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Nasdaq · USD

TARA

Protara Therapeutics, Inc.

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Tapewire entity
6203
SEC CIK
0001359931
Parsed reports
309

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2025 Filed Jun 13, 2025 20:05 UTC GrantStock Option (Right to Buy) · Derivative 24,000 $0.00 Strike: $3.26 $0.00
Disclosure

SEC source: 0001213900-25-054282 · marketforms-69812.xml · derivative · entry 1

Flannelly Barry P · CIK 0001615842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2035-06-11

F1 · derivative.exercise_date: The shares subject to the Annual Grant will vest in full upon the first anniversary of the date of grant, subject to the Eligible Director's continuous service as a member of the Board through such vesting date and will vest in full upon a Change of Control.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:10 UTC
CONKLING WILLIAMChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0001213900-25-051157 · ownership.xml · derivative · entry 2

CONKLING WILLIAM · CIK 0001852018 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2035-06-01

F2 · derivative.exercise_date: 25% of the shares vest on the one year anniversary of June 2, 2025 and 1/48th of the shares vest monthly thereafter over the next three years, subject to the Reporting Person's continuous service with the Issuer as of each such date.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:10 UTC
CONKLING WILLIAMChief Commercial Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-051157 · ownership.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: The shares being reported are being issued pursuant to restricted stock unit awards (RSUs), each of which represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in equal one third installments on the first, second and third anniversaries of June 2, 2025.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:05 UTC PurchaseCommon Stock 20,000 $3.19 $63,800.00
Disclosure

SEC source: 0001213900-25-044871 · marketforms-69472.xml · nonDerivative · entry 1

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.15 to $3.22, inclusive. The reporting person undertakes to provide to TARA, any security holder of TARA, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 14, 2025 Filed May 19, 2025 20:10 UTC Amendment PurchaseCommon Stock 20,000 $3.19 $63,800.00
Disclosure

SEC source: 0001213900-25-045399 · marketforms-69540.xml · nonDerivative · entry 1

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.15 to $3.22, inclusive. The reporting person undertakes to provide to TARA, any security holder of TARA, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:10 UTC
Nicacio Leonardo VianaChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $4.17 $0.00
Disclosure

SEC source: 0001213900-25-032965 · ownership.xml · derivative · entry 2

Nicacio Leonardo Viana · CIK 0002064901 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2035-04-14

F2 · derivative.exercise_date: 25% of the shares vest on the one year anniversary of April 15, 2025 and 1/48th of the shares vest monthly thereafter over the next three years, subject to the Reporting Person's continuous service with the Issuer as of each such date.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:10 UTC
Nicacio Leonardo VianaChief Medical Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-032965 · ownership.xml · nonDerivative · entry 1

Nicacio Leonardo Viana · CIK 0002064901 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,181

F1 · shares: The shares being reported are being issued pursuant to restricted stock unit awards (RSUs), each of which represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in equal one third installments on the first, second and third anniversaries of April 15, 2025.

Read SEC document
March 26, 2025 Filed Mar 28, 2025 20:12 UTC
Zummo JacquelineChf Scientific Operations Off
SaleCommon Stock 21,224 $4.53 $96,144.72
Disclosure

SEC source: 0001013762-25-004101 · marketforms-68923.xml · nonDerivative · entry 1

Zummo Jacqueline · CIK 0001798929 · Chf Scientific Operations Off

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,861

F1 · shares: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 23, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.41 to $4.69, inclusive. The reporting person undertakes to provide to TARA, any security holder of TARA, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:05 UTC
Zummo JacquelineChf Scientific Operations Off
GrantStock Option (Right to Buy) · Derivative 146,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001213900-25-007532 · marketforms-67931.xml · derivative · entry 2

Zummo Jacqueline · CIK 0001798929 · Chf Scientific Operations Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,000

Underlying: Common Stock · 146,000 shares

Expires 2035-01-23

F2 · derivative.exercise_date: 25% of the shares vest on the one year anniversary of January 24, 2025 and 1/48th of the shares vest monthly thereafter over the next three years, subject to the Reporting Person's continuous service with the Issuer as of each such date.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:05 UTC
Zummo JacquelineChf Scientific Operations Off
GrantCommon Stock 24,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-007532 · marketforms-67931.xml · nonDerivative · entry 1

Zummo Jacqueline · CIK 0001798929 · Chf Scientific Operations Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,639

