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Nasdaq · USD

TARS

Tarsus Pharmaceuticals, Inc.

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1836
SEC CIK
0001819790
Parsed reports
328

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202604
Feb 202600
Mar 2026026
Apr 202600
May 202600
Jun 202606
Jul 202600
Aug 202600
Sep 2026014
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2024 Filed Mar 19, 2024 23:04 UTC
Whitfield Dianne C.Chief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 7,248 $0.00 $0.00
Disclosure

SEC source: 0001819790-24-000044 · wk-form4_1710889444.xml · derivative · entry 4

Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,745

Underlying: Common Stock · 7,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: RSUs granted on March 8, 2023, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. The RSUs will vest in equal installments on March 15, 2024, March 15, 2025, March 15, 2026 and March 15, 2027, subject to the Reporting Person's continuous service.

F5 · derivative.expiration_date: RSUs granted on March 8, 2023, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. The RSUs will vest in equal installments on March 15, 2024, March 15, 2025, March 15, 2026 and March 15, 2027, subject to the Reporting Person's continuous service.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 23:04 UTC
Whitfield Dianne C.Chief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 4,463 $0.00 $0.00
Disclosure

SEC source: 0001819790-24-000044 · wk-form4_1710889444.xml · derivative · entry 3

Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,925

Underlying: Common Stock · 4,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: RSUs granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. The RSUs will vest in equal installments on March 15, 2023, March 15, 2024, March 15, 2025 and March 15, 2026, subject to the Reporting Person's continuous service.

F4 · derivative.expiration_date: RSUs granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. The RSUs will vest in equal installments on March 15, 2023, March 15, 2024, March 15, 2025 and March 15, 2026, subject to the Reporting Person's continuous service.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 23:04 UTC
Whitfield Dianne C.Chief Human Resources Officer
Exercise / conversionCommon Stock 11,711 Not disclosed Not disclosed
Disclosure

SEC source: 0001819790-24-000044 · wk-form4_1710889444.xml · nonDerivative · entry 1

Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs").

Read SEC document
March 15, 2024 Filed Mar 19, 2024 23:03 UTC
Neervannan SeshadriChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 8,148 $0.00 $0.00
Disclosure

SEC source: 0001819790-24-000043 · wk-form4_1710889381.xml · derivative · entry 4

Neervannan Seshadri · CIK 0001827584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,444

Underlying: Common Stock · 8,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: RSUs granted on March 8, 2023, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2024, 2025, 2026 and 2027, subject to the Reporting Person's continuous service.

F6 · derivative.expiration_date: RSUs granted on March 8, 2023, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2024, 2025, 2026 and 2027, subject to the Reporting Person's continuous service.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 23:03 UTC
Neervannan SeshadriChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 5,097 $0.00 $0.00
Disclosure

SEC source: 0001819790-24-000043 · wk-form4_1710889381.xml · derivative · entry 3

Neervannan Seshadri · CIK 0001827584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,194

Underlying: Common Stock · 5,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: RSUs granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service.

F5 · derivative.expiration_date: RSUs granted on March 9, 2022, under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 25% of the RSUs will vest on March 15th of each of 2023, 2024, 2025, and 2026, subject to the Reporting Person's continuous service.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 23:03 UTC
Neervannan SeshadriChief Operating Officer
Exercise / conversionCommon Stock 13,245 Not disclosed Not disclosed
Disclosure

SEC source: 0001819790-24-000043 · wk-form4_1710889381.xml · nonDerivative · entry 1

Neervannan Seshadri · CIK 0001827584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs").

F2 · balance_after: Includes 1,705 shares acquired under the Issuer's Employee Stock Purchase Plan on June 30, 2023.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:57 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
GrantRestricted Stock Units · Derivative 92,485 $0.00 $0.00
Disclosure

SEC source: 0001819790-24-000037 · wk-form4_1710194265.xml · derivative · entry 2

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,485

Underlying: Common Stock · 92,485 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on March 15th of each of 2025, 2026, 2027, and 2028, subject to the Reporting Person's continuous service.

