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Nasdaq · USD

TCBI

TEXAS CAPITAL BANCSHARES INC/TX

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Tapewire entity
4035
SEC CIK
0001077428
Parsed reports
461

Last 12 months

Inside the activity.

22 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202650
Feb 2026100
Mar 202660
Apr 202600
May 202600
Jun 202613
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2026 Filed Feb 6, 2026 21:05 UTC PurchaseDepositary Shares for Series B Preferred Stock 8,500 $21.35 $181,475.00
Disclosure

SEC source: 0000900764-26-000008 · wk-form4_1770411921.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 297,528

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $21.33 to $21.44. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
February 03, 2026 Filed Feb 4, 2026 21:11 UTC PurchaseDepositary Shares for Series B Preferred Stock 3,600 $21.10 $75,960.00
Disclosure

SEC source: 0000900764-26-000006 · wk-form4_1770239477.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 289,028

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F3 · price: The stated price represents the average based on prices ranging from $21.06 to $21.25. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F2 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:11 UTC PurchaseDepositary Shares for Series B Preferred Stock 515 $20.97 $10,799.55
Disclosure

SEC source: 0000900764-26-000006 · wk-form4_1770239477.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 285,428

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
January 30, 2026 Filed Feb 2, 2026 21:05 UTC PurchaseDepositary Shares for Series B Preferred Stock 4,500 $20.91 $94,095.00
Disclosure

SEC source: 0000900764-26-000004 · wk-form4_1770066322.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 284,913

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F4 · price: The stated price represents the average based on prices ranging from $20.87 to $20.95. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:23 UTC
Alvarado Anna MChief Legal Officer
Exercise / conversion2025 Restricted Stock Units · Derivative 1,178 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001729161-26-000002 · wk-form4_1769808183.xml · derivative · entry 3

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,356

Underlying: Common Stock · 1,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

F2 · derivative.expiration_date: N/A

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:23 UTC
Alvarado Anna MChief Legal Officer
Tax withholdingCommon Stock 526 $98.87 $52,005.62
Disclosure

SEC source: 0001729161-26-000002 · wk-form4_1769808183.xml · nonDerivative · entry 2

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,207

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:23 UTC
Alvarado Anna MChief Legal Officer
Exercise / conversionCommon Stock 1,178 $0.00 $0.00
Disclosure

SEC source: 0001729161-26-000002 · wk-form4_1769808183.xml · nonDerivative · entry 1

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:23 UTC
Holmes Rob CChairman, President and CEO
Exercise / conversion2026 Restricted Stock Units · Derivative 881 $97.63 Strike: $0.00 $86,012.03
Disclosure

SEC source: 0001845093-26-000002 · wk-form4_1769808177.xml · derivative · entry 7

Holmes Rob C · CIK 0001845093 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,571

Underlying: Common Stock · 881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction involved the withholding of 665 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 27, 2027.

F3 · derivative.expiration_date: N/A

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:23 UTC
Holmes Rob CChairman, President and CEO
Exercise / conversion2025 Restricted Stock Units · Derivative 9,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001845093-26-000002 · wk-form4_1769808177.xml · derivative · entry 5

Holmes Rob C · CIK 0001845093 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,402

Underlying: Common Stock · 9,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

F3 · derivative.expiration_date: N/A

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:23 UTC
Holmes Rob CChairman, President and CEO
Tax withholdingCommon Stock 881 $97.63 $86,012.03
Disclosure

SEC source: 0001845093-26-000002 · wk-form4_1769808177.xml · nonDerivative · entry 4

Holmes Rob C · CIK 0001845093 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,048

F1 · shares: The reported transaction involved the withholding of 665 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible.

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:23 UTC
Holmes Rob CChairman, President and CEO
Exercise / conversionCommon Stock 881 $0.00 $0.00
Disclosure

SEC source: 0001845093-26-000002 · wk-form4_1769808177.xml · nonDerivative · entry 3

Holmes Rob C · CIK 0001845093 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction involved the withholding of 665 shares of stock issuable upon the early vesting of an equal number of restricted stock units to pay taxes associated with the reporting person becoming retirement eligible.

