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TCBI

TEXAS CAPITAL BANCSHARES INC/TX

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Tapewire entity
4035
SEC CIK
0001077428
Parsed reports
461

Last 12 months

Inside the activity.

22 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202650
Feb 2026100
Mar 202660
Apr 202600
May 202600
Jun 202613
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2024 Filed Feb 12, 2024 21:56 UTC
Detrich EllenController
Exercise / conversionCommon Stock 264 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000032 · wk-form4_1707774961.xml · nonDerivative · entry 3

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 21:55 UTC
Alvarado Anna MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,134 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001077428-24-000031 · wk-form4_1707774935.xml · derivative · entry 6

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,270

Underlying: Common Stock · 1,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: N/A

F1 · derivative.expiration_date: N/A

Read SEC document
February 09, 2024 Filed Feb 12, 2024 21:55 UTC
Alvarado Anna MChief Legal Officer
Tax withholdingCommon Stock 327 $59.27 $19,381.29
Disclosure

SEC source: 0001077428-24-000031 · wk-form4_1707774935.xml · nonDerivative · entry 4

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,134

Read SEC document
February 09, 2024 Filed Feb 12, 2024 21:55 UTC
Alvarado Anna MChief Legal Officer
Exercise / conversionCommon Stock 1,134 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000031 · wk-form4_1707774935.xml · nonDerivative · entry 3

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:50 UTC
Scurlock John MatthewChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000042 · wk-form4_1707861000.xml · derivative · entry 3

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:50 UTC
Scurlock John MatthewChief Financial Officer
Tax withholdingCommon Stock 165 $59.27 $9,779.55
Disclosure

SEC source: 0001077428-24-000042 · wk-form4_1707861000.xml · nonDerivative · entry 2

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,565

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:50 UTC
Scurlock John MatthewChief Financial Officer
Exercise / conversionCommon Stock 556 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000042 · wk-form4_1707861000.xml · nonDerivative · entry 1

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:49 UTC
Detrich EllenController
Exercise / conversionRestricted Stock Units · Derivative 556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000041 · wk-form4_1707860965.xml · derivative · entry 3

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:49 UTC
Detrich EllenController
Tax withholdingCommon Stock 165 $59.27 $9,779.55
Disclosure

SEC source: 0001077428-24-000041 · wk-form4_1707860965.xml · nonDerivative · entry 2

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,546

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:49 UTC
Detrich EllenController
Exercise / conversionCommon Stock 556 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000041 · wk-form4_1707860965.xml · nonDerivative · entry 1

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 17:39 UTC
Storms Timothy JChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 1,292 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001077428-24-000036 · wk-form4_1707777586.xml · derivative · entry 5

Storms Timothy J · CIK 0001848183 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: N/A

F1 · derivative.expiration_date: N/A

Read SEC document
February 08, 2024 Filed Feb 12, 2024 17:39 UTC
Storms Timothy JChief Risk Officer
Tax withholdingCommon Stock 384 $59.37 $22,798.08
Disclosure

SEC source: 0001077428-24-000036 · wk-form4_1707777586.xml · nonDerivative · entry 2

Storms Timothy J · CIK 0001848183 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,389

Read SEC document
February 08, 2024 Filed Feb 12, 2024 17:39 UTC
Storms Timothy JChief Risk Officer
Exercise / conversionCommon Stock 1,292 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000036 · wk-form4_1707777586.xml · nonDerivative · entry 1

Storms Timothy J · CIK 0001848183 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:58 UTC
Holmes Rob CPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 7,834 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001077428-24-000035 · wk-form4_1707775067.xml · derivative · entry 5

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,221

Underlying: Common Stock · 7,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: N/A

F1 · derivative.expiration_date: N/A

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:58 UTC
Holmes Rob CPresident and CEO
Tax withholdingCommon Stock 3,083 $59.37 $183,037.71
Disclosure

SEC source: 0001077428-24-000035 · wk-form4_1707775067.xml · nonDerivative · entry 2

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,026

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:58 UTC
Holmes Rob CPresident and CEO
Exercise / conversionCommon Stock 7,834 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000035 · wk-form4_1707775067.xml · nonDerivative · entry 1

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:57 UTC
Scurlock John MatthewChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 940 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001077428-24-000034 · wk-form4_1707775032.xml · derivative · entry 5

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 940

Underlying: Common Stock · 940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: N/A

