TBBK

SEC source: 0001295401-19-000019 · primary_doc.xml · nonDerivative · entry 1

Landry Walter Paul III · CIK 0001765317 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,761

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of three years with the first installment vesting on the first anniversary of the date of grant.

SEC source: 0001295401-19-000015 · primary_doc.xml · nonDerivative · entry 1

Connolly Mark Leo · CIK 0001698531 · EVP, Head of Credit Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,093

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of three years with the first installment vesting on the first anniversary of the date of grant.

SEC source: 0001295401-19-000014 · primary_doc.xml · nonDerivative · entry 2

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,759

F2 · kind: Shares were sold to pay the taxes due on the vesting of restricted stock units.

F4 · price: The Reporting Person sold a total of 9,740 shares at prices ranging from $8.47 to $8.56 for an average price of $8.51.

SEC source: 0001295401-19-000014 · primary_doc.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,499

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of three years with the first installment vesting on the first anniversary of the date of grant.

SEC source: 0001295401-19-000012 · primary_doc.xml · nonDerivative · entry 1

Caesar Erika R · CIK 0001765297 · Assistant GC, CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,009

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of three years with the first installment vesting on the first anniversary of the date of grant.

SEC source: 0001295401-19-000011 · primary_doc.xml · nonDerivative · entry 1

Bjork Dianne · CIK 0001765295 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,189

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of three years with the first installment vesting on the first anniversary of the date of grant.

SEC source: 0001104659-19-007531 · a4.xml · nonDerivative · entry 1

EGGEMEYER JOHN M III · CIK 0001197257 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Foonote

Disclosed balance after: 30,000

F1 · shares: These restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. ("Common Stock"), were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc. on February 11, 2019 and will become fully vested on February 11, 2020.

F1 · price: These restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. ("Common Stock"), were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc. on February 11, 2019 and will become fully vested on February 11, 2020.

F2 · ownership.nature: These securities, which include (i) 15,000 shares of Common Stock and (ii) an additional 7,500 restricted stock units (which represent the right to receive one share of Common Stock and are scheduled to become fully vested on May 16, 2019), in each case previously issued to Advisors IV on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., are held directly by Advisors IV. The reporting person disclaims beneficial ownership of all of the securities held by Advisors IV, except to the extent of his respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001567619-18-001980 · doc1.xml · nonDerivative · entry 1

McFadden Joseph Hugh · CIK 0001681529 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,827

SEC source: 0001295401-18-000036 · primary_doc.xml · nonDerivative · entry 2

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,162

F3 · price: Reporting Person sold a total of 13,912 shares at a prices ranging from $9.60 to $9.68 for an average price of $9.63.

SEC source: 0001295401-18-000036 · primary_doc.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,074

F2 · price: Reporting Person sold a total of 11,088 shares at a prices ranging from $9.60 to $9.71 for an average price of $9.63.

SEC source: 0001247745-18-000005 · primary_doc.xml · nonDerivative · entry 2

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,162

F3 · price: Reporting Person sold a total of 40,000 shares at a prices ranging from $9.75 to $9.93 for an average price of $9.7922.

SEC source: 0001247745-18-000005 · primary_doc.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,162

F2 · price: Reporting Person sold a total of 100,000 shares at a prices ranging from $9.75 to $10.04 for an average price of $9.8412.

SEC source: 0001708363-18-000001 · primary_doc.xml · nonDerivative · entry 1

Wechsler Ron J · CIK 0001708363 · EVP - Head of Commercial Mortg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,734

F1 · kind: Shares were sold to pay the taxes due on the vesting of restricted stock units.

SEC source: 0001676084-18-000001 · primary_doc.xml · nonDerivative · entry 2

Kozlowski Damian · CIK 0001676084 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,855

F1 · kind: Shares were sold to pay the taxes due on the vesting of restricted stock units.

F3 · price: Reporting Person sold a total of 15,051 shares at prices ranging from $11.29 to $11.44 for an average price of $11.3598.

SEC source: 0001676084-18-000001 · primary_doc.xml · nonDerivative · entry 1

Kozlowski Damian · CIK 0001676084 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,906

F1 · kind: Shares were sold to pay the taxes due on the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 31,289 shares at prices ranging from $11.40 to $11.50 for an average price of $11.4115.

