Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2025 Filed Jun 13, 2025 20:05 UTC |
Flannelly Barry PDirector
|
GrantStock Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $3.26 | $0.00 |
DisclosureSEC source: 0001213900-25-054282 · marketforms-69812.xml · derivative · entry 1 Flannelly Barry P · CIK 0001615842 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2035-06-11 F1 · derivative.exercise_date: The shares subject to the Annual Grant will vest in full upon the first anniversary of the date of grant, subject to the Eligible Director's continuous service as a member of the Board through such vesting date and will vest in full upon a Change of Control. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:10 UTC |
CONKLING WILLIAMChief Commercial Officer
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001213900-25-051157 · ownership.xml · derivative · entry 2 CONKLING WILLIAM · CIK 0001852018 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2035-06-01 F2 · derivative.exercise_date: 25% of the shares vest on the one year anniversary of June 2, 2025 and 1/48th of the shares vest monthly thereafter over the next three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:10 UTC |
CONKLING WILLIAMChief Commercial Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-051157 · ownership.xml · nonDerivative · entry 1 CONKLING WILLIAM · CIK 0001852018 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · shares: The shares being reported are being issued pursuant to restricted stock unit awards (RSUs), each of which represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in equal one third installments on the first, second and third anniversaries of June 2, 2025. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:05 UTC |
Levy Richard SDirector
|
PurchaseCommon Stock | 20,000 | $3.19 | $63,800.00 |
DisclosureSEC source: 0001213900-25-044871 · marketforms-69472.xml · nonDerivative · entry 1 Levy Richard S · CIK 0001454983 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.15 to $3.22, inclusive. The reporting person undertakes to provide to TARA, any security holder of TARA, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 14, 2025 Filed May 19, 2025 20:10 UTC Amendment |
Levy Richard SDirector
|
PurchaseCommon Stock | 20,000 | $3.19 | $63,800.00 |
DisclosureSEC source: 0001213900-25-045399 · marketforms-69540.xml · nonDerivative · entry 1 Levy Richard S · CIK 0001454983 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.15 to $3.22, inclusive. The reporting person undertakes to provide to TARA, any security holder of TARA, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:10 UTC |
Nicacio Leonardo VianaChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $4.17 | $0.00 |
DisclosureSEC source: 0001213900-25-032965 · ownership.xml · derivative · entry 2 Nicacio Leonardo Viana · CIK 0002064901 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2035-04-14 F2 · derivative.exercise_date: 25% of the shares vest on the one year anniversary of April 15, 2025 and 1/48th of the shares vest monthly thereafter over the next three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:10 UTC |
Nicacio Leonardo VianaChief Medical Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-032965 · ownership.xml · nonDerivative · entry 1 Nicacio Leonardo Viana · CIK 0002064901 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,181 F1 · shares: The shares being reported are being issued pursuant to restricted stock unit awards (RSUs), each of which represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in equal one third installments on the first, second and third anniversaries of April 15, 2025. Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 20:12 UTC |
Zummo JacquelineChf Scientific Operations Off
|
SaleCommon Stock | 21,224 | $4.53 | $96,144.72 |
DisclosureSEC source: 0001013762-25-004101 · marketforms-68923.xml · nonDerivative · entry 1 Zummo Jacqueline · CIK 0001798929 · Chf Scientific Operations Off 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,861 F1 · shares: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 23, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.41 to $4.69, inclusive. The reporting person undertakes to provide to TARA, any security holder of TARA, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:05 UTC |
Zummo JacquelineChf Scientific Operations Off
|
GrantStock Option (Right to Buy) · Derivative | 146,000 | $0.00 Strike: $4.53 | $0.00 |
DisclosureSEC source: 0001213900-25-007532 · marketforms-67931.xml · derivative · entry 2 Zummo Jacqueline · CIK 0001798929 · Chf Scientific Operations Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,000 Underlying: Common Stock · 146,000 shares Expires 2035-01-23 F2 · derivative.exercise_date: 25% of the shares vest on the one year anniversary of January 24, 2025 and 1/48th of the shares vest monthly thereafter over the next three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:05 UTC |
Zummo JacquelineChf Scientific Operations Off
|
GrantCommon Stock | 24,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-007532 · marketforms-67931.xml · nonDerivative · entry 1 Zummo Jacqueline · CIK 0001798929 · Chf Scientific Operations Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,639 F1 · shares: The shares being reported are being issued pursuant to restricted stock unit awards (RSUs), each of which represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in equal one third installments on the first, second and third anniversaries of January 24, 2025. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:05 UTC |
Fabbio PatrickChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 140,000 | $0.00 Strike: $4.53 | $0.00 |