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:23 UTC
Holmes Rob CChairman, President and CEO
Tax withholdingCommon Stock 3,404 $98.87 $336,553.48
Disclosure

SEC source: 0001845093-26-000002 · wk-form4_1769808177.xml · nonDerivative · entry 2

Holmes Rob C · CIK 0001845093 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,048

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:23 UTC
Holmes Rob CChairman, President and CEO
Exercise / conversionCommon Stock 9,200 $0.00 $0.00
Disclosure

SEC source: 0001845093-26-000002 · wk-form4_1769808177.xml · nonDerivative · entry 1

Holmes Rob C · CIK 0001845093 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:22 UTC
Cummings John WChief Administrative Officer
Exercise / conversion2025 Restricted Stock Units · Derivative 1,499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001952404-26-000002 · wk-form4_1769808172.xml · derivative · entry 3

Cummings John W · CIK 0001952404 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,998

Underlying: Common Stock · 1,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

F1 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:22 UTC
Cummings John WChief Administrative Officer
Tax withholdingCommon Stock 442 $98.87 $43,700.54
Disclosure

SEC source: 0001952404-26-000002 · wk-form4_1769808172.xml · nonDerivative · entry 2

Cummings John W · CIK 0001952404 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,878

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:22 UTC
Cummings John WChief Administrative Officer
Exercise / conversionCommon Stock 1,499 $0.00 $0.00
Disclosure

SEC source: 0001952404-26-000002 · wk-form4_1769808172.xml · nonDerivative · entry 1

Cummings John W · CIK 0001952404 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:22 UTC
Oman David WChief Risk Officer
Exercise / conversion2025 Restricted Stock Units · Derivative 1,306 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002026535-26-000002 · wk-form4_1769808166.xml · derivative · entry 3

Oman David W · CIK 0002026535 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,613

Underlying: Common Stock · 1,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

F1 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:22 UTC
Oman David WChief Risk Officer
Tax withholdingCommon Stock 584 $98.87 $57,740.08
Disclosure

SEC source: 0002026535-26-000002 · wk-form4_1769808166.xml · nonDerivative · entry 2

Oman David W · CIK 0002026535 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,388

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:22 UTC
Oman David WChief Risk Officer
Exercise / conversionCommon Stock 1,306 $0.00 $0.00
Disclosure

SEC source: 0002026535-26-000002 · wk-form4_1769808166.xml · nonDerivative · entry 1

Oman David W · CIK 0002026535 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:22 UTC
Scurlock John MatthewChief Financial Officer
Exercise / conversion2025 Restricted Stock Units · Derivative 2,677 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001903685-26-000002 · wk-form4_1769808161.xml · derivative · entry 3

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,354

Underlying: Common Stock · 2,677 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning January 28, 2026.

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:22 UTC
Scurlock John MatthewChief Financial Officer
Tax withholdingCommon Stock 1,124 $98.87 $111,129.88
Disclosure

SEC source: 0001903685-26-000002 · wk-form4_1769808161.xml · nonDerivative · entry 2

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,311

Read SEC document
January 29, 2026 Filed Jan 30, 2026 21:22 UTC
Scurlock John MatthewChief Financial Officer
Exercise / conversionCommon Stock 2,677 $0.00 $0.00
Disclosure

SEC source: 0001903685-26-000002 · wk-form4_1769808161.xml · nonDerivative · entry 1

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Beneficial ownership has been adjusted by 950 shares to correct a previous calculation error.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 21:05 UTC PurchaseDepositary Shares for Series B Preferred Stock 2,500 $20.94 $52,350.00
Disclosure

SEC source: 0000900764-26-000004 · wk-form4_1770066322.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 280,413

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $20.85 to $20.99. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
January 27, 2026 Filed Jan 30, 2026 21:23 UTC
Alvarado Anna MChief Legal Officer
Grant2026 Restricted Stock Units · Derivative 5,378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001729161-26-000002 · wk-form4_1769808183.xml · derivative · entry 4

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,378

Underlying: Common Stock · 5,378 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 27, 2027.

F2 · derivative.expiration_date: N/A

Read SEC document
January 27, 2026 Filed Jan 30, 2026 21:23 UTC
Holmes Rob CChairman, President and CEO
Grant2026 Restricted Stock Units · Derivative 37,452 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001845093-26-000002 · wk-form4_1769808177.xml · derivative · entry 6

Holmes Rob C · CIK 0001845093 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,452

Underlying: Common Stock · 37,452 shares

Expires not disclosed

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 27, 2027.

