec 3, 2018 23:39 UTC
Fleshood JohnEVP & COO
Exercise / conversionCommon Stock 2,544 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000065 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/03/2018

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December 03, 2018 Filed Dec 3, 2018 22:56 UTC
Giese Cory WDirector
Exercise / conversionOption Common Stock · Derivative 2,000 $16.59 Strike: $16.59 $33,180.00
Disclosure

SEC source: 0001620863-18-000064 · primary_doc.xml · derivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 2,000 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 03, 2018 Filed Dec 3, 2018 22:56 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000064 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 500

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.