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TRICO BANCSHARES /

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4626
SEC CIK
0000356171
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655

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2020 Filed May 29, 2020 20:33 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,053 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000034 · primary_doc.xml · derivative · entry 3

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis due to retirement. RSU was granted on June 25, 2019. Price per share on vesting date (May 27, 2020): $30.16.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis due to retirement. RSU was granted on June 25, 2019. Price per share on vesting date (May 27, 2020): $30.16.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis due to retirement. RSU was granted on June 25, 2019. Price per share on vesting date (May 27, 2020): $30.16.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:33 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000034 · primary_doc.xml · nonDerivative · entry 2

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Casey Family LLC of which I am a manager

Disclosed balance after: 133,324

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:33 UTC Exercise / conversionCommon Stock 1,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000034 · primary_doc.xml · nonDerivative · entry 1

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis due to retirement. RSU was granted on June 25, 2019. Price per share on vesting date (May 27, 2020): $30.16.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:28 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,053 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000033 · primary_doc.xml · derivative · entry 3

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis due to retirement. RSU was granted on June 25, 2019. Price per share on vesting date (May 27, 2020): $30.16.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis due to retirement. RSU was granted on June 25, 2019. Price per share on vesting date (May 27, 2020): $30.16.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis due to retirement. RSU was granted on June 25, 2019. Price per share on vesting date (May 27, 2020): $30.16.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:28 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000033 · primary_doc.xml · nonDerivative · entry 2

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,000

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned. Held in IRA.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:28 UTC Exercise / conversionCommon Stock 1,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000033 · primary_doc.xml · nonDerivative · entry 1

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis due to retirement. RSU was granted on June 25, 2019. Price per share on vesting date (May 27, 2020): $30.16.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:20 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 1,104 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000031 · primary_doc.xml · derivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,610

Underlying: Common Stock · 1,104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:20 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000031 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 232.9

F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:20 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000031 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 35,297.24

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:20 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 581 $27.91 $16,215.71
Disclosure

SEC source: 0001620863-20-000031 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,976

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:20 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 1,104 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000031 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:13 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 321 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000030 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,871

Underlying: Common Stock · 321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:13 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000030 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 8,594.14

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:13 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Tax withholdingCommon Stock 99 $27.91 $2,763.09
Disclosure

SEC source: 0001620863-20-000030 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,293.34

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:13 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionCommon Stock 321 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000030 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,392.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:08 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000029 · primary_doc.xml · derivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,759

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:08 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000029 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 16,384.67

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:08 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000029 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 122.18

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:08 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000029 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 139.77

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:08 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000029 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 133.11

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:08 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionCommon Stock 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000029 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:01 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 227 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000028 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785

Underlying: Common Stock · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:01 UTC
Gehlmann Gregory ASVP - General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000028 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 493.83

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:01 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionCommon Stock 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000028 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,878.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:55 UTC
Fleshood JohnEVP - Chief Operating Officer
Exercise / conversionCommon Stock · Derivative 604 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000027 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,578

Underlying: Common Stock · 604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:55 UTC
Fleshood JohnEVP - Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000027 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 647.58

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:55 UTC
Fleshood JohnEVP - Chief Operating Officer
Exercise / conversionCommon Stock 604 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000027 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,245.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:47 UTC
Hunter Glenn CChief Human Resource Officer
Exercise / conversionRestricted Stock Unit · Derivative 230 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000026 · primary_doc.xml · derivative · entry 3

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,690

Underlying: Common Stock · 230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:47 UTC
Hunter Glenn CChief Human Resource Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000026 · primary_doc.xml · nonDerivative · entry 2

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,633.13

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:47 UTC
Hunter Glenn CChief Human Resource Officer
Exercise / conversionCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000026 · primary_doc.xml · nonDerivative · entry 1

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:31 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000025 · primary_doc.xml · nonDerivative · entry 2

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,889

F1 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:31 UTC OtherCommon Stock 186 $26.20 $4,873.20
Disclosure

SEC source: 0001620863-20-000025 · primary_doc.xml · nonDerivative · entry 1

ATWOOD THOMAS G · CIK 0001223822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in IRA

Disclosed balance after: 303,000

Read SEC document
May 19, 2020 Filed May 21, 2020 22:28 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 429 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000024 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

Underlying: Common Stock · 429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:28 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000024 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 16,384.67

F5 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting person's ESOP account as of December 31, 2019.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:28 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000024 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 122.18

F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:28 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000024 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 139.77

F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:28 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000024 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 133.11

F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

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May 19, 2020 Filed May 21, 2020 22:28 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Tax withholdingCommon Stock 181 $25.20 $4,561.20
Disclosure

SEC source: 0001620863-20-000024 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,901

F3 · shares: Reflects shares withheld to pay taxes.

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May 19, 2020 Filed May 21, 2020 22:28 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionCommon Stock 429 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000024 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020.

F2 · balance_after: Updated to reflect additional shares held at broker (757 shares) not reported on previous form 4.

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May 19, 2020 Filed May 21, 2020 21:52 UTC
Hunter Glenn CChief Human Resource Officer
Exercise / conversionRestricted Stock Unit · Derivative 309 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000022 · primary_doc.xml · derivative · entry 3

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,920

Underlying: Common Stock · 309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020

Read SEC document
May 19, 2020 Filed May 21, 2020 21:52 UTC
Hunter Glenn CChief Human Resource Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000022 · primary_doc.xml · nonDerivative · entry 2

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,633.13

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting person's ESOP account as of December 31, 2019.

Read SEC document
May 19, 2020 Filed May 21, 2020 21:52 UTC
Hunter Glenn CChief Human Resource Officer
Exercise / conversionCommon Stock 309 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000022 · primary_doc.xml · nonDerivative · entry 1

Hunter Glenn C · CIK 0001583053 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020

Read SEC document
May 19, 2020 Filed May 21, 2020 21:45 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 1,436 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000021 · primary_doc.xml · derivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,714

Underlying: Common Stock · 1,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020

Read SEC document
May 19, 2020 Filed May 21, 2020 21:45 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000021 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 232.9

F4 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 19, 2020 Filed May 21, 2020 21:45 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000021 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 35,297.24

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting person's ESOP account as of December 31, 2019.

Read SEC document
May 19, 2020 Filed May 21, 2020 21:45 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 756 $25.20 $19,051.20
Disclosure

SEC source: 0001620863-20-000021 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,453

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
May 19, 2020 Filed May 21, 2020 21:45 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 1,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000021 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020

Read SEC document
May 19, 2020 Filed May 21, 2020 21:34 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 419 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000020 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on a closing price of $25.20 on May 19, 2020

Read SEC document
May 19, 2020 Filed May 21, 2020 21:34 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000020 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 8,594.14

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting person's ESOP account as of December 31, 2019.

Read SEC document
May 19, 2020 Filed May 21, 2020 21:34 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Tax withholdingCommon Stock 129 $25.20 $3,250.80
Disclosure

SEC source: 0001620863-20-000020 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,071.34

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.