F1 · derivative.expiration_date: N/A

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:57 UTC
Scurlock John MatthewChief Financial Officer
Tax withholdingCommon Stock 279 $59.37 $16,564.23
Disclosure

SEC source: 0001077428-24-000034 · wk-form4_1707775032.xml · nonDerivative · entry 2

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,169

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:57 UTC
Scurlock John MatthewChief Financial Officer
Exercise / conversionCommon Stock 940 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000034 · wk-form4_1707775032.xml · nonDerivative · entry 1

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:56 UTC
Detrich EllenController
Exercise / conversionRestricted Stock Units · Derivative 294 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001077428-24-000032 · wk-form4_1707774961.xml · derivative · entry 5

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294

Underlying: Common Stock · 294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: N/A

F1 · derivative.expiration_date: N/A

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:56 UTC
Detrich EllenController
Tax withholdingCommon Stock 88 $59.37 $5,224.56
Disclosure

SEC source: 0001077428-24-000032 · wk-form4_1707774961.xml · nonDerivative · entry 2

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,970

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:56 UTC
Detrich EllenController
Exercise / conversionCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000032 · wk-form4_1707774961.xml · nonDerivative · entry 1

Detrich Ellen · CIK 0001737973 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:55 UTC
Alvarado Anna MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,071 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001077428-24-000031 · wk-form4_1707774935.xml · derivative · entry 5

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072

Underlying: Common Stock · 1,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: N/A

F1 · derivative.expiration_date: N/A

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:55 UTC
Alvarado Anna MChief Legal Officer
Tax withholdingCommon Stock 318 $59.37 $18,879.66
Disclosure

SEC source: 0001077428-24-000031 · wk-form4_1707774935.xml · nonDerivative · entry 2

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,327

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:55 UTC
Alvarado Anna MChief Legal Officer
Exercise / conversionCommon Stock 1,071 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000031 · wk-form4_1707774935.xml · nonDerivative · entry 1

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:04 UTC PurchaseDepositary Shares for Series B Preferred Stock 4,000 $18.77 $75,080.00
Disclosure

SEC source: 0001077428-24-000023 · wk-form4_1707512648.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 150,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $18.70 to $18.83. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:31 UTC PurchaseDepositary Shares for Series B Preferred Stock 6,000 $18.64 $111,840.00
Disclosure

SEC source: 0001077428-24-000019 · wk-form4_1707255057.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 146,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F4 · price: The stated price represents the average based on prices ranging from $18.58 to $18.85. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
February 02, 2024 Filed Feb 6, 2024 21:31 UTC PurchaseDepositary Shares for Series B Preferred Stock 5,000 $18.81 $94,050.00
Disclosure

SEC source: 0001077428-24-000019 · wk-form4_1707255057.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 140,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $18.80 to $18.82. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:13 UTC PurchaseCommon Stock 1,000 $58.80 $58,800.00
Disclosure

SEC source: 0001077428-24-000015 · wk-form4_1706908417.xml · nonDerivative · entry 3

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 75,000

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:13 UTC PurchaseDepositary Shares for Series B Preferred Stock 4,000 $19.02 $76,080.00
Disclosure

SEC source: 0001077428-24-000015 · wk-form4_1706908417.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 135,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F4 · price: The stated price represents the average based on prices ranging from $18.8 to $19.23. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:15 UTC
Holmes Rob CPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 228,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000017 · wk-form4_1706908494.xml · derivative · entry 3

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 228,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:15 UTC
Holmes Rob CPresident and CEO
Tax withholdingCommon Stock 84,457 $60.52 $5,111,337.64
Disclosure

SEC source: 0001077428-24-000017 · wk-form4_1706908494.xml · nonDerivative · entry 2

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,275

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:15 UTC
Holmes Rob CPresident and CEO
Exercise / conversionCommon Stock 228,261 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000017 · wk-form4_1706908494.xml · nonDerivative · entry 1

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:14 UTC
Cummings John WChief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000016 · wk-form4_1706908456.xml · derivative · entry 3

Cummings John W · CIK 0001952404 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:14 UTC
Cummings John WChief Administrative Officer
Tax withholdingCommon Stock 512 $60.52 $30,986.24
Disclosure

SEC source: 0001077428-24-000016 · wk-form4_1706908456.xml · nonDerivative · entry 2

Cummings John W · CIK 0001952404 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,536

