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TCBI

TEXAS CAPITAL BANCSHARES INC/TX

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Tapewire entity
4035
SEC CIK
0001077428
Parsed reports
461

Last 12 months

Inside the activity.

22 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202650
Feb 2026100
Mar 202660
Apr 202600
May 202600
Jun 202613
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2025 Filed Feb 11, 2025 21:13 UTC
Alvarado Anna MChief Legal Officer
Exercise / conversionCommon Stock 1,072 $0.00 $0.00
Disclosure

SEC source: 0001077428-25-000037 · wk-form4_1739308372.xml · nonDerivative · entry 3

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:13 UTC
Alvarado Anna MChief Legal Officer
Tax withholdingCommon Stock 1,430 $83.00 $118,690.00
Disclosure

SEC source: 0001077428-25-000037 · wk-form4_1739308372.xml · nonDerivative · entry 2

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,156

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:13 UTC
Alvarado Anna MChief Legal Officer
Exercise / conversionCommon Stock 5,542 $0.00 $0.00
Disclosure

SEC source: 0001077428-25-000037 · wk-form4_1739308372.xml · nonDerivative · entry 1

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 21:06 UTC PurchaseDepositary Shares for Series B Preferred Stock 7,000 $21.32 $149,240.00
Disclosure

SEC source: 0001077428-25-000027 · wk-form4_1738962411.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 215,413

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $21.13 to $21.37. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
February 05, 2025 Filed Feb 6, 2025 22:10 UTC PurchaseDepositary Shares for Series B Preferred Stock 6,000 $21.31 $127,860.00
Disclosure

SEC source: 0001077428-25-000025 · wk-form4_1738879852.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 208,413

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F4 · price: The stated price represents the average based on prices ranging from $21.27 to $21.35. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
February 04, 2025 Filed Feb 6, 2025 22:10 UTC PurchaseDepositary Shares for Series B Preferred Stock 7,000 $21.10 $147,700.00
Disclosure

SEC source: 0001077428-25-000025 · wk-form4_1738879852.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 202,413

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $21.05 to $21.15. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:11 UTC PurchaseDepositary Shares for Series B Preferred Stock 5,000 $21.17 $105,850.00
Disclosure

SEC source: 0001077428-25-000023 · wk-form4_1738703455.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 195,413

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F4 · price: The stated price represents the average based on prices ranging from $21.10 to $21.20. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:10 UTC
Cummings John WChief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-25-000022 · wk-form4_1738703443.xml · derivative · entry 3

Cummings John W · CIK 0001952404 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:10 UTC
Cummings John WChief Administrative Officer
Tax withholdingCommon Stock 512 $77.23 $39,541.76
Disclosure

SEC source: 0001077428-25-000022 · wk-form4_1738703443.xml · nonDerivative · entry 2

Cummings John W · CIK 0001952404 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,721

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:10 UTC
Cummings John WChief Administrative Officer
Exercise / conversionCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001077428-25-000022 · wk-form4_1738703443.xml · nonDerivative · entry 1

Cummings John W · CIK 0001952404 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:11 UTC PurchaseDepositary Shares for Series B Preferred Stock 6,788 $21.30 $144,584.40
Disclosure

SEC source: 0001077428-25-000023 · wk-form4_1738703455.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 190,413

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $21.20 to $21.37. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
January 29, 2025 Filed Jan 30, 2025 21:05 UTC PurchaseDepositary Shares for Series B Preferred Stock 726 $20.99 $15,238.74
Disclosure

SEC source: 0001077428-25-000019 · wk-form4_1738271106.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 183,625

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:03 UTC
Cummings John WChief Administrative Officer
Grant2025 Restricted Stock Units · Derivative 4,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-25-000018 · wk-form4_1738271006.xml · derivative · entry 1

Cummings John W · CIK 0001952404 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,497

Underlying: Common Stock · 4,497 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

F1 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:03 UTC
Scurlock John MatthewChief Financial Officer
Grant2025 Restricted Stock Units · Derivative 8,031 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-25-000017 · wk-form4_1738270994.xml · derivative · entry 1

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,031

Underlying: Common Stock · 8,031 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

F1 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:03 UTC
Oman David WChief Risk Officer
Grant2025 Restricted Stock Units · Derivative 3,919 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-25-000016 · wk-form4_1738270981.xml · derivative · entry 1

Oman David W · CIK 0002026535 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,919

Underlying: Common Stock · 3,919 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

F1 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:02 UTC
Alvarado Anna MChief Legal Officer
Grant2025 Restricted Stock Units · Derivative 3,534 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-25-000015 · wk-form4_1738270970.xml · derivative · entry 1

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,534

Underlying: Common Stock · 3,534 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

F1 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:02 UTC
Holmes Rob CPresident and CEO
Exercise / conversion2025 Restricted Stock Units · Derivative 665 $77.83 Strike: $0.00 $51,756.95
Disclosure

SEC source: 0001077428-25-000014 · wk-form4_1738270959.xml · derivative · entry 4

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,602

Underlying: Common Stock · 665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction involved the withholding of 665 shares of stock issuable upon the early vesting on an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