DisclosureSEC source: 0001213900-25-007530 · marketforms-67928.xml · derivative · entry 2 Fabbio Patrick · CIK 0001658859 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2035-01-23 F2 · derivative.exercise_date: 25% of the shares vest on the one year anniversary of January 24, 2025 and 1/48th of the shares vest monthly thereafter over the next three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:05 UTC |
Fabbio PatrickChief Financial Officer
|
GrantCommon Stock | 23,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-007530 · marketforms-67928.xml · nonDerivative · entry 1 Fabbio Patrick · CIK 0001658859 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,500 F1 · shares: The shares being reported are being issued pursuant to restricted stock unit awards (RSUs), each of which represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in equal one third installments on the first, second and third anniversaries of January 24, 2025. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:05 UTC |
Shefferman JesseDirector · CEO and President
|
GrantStock Option (Right to Buy) · Derivative | 387,000 | $0.00 Strike: $4.53 | $0.00 |
DisclosureSEC source: 0001213900-25-007533 · marketforms-67930.xml · derivative · entry 2 Shefferman Jesse · CIK 0001799167 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 387,000 Underlying: Common Stock · 387,000 shares Expires 2035-01-23 F2 · derivative.exercise_date: 25% of the shares vest on the one year anniversary of January 24, 2025 and 1/48th of the shares vest monthly thereafter over the next three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:05 UTC |
Shefferman JesseDirector · CEO and President
|
GrantCommon Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-007533 · marketforms-67930.xml · nonDerivative · entry 1 Shefferman Jesse · CIK 0001799167 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 994,022 F1 · shares: The shares being reported are being issued pursuant to restricted stock unit awards (RSUs), each of which represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in equal one third installments on the first, second and third anniversaries of January 24, 2025. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:05 UTC |
Fry HannahVP, Controller
|
GrantStock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $4.53 | $0.00 |
DisclosureSEC source: 0001213900-25-007531 · marketforms-67929.xml · derivative · entry 2 Fry Hannah · CIK 0001938146 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2035-01-23 F2 · derivative.exercise_date: 25% of the shares vest on the one year anniversary of January 24, 2025 and 1/48th of the shares vest monthly thereafter over the next three years, subject to the Reporting Person's continuous service with the Issuer as of each such date. Read SEC document |
| January 24, 2025 Filed Jan 28, 2025 21:05 UTC |
Fry HannahVP, Controller
|
GrantCommon Stock | 9,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-007531 · marketforms-67929.xml · nonDerivative · entry 1 Fry Hannah · CIK 0001938146 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,942 F1 · shares: The shares being reported are being issued pursuant to restricted stock unit awards (RSUs), each of which represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in equal one third installments on the first, second and third anniversaries of January 24, 2025. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 21:05 UTC |
Zummo JacquelineChf Scientific Operations Off
|
Tax withholdingCommon Stock | 6,554 | $4.76 | $31,197.04 |
DisclosureSEC source: 0001213900-25-005963 · marketforms-67894.xml · nonDerivative · entry 1 Zummo Jacqueline · CIK 0001798929 · Chf Scientific Operations Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,585 F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of Restricted Stock Unit Awards granted to the Reporting Person on January 19, 2023 and January 19, 2024. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 21:05 UTC |
Fabbio PatrickChief Financial Officer
|
Tax withholdingCommon Stock | 3,061 | $4.76 | $14,570.36 |
DisclosureSEC source: 0001213900-25-005966 · marketforms-67896.xml · nonDerivative · entry 1 Fabbio Patrick · CIK 0001658859 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,939 F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of a Restricted Stock Unit Award granted to the Reporting Person on January 19, 2024. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 21:05 UTC |
Shefferman JesseDirector · CEO and President
|
Tax withholdingCommon Stock | 15,469 | $4.76 | $73,632.44 |
DisclosureSEC source: 0001213900-25-005962 · marketforms-67893.xml · nonDerivative · entry 1 Shefferman Jesse · CIK 0001799167 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 913,553 F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of Restricted Stock Unit Awards granted to the Reporting Person on January 19, 2023 and January 19, 2024. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 21:05 UTC |
Fry HannahVP, Controller
|
Tax withholdingCommon Stock | 2,130 | $4.76 | $10,138.80 |
DisclosureSEC source: 0001213900-25-005964 · marketforms-67895.xml · nonDerivative · entry 1 Fry Hannah · CIK 0001938146 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,312 F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of Restricted Stock Unit Awards granted to the Reporting Person on January 19, 2023 and January 19, 2024. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 21:20 UTC |
Zummo JacquelineChf Scientific Operations Off
|
Tax withholdingCommon Stock | 2,157 | $6.14 | $13,243.98 |
DisclosureSEC source: 0001213900-25-001646 · marketforms-67734.xml · nonDerivative · entry 1 Zummo Jacqueline · CIK 0001798929 · Chf Scientific Operations Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,139 F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of a Restricted Stock Unit Award granted to the Reporting Person on January 3, 2022. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 21:20 UTC |