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:14 UTC
Cummings John WChief Administrative Officer
Exercise / conversionCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000016 · wk-form4_1706908456.xml · nonDerivative · entry 1

Cummings John W · CIK 0001952404 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:13 UTC PurchaseDepositary Shares for Series B Preferred Stock 4,000 $19.93 $79,720.00
Disclosure

SEC source: 0001077428-24-000015 · wk-form4_1706908417.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 131,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $19.87 to $20.00. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
January 29, 2024 Filed Jan 30, 2024 21:11 UTC PurchaseDepositary Shares for Series B Preferred Stock 1,000 $19.48 $19,480.00
Disclosure

SEC source: 0001077428-24-000011 · wk-form4_1706649053.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 127,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:11 UTC PurchaseDepositary Shares for Series B Preferred Stock 9,000 $19.49 $175,410.00
Disclosure

SEC source: 0001077428-24-000011 · wk-form4_1706649053.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 126,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $19.47 to $19.50. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
January 25, 2024 Filed Jan 26, 2024 21:14 UTC PurchaseDepositary Shares for Series B Preferred Stock 5,000 $19.09 $95,450.00
Disclosure

SEC source: 0001077428-24-000009 · wk-form4_1706303686.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 117,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F4 · price: The stated price represents the average based on prices ranging from $19.05 to $19.13. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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January 25, 2024 Filed Jan 26, 2024 21:14 UTC PurchaseCommon Stock 2,000 $62.56 $125,120.00
Disclosure

SEC source: 0001077428-24-000008 · wk-form4_1706303626.xml · nonDerivative · entry 1

Whitley Laura L · CIK 0001974780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

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January 24, 2024 Filed Jan 26, 2024 21:14 UTC PurchaseDepositary Shares for Series B Preferred Stock 4,000 $18.98 $75,920.00
Disclosure

SEC source: 0001077428-24-000009 · wk-form4_1706303686.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 112,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $18.85 to $19.15. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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January 23, 2024 Filed Jan 24, 2024 23:09 UTC PurchaseDepositary Shares for Series B Preferred Stock 7,000 $18.93 $132,510.00
Disclosure

SEC source: 0001077428-24-000004 · wk-form4_1706137752.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 108,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F3 · price: The stated price represents the average based on prices ranging from $18.87 to $18.95. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F2 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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January 22, 2024 Filed Jan 24, 2024 23:09 UTC PurchaseDepositary Shares for Series B Preferred Stock 5,000 $18.95 $94,750.00
Disclosure

SEC source: 0001077428-24-000004 · wk-form4_1706137752.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 101,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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December 07, 2023 Filed Dec 13, 2023 17:26 UTC PurchaseDepositary Shares for Series B Preferred Stock 5,772 $18.54 $107,012.88
Disclosure

SEC source: 0001077428-23-000197 · wk-form4_1702488364.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 96,706

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $18.50 to $18.63. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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December 06, 2023 Filed Dec 8, 2023 01:27 UTC PurchaseDepositary Shares for Series B Preferred Stock 4,934 $18.58 $91,673.72
Disclosure

SEC source: 0001077428-23-000194 · wk-form4_1701998836.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 90,934

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F4 · price: The stated price represents the average based on prices ranging from $18.50 to $18.64. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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December 05, 2023 Filed Dec 8, 2023 01:27 UTC PurchaseDepositary Shares for Series B Preferred Stock 1,000 $18.64 $18,640.00
Disclosure

SEC source: 0001077428-23-000194 · wk-form4_1701998836.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 86,000

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $18.59 to $18.64. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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November 22, 2023 Filed Nov 24, 2023 22:31 UTC PurchaseDepositary Shares for Series B Preferred Stock 3,294 $17.90 $58,962.60
Disclosure

SEC source: 0001077428-23-000192 · wk-form4_1700865053.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,294

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $17.77 to $17.98. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

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November 22, 2023 Filed Nov 24, 2023 22:31 UTC PurchaseCommon Stock 1,000 $53.85 $53,850.00
Disclosure

SEC source: 0001077428-23-000192 · wk-form4_1700865053.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,000

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November 20, 2023 Filed Nov 20, 2023 21:14 UTC SaleCommon Stock 7,000 $54.14 $378,980.00
Disclosure

SEC source: 0001077428-23-000190 · wk-form4_1700514826.xml · nonDerivative · entry 3

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.