F3 · derivative.expiration_date: N/A

Read SEC document
January 27, 2026 Filed Jan 30, 2026 21:22 UTC
Cummings John WChief Administrative Officer
Grant2026 Restricted Stock Units · Derivative 5,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001952404-26-000002 · wk-form4_1769808172.xml · derivative · entry 4

Cummings John W · CIK 0001952404 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,532

Underlying: Common Stock · 5,532 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 27, 2027.

F3 · derivative.expiration_date: N/A

Read SEC document
January 27, 2026 Filed Jan 30, 2026 21:22 UTC
Oman David WChief Risk Officer
Grant2026 Restricted Stock Units · Derivative 5,199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002026535-26-000002 · wk-form4_1769808166.xml · derivative · entry 4

Oman David W · CIK 0002026535 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,199

Underlying: Common Stock · 5,199 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 27, 2027.

F3 · derivative.expiration_date: N/A

Read SEC document
January 27, 2026 Filed Jan 30, 2026 21:22 UTC
Scurlock John MatthewChief Financial Officer
Grant2026 Restricted Stock Units · Derivative 14,981 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001903685-26-000002 · wk-form4_1769808161.xml · derivative · entry 4

Scurlock John Matthew · CIK 0001903685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,981

Underlying: Common Stock · 14,981 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning January 27, 2027.

F4 · derivative.expiration_date: N/A

Read SEC document
January 26, 2026 Filed Jan 27, 2026 21:10 UTC PurchaseCommon Stock 500 $97.51 $48,755.00
Disclosure

SEC source: 0001974780-26-000002 · wk-form4_1769548245.xml · nonDerivative · entry 2

Whitley Laura L · CIK 0001974780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,961

Read SEC document
January 23, 2026 Filed Jan 27, 2026 21:11 UTC PurchaseDepositary Shares for Series B Preferred Stock 2,000 $20.91 $41,820.00
Disclosure

SEC source: 0000900764-26-000002 · wk-form4_1769548270.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 277,913

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $20.81 to $21.00. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
January 23, 2026 Filed Jan 27, 2026 21:10 UTC PurchaseCommon Stock 500 $97.56 $48,780.00
Disclosure

SEC source: 0001974780-26-000002 · wk-form4_1769548245.xml · nonDerivative · entry 1

Whitley Laura L · CIK 0001974780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,461

Read SEC document
November 05, 2025 Filed Nov 6, 2025 21:15 UTC
Alvarado Anna MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 5,170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001729161-25-000006 · wk-form4_1762463717.xml · derivative · entry 3

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
November 05, 2025 Filed Nov 6, 2025 21:15 UTC
Alvarado Anna MChief Legal Officer
Tax withholdingCommon Stock 2,035 $85.22 $173,422.70
Disclosure

SEC source: 0001729161-25-000006 · wk-form4_1762463717.xml · nonDerivative · entry 2

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,555

Read SEC document
November 05, 2025 Filed Nov 6, 2025 21:15 UTC
Alvarado Anna MChief Legal Officer
Exercise / conversionCommon Stock 5,170 $0.00 $0.00
Disclosure

SEC source: 0001729161-25-000006 · wk-form4_1762463717.xml · nonDerivative · entry 1

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2025 Filed Oct 31, 2025 00:03 UTC PurchaseDepositary Shares for Series B Preferred Stock 5,000 $20.83 $104,150.00
Disclosure

SEC source: 0000900764-25-000007 · wk-form4_1761868988.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 275,913

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $20.78 to $20.88. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
October 28, 2025 Filed Oct 31, 2025 00:03 UTC
Alvarado Anna MChief Legal Officer
GiftCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001729161-25-000004 · wk-form4_1761869012.xml · nonDerivative · entry 1

Alvarado Anna M · CIK 0001729161 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,420

Read SEC document
October 27, 2025 Filed Oct 28, 2025 20:04 UTC PurchaseDepositary Shares for Series B Preferred Stock 5,000 $20.68 $103,400.00
Disclosure

SEC source: 0000900764-25-000004 · wk-form4_1761681868.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 270,913

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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October 24, 2025 Filed Oct 28, 2025 20:04 UTC PurchaseDepositary Shares for Series B Preferred Stock 10,000 $20.61 $206,100.00
Disclosure

SEC source: 0000900764-25-000004 · wk-form4_1761681868.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 265,913

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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July 01, 2025 Filed Jul 2, 2025 20:40 UTC
Oman David WChief Risk Officer
Exercise / conversion2024 Restricted Stock Units · Derivative 2,747 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-25-000132 · wk-form4_1751488789.xml · derivative · entry 3

Oman David W · CIK 0002026535 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,496

Underlying: Common Stock · 2,747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 1, 2025.

