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SEC CIK
0000356171
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655

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 27, 2022 Filed Jun 29, 2022 21:34 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000060 · primary_doc.xml · nonDerivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,061,313

F5 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest om, and disclaims beneficial ownership of the securities.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:34 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000060 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 246.56

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:34 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000060 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 36,364.83

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:34 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 1,118 $45.56 $50,936.08
Disclosure

SEC source: 0001620863-22-000060 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,302

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:34 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 1,951 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000060 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:26 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 714 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000059 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,666

Underlying: Common Stock · 714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:26 UTC
Fleshood JohnEVP Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000059 · primary_doc.xml · nonDerivative · entry 3

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,115.52

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:26 UTC
Fleshood JohnEVP Chief Operating Officer
Tax withholdingCommon Stock 373 $45.56 $16,993.88
Disclosure

SEC source: 0001620863-22-000059 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,128.99

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:26 UTC
Fleshood JohnEVP Chief Operating Officer
Exercise / conversionCommon Stock 714 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000059 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,501.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:13 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionRestricted Stock Units · Derivative 249 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000058 · primary_doc.xml · derivative · entry 4

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,919

Underlying: Common Stock · 249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:13 UTC
Gehlmann Gregory ASVP General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000058 · primary_doc.xml · nonDerivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 957.68

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:13 UTC
Gehlmann Gregory ASVP General Counsel
Tax withholdingCommon Stock 142 $45.56 $6,469.52
Disclosure

SEC source: 0001620863-22-000058 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,239.43

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:13 UTC
Gehlmann Gregory ASVP General Counsel
Exercise / conversionCommon Stock 249 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000058 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,381.43

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:07 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 433 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000057 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,885

Underlying: Common Stock · 433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:07 UTC
BAILEY DANIEL KEVP Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000057 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,199.45

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:07 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Tax withholdingCommon Stock 248 $45.56 $11,298.88
Disclosure

SEC source: 0001620863-22-000057 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,853.3

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:07 UTC
BAILEY DANIEL KEVP Chief Banking Officer
Exercise / conversionCommon Stock 433 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000057 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,101.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:01 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 394 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000056 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,847

Underlying: Common Stock · 394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:01 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000056 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 147.97

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:01 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000056 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,124.81

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:01 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 225 $45.56 $10,251.00
Disclosure

SEC source: 0001620863-22-000056 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,435

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:01 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 394 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000056 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:57 UTC
SMITH RICHARD PCEO & President
Exercise / conversionRestricted Stock Units · Derivative 1,082 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000055 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,874

Underlying: Common Stock · 1,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:57 UTC
SMITH RICHARD PCEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000055 · primary_doc.xml · nonDerivative · entry 5

SMITH RICHARD P · CIK 0001198468 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,061,313

F5 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:57 UTC
SMITH RICHARD PCEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000055 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 245.22

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:57 UTC
SMITH RICHARD PCEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000055 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 36,364.83

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:57 UTC
SMITH RICHARD PCEO & President
Tax withholdingCommon Stock 620 $45.91 $28,464.20
Disclosure

SEC source: 0001620863-22-000055 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,469

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:57 UTC
SMITH RICHARD PCEO & President
Exercise / conversionCommon Stock 1,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000055 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:49 UTC
Fleshood JohnEVP & COO
Exercise / conversionRestricted Stock Units · Derivative 567 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000054 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,327

Underlying: Common Stock · 567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:49 UTC
Fleshood JohnEVP & COO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000054 · primary_doc.xml · nonDerivative · entry 3

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,115.52

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:49 UTC
Fleshood JohnEVP & COO
Tax withholdingCommon Stock 296 $45.91 $13,589.36
Disclosure

SEC source: 0001620863-22-000054 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,666.18

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:49 UTC
Fleshood JohnEVP & COO
Exercise / conversionCommon Stock 567 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000054 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,962.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:41 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 212 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000053 · primary_doc.xml · derivative · entry 4

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,147

Underlying: Common Stock · 212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:41 UTC
Gehlmann Gregory ASVP - General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000053 · primary_doc.xml · nonDerivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 957.68

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:41 UTC
Gehlmann Gregory ASVP - General Counsel
Tax withholdingCommon Stock 121 $45.91 $5,555.11
Disclosure

SEC source: 0001620863-22-000053 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,108.03

F2 · shares: Shares withheld to pay taxes.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:41 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionCommon Stock 212 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000053 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,229.03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:34 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionRestricted Stock Units · Derivative 318 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000052 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,275

Underlying: Common Stock · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:34 UTC
BAILEY DANIEL KEVP Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000052 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,199.45

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

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June 21, 2022 Filed Jun 23, 2022 16:34 UTC
BAILEY DANIEL KEVP Retail Banking
Tax withholdingCommon Stock 182 $45.91 $8,355.62
Disclosure

SEC source: 0001620863-22-000052 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,429.4

F2 · shares: Shares withheld to pay taxes.

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June 21, 2022 Filed Jun 23, 2022 16:34 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionCommon Stock 318 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000052 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,611.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

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June 21, 2022 Filed Jun 23, 2022 16:28 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 326 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000051 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,198

Underlying: Common Stock · 326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

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June 21, 2022 Filed Jun 23, 2022 16:28 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000051 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 147.16

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:28 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000051 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,124.81

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

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June 21, 2022 Filed Jun 23, 2022 16:28 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 186 $45.91 $8,539.26
Disclosure

SEC source: 0001620863-22-000051 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,266

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:28 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 326 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000051 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

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June 06, 2022 Filed Jun 8, 2022 16:54 UTC
SMITH RICHARD PCEO & President
Exercise / conversionRestricted Stock Units · Derivative 3,489 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000050 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,956

Underlying: Common Stock · 3,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

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June 06, 2022 Filed Jun 8, 2022 16:54 UTC
SMITH RICHARD PCEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000050 · primary_doc.xml · nonDerivative · entry 5

SMITH RICHARD P · CIK 0001198468 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,061,313

F5 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

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June 06, 2022 Filed Jun 8, 2022 16:54 UTC
SMITH RICHARD PCEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000050 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 245.22

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:54 UTC
SMITH RICHARD PCEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000050 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 36,364.83

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:54 UTC
SMITH RICHARD PCEO & President
Tax withholdingCommon Stock 2,000 $45.67 $91,340.00
Disclosure

SEC source: 0001620863-22-000050 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,007

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.