F1 · shares: The shares being reported are being issued pursuant to restricted stock unit awards (RSUs), each of which represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in equal one third installments on the first, second and third anniversaries of January 24, 2025.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:05 UTC
Fabbio PatrickChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 140,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001213900-25-007530 · marketforms-67928.xml · derivative · entry 2

Fabbio Patrick · CIK 0001658859 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2035-01-23

F2 · derivative.exercise_date: 25% of the shares vest on the one year anniversary of January 24, 2025 and 1/48th of the shares vest monthly thereafter over the next three years, subject to the Reporting Person's continuous service with the Issuer as of each such date.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:05 UTC
Fabbio PatrickChief Financial Officer
GrantCommon Stock 23,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-007530 · marketforms-67928.xml · nonDerivative · entry 1

Fabbio Patrick · CIK 0001658859 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,500

F1 · shares: The shares being reported are being issued pursuant to restricted stock unit awards (RSUs), each of which represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in equal one third installments on the first, second and third anniversaries of January 24, 2025.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:05 UTC
Shefferman JesseDirector · CEO and President
GrantStock Option (Right to Buy) · Derivative 387,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001213900-25-007533 · marketforms-67930.xml · derivative · entry 2

Shefferman Jesse · CIK 0001799167 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,000

Underlying: Common Stock · 387,000 shares

Expires 2035-01-23

F2 · derivative.exercise_date: 25% of the shares vest on the one year anniversary of January 24, 2025 and 1/48th of the shares vest monthly thereafter over the next three years, subject to the Reporting Person's continuous service with the Issuer as of each such date.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:05 UTC
Shefferman JesseDirector · CEO and President
GrantCommon Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-007533 · marketforms-67930.xml · nonDerivative · entry 1

Shefferman Jesse · CIK 0001799167 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 994,022

F1 · shares: The shares being reported are being issued pursuant to restricted stock unit awards (RSUs), each of which represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in equal one third installments on the first, second and third anniversaries of January 24, 2025.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:05 UTC
Fry HannahVP, Controller
GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001213900-25-007531 · marketforms-67929.xml · derivative · entry 2

Fry Hannah · CIK 0001938146 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2035-01-23

F2 · derivative.exercise_date: 25% of the shares vest on the one year anniversary of January 24, 2025 and 1/48th of the shares vest monthly thereafter over the next three years, subject to the Reporting Person's continuous service with the Issuer as of each such date.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:05 UTC
Fry HannahVP, Controller
GrantCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-007531 · marketforms-67929.xml · nonDerivative · entry 1

Fry Hannah · CIK 0001938146 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,942

F1 · shares: The shares being reported are being issued pursuant to restricted stock unit awards (RSUs), each of which represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in equal one third installments on the first, second and third anniversaries of January 24, 2025.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:05 UTC
Zummo JacquelineChf Scientific Operations Off
Tax withholdingCommon Stock 6,554 $4.76 $31,197.04
Disclosure

SEC source: 0001213900-25-005963 · marketforms-67894.xml · nonDerivative · entry 1

Zummo Jacqueline · CIK 0001798929 · Chf Scientific Operations Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,585

F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of Restricted Stock Unit Awards granted to the Reporting Person on January 19, 2023 and January 19, 2024.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:05 UTC
Fabbio PatrickChief Financial Officer
Tax withholdingCommon Stock 3,061 $4.76 $14,570.36
Disclosure

SEC source: 0001213900-25-005966 · marketforms-67896.xml · nonDerivative · entry 1

Fabbio Patrick · CIK 0001658859 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,939

F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of a Restricted Stock Unit Award granted to the Reporting Person on January 19, 2024.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:05 UTC
Shefferman JesseDirector · CEO and President
Tax withholdingCommon Stock 15,469 $4.76 $73,632.44
Disclosure

SEC source: 0001213900-25-005962 · marketforms-67893.xml · nonDerivative · entry 1

Shefferman Jesse · CIK 0001799167 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 913,553

F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of Restricted Stock Unit Awards granted to the Reporting Person on January 19, 2023 and January 19, 2024.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:05 UTC
Fry HannahVP, Controller
Tax withholdingCommon Stock 2,130 $4.76 $10,138.80
Disclosure

SEC source: 0001213900-25-005964 · marketforms-67895.xml · nonDerivative · entry 1

Fry Hannah · CIK 0001938146 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,312

