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Nasdaq · USD

TBCH

Turtle Beach Corp

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Tapewire entity
6255
SEC CIK
0001493761
Parsed reports
252

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 17, 2018 Filed Oct 17, 2018 21:00 UTC SaleCommon Stock 14,115 $20.51 $289,498.65
Disclosure

SEC source: 0000899243-18-026879 · doc4.xml · nonDerivative · entry 6

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,404,245

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $20.04 to $20.92 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 21:00 UTC SaleCommon Stock 24,444 $20.89 $510,635.16
Disclosure

SEC source: 0000899243-18-026879 · doc4.xml · nonDerivative · entry 5

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,418,360

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $20.60 to $21.01 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 21:00 UTC SaleCommon Stock 51,524 $19.91 $1,025,842.84
Disclosure

SEC source: 0000899243-18-026879 · doc4.xml · nonDerivative · entry 4

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,442,804

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $19.60 to $20.57 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 21:00 UTC SaleCommon Stock 63,096 $19.23 $1,213,336.08
Disclosure

SEC source: 0000899243-18-026879 · doc4.xml · nonDerivative · entry 3

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,494,328

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $18.60 to $19.59 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:30 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 2,067 $19.22 $39,727.74
Disclosure

SEC source: 0001595670-18-000012 · wf-form4_153980820084143.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,550

F1 · price: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 21:00 UTC SaleCommon Stock 18,978 $20.34 $386,012.52
Disclosure

SEC source: 0000899243-18-026879 · doc4.xml · nonDerivative · entry 2

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,557,424

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $20.00 to $20.93 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 21:00 UTC SaleCommon Stock 206,790 $19.48 $4,028,269.20
Disclosure

SEC source: 0000899243-18-026879 · doc4.xml · nonDerivative · entry 1

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576,402

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $19.02 to $19.99 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 20:33 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
SaleCommon Stock 6,312 $19.70 $124,346.40
Disclosure

SEC source: 0001595670-18-000010 · wf-form4_153816680108133.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,617

F1 · price: Sales pursuant to a 10b5-1 plan established on August 21, 2018. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $19.33 to $20.02 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:03 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 2,068 $18.90 $39,085.20
Disclosure

SEC source: 0001595670-18-000008 · wf-form4_153739098820396.xml · nonDerivative · entry 3

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,929

F1 · price: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 01:08 UTC SaleCommon Stock 129,053 $22.44 $2,895,949.32
Disclosure

SEC source: 0000899243-18-024477 · doc4.xml · nonDerivative · entry 5

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,783,192

F5 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $22.00 to $22.81 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 01:08 UTC SaleCommon Stock 35,773 $21.43 $766,615.39
Disclosure

SEC source: 0000899243-18-024477 · doc4.xml · nonDerivative · entry 4

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,912,245

F4 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $21.15 to $21.80 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 01:08 UTC SaleCommon Stock 207,107 $22.40 $4,639,196.80
Disclosure

SEC source: 0000899243-18-024477 · doc4.xml · nonDerivative · entry 3

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,948,018

F3 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $22.00 to $22.65 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 11, 2018 Filed Sep 14, 2018 01:08 UTC SaleCommon Stock 25,397 $25.12 $637,972.64
Disclosure

SEC source: 0000899243-18-024477 · doc4.xml · nonDerivative · entry 2

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155,125

F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $24.26 to $25.41 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 11, 2018 Filed Sep 14, 2018 01:08 UTC SaleCommon Stock 104,186 $23.49 $2,447,329.14
Disclosure

SEC source: 0000899243-18-024477 · doc4.xml · nonDerivative · entry 1

SG VTB Holdings, LLC · CIK 0001595668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180,522

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $23.06 to $24.25 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:30 UTC OtherWarrant (Right to Buy) · Derivative 76,598 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000899243-18-023649 · doc4.xml · derivative · entry 3

DOORNINK RONALD · CIK 0001091428 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 76,598 shares

Expires 2020-07-22

F1 · ownership.nature: These securities are held by the Doornink Revocable Living Trust, dated 12/17/96, as amended.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:30 UTC OtherCommon Stock 76,598 $10.16 $778,235.68
Disclosure

SEC source: 0000899243-18-023649 · doc4.xml · nonDerivative · entry 1

DOORNINK RONALD · CIK 0001091428 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 385,702

F1 · ownership.nature: These securities are held by the Doornink Revocable Living Trust, dated 12/17/96, as amended.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 21:15 UTC
Stark Juergen M.Director · CEO & President
SaleCommon Stock 50,000 $25.22 $1,261,000.00
Disclosure

SEC source: 0000899243-18-022719 · doc4.xml · nonDerivative · entry 1

Stark Juergen M. · CIK 0001595670 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,131

F1 · kind: The Reporting Person contributed shares of Turtle Beach Corporation common stock to an exchange fund in exchange for shares of the exchange fund. The shares of Turtle Beach Common Stock were valued at $25.22 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person.

