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4626
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0000356171
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655

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2026 Filed Mar 4, 2026 21:58 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionCommon Stock 1,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001750749-26-000003 · wk-form4_1772661513.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:55 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 902 $0.00 $0.00
Disclosure

SEC source: 0001329631-26-000002 · wk-form4_1772661339.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,130

Underlying: Common Stock · 902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:55 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 902 Not disclosed Not disclosed
Disclosure

SEC source: 0001329631-26-000002 · wk-form4_1772661339.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,669.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:56 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 4,554 $0.00 $0.00
Disclosure

SEC source: 0001198468-26-000002 · wk-form4_1772661370.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,735

Underlying: Common Stock · 4,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:56 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 2,670 $48.36 $129,121.20
Disclosure

SEC source: 0001198468-26-000002 · wk-form4_1772661370.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,152

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:56 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 4,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001198468-26-000002 · wk-form4_1772661370.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:54 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001403901-26-000002 · wk-form4_1772661281.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,867

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:54 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 959 $48.36 $46,377.24
Disclosure

SEC source: 0001403901-26-000002 · wk-form4_1772661281.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,103.41

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:54 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001403901-26-000002 · wk-form4_1772661281.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,062.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:55 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,432 $0.00 $0.00
Disclosure

SEC source: 0001198502-26-000003 · wk-form4_1772661310.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,555

Underlying: Common Stock · 1,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:55 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 915 $48.36 $44,249.40
Disclosure

SEC source: 0001198502-26-000003 · wk-form4_1772661310.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,667

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:55 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 1,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001198502-26-000003 · wk-form4_1772661310.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 3/01/2024. Price per share on vesting date (3/02/2026) was $48.36.

Read SEC document
February 06, 2026 Filed Feb 10, 2026 21:26 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 11,000 $52.23 $574,530.00
Disclosure

SEC source: 0000356171-26-000005 · wk-form4_1770758798.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 9,898.03

F1 · kind: In service distribution from TriCo Bancshares Employee Stock Ownership Plan (ESOP) to IRA. Reporting person received cash from the ESOP equal to closing price of Issurer common stock on 02-06-2026.

Read SEC document
December 02, 2025 Filed Dec 2, 2025 23:16 UTC
Fleshood JohnEVP Chief Operating Officer
Disposition to issuerPerformance Stock Unit · Derivative 5,379 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000088 · wk-form4_1764717403.xml · derivative · entry 6

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,461

Underlying: Common Stock · 5,379 shares

Expires not disclosed

F3 · derivative.exercise_price: On December 2, 2025, the Reporting Person retired from the Issuer and Tri Counties Bank, the Issuers wholly owned subsidiary, collectively, the Company. As a result, on December 2, 2025, the Reporting Persons restricted stock units were forfeited.

F3 · derivative.exercise_date: On December 2, 2025, the Reporting Person retired from the Issuer and Tri Counties Bank, the Issuers wholly owned subsidiary, collectively, the Company. As a result, on December 2, 2025, the Reporting Persons restricted stock units were forfeited.

F3 · derivative.expiration_date: On December 2, 2025, the Reporting Person retired from the Issuer and Tri Counties Bank, the Issuers wholly owned subsidiary, collectively, the Company. As a result, on December 2, 2025, the Reporting Persons restricted stock units were forfeited.

F4 · balance_after: 80% of these stock awards will continue to vest in accordance with the terms of related award agreements between the Issuer and the Reporting Person.

Read SEC document
December 02, 2025 Filed Dec 2, 2025 23:16 UTC
Fleshood JohnEVP Chief Operating Officer
Disposition to issuerRestricted Stock Unit · Derivative 1,948 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000088 · wk-form4_1764717403.xml · derivative · entry 5

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,972

Underlying: Common Stock · 1,948 shares

Expires not disclosed

F3 · derivative.exercise_price: On December 2, 2025, the Reporting Person retired from the Issuer and Tri Counties Bank, the Issuers wholly owned subsidiary, collectively, the Company. As a result, on December 2, 2025, the Reporting Persons restricted stock units were forfeited.

F3 · derivative.exercise_date: On December 2, 2025, the Reporting Person retired from the Issuer and Tri Counties Bank, the Issuers wholly owned subsidiary, collectively, the Company. As a result, on December 2, 2025, the Reporting Persons restricted stock units were forfeited.

F3 · derivative.expiration_date: On December 2, 2025, the Reporting Person retired from the Issuer and Tri Counties Bank, the Issuers wholly owned subsidiary, collectively, the Company. As a result, on December 2, 2025, the Reporting Persons restricted stock units were forfeited.

F4 · balance_after: 80% of these stock awards will continue to vest in accordance with the terms of related award agreements between the Issuer and the Reporting Person.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:16 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionPerformance Stock Unit · Derivative 3,775 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000088 · wk-form4_1764717403.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,840

Underlying: Common Stock · 3,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:16 UTC
Fleshood JohnEVP Chief Operating Officer
Tax withholdingCommon Stock 2,068 $48.29 $99,863.72
Disclosure

SEC source: 0000356171-25-000088 · wk-form4_1764717403.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,679.45

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:16 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 3,533 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000088 · wk-form4_1764717403.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,747.45

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:10 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionPerformance Stock Unit · Derivative 1,821 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000085 · wk-form4_1764717000.xml · derivative · entry 4

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,383

Underlying: Common Stock · 1,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:10 UTC
Gehlmann Gregory ASVP General Counsel
Tax withholdingCommon Stock 997 $48.29 $48,145.13
Disclosure

SEC source: 0000356171-25-000085 · wk-form4_1764717000.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,640.74

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:10 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 1,704 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000085 · wk-form4_1764717000.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,637.74