F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of Restricted Stock Unit Awards granted to the Reporting Person on January 19, 2023 and January 19, 2024.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:20 UTC
Zummo JacquelineChf Scientific Operations Off
Tax withholdingCommon Stock 2,157 $6.14 $13,243.98
Disclosure

SEC source: 0001213900-25-001646 · marketforms-67734.xml · nonDerivative · entry 1

Zummo Jacqueline · CIK 0001798929 · Chf Scientific Operations Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,139

F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of a Restricted Stock Unit Award granted to the Reporting Person on January 3, 2022.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:20 UTC
Shefferman JesseDirector · CEO and President
Tax withholdingCommon Stock 6,479 $6.14 $39,781.06
Disclosure

SEC source: 0001213900-25-001648 · marketforms-67735.xml · nonDerivative · entry 1

Shefferman Jesse · CIK 0001799167 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 929,022

F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of a Restricted Stock Unit Award granted to the Reporting Person on January 3, 2022.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:20 UTC
Fry HannahVP, Controller
Tax withholdingCommon Stock 394 $6.14 $2,419.16
Disclosure

SEC source: 0001213900-25-001645 · marketforms-67733.xml · nonDerivative · entry 1

Fry Hannah · CIK 0001938146 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,442

F1 · shares: Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of a Restricted Stock Unit Award granted to the Reporting Person on January 3, 2022.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 00:20 UTC SaleCommon Stock, par value $0.001 per share 6,500 $1.71 $11,107.85
Disclosure

SEC source: 0001493152-24-036106 · ownership.xml · nonDerivative · entry 4

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 45,000

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70-$1.75 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 00:20 UTC SaleCommon Stock, par value $0.001 per share 119,801 $1.71 $204,727.93
Disclosure

SEC source: 0001493152-24-036106 · ownership.xml · nonDerivative · entry 3

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 1,944,134

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70-$1.75 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 00:20 UTC SaleCommon Stock, par value $0.001 per share 1,600 $1.71 $2,742.56
Disclosure

SEC source: 0001493152-24-036106 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 51,500

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70-$1.74 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 00:20 UTC SaleCommon Stock, par value $0.001 per share 31,000 $1.71 $53,137.10
Disclosure

SEC source: 0001493152-24-036106 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,063,935

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70-$1.74 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

Read SEC document
September 10, 2024 Filed Sep 10, 2024 23:11 UTC SaleCommon Stock, par value $0.001 per share 1,500 $1.77 $2,653.50
Disclosure

SEC source: 0001493152-24-035684 · ownership.xml · nonDerivative · entry 4

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 53,100

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.69-$1.81 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

Read SEC document
September 10, 2024 Filed Sep 10, 2024 23:11 UTC SaleCommon Stock, par value $0.001 per share 24,000 $1.77 $42,456.00
Disclosure

SEC source: 0001493152-24-035684 · ownership.xml · nonDerivative · entry 3

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,094,935

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.69-$1.81 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 23:11 UTC SaleCommon Stock, par value $0.001 per share 1,900 $1.89 $3,599.93
Disclosure

SEC source: 0001493152-24-035684 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 54,600

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84-$1.9566 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 23:11 UTC SaleCommon Stock, par value $0.001 per share 34,592 $1.89 $65,541.46
Disclosure

SEC source: 0001493152-24-035684 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,118,935

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84-$1.9566 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 20:05 UTC
Shefferman JesseDirector · CEO and President
GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-074514 · marketforms-66787.xml · nonDerivative · entry 2

Shefferman Jesse · CIK 0001799167 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 935,501

Read SEC document
August 28, 2024 Filed Aug 30, 2024 20:05 UTC
Shefferman JesseDirector · CEO and President
GiftCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-074514 · marketforms-66787.xml · nonDerivative · entry 1

Shefferman Jesse · CIK 0001799167 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 938,801

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:05 UTC SaleCommon Stock, par value $0.001 per share 3,500 $2.44 $8,546.65
Disclosure

SEC source: 0001493152-24-028330 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 56,500

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4397-$2.5125 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 20:05 UTC SaleCommon Stock, par value $0.001 per share 7,896 $2.44 $19,281.24
Disclosure

SEC source: 0001493152-24-028330 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,153,527

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4397-$2.5125 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

Read SEC document
July 11, 2024 Filed Jul 11, 2024 23:56 UTC SaleCommon Stock, par value $0.001 per share 15,000 $2.40 $36,051.00
Disclosure