Read SEC document
August 16, 2018 Filed Aug 27, 2018 20:50 UTC
Hanson John TCFO, Treasurer and Secretary
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001531225-18-000008 · wf-form4_153540303716828.xml · derivative · entry 1

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof.

F2 · derivative.exercise_date: One-third of the underlying shares will vest on August 16, 2019, with the remainder vesting with respect to 1/36 of the underlying shares on the 16th day of each month thereafter. Vested shares will be delivered to the reporting person promptly following the vesting thereof.

F2 · derivative.expiration_date: One-third of the underlying shares will vest on August 16, 2019, with the remainder vesting with respect to 1/36 of the underlying shares on the 16th day of each month thereafter. Vested shares will be delivered to the reporting person promptly following the vesting thereof.

Read SEC document
August 15, 2018 Filed Sep 19, 2018 21:03 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Tax withholdingCommon Stock 2,067 $25.22 $52,129.74
Disclosure

SEC source: 0001595670-18-000008 · wf-form4_153739098820396.xml · nonDerivative · entry 2

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,997

F1 · price: Represents shares withheld to satisfy tax withholding obligations upon the vesting of the shares of restricted stock awarded to the Reporting Person.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:25 UTC
Wolfe AndrewDirector
GiftCommon Stock 16,235 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022475 · doc4.xml · nonDerivative · entry 1

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,914

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:07 UTC
Wolfe AndrewDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 10,776 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001542884-18-000004 · wf-form4_153393520665406.xml · derivative · entry 10

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,776 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:07 UTC
Wolfe AndrewDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 13,889 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001542884-18-000004 · wf-form4_153393520665406.xml · derivative · entry 9

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,889 shares

Expires 2027-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:07 UTC
Wolfe AndrewDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,535 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0001542884-18-000004 · wf-form4_153393520665406.xml · derivative · entry 8

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,535 shares

Expires 2025-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:07 UTC
Wolfe AndrewDirector
SaleCommon Stock 26,200 $29.46 $771,852.00
Disclosure

SEC source: 0001542884-18-000004 · wf-form4_153393520665406.xml · nonDerivative · entry 6

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,149

F2 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $28.89 to $29.85 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:07 UTC
Wolfe AndrewDirector
Exercise / conversionCommon Stock 10,776 $4.64 $50,000.64
Disclosure

SEC source: 0001542884-18-000004 · wf-form4_153393520665406.xml · nonDerivative · entry 5

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:07 UTC
Wolfe AndrewDirector
Exercise / conversionCommon Stock 13,889 $3.60 $50,000.40
Disclosure

SEC source: 0001542884-18-000004 · wf-form4_153393520665406.xml · nonDerivative · entry 4

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:07 UTC
Wolfe AndrewDirector
Exercise / conversionCommon Stock 1,535 $9.16 $14,060.60
Disclosure

SEC source: 0001542884-18-000004 · wf-form4_153393520665406.xml · nonDerivative · entry 3

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:22 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Exercise / conversionStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $7.72 $0.00
Disclosure

SEC source: 0001595670-18-000006 · wf-form4_153393612220262.xml · derivative · entry 12

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,912

Underlying: Common Stock · 35,000 shares

Expires 2022-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares were exercisable as of the transaction date.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:22 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
SaleCommon Stock 17,094 $29.30 $500,854.20
Disclosure

SEC source: 0001595670-18-000006 · wf-form4_153393612220262.xml · nonDerivative · entry 9

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,131

F5 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $28.87 to $29.50 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:22 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
SaleCommon Stock 17,906 $29.65 $530,912.90
Disclosure

SEC source: 0001595670-18-000006 · wf-form4_153393612220262.xml · nonDerivative · entry 8

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,225

F4 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $29.51 to $29.91 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 21:22 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Exercise / conversionCommon Stock 35,000 $7.72 $270,200.00
Disclosure

SEC source: 0001595670-18-000006 · wf-form4_153393612220262.xml · nonDerivative · entry 7

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:07 UTC
Wolfe AndrewDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 3,924 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0001542884-18-000004 · wf-form4_153393520665406.xml · derivative · entry 7

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,535

Underlying: Common Stock · 3,924 shares

Expires 2025-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:07 UTC
Wolfe AndrewDirector
SaleCommon Stock 3,924 $30.27 $118,779.48
Disclosure

SEC source: 0001542884-18-000004 · wf-form4_153393520665406.xml · nonDerivative · entry 2

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,149

F1 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $30.00 to $30.65 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:07 UTC
Wolfe AndrewDirector
Exercise / conversionCommon Stock 3,924 $9.16 $35,943.84
Disclosure

SEC source: 0001542884-18-000004 · wf-form4_153393520665406.xml · nonDerivative · entry 1