F3 · derivative.expiration_date: 25% of the RSUs will vest on March 15th of each of 2025, 2026, 2027, and 2028, subject to the Reporting Person's continuous service.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:57 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
GrantStock Option (right to buy) · Derivative 136,947 $0.00 Strike: $35.50 $0.00
Disclosure

SEC source: 0001819790-24-000037 · wk-form4_1710194265.xml · derivative · entry 1

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,947

Underlying: Common Stock · 136,947 shares

Expires 2034-03-06

F1 · derivative.exercise_date: 25% of the option shares shall vest on March 7, 2025, and 1/48th of the option shares shall vest each month thereafter for a period of 3 years subject to the Reporting Person's continuous service.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:45 UTC
Wahl BryanGeneral Counsel
GrantRestricted Stock Units · Derivative 28,702 $0.00 $0.00
Disclosure

SEC source: 0001841401-24-000001 · wk-form4_1710193510.xml · derivative · entry 2

Wahl Bryan · CIK 0001841401 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,702

Underlying: Common Stock · 28,702 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on March 15th of each of 2025, 2026, 2027, and 2028, subject to the Reporting Person's continuous service.

F3 · derivative.expiration_date: 25% of the RSUs will vest on March 15th of each of 2025, 2026, 2027, and 2028, subject to the Reporting Person's continuous service.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:45 UTC
Wahl BryanGeneral Counsel
GrantStock Option (right to buy) · Derivative 42,500 $0.00 Strike: $35.50 $0.00
Disclosure

SEC source: 0001841401-24-000001 · wk-form4_1710193510.xml · derivative · entry 1

Wahl Bryan · CIK 0001841401 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2034-03-06

F1 · derivative.exercise_date: 25% of the option shares shall vest on March 7, 2025, and 1/48th of the option shares shall vest each month thereafter for a period of 3 years subject to the Reporting Person's continuous service.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:12 UTC
Mottiwala AzizChief Commercial Officer
GrantRestricted Stock Units · Derivative 32,079 $0.00 $0.00
Disclosure

SEC source: 0001819790-24-000034 · wk-form4_1710191542.xml · derivative · entry 2

Mottiwala Aziz · CIK 0001788542 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,079

Underlying: Common Stock · 32,079 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on March 15th of each of 2025, 2026, 2027, and 2028, subject to the Reporting Person's continuous service.

F3 · derivative.expiration_date: 25% of the RSUs will vest on March 15th of each of 2025, 2026, 2027, and 2028, subject to the Reporting Person's continuous service.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:12 UTC
Mottiwala AzizChief Commercial Officer
GrantStock Option (right to buy) · Derivative 47,500 $0.00 Strike: $35.50 $0.00
Disclosure

SEC source: 0001819790-24-000034 · wk-form4_1710191542.xml · derivative · entry 1

Mottiwala Aziz · CIK 0001788542 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 47,500 shares

Expires 2034-03-06

F1 · derivative.exercise_date: 25% of the option shares shall vest on March 7, 2025, and 1/48th of the option shares shall vest each month thereafter for a period of 3 years subject to the Reporting Person's continuous service.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:12 UTC
Whitfield Dianne C.Chief Human Resources Officer
GrantRestricted Stock Units · Derivative 28,702 $0.00 $0.00
Disclosure

SEC source: 0001819790-24-000033 · wk-form4_1710191517.xml · derivative · entry 2

Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,702

Underlying: Common Stock · 28,702 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on March 15th of each of 2025, 2026, 2027, and 2028, subject to the Reporting Person's continuous service.

F3 · derivative.expiration_date: 25% of the RSUs will vest on March 15th of each of 2025, 2026, 2027, and 2028, subject to the Reporting Person's continuous service.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:12 UTC
Whitfield Dianne C.Chief Human Resources Officer
GrantStock Option (right to buy) · Derivative 42,500 $0.00 Strike: $35.50 $0.00
Disclosure

SEC source: 0001819790-24-000033 · wk-form4_1710191517.xml · derivative · entry 1

Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2034-03-06

F1 · derivative.exercise_date: 25% of the option shares shall vest on March 7, 2025, and 1/48th of the option shares shall vest each month thereafter for a period of 3 years subject to the Reporting Person's continuous service.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:11 UTC
Farrow Jeffrey SSee Remarks
GrantRestricted Stock Units · Derivative 32,079 $0.00 $0.00
Disclosure

SEC source: 0001819790-24-000032 · wk-form4_1710191483.xml · derivative · entry 2

Farrow Jeffrey S · CIK 0001405253 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,079

Underlying: Common Stock · 32,079 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on March 15th of each of 2025, 2026, 2027, and 2028, subject to the Reporting Person's continuous service.