SEC source: 0001295401-18-000025 · primary_doc.xml · nonDerivative · entry 1

BRADLEY MICHAEL J · CIK 0001018428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,500

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

SEC source: 0001295401-18-000020 · primary_doc.xml · nonDerivative · entry 1

Paul Frenkiel · CIK 0001129454 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,531

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001295401-18-000015 · primary_doc.xml · nonDerivative · entry 1

Cassidy William F · CIK 0001708119 · EVP, Head of Institutional Ban

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,004

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001295401-18-000014 · primary_doc.xml · nonDerivative · entry 1

KUIPER JEREMY L · CIK 0001601000 · EVP, Head of Payment Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,805

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001295401-18-000024 · primary_doc.xml · nonDerivative · entry 1

Megargee Scott R · CIK 0001314107 · EVP, Head of Commercial Fleet

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,276

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001295401-18-000032 · primary_doc.xml · nonDerivative · entry 1

McEntee James J III · CIK 0001312746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,650

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

SEC source: 0001295401-18-000031 · primary_doc.xml · nonDerivative · entry 1

KOZLOV HERSH · CIK 0001228774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

SEC source: 0001295401-18-000030 · primary_doc.xml · nonDerivative · entry 1

Chrystal John C · CIK 0001559369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,715

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

SEC source: 0001295401-18-000029 · primary_doc.xml · nonDerivative · entry 1

Tuan Mei Mei · CIK 0001584368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

SEC source: 0001295401-18-000028 · primary_doc.xml · nonDerivative · entry 1

Cohn Matthew · CIK 0001312736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,563

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

SEC source: 0001295401-18-000027 · primary_doc.xml · nonDerivative · entry 1

Beach Walter T · CIK 0001312739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,500

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

SEC source: 0001295401-18-000026 · primary_doc.xml · nonDerivative · entry 1

Lamb William H · CIK 0001312741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,223

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant.

SEC source: 0001295401-18-000023 · primary_doc.xml · nonDerivative · entry 1

Egan Martin · CIK 0001312742 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,292

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001295401-18-000022 · primary_doc.xml · nonDerivative · entry 1

Nager Jeffrey A · CIK 0001708886 · EVP, Head of Small Business Le

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,162

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001295401-18-000021 · primary_doc.xml · nonDerivative · entry 1

Kozlowski Damian · CIK 0001676084 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,195

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001295401-18-000019 · primary_doc.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,162

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001295401-18-000018 · primary_doc.xml · nonDerivative · entry 1

Pareigat Thomas G. · CIK 0001515434 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,936

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001295401-18-000017 · primary_doc.xml · nonDerivative · entry 1

Connolly Mark Leo · CIK 0001698531 · EVP, Head of Credit Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,087

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001295401-18-000016 · primary_doc.xml · nonDerivative · entry 1

Wechsler Ron J · CIK 0001708363 · EVP, Head of Commercial Mortga

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,241

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001295401-18-000013 · primary_doc.xml · nonDerivative · entry 1

Leto John · CIK 0001681776 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,923

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001295401-18-000012 · primary_doc.xml · nonDerivative · entry 1

McFadden Joseph Hugh · CIK 0001681529 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,827

F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in three equal installments over a period of two years and nine months from the date of grant, with the first installment vesting on the first annual anniversary of the date of grant, the second installment on the second annual anniversary thereafter, and the third installment 9 months after the second installment.

SEC source: 0001104659-18-034485 · a4.xml · nonDerivative · entry 1

EGGEMEYER JOHN M III · CIK 0001197257 · Director

Castle Creek Capital VI LLC · CIK 0001671438 · Director

Castle Creek Capital Partners VI, LP · CIK 0001666749 · Director

THOMAS J MIKESELL · CIK 0001242722 · Director

MERLO MARK G · CIK 0001332829 · Director

Pietrzak John · CIK 0001481798 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,500

F1 · price: These restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc., were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., on May 16, 2018 and will become fully vested on May 16, 2019.

F1 · ownership.nature: These restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc., were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., on May 16, 2018 and will become fully vested on May 16, 2019.

SEC source: 0001104659-18-049233 · a4a.xml · nonDerivative · entry 1

EGGEMEYER JOHN M III · CIK 0001197257 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,500

F1 · shares: These restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc., were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., on May 16, 2018 and will become fully vested on May 16, 2019.