F3 · derivative.expiration_date: N/A

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:02 UTC
Holmes Rob CPresident and CEO
Grant2025 Restricted Stock Units · Derivative 28,267 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-25-000014 · wk-form4_1738270959.xml · derivative · entry 3

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,267

Underlying: Common Stock · 28,267 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:02 UTC
Holmes Rob CPresident and CEO
Tax withholdingCommon Stock 665 $77.83 $51,756.95
Disclosure

SEC source: 0001077428-25-000014 · wk-form4_1738270959.xml · nonDerivative · entry 2

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,018

F1 · shares: The reported transaction involved the withholding of 665 shares of stock issuable upon the early vesting on an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 21:02 UTC
Holmes Rob CPresident and CEO
Exercise / conversionCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001077428-25-000014 · wk-form4_1738270959.xml · nonDerivative · entry 1

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction involved the withholding of 665 shares of stock issuable upon the early vesting on an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 21:46 UTC PurchaseDepositary Shares for Series B Preferred Stock 2,006 $20.99 $42,105.94
Disclosure

SEC source: 0001077428-25-000007 · wk-form4_1738100752.xml · nonDerivative · entry 3

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 182,899

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F4 · price: The stated price represents the average based on prices ranging from $20.94 to $20.99. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F1 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:46 UTC PurchaseDepositary Shares for Series B Preferred Stock 5,000 $20.92 $104,600.00
Disclosure

SEC source: 0001077428-25-000007 · wk-form4_1738100752.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 180,893

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F3 · price: The stated price represents the average based on prices ranging from $20.85 to $20.95. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F1 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:46 UTC PurchaseCommon Stock 670 $77.45 $51,891.50
Disclosure

SEC source: 0001077428-25-000007 · wk-form4_1738100752.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 85,039

F1 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
November 05, 2024 Filed Nov 6, 2024 21:09 UTC
Alvarado Anna MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 5,169 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000187 · wk-form4_1730927373.xml · derivative · entry 3

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,170

Underlying: Common Stock · 5,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
November 05, 2024 Filed Nov 6, 2024 21:09 UTC
Alvarado Anna MChief Legal Officer
Tax withholdingCommon Stock 1,259 $77.18 $97,169.62
Disclosure

SEC source: 0001077428-24-000187 · wk-form4_1730927373.xml · nonDerivative · entry 2

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,044

Read SEC document
November 05, 2024 Filed Nov 6, 2024 21:09 UTC
Alvarado Anna MChief Legal Officer
Exercise / conversionCommon Stock 5,169 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000187 · wk-form4_1730927373.xml · nonDerivative · entry 1

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 20:06 UTC GiftCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000185 · wk-form4_1730405167.xml · nonDerivative · entry 6

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Rosenberg Family Trust

Disclosed balance after: 2,646

Read SEC document
October 29, 2024 Filed Oct 31, 2024 20:06 UTC GiftCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000185 · wk-form4_1730405167.xml · nonDerivative · entry 5

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,377

Read SEC document
October 22, 2024 Filed Oct 23, 2024 20:52 UTC PurchaseDepositary Shares for Series B Preferred Stock 20,000 $21.28 $425,600.00
Disclosure

SEC source: 0001077428-24-000183 · wk-form4_1729716743.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,587

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 20:08 UTC PurchaseDepositary Shares for Series B Preferred Stock 1,187 $20.79 $24,677.73
Disclosure

SEC source: 0001077428-24-000177 · wk-form4_1726085276.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 175,893

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $20.74 to $20.80. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
September 10, 2024 Filed Sep 11, 2024 20:08 UTC PurchaseDepositary Shares for Series B Preferred Stock 480 $20.86 $10,012.80
Disclosure

SEC source: 0001077428-24-000177 · wk-form4_1726085276.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,587

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 20:29 UTC PurchaseDepositary Shares for Series B Preferred Stock 5,245 $20.17 $105,791.65
Disclosure

SEC source: 0001077428-24-000173 · wk-form4_1724704155.xml · nonDerivative · entry 4

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,107

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 20:29 UTC PurchaseDepositary Shares for Series B Preferred Stock 10,000 $20.20 $202,000.00
Disclosure

SEC source: 0001077428-24-000173 · wk-form4_1724704155.xml · nonDerivative · entry 3

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Stallings Foundation

Disclosed balance after: 40,000

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F3 · ownership.nature: The Stallings Foundation is a charitable foundation of which Mr. Stallings is an officer.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 20:29 UTC PurchaseDepositary Shares for Series B Preferred Stock 3,568 $20.08 $71,645.44
Disclosure

SEC source: 0001077428-24-000173 · wk-form4_1724704155.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,862

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 20:29 UTC PurchaseDepositary Shares for Series B Preferred Stock 10,000 $20.13 $201,300.00
Disclosure

SEC source: 0001077428-24-000173 · wk-form4_1724704155.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Stallings Foundation

Disclosed balance after: 30,000

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $20.09 to $20.15. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: The Stallings Foundation is a charitable foundation of which Mr. Stallings is an officer.