F3 · derivative.expiration_date: 25% of the RSUs will vest on March 15th of each of 2025, 2026, 2027, and 2028, subject to the Reporting Person's continuous service.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:11 UTC
Farrow Jeffrey SSee Remarks
GrantStock Option (right to buy) · Derivative 47,500 $0.00 Strike: $35.50 $0.00
Disclosure

SEC source: 0001819790-24-000032 · wk-form4_1710191483.xml · derivative · entry 1

Farrow Jeffrey S · CIK 0001405253 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 47,500 shares

Expires 2034-03-06

F1 · derivative.exercise_date: 25% of the option shares shall vest on March 7, 2025, and 1/48th of the option shares shall vest each month thereafter for a period of 3 years subject to the Reporting Person's continuous service.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:10 UTC
Neervannan SeshadriChief Operating Officer
GrantRestricted Stock Units · Derivative 32,079 $0.00 $0.00
Disclosure

SEC source: 0001819790-24-000031 · wk-form4_1710191431.xml · derivative · entry 2

Neervannan Seshadri · CIK 0001827584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,079

Underlying: Common Stock · 32,079 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on March 15th of each of 2025, 2026, 2027, and 2028, subject to the Reporting Person's continuous service.

F3 · derivative.expiration_date: 25% of the RSUs will vest on March 15th of each of 2025, 2026, 2027, and 2028, subject to the Reporting Person's continuous service.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:10 UTC
Neervannan SeshadriChief Operating Officer
GrantStock Option (right to buy) · Derivative 47,500 $0.00 Strike: $35.50 $0.00
Disclosure

SEC source: 0001819790-24-000031 · wk-form4_1710191431.xml · derivative · entry 1

Neervannan Seshadri · CIK 0001827584 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 47,500 shares

Expires 2034-03-06

F1 · derivative.exercise_date: 25% of the option shares shall vest on March 7, 2025, and 1/48th of the option shares shall vest each month thereafter for a period of 3 years subject to the Reporting Person's continuous service.

Read SEC document
January 25, 2024 Filed Jan 30, 2024 21:31 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $26.25 $0.00
Disclosure

SEC source: 0001819790-24-000008 · wk-form4_1706650295.xml · derivative · entry 1

Lin Elizabeth Yeu · CIK 0001842190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-01-24

F1 · derivative.exercise_date: Option granted in connection with certain consulting services being provided by the Reporting Person. The option will vest in full on January 30, 2025, subject to the Reporting Person's continuous service through such date.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 22:08 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
SaleCommon Stock 8,000 $20.22 $161,760.00
Disclosure

SEC source: 0001827672-23-000050 · wk-form4_1703887719.xml · nonDerivative · entry 1

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: Plan reported

Ownership: Indirect · By the Bobak Azamian Living Trust established April 16, 2018

Disclosed balance after: 830,106

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $20.00 to $20.43. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the trustee of the Bobak Azamian Living Trust, established April 16, 2018 and has voting and dispositive power with respect to these shares.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 22:32 UTC
Trevejo Jose M.CHIEF MEDICAL OFFICER
SaleCommon Stock 2,252 $20.00 $45,040.00
Disclosure

SEC source: 0001661539-23-000008 · wk-form4_1703284363.xml · nonDerivative · entry 1

Trevejo Jose M. · CIK 0001661539 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,251

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2023.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 22:30 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
SaleCommon Stock 30,557 $20.36 $622,140.52
Disclosure

SEC source: 0001827672-23-000048 · wk-form4_1703284219.xml · nonDerivative · entry 2

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: Plan reported

Ownership: Indirect · By the Bobak Azamian Living Trust established April 16, 2018

Disclosed balance after: 838,106

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023.