Wolfe Andrew · CIK 0001542884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:22 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $7.72 $0.00
Disclosure

SEC source: 0001595670-18-000006 · wf-form4_153393612220262.xml · derivative · entry 11

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,912

Underlying: Common Stock · 30,000 shares

Expires 2022-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares were exercisable as of the transaction date.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:22 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
SaleCommon Stock 9,887 $28.84 $285,141.08
Disclosure

SEC source: 0001595670-18-000006 · wf-form4_153393612220262.xml · nonDerivative · entry 6

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,131

F2 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $28.60 to $28.99 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:22 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
SaleCommon Stock 20,113 $29.31 $589,512.03
Disclosure

SEC source: 0001595670-18-000006 · wf-form4_153393612220262.xml · nonDerivative · entry 5

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,018

F3 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $29.00 to $30.00 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 21:22 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Exercise / conversionCommon Stock 30,000 $7.72 $231,600.00
Disclosure

SEC source: 0001595670-18-000006 · wf-form4_153393612220262.xml · nonDerivative · entry 4

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:38 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 12,080 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001531225-18-000004 · wf-form4_153393350749401.xml · derivative · entry 10

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,630

Underlying: Common Stock · 12,080 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All exercised shares were exercisable as of the transaction date, with the remainder scheduled to vest in equal monthly installments until April 4, 2020.

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August 09, 2018 Filed Aug 10, 2018 20:38 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 23,750 $0.00 Strike: $7.24 $0.00
Disclosure

SEC source: 0001531225-18-000004 · wf-form4_153393350749401.xml · derivative · entry 9

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 23,750 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All exercised shares were exercisable as of the transaction date, with the remainder scheduled to vest in equal monthly installments until May 29, 2019.

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August 09, 2018 Filed Aug 10, 2018 20:38 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 12,604 $0.00 Strike: $16.52 $0.00
Disclosure

SEC source: 0001531225-18-000004 · wf-form4_153393350749401.xml · derivative · entry 8

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

Underlying: Common Stock · 12,604 shares

Expires 2024-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All exercised shares were exercisable as of the transaction date, with the remainder scheduled to vest in equal monthly installments until November 19, 2018.

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August 09, 2018 Filed Aug 10, 2018 20:38 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 16,590 $0.00 Strike: $7.72 $0.00
Disclosure

SEC source: 0001531225-18-000004 · wf-form4_153393350749401.xml · derivative · entry 7

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,590 shares

Expires 2024-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All shares are exercisable as of the transaction date.

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August 09, 2018 Filed Aug 10, 2018 20:38 UTC
Hanson John TCFO, Treasurer and Secretary
SaleCommon Stock 53,124 $29.24 $1,553,345.76
Disclosure

SEC source: 0001531225-18-000004 · wf-form4_153393350749401.xml · nonDerivative · entry 6

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $29.00 to $29.99 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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August 09, 2018 Filed Aug 10, 2018 20:38 UTC
Hanson John TCFO, Treasurer and Secretary
SaleCommon Stock 11,900 $30.23 $359,737.00
Disclosure

SEC source: 0001531225-18-000004 · wf-form4_153393350749401.xml · nonDerivative · entry 5

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,124

F1 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $30.00 to $30.65 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:38 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionCommon Stock 12,080 $4.64 $56,051.20
Disclosure

SEC source: 0001531225-18-000004 · wf-form4_153393350749401.xml · nonDerivative · entry 4

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:38 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionCommon Stock 23,750 $7.24 $171,950.00
Disclosure

SEC source: 0001531225-18-000004 · wf-form4_153393350749401.xml · nonDerivative · entry 3

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:38 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionCommon Stock 12,604 $16.52 $208,218.08
Disclosure

SEC source: 0001531225-18-000004 · wf-form4_153393350749401.xml · nonDerivative · entry 2

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:38 UTC
Hanson John TCFO, Treasurer and Secretary
Exercise / conversionCommon Stock 16,590 $7.72 $128,074.80
Disclosure

SEC source: 0001531225-18-000004 · wf-form4_153393350749401.xml · nonDerivative · entry 1

Hanson John T · CIK 0001531225 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 21:22 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
Exercise / conversionStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $7.72 $0.00
Disclosure

SEC source: 0001595670-18-000006 · wf-form4_153393612220262.xml · derivative · entry 10

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,912

Underlying: Common Stock · 35,000 shares

Expires 2022-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares were exercisable as of the transaction date.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 21:22 UTC
Stark Juergen M.Director · Chief Executive Officer & Pres
SaleCommon Stock 5,587 $28.78 $160,793.86
Disclosure

SEC source: 0001595670-18-000006 · wf-form4_153393612220262.xml · nonDerivative · entry 3

Stark Juergen M. · CIK 0001595670 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,131

F2 · price: The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $28.60 to $28.99 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.