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0000356171
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655

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2020 Filed Jun 29, 2020 22:43 UTC
Hunter Glenn CFormer Human Resource Officer
Exercise / conversionCommon Stock 210 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000076 · primary_doc.xml · nonDerivative · entry 1

Hunter Glenn C · CIK 0001583053 · Former Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:39 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 237 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000075 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common Stock · 237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:39 UTC
Gehlmann Gregory ASVP - General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000075 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 493.83

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:39 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionCommon Stock 237 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000075 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,515.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:35 UTC
Fleshood JohnEVP - Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 678 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000074 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,092

Underlying: Common Stock · 678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:35 UTC
Fleshood JohnEVP - Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000074 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 647.58

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:35 UTC
Fleshood JohnEVP - Chief Operating Officer
Exercise / conversionCommon Stock 678 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000074 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:31 UTC
Wiese Peter GEVP - Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 790 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000073 · primary_doc.xml · derivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,598

Underlying: Common Stock · 790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:31 UTC
Wiese Peter GEVP - Chief Financial Officer
Exercise / conversionCommon Stock 790 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000073 · primary_doc.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:27 UTC
SMITH RICHARD PDirector · Chairman, CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 1,853 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000072 · primary_doc.xml · derivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,985

Underlying: Common Stock · 1,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:27 UTC
SMITH RICHARD PDirector · Chairman, CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000072 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 232.9

F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:27 UTC
SMITH RICHARD PDirector · Chairman, CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000072 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 35,297.24

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:27 UTC
SMITH RICHARD PDirector · Chairman, CEO & President
Tax withholdingCommon Stock 975 $28.10 $27,397.50
Disclosure

SEC source: 0001620863-20-000072 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,108

F2 · shares: Reflects shares withheld for taxes

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:27 UTC
SMITH RICHARD PDirector · Chairman, CEO & President
Exercise / conversionCommon Stock 1,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000072 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 374 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000071 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004

Underlying: Common Stock · 374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000071 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 16,384.67

F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000071 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 139.77

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Tax withholdingCommon Stock 74 $28.10 $2,079.40
Disclosure

SEC source: 0001620863-20-000071 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,757

F2 · shares: Reflects shares withheld for taxes

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionCommon Stock 374 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000071 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:15 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 411 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000070 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,088

Underlying: Common Stock · 411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:15 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000070 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 8,594.14

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:15 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Tax withholdingCommon Stock 215 $28.10 $6,041.50
Disclosure

SEC source: 0001620863-20-000070 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,804.34

F2 · shares: Reflects shares withheld for taxes

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:15 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionCommon Stock 411 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000070 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,019.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:42 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 203 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000060 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,904

Underlying: Common Stock · 203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:42 UTC
Gehlmann Gregory ASVP - General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000060 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 493.83

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:42 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionCommon Stock 203 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000060 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,278.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:51 UTC
Fleshood JohnEVP - Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 540 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000061 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,770

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:51 UTC
Fleshood JohnEVP - Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000061 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 647.58

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:51 UTC
Fleshood JohnEVP - Chief Operating Officer
Exercise / conversionCommon Stock 540 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000061 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,979.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:09 UTC
Hunter Glenn CFormer Human Resource Officer
Exercise / conversionRestricted Stock Unit · Derivative 205 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000058 · primary_doc.xml · derivative · entry 3

Hunter Glenn C · CIK 0001583053 · Former Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485

Underlying: Common Stock · 205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:09 UTC
Hunter Glenn CFormer Human Resource Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000058 · primary_doc.xml · nonDerivative · entry 2

Hunter Glenn C · CIK 0001583053 · Former Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,633.13

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:09 UTC
Hunter Glenn CFormer Human Resource Officer
Exercise / conversionCommon Stock 205 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000058 · primary_doc.xml · nonDerivative · entry 1

Hunter Glenn C · CIK 0001583053 · Former Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:32 UTC
SMITH RICHARD PDirector · Chairman, CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 1,030 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000059 · primary_doc.xml · derivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,838

Underlying: Common Stock · 1,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:32 UTC
SMITH RICHARD PDirector · Chairman, CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000059 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 232.9

F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:32 UTC
SMITH RICHARD PDirector · Chairman, CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000059 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 35,297.24

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019

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June 19, 2020 Filed Jun 23, 2020 17:32 UTC
SMITH RICHARD PDirector · Chairman, CEO & President
Tax withholdingCommon Stock 542 $27.89 $15,116.38
Disclosure

SEC source: 0001620863-20-000059 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,230

F2 · shares: Reflects shares withheld for taxes.

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June 19, 2020 Filed Jun 23, 2020 17:32 UTC
SMITH RICHARD PDirector · Chairman, CEO & President
Exercise / conversionCommon Stock 1,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000059 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

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June 19, 2020 Filed Jun 23, 2020 17:00 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 301 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000057 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,499

Underlying: Common Stock · 301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

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June 19, 2020 Filed Jun 23, 2020 17:00 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000057 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 8,594.14

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:00 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Tax withholdingCommon Stock 157 $27.89 $4,378.73
Disclosure

SEC source: 0001620863-20-000057 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,608.34

F2 · shares: Reflects shares withheld for taxes.

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June 19, 2020 Filed Jun 23, 2020 17:00 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionCommon Stock 301 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000057 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,765.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

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June 19, 2020 Filed Jun 23, 2020 16:47 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000056 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,378

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 16:47 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000056 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 16,384.67

F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019

Read SEC document
June 19, 2020 Filed Jun 23, 2020 16:47 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000056 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 139.77

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 16:47 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Tax withholdingCommon Stock 88 $27.89 $2,454.32
Disclosure

SEC source: 0001620863-20-000056 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,457

F2 · shares: Reflects shares withheld for taxes.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 16:47 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000056 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

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June 10, 2020 Filed Jun 12, 2020 17:54 UTC SaleCommon Stock 2,000 $31.46 $62,919.60
Disclosure

SEC source: 0001620863-20-000055 · primary_doc.xml · nonDerivative · entry 1

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,320

F1 · price: This transaction was executed in multiple trades at a price ranging from $31.40 to $31.535. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or the security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 05, 2020 Filed Jun 9, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
GrantRestricted Stock Unit · Derivative 3,929 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000054 · primary_doc.xml · derivative · entry 9

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,688

Underlying: Common Stock · 3,929 shares

Expires not disclosed

F5 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F5 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F5 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
GrantPerformance Stock Unit · Derivative 3,928 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000054 · primary_doc.xml · derivative · entry 8

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,590

Underlying: Common Stock · 3,928 shares

Expires not disclosed

F4 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F4 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F4 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:20 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionPerformance Stock Unit · Derivative 1,743 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000054 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,662

Underlying: Common Stock · 1,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,240 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,240 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,240 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.