F1 · price: These restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc., were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., on May 16, 2018 and will become fully vested on May 16, 2019.

F2 · ownership.nature: These securities, which include 15,000 shares of common stock of The Bancorp, Inc. previously issued to Advisors IV on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., are held directly by Advisors IV. The reporting person disclaims beneficial ownership of all of the securities held by Advisors IV, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001247745-18-000004 · primary_doc.xml · nonDerivative · entry 2

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,096

F2 · price: Reporting Person sold a total of 79,900 shares at a prices ranging from $10.93 to $11.22 for an average price of $11.0625.

SEC source: 0001247745-18-000004 · primary_doc.xml · nonDerivative · entry 1

COHEN DANIEL G · CIK 0001247745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,996

F1 · price: Reporting Person sold a total of 70,100 shares at a prices ranging from $11.00 to $11.23 for an average price of $11.1137.

SEC source: 0001295401-18-000007 · primary_doc.xml · nonDerivative · entry 1

KOZLOV HERSH · CIK 0001228774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F1 · price: Reporting Person sold 5,000 shares at prices ranging from $10.58 to $10.60 for an average price of $10.5818.

SEC source: 0001228774-18-000001 · primary_doc.xml · nonDerivative · entry 2

KOZLOV HERSH · CIK 0001228774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

SEC source: 0001228774-18-000001 · primary_doc.xml · nonDerivative · entry 1

KOZLOV HERSH · CIK 0001228774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,500

SEC source: 0001295401-18-000002 · primary_doc.xml · nonDerivative · entry 2

Cassidy William F · CIK 0001708119 · EVP, Head of Institutional Ban

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,289

F1 · kind: Shares were sold to pay the taxes due on the vesting of restricted stock units.

F3 · price: Reporting Person sold a total of 233 shares at a prices ranging from $9.95 to $10.09 for an average price of $9.9732

SEC source: 0001295401-18-000006 · primary_doc.xml · nonDerivative · entry 2

KUIPER JEREMY L · CIK 0001601000 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,705

F1 · kind: Shares were sold to pay the taxes due on the vesting of restricted stock units.

F3 · price: Reporting Person sold a total of 23,577 shares at a prices ranging from $9.95 to $10.09 for an average price of $9.9732.

SEC source: 0001295401-18-000005 · primary_doc.xml · nonDerivative · entry 2

Leto John · CIK 0001681776 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,598

F1 · kind: Shares were sold to pay the taxes due on the vesting of restricted stock units.

F3 · price: Reporting Person sold a total of 5,258 shares at a prices ranging from $9.95 to $10.09 for an average price of $9.9732.

SEC source: 0001295401-18-000004 · primary_doc.xml · nonDerivative · entry 2

McFadden Joseph Hugh · CIK 0001681529 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,244

F1 · kind: Shares were sold to pay the taxes due on the vesting of restricted stock units.

F3 · price: Reporting Person sold a total of 1,303 shares at a prices ranging from $9.95 to $10.09 for an average price of $9.9732.

SEC source: 0001295401-18-000003 · primary_doc.xml · nonDerivative · entry 2

Kozlowski Damian · CIK 0001676084 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,095

F1 · kind: Shares were sold to pay the taxes due on the vesting of restricted stock units.

F3 · price: Reporting Person sold a total of 3,204 shares at a prices ranging from $9.95 to $10.09 for an average price of $9.9732.

SEC source: 0001295401-18-000001 · primary_doc.xml · nonDerivative · entry 2

Pareigat Thomas G. · CIK 0001515434 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,903

F1 · kind: Shares were sold to pay the taxes due on the vesting of restricted stock units.

F3 · price: Reporting Person sold a total of 506 shares at a prices ranging from $9.95 to $10.09 for an average price of $9.9732.

SEC source: 0001295401-18-000002 · primary_doc.xml · nonDerivative · entry 1

Cassidy William F · CIK 0001708119 · EVP, Head of Institutional Ban

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,522

F1 · kind: Shares were sold to pay the taxes due on the vesting of restricted stock units.

F2 · price: Reporting Person sold a total of 218 shares at a prices ranging from $10.45 to $10.51 for an average price of $10.47.