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August 02, 2024 Filed Aug 6, 2024 20:05 UTC PurchaseDepositary Shares for Series B Preferred Stock 15,000 $20.00 $300,000.00
Disclosure

SEC source: 0001077428-24-000167 · wk-form4_1722974701.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Stallings Foundation

Disclosed balance after: 20,000

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $19.90 to $20.20. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: The Stallings Foundation is a charitable foundation of which Mr. Stallings is an officer.

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July 31, 2024 Filed Aug 2, 2024 20:20 UTC PurchaseDepositary Shares for Series B Preferred Stock 14,000 $19.93 $279,020.00
Disclosure

SEC source: 0001077428-24-000165 · wk-form4_1722630021.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,294

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $19.64 to $20.49. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 20:07 UTC PurchaseDepositary Shares for Series B Preferred Stock 10,000 $20.47 $204,700.00
Disclosure

SEC source: 0001077428-24-000163 · wk-form4_1722456461.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,294

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F3 · price: The stated price represents the average based on prices ranging from $20.45 to $20.49. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 20:07 UTC PurchaseDepositary Shares for Series B Preferred Stock 10,000 $20.46 $204,600.00
Disclosure

SEC source: 0001077428-24-000163 · wk-form4_1722456461.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,294

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $20.44 to $20.48. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 20:06 UTC
Holmes Rob CPresident and CEO
Grant2024 Restricted Stock Units · Derivative 61,491 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000162 · wk-form4_1722456396.xml · derivative · entry 1

Holmes Rob C · CIK 0001845093 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,491

Underlying: Common Stock · 61,491 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest on a 3 year cliff vest schedule.

F2 · derivative.expiration_date: N/A

Read SEC document
July 29, 2024 Filed Jul 31, 2024 20:06 UTC
Cummings John WChief Administrative Officer
Grant2024 Restricted Stock Units · Derivative 5,320 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000161 · wk-form4_1722456384.xml · derivative · entry 1

Cummings John W · CIK 0001952404 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,320

Underlying: Common Stock · 5,320 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest on a 3 year cliff vest schedule.

F2 · derivative.expiration_date: N/A

Read SEC document
July 29, 2024 Filed Jul 31, 2024 20:06 UTC
Alvarado Anna MChief Legal Officer
Grant2024 Restricted Stock Units · Derivative 5,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000160 · wk-form4_1722456372.xml · derivative · entry 1

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 5,700 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest on a 3 year cliff vest schedule.

F2 · derivative.expiration_date: N/A

Read SEC document
July 29, 2024 Filed Jul 31, 2024 20:06 UTC
Scurlock John MatthewChief Financial Officer
Grant2024 Restricted Stock Units · Derivative 15,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000159 · wk-form4_1722456360.xml · derivative · entry 1

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,200

Underlying: Common Stock · 15,200 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest on a 3 year cliff vest schedule.

F2 · derivative.expiration_date: N/A

Read SEC document
July 29, 2024 Filed Oct 31, 2024 20:06 UTC GiftCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000185 · wk-form4_1730405167.xml · nonDerivative · entry 4

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 35,357

F1 · ownership.nature: Owned by EAD Investments, Ltd., which is owned by Mr. Rosenberg (49.5%), his spouse (49.5%) and SPR Ventures I, Inc. (1%), its general partner. SPR Ventures I, Inc. is owned by Mr. Rosenberg (50%).

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July 29, 2024 Filed Oct 31, 2024 20:06 UTC GiftCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000185 · wk-form4_1730405167.xml · nonDerivative · entry 3

ROSENBERG STEVE · CIK 0001256944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,008

Read SEC document
July 26, 2024 Filed Jul 29, 2024 20:25 UTC PurchaseDepositary Shares for Series B Preferred Stock 8,500 $20.51 $174,335.00
Disclosure

SEC source: 0001077428-24-000150 · wk-form4_1722284725.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,294

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F3 · price: The stated price represents the average based on prices ranging from $20.47 to $20.60. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:25 UTC PurchaseDepositary Shares for Series B Preferred Stock 4,000 $20.62 $82,480.00
Disclosure

SEC source: 0001077428-24-000150 · wk-form4_1722284725.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,794

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $20.60 to $20.65. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
July 24, 2024 Filed Jul 25, 2024 20:11 UTC PurchaseDepositary Shares for Series B Preferred Stock 5,000 $20.53 $102,650.00
Disclosure

SEC source: 0001077428-24-000148 · wk-form4_1721938261.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,794

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 20:11 UTC PurchaseDepositary Shares for Series B Preferred Stock 500 $20.60 $10,300.00
Disclosure

SEC source: 0001077428-24-000148 · wk-form4_1721938261.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,794

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:06 UTC
Oman David WChief Risk Officer
Grant2024 Restricted Stock Units · Derivative 8,243 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-24-000142 · wk-form4_1720037195.xml · derivative · entry 1

Oman David W · CIK 0002026535 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,243

Underlying: Common Stock · 8,243 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 1, 2025.

F2 · derivative.expiration_date: N/A

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.