Shefferman JesseDirector · CEO and President
|
Tax withholdingCommon Stock | 6,479 | $6.14 | $39,781.06 |
DisclosureSEC source: 0001213900-25-001648 · marketforms-67735.xml · nonDerivative · entry 1 Shefferman Jesse · CIK 0001799167 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 929,022 F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of a Restricted Stock Unit Award granted to the Reporting Person on January 3, 2022. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 21:20 UTC |
Fry HannahVP, Controller
|
Tax withholdingCommon Stock | 394 | $6.14 | $2,419.16 |
DisclosureSEC source: 0001213900-25-001645 · marketforms-67733.xml · nonDerivative · entry 1 Fry Hannah · CIK 0001938146 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,442 F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of a Restricted Stock Unit Award granted to the Reporting Person on January 3, 2022. Read SEC document |
| September 12, 2024 Filed Sep 13, 2024 00:20 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 6,500 | $1.71 | $11,107.85 |
DisclosureSEC source: 0001493152-24-036106 · ownership.xml · nonDerivative · entry 4 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managed account Disclosed balance after: 45,000 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70-$1.75 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| September 12, 2024 Filed Sep 13, 2024 00:20 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 119,801 | $1.71 | $204,727.93 |
DisclosureSEC source: 0001493152-24-036106 · ownership.xml · nonDerivative · entry 3 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 1,944,134 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70-$1.75 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:20 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 1,600 | $1.71 | $2,742.56 |
DisclosureSEC source: 0001493152-24-036106 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managed account Disclosed balance after: 51,500 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70-$1.74 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:20 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 31,000 | $1.71 | $53,137.10 |
DisclosureSEC source: 0001493152-24-036106 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,063,935 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70-$1.74 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| September 10, 2024 Filed Sep 10, 2024 23:11 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 1,500 | $1.77 | $2,653.50 |
DisclosureSEC source: 0001493152-24-035684 · ownership.xml · nonDerivative · entry 4 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managed account Disclosed balance after: 53,100 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.69-$1.81 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| September 10, 2024 Filed Sep 10, 2024 23:11 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 24,000 | $1.77 | $42,456.00 |
DisclosureSEC source: 0001493152-24-035684 · ownership.xml · nonDerivative · entry 3 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,094,935 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.69-$1.81 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| September 09, 2024 Filed Sep 10, 2024 23:11 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 1,900 | $1.89 | $3,599.93 |
DisclosureSEC source: 0001493152-24-035684 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managed account Disclosed balance after: 54,600 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84-$1.9566 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| September 09, 2024 Filed Sep 10, 2024 23:11 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 34,592 | $1.89 | $65,541.46 |
DisclosureSEC source: 0001493152-24-035684 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,118,935 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84-$1.9566 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:05 UTC |
Shefferman JesseDirector · CEO and President
|
GiftCommon Stock | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-074514 · marketforms-66787.xml · nonDerivative · entry 2 Shefferman Jesse · CIK 0001799167 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 935,501 Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:05 UTC |
Shefferman JesseDirector · CEO and President
|
GiftCommon Stock | 5,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-074514 · marketforms-66787.xml · nonDerivative · entry 1 Shefferman Jesse · CIK 0001799167 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 938,801 Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 20:05 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 3,500 | $2.44 | $8,546.65 |
DisclosureSEC source: 0001493152-24-028330 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managed account Disclosed balance after: 56,500 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4397-$2.5125 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 20:05 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 7,896 | $2.44 | $19,281.24 |
DisclosureSEC source: 0001493152-24-028330 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,153,527 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4397-$2.5125 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| July 11, 2024 Filed Jul 11, 2024 23:56 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 15,000 | $2.40 | $36,051.00 |