F4 · price: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $20.10 to $20.73. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the trustee of the Bobak Azamian Living Trust, established April 16, 2018 and has voting and dispositive power with respect to these shares.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 22:30 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
SaleCommon Stock 9,443 $19.96 $188,482.28
Disclosure

SEC source: 0001827672-23-000048 · wk-form4_1703284219.xml · nonDerivative · entry 1

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: Plan reported

Ownership: Indirect · By the Bobak Azamian Living Trust established April 16, 2018

Disclosed balance after: 868,663

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $19.09 to $20.08. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the trustee of the Bobak Azamian Living Trust, established April 16, 2018 and has voting and dispositive power with respect to these shares.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 23:30 UTC PurchaseCommon Stock 1,000 $18.96 $18,960.00
Disclosure

SEC source: 0001827722-23-000002 · wk-form4_1703028650.xml · nonDerivative · entry 1

Goldberg Andrew D. · CIK 0001827722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
December 02, 2023 Filed Dec 5, 2023 23:27 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001819790-23-000085 · wk-form4_1701818857.xml · derivative · entry 2

YARNO WENDY L · CIK 0001181186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: RSUs granted in connection with the Reporting Person's service as the Lead Independent Director. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

F3 · derivative.expiration_date: RSUs granted in connection with the Reporting Person's service as the Lead Independent Director. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document
December 02, 2023 Filed Dec 5, 2023 23:27 UTC Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001819790-23-000085 · wk-form4_1701818857.xml · nonDerivative · entry 1

YARNO WENDY L · CIK 0001181186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock.

F1 · price: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:58 UTC
Whitfield Dianne C.Chief Human Resources Officer
SaleCommon Stock 8,355 $16.31 $136,270.05
Disclosure

SEC source: 0001839516-23-000006 · wk-form4_1701467883.xml · nonDerivative · entry 2

Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,784

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:55 UTC
Wahl BryanGeneral Counsel
SaleCommon Stock 8,356 $16.31 $136,286.36
Disclosure

SEC source: 0001841401-23-000007 · wk-form4_1701467742.xml · nonDerivative · entry 2

Wahl Bryan · CIK 0001841401 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,966

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:58 UTC
Whitfield Dianne C.Chief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 23,920 $0.00 $0.00
Disclosure

SEC source: 0001839516-23-000006 · wk-form4_1701467883.xml · derivative · entry 3

Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs granted under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 30% of the RSUs vested on November 29, 2022, and 70% on November 29, 2023, subject to the Reporting Person's continuous service.

F3 · derivative.exercise_date: RSUs granted under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 30% of the RSUs vested on November 29, 2022, and 70% on November 29, 2023, subject to the Reporting Person's continuous service.

F3 · derivative.expiration_date: RSUs granted under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 30% of the RSUs vested on November 29, 2022, and 70% on November 29, 2023, subject to the Reporting Person's continuous service.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:58 UTC
Whitfield Dianne C.Chief Human Resources Officer
Exercise / conversionCommon Stock 23,920 $0.00 $0.00
Disclosure

SEC source: 0001839516-23-000006 · wk-form4_1701467883.xml · nonDerivative · entry 1

Whitfield Dianne C. · CIK 0001839516 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person received restricted stock units ("RSUs") which represent a contingent right to receive one share of Issuer's Common Stock for each RSU. This reported transaction represents the settlement of RSUs vested as of November 29, 2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:55 UTC
Wahl BryanGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 23,920 $0.00 $0.00
Disclosure

SEC source: 0001841401-23-000007 · wk-form4_1701467742.xml · derivative · entry 3

Wahl Bryan · CIK 0001841401 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs granted under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 30% of the RSUs vested on November 29, 2022, and 70% on November 29, 2023, subject to the Reporting Person's continuous service.

F3 · derivative.exercise_date: RSUs granted under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 30% of the RSUs vested on November 29, 2022, and 70% on November 29, 2023, subject to the Reporting Person's continuous service.

F3 · derivative.expiration_date: RSUs granted under the Tarsus Pharmaceuticals, Inc. 2020 Stock Plan. 30% of the RSUs vested on November 29, 2022, and 70% on November 29, 2023, subject to the Reporting Person's continuous service.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:55 UTC
Wahl BryanGeneral Counsel
Exercise / conversionCommon Stock 23,920 $0.00 $0.00
Disclosure

SEC source: 0001841401-23-000007 · wk-form4_1701467742.xml · nonDerivative · entry 1

Wahl Bryan · CIK 0001841401 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person received restricted stock units ("RSUs") which represent a contingent right to receive one share of Issuer's Common Stock for each RSU. This reported transaction represents the settlement of RSUs vested as of November 29, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:50 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
SaleCommon Stock 200 $19.28 $3,856.00
Disclosure

SEC source: 0001827672-23-000045 · wk-form4_1700257834.xml · nonDerivative · entry 3

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: Plan reported

Ownership: Indirect · By the Bobak Azamian Living Trust established April 16, 2018

Disclosed balance after: 878,106

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023.