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:09 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionPerformance Stock Unit · Derivative 4,016 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000084 · wk-form4_1764716967.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,084

Underlying: Common Stock · 4,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:09 UTC
Wiese Peter GEVP Chief Financial Officer
Tax withholdingCommon Stock 1,459 $48.29 $70,455.11
Disclosure

SEC source: 0000356171-25-000084 · wk-form4_1764716967.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,500

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:09 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionCommon Stock 3,759 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000084 · wk-form4_1764716967.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61%.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 00:12 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionPerformance Stock Unit · Derivative 9,397 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000093 · wk-form4_1765411955.xml · derivative · entry 9

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,150

Underlying: Common Stock · 9,397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

F3 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

F3 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 00:12 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 5,150 $48.29 $248,693.50
Disclosure

SEC source: 0000356171-25-000093 · wk-form4_1765411955.xml · nonDerivative · entry 7

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,268

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 00:12 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 8,796 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000093 · wk-form4_1765411955.xml · nonDerivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 23:14 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionPerformance Stock Unit · Derivative 2,924 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000099 · wk-form4_1765494870.xml · derivative · entry 8

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,715

Underlying: Common Stock · 2,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

F3 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

F3 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 23:14 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 1,602 $48.29 $77,360.58
Disclosure

SEC source: 0000356171-25-000099 · wk-form4_1765494870.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,150

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 23:14 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 2,737 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000099 · wk-form4_1765494870.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 23:12 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionPerformance Stock Unit · Derivative 3,098 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000097 · wk-form4_1765494745.xml · derivative · entry 7

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,276

Underlying: Common Stock · 3,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

F3 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

F3 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 23:12 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 1,697 $48.29 $81,948.13
Disclosure

SEC source: 0000356171-25-000097 · wk-form4_1765494745.xml · nonDerivative · entry 5

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,563.41

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 23:12 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 2,900 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000097 · wk-form4_1765494745.xml · nonDerivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,260.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

Read SEC document
October 21, 2025 Filed Oct 23, 2025 00:20 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,473 $0.00 $0.00
Disclosure

SEC source: 0001750749-25-000003 · wk-form4_1761178844.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,888

Underlying: Common Stock · 1,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
October 21, 2025 Filed Oct 23, 2025 00:20 UTC
Wiese Peter GEVP Chief Financial Officer
Tax withholdingCommon Stock 23 $42.33 $973.59
Disclosure

SEC source: 0001750749-25-000003 · wk-form4_1761178844.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,200

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
October 21, 2025 Filed Oct 23, 2025 00:20 UTC
Wiese Peter GEVP Chief Financial Officer
Exercise / conversionCommon Stock 1,473 Not disclosed Not disclosed
Disclosure

SEC source: 0001750749-25-000003 · wk-form4_1761178844.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
October 21, 2025 Filed Oct 22, 2025 21:32 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 668 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000065 · wk-form4_1761168753.xml · derivative · entry 4

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,996

Underlying: Common Stock · 668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
October 21, 2025 Filed Oct 22, 2025 21:32 UTC
Gehlmann Gregory ASVP General Counsel
Tax withholdingCommon Stock 391 $42.33 $16,551.03
Disclosure

SEC source: 0000356171-25-000065 · wk-form4_1761168753.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,933.74

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
October 21, 2025 Filed Oct 22, 2025 21:32 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 668 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000065 · wk-form4_1761168753.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,324.74

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
October 21, 2025 Filed Oct 23, 2025 20:07 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,385 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000074 · wk-form4_1761250063.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,920

Underlying: Common Stock · 1,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
October 21, 2025 Filed Oct 23, 2025 20:07 UTC
Fleshood JohnEVP Chief Operating Officer
Tax withholdingCommon Stock 810 $42.33 $34,287.30
Disclosure

SEC source: 0000356171-25-000074 · wk-form4_1761250063.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,214.45

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
October 21, 2025 Filed Oct 23, 2025 20:07 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 1,385 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000074 · wk-form4_1761250063.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,024.45

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
October 21, 2025 Filed Dec 11, 2025 00:12 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 3,448 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000093 · wk-form4_1765411955.xml · derivative · entry 8

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,107

Underlying: Common Stock · 3,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
October 21, 2025 Filed Dec 11, 2025 00:12 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 2,018 $42.33 $85,421.94
Disclosure

SEC source: 0000356171-25-000093 · wk-form4_1765411955.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,622

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
October 21, 2025 Filed Dec 11, 2025 00:12 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 3,448 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000093 · wk-form4_1765411955.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
October 21, 2025 Filed Dec 11, 2025 23:14 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,073 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000099 · wk-form4_1765494870.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,929

Underlying: Common Stock · 1,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
October 21, 2025 Filed Dec 11, 2025 23:14 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 628 $42.33 $26,583.24
Disclosure

SEC source: 0000356171-25-000099 · wk-form4_1765494870.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,015

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document
October 21, 2025 Filed Dec 11, 2025 23:14 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 1,073 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-25-000099 · wk-form4_1765494870.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
October 21, 2025 Filed Dec 11, 2025 23:12 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,136 $0.00 $0.00
Disclosure

SEC source: 0000356171-25-000097 · wk-form4_1765494745.xml · derivative · entry 6

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,308

Underlying: Common Stock · 1,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.exercise_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

F1 · derivative.expiration_date: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.

Read SEC document
October 21, 2025 Filed Dec 11, 2025 23:12 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 665 $42.33 $28,149.45
Disclosure

SEC source: 0000356171-25-000097 · wk-form4_1765494745.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,360.41

F2 · shares: Reflects shares withheld to pay toward tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.