SEC source: 0001493152-24-027028 · ownership.xml · nonDerivative · entry 6

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 60,000

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3688-$2.4602 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

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July 11, 2024 Filed Jul 11, 2024 23:56 UTC SaleCommon Stock, par value $0.001 per share 32,993 $2.40 $79,295.38
Disclosure

SEC source: 0001493152-24-027028 · ownership.xml · nonDerivative · entry 5

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,161,423

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3688-$2.4602 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

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July 10, 2024 Filed Jul 11, 2024 23:56 UTC SaleCommon Stock, par value $0.001 per share 5,000 $2.31 $11,540.00
Disclosure

SEC source: 0001493152-24-027028 · ownership.xml · nonDerivative · entry 4

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 75,000

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20-$2.313 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

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July 10, 2024 Filed Jul 11, 2024 23:56 UTC SaleCommon Stock, par value $0.001 per share 13,061 $2.31 $30,144.79
Disclosure

SEC source: 0001493152-24-027028 · ownership.xml · nonDerivative · entry 3

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,194,416

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20-$2.313 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

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July 09, 2024 Filed Jul 11, 2024 23:56 UTC SaleCommon Stock, par value $0.001 per share 2,500 $2.21 $5,534.50
Disclosure

SEC source: 0001493152-24-027028 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 80,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.2128-$2.25 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

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July 09, 2024 Filed Jul 11, 2024 23:56 UTC SaleCommon Stock, par value $0.001 per share 5,997 $2.21 $13,276.16
Disclosure

SEC source: 0001493152-24-027028 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,207,477

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.2128-$2.25 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

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July 01, 2024 Filed Jul 3, 2024 18:00 UTC SaleCommon Stock, par value $0.001 per share 2,500 $2.12 $5,308.25
Disclosure

SEC source: 0001493152-24-026181 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 87,500

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.1021-$2.1611 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

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July 01, 2024 Filed Jul 3, 2024 18:00 UTC SaleCommon Stock, par value $0.001 per share 5,788 $2.12 $12,289.66
Disclosure

SEC source: 0001493152-24-026181 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,213,474

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.1021-$2.1611 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

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June 28, 2024 Filed Jun 28, 2024 22:45 UTC SaleCommon Stock, par value $0.001 per share 5,000 $2.07 $10,374.00
Disclosure

SEC source: 0001493152-24-025666 · ownership.xml · nonDerivative · entry 4

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 85,000

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05-$2.26 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

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June 28, 2024 Filed Jun 28, 2024 22:45 UTC SaleCommon Stock, par value $0.001 per share 12,994 $2.07 $26,959.95
Disclosure

SEC source: 0001493152-24-025666 · ownership.xml · nonDerivative · entry 3

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,219,262

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05-$2.26 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 22:45 UTC SaleCommon Stock, par value $0.001 per share 12,471 $2.26 $28,160.77
Disclosure

SEC source: 0001493152-24-025666 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 90,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10-$2.25 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

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June 27, 2024 Filed Jun 28, 2024 22:45 UTC SaleCommon Stock, par value $0.001 per share 34,103 $2.26 $77,007.98
Disclosure

SEC source: 0001493152-24-025666 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,232,256

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10-$2.25 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 20:05 UTC SaleCommon Stock, par value $0.001 per share 6,225 $2.26 $14,056.67
Disclosure

SEC source: 0001493152-24-025428 · ownership.xml · nonDerivative · entry 2

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed account

Disclosed balance after: 102,471

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25-$2.26 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.

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June 25, 2024 Filed Jun 27, 2024 20:05 UTC SaleCommon Stock, par value $0.001 per share 6,500 $2.26 $14,677.65
Disclosure

SEC source: 0001493152-24-025428 · ownership.xml · nonDerivative · entry 1

Opaleye Management Inc. · CIK 0001595855 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Opaleye, L.P.

Disclosed balance after: 2,266,359

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25-$2.26 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F1 · ownership.nature: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

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June 07, 2024 Filed Jun 10, 2024 22:00 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001213900-24-051380 · marketforms-66264.xml · derivative · entry 1

Solomon Michael Edward · CIK 0001799320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The shares will vest in equal monthly installments over the 12 months following the date of grant, provided that the shares will, in any case, be fully vested on the date of the Company's next annual stockholder meeting, subject to the optionholder's continuous service as a member of the Board through such vesting date and will vest in full upon a Change of Control.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.