F3 · ownership.nature: The Reporting Person is the trustee of the Bobak Azamian Living Trust, established April 16, 2018 and has voting and dispositive power with respect to these shares.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:50 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
SaleCommon Stock 4,904 $18.54 $90,920.16
Disclosure

SEC source: 0001827672-23-000045 · wk-form4_1700257834.xml · nonDerivative · entry 2

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: Plan reported

Ownership: Indirect · By the Bobak Azamian Living Trust established April 16, 2018

Disclosed balance after: 878,306

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023.

F4 · price: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $18.27 to $19.21. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the trustee of the Bobak Azamian Living Trust, established April 16, 2018 and has voting and dispositive power with respect to these shares.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:50 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
SaleCommon Stock 2,896 $18.01 $52,156.96
Disclosure

SEC source: 0001827672-23-000045 · wk-form4_1700257834.xml · nonDerivative · entry 1

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: Plan reported

Ownership: Indirect · By the Bobak Azamian Living Trust established April 16, 2018

Disclosed balance after: 883,210

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $17.25 to $18.14. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the trustee of the Bobak Azamian Living Trust, established April 16, 2018 and has voting and dispositive power with respect to these shares.

Read SEC document
October 18, 2023 Filed Oct 20, 2023 20:41 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
SaleCommon Stock 8,000 $13.24 $105,920.00
Disclosure

SEC source: 0001827672-23-000043 · wk-form4_1697834436.xml · nonDerivative · entry 1

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: Plan reported

Ownership: Indirect · By the Bobak Azamian Living Trust established April 16, 2018

Disclosed balance after: 886,106

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $13.00 to $13.65. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the trustee of the Bobak Azamian Living Trust, established April 16, 2018 and has voting and dispositive power with respect to these shares.

Read SEC document
October 05, 2023 Filed Oct 6, 2023 21:21 UTC
Trevejo Jose M.CHIEF MEDICAL OFFICER
SaleCommon Stock 1,604 $18.00 $28,872.00
Disclosure

SEC source: 0001661539-23-000006 · wk-form4_1696627288.xml · nonDerivative · entry 1

Trevejo Jose M. · CIK 0001661539 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,503

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2023.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 21:30 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
SaleCommon Stock 8,000 $17.21 $137,680.00
Disclosure

SEC source: 0001827672-23-000041 · wk-form4_1695418206.xml · nonDerivative · entry 1

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: Plan reported

Ownership: Indirect · By the Bobak Azamian Living Trust established April 16, 2018

Disclosed balance after: 894,106

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $16.74 to $17.67. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the trustee of the Bobak Azamian Living Trust, established April 16, 2018 and has voting and dispositive power with respect to these shares.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,333 $0.00 $0.00
Disclosure

SEC source: 0001819790-23-000075 · wk-form4_1695155145.xml · derivative · entry 2

Morrison Scott W · CIK 0001662426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,667

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on September 15th of 2023, 2024, and 2025, subject to the Reporting Person's continuous service.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on September 15th of 2023, 2024, and 2025, subject to the Reporting Person's continuous service.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:25 UTC Exercise / conversionCommon Stock 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001819790-23-000075 · wk-form4_1695155145.xml · nonDerivative · entry 1

Morrison Scott W · CIK 0001662426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock.

F1 · price: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 21:12 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
SaleCommon Stock 8,000 $17.23 $137,840.00
Disclosure

SEC source: 0001827672-23-000039 · wk-form4_1692997962.xml · nonDerivative · entry 1

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: Plan reported

Ownership: Indirect · By the Bobak Azamian Living Trust established April 16, 2018

Disclosed balance after: 902,106

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $17.00 to $17.42. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the trustee of the Bobak Azamian Living Trust, established April 16, 2018 and has voting and dispositive power with respect to these shares.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 22:02 UTC PurchaseCommon Stock 9,506 $16.80 $159,700.80
Disclosure

SEC source: 0001819790-23-000073 · wk-form4_1692309770.xml · nonDerivative · entry 1

Lin Elizabeth Yeu · CIK 0001842190 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Roth IRA

Disclosed balance after: 15,866

Read SEC document
July 19, 2023 Filed Jul 21, 2023 21:46 UTC
Mottiwala AzizChief Commercial Officer
SaleCommon Stock 2,400 $20.05 $48,120.00
Disclosure

SEC source: 0001788542-23-000006 · wk-form4_1689976000.xml · nonDerivative · entry 1

Mottiwala Aziz · CIK 0001788542 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,806

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022.