F1 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 1, 2025.

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July 01, 2025 Filed Jul 2, 2025 20:40 UTC
Oman David WChief Risk Officer
Tax withholdingCommon Stock 1,081 $82.60 $89,290.60
Disclosure

SEC source: 0001077428-25-000132 · wk-form4_1751488789.xml · nonDerivative · entry 2

Oman David W · CIK 0002026535 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,666

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July 01, 2025 Filed Jul 2, 2025 20:40 UTC
Oman David WChief Risk Officer
Exercise / conversionCommon Stock 2,747 $0.00 $0.00
Disclosure

SEC source: 0001077428-25-000132 · wk-form4_1751488789.xml · nonDerivative · entry 1

Oman David W · CIK 0002026535 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 11, 2025 Filed Jul 2, 2025 20:39 UTC PurchaseDepositary Shares for Series B Preferred Stock 10,500 $20.28 $212,940.00
Disclosure

SEC source: 0001077428-25-000131 · wk-form4_1751488762.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Stallings Foundation

Disclosed balance after: 60,000

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $20.19 to $20.36. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: The Stallings Foundation is a charitable foundation of which Mr. Stallings is an officer.

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June 02, 2025 Filed Jun 4, 2025 20:53 UTC PurchaseDepositary Shares for Series B Preferred Stock 7,000 $19.78 $138,460.00
Disclosure

SEC source: 0001077428-25-000127 · wk-form4_1749070373.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 255,913

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $19.73 to $19.91. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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May 22, 2025 Filed May 23, 2025 20:22 UTC PurchaseDepositary Shares for Series B Preferred Stock 1,000 $19.93 $19,930.00
Disclosure

SEC source: 0001077428-25-000125 · wk-form4_1748031713.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 248,913

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F4 · price: The stated price represents the average based on prices ranging from $19.82 to $20.09. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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May 21, 2025 Filed May 23, 2025 20:22 UTC PurchaseDepositary Shares for Series B Preferred Stock 8,000 $19.79 $158,320.00
Disclosure

SEC source: 0001077428-25-000125 · wk-form4_1748031713.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 247,913

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $19.73 to $19.95. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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May 19, 2025 Filed May 20, 2025 20:04 UTC PurchaseDepositary Shares for Series B Preferred Stock 1,000 $19.95 $19,950.00
Disclosure

SEC source: 0001077428-25-000123 · wk-form4_1747771490.xml · nonDerivative · entry 2

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 239,913

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F4 · price: The stated price represents the average based on prices ranging from $19.90 to $20.05. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

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May 16, 2025 Filed May 20, 2025 20:04 UTC PurchaseDepositary Shares for Series B Preferred Stock 3,500 $19.91 $69,685.00
Disclosure

SEC source: 0001077428-25-000123 · wk-form4_1747771490.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 238,913

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $19.75 to $19.97. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
May 12, 2025 Filed May 14, 2025 20:02 UTC PurchaseDepositary Shares for Series B Preferred Stock 4,200 $20.05 $84,210.00
Disclosure

SEC source: 0001077428-25-000121 · wk-form4_1747252958.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 235,413

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · price: The stated price represents the average based on prices ranging from $19.95 to $20.18. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
May 07, 2025 Filed May 8, 2025 20:03 UTC PurchaseDepositary Shares for Series B Preferred Stock 300 $20.00 $6,000.00
Disclosure

SEC source: 0001077428-25-000117 · wk-form4_1746734612.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 231,213

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document
May 01, 2025 Filed May 5, 2025 14:22 UTC PurchaseDepositary Shares for Series B Preferred Stock 1,000 $19.85 $19,850.00
Disclosure

SEC source: 0001077428-25-000115 · wk-form4_1746454917.xml · nonDerivative · entry 1

STALLINGS ROBERT W · CIK 0000900764 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · SCG Ventures LP

Disclosed balance after: 230,913

F1 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 5.75% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $.01 per share.

F2 · ownership.nature: SCG Ventures LP is owned by the RWS Investment Trust (49.5%), the LES Investment Trust (49.5%) and Stallings Management LLC (1%), its general partner. Stallings Management LLC is owned by Mr. and Mrs. Stallings (100%).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.