DisclosureSEC source: 0001493152-24-027028 · ownership.xml · nonDerivative · entry 6 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managed account Disclosed balance after: 60,000 F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3688-$2.4602 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| July 11, 2024 Filed Jul 11, 2024 23:56 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 32,993 | $2.40 | $79,295.38 |
DisclosureSEC source: 0001493152-24-027028 · ownership.xml · nonDerivative · entry 5 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,161,423 F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3688-$2.4602 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| July 10, 2024 Filed Jul 11, 2024 23:56 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 5,000 | $2.31 | $11,540.00 |
DisclosureSEC source: 0001493152-24-027028 · ownership.xml · nonDerivative · entry 4 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managed account Disclosed balance after: 75,000 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20-$2.313 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| July 10, 2024 Filed Jul 11, 2024 23:56 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 13,061 | $2.31 | $30,144.79 |
DisclosureSEC source: 0001493152-24-027028 · ownership.xml · nonDerivative · entry 3 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,194,416 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20-$2.313 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| July 09, 2024 Filed Jul 11, 2024 23:56 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,500 | $2.21 | $5,534.50 |
DisclosureSEC source: 0001493152-24-027028 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managed account Disclosed balance after: 80,000 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.2128-$2.25 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| July 09, 2024 Filed Jul 11, 2024 23:56 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 5,997 | $2.21 | $13,276.16 |
DisclosureSEC source: 0001493152-24-027028 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,207,477 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.2128-$2.25 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 18:00 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 2,500 | $2.12 | $5,308.25 |
DisclosureSEC source: 0001493152-24-026181 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managed account Disclosed balance after: 87,500 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.1021-$2.1611 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 18:00 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 5,788 | $2.12 | $12,289.66 |
DisclosureSEC source: 0001493152-24-026181 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,213,474 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.1021-$2.1611 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| June 28, 2024 Filed Jun 28, 2024 22:45 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 5,000 | $2.07 | $10,374.00 |
DisclosureSEC source: 0001493152-24-025666 · ownership.xml · nonDerivative · entry 4 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managed account Disclosed balance after: 85,000 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05-$2.26 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| June 28, 2024 Filed Jun 28, 2024 22:45 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 12,994 | $2.07 | $26,959.95 |
DisclosureSEC source: 0001493152-24-025666 · ownership.xml · nonDerivative · entry 3 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,219,262 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05-$2.26 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| June 27, 2024 Filed Jun 28, 2024 22:45 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 12,471 | $2.26 | $28,160.77 |
DisclosureSEC source: 0001493152-24-025666 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managed account Disclosed balance after: 90,000 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10-$2.25 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| June 27, 2024 Filed Jun 28, 2024 22:45 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 34,103 | $2.26 | $77,007.98 |
DisclosureSEC source: 0001493152-24-025666 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,232,256 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10-$2.25 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| June 25, 2024 Filed Jun 27, 2024 20:05 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 6,225 | $2.26 | $14,056.67 |
DisclosureSEC source: 0001493152-24-025428 · ownership.xml · nonDerivative · entry 2 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managed account Disclosed balance after: 102,471 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25-$2.26 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. Read SEC document |
| June 25, 2024 Filed Jun 27, 2024 20:05 UTC |
Opaleye Management Inc.10% owner
|
SaleCommon Stock, par value $0.001 per share | 6,500 | $2.26 | $14,677.65 |
DisclosureSEC source: 0001493152-24-025428 · ownership.xml · nonDerivative · entry 1 Opaleye Management Inc. · CIK 0001595855 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Opaleye, L.P. Disclosed balance after: 2,266,359 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25-$2.26 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 22:00 UTC |
Solomon Michael EdwardDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.67 | $0.00 |
DisclosureSEC source: 0001213900-24-051380 · marketforms-66264.xml · derivative · entry 1 Solomon Michael Edward · CIK 0001799320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2034-06-06 F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's continuous service as a member of the Board through such vesting date and will vest in full upon a Change of Control. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.