F2 · price: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $20.00 to $20.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 120 shares acquired under the Issuer's employee stock purchase plan on June 30, 2023.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 21:42 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
SaleCommon Stock 99,726 $20.04 $1,998,509.04
Disclosure

SEC source: 0001827672-23-000037 · wk-form4_1689975765.xml · nonDerivative · entry 2

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: Plan reported

Ownership: Indirect · By the Bobak Azamian Living Trust established April 16, 2018

Disclosed balance after: 910,106

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2022

F4 · shares: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $19.73 to $20.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the trustee of the Bobak Azamian Living Trust, established April 16, 2018 and has voting and dispositive power with respect to these shares.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 21:42 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
SaleCommon Stock 4,174 $19.28 $80,474.72
Disclosure

SEC source: 0001827672-23-000037 · wk-form4_1689975765.xml · nonDerivative · entry 1

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: Plan reported

Ownership: Indirect · By the Bobak Azamian Living Trust established April 16, 2018

Disclosed balance after: 1,009,832

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2022

F2 · shares: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $18.69 to $19.66. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the trustee of the Bobak Azamian Living Trust, established April 16, 2018 and has voting and dispositive power with respect to these shares.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:40 UTC
Azamian Bobak R.Director · President/CEO and Board Chair
SaleCommon Stock 9,000 $17.35 $156,150.00
Disclosure

SEC source: 0001827672-23-000035 · wk-form4_1689367221.xml · nonDerivative · entry 1

Azamian Bobak R. · CIK 0001827672 · Director · President/CEO and Board Chair

10b5-1 filing: Plan reported

Ownership: Indirect · By the Bobak Azamian Living Trust established April 16, 2018

Disclosed balance after: 1,014,006

F1 · kind: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2022.

F2 · price: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $17.24 to $17.69. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the trustee of the Bobak Azamian Living Trust, established April 16, 2018 and has voting and dispositive power with respect to these shares.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 22:10 UTC GrantRestricted Stock Units · Derivative 3,350 $0.00 $0.00
Disclosure

SEC source: 0001819790-23-000062 · wk-form4_1687817414.xml · derivative · entry 2

Crane Rosemary A · CIK 0001443343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,350

Underlying: Common Stock · 3,350 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: RSUs granted on June 22, 2023, in connection with the Reporting Person's service as a non-employee director as of the Company's 2023 annual meeting of stockholders. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

F3 · derivative.expiration_date: RSUs granted on June 22, 2023, in connection with the Reporting Person's service as a non-employee director as of the Company's 2023 annual meeting of stockholders. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 22:10 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $17.99 $0.00
Disclosure

SEC source: 0001819790-23-000062 · wk-form4_1687817414.xml · derivative · entry 1

Crane Rosemary A · CIK 0001443343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2033-06-21

F1 · derivative.exercise_date: Annual option granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2023 annual meeting of stockholders. The option will vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 21:58 UTC GrantRestricted Stock Units · Derivative 3,350 $0.00 $0.00
Disclosure

SEC source: 0001819790-23-000060 · wk-form4_1687816717.xml · derivative · entry 2

CHAUDHURI BHASKAR · CIK 0001458643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,350

Underlying: Common Stock · 3,350 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: RSUs granted on June 22, 2023, in connection with the Reporting Person's service as a non-employee director as of the Company's 2023 annual meeting of stockholders. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

F3 · derivative.expiration_date: RSUs granted on June 22, 2023, in connection with the Reporting Person's service as a non-employee director as of the Company's 2023 annual meeting of stockholders. The RSUs vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 21:58 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $17.99 $0.00
Disclosure

SEC source: 0001819790-23-000060 · wk-form4_1687816717.xml · derivative · entry 1

CHAUDHURI BHASKAR · CIK 0001458643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2033-06-21

F1 · derivative.exercise_date: Annual option granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2023 annual meeting of stockholders. The option will vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.