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Nasdaq · USD

TAOX

TAO Synergies Inc.

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Tapewire entity
7482
SEC CIK
0001571934
Parsed reports
83

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2026 Filed May 19, 2026 22:43 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001104659-26-063989 · tm2615135-1_4seq1.xml · derivative · entry 1

Ephron Robert · CIK 0002086823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.0001 per share · 10,000 shares

Expires 2036-05-18

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following May 18, 2026.

Read SEC document
May 18, 2026 Filed May 19, 2026 22:43 UTC
WEINSTEIN ROBERTChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001104659-26-063990 · tm2615135-2_4seq1.xml · derivative · entry 1

WEINSTEIN ROBERT · CIK 0001213709 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, par value $0.0001 per share · 30,000 shares

Expires 2036-05-18

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following May 18, 2026.

Read SEC document
May 18, 2026 Filed May 19, 2026 22:45 UTC
Silverman JoshuaDirector · Executive Chairman
GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001104659-26-063996 · tm2615135-5_4seq1.xml · derivative · entry 1

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock, par value $0.0001 per share · 200,000 shares

Expires 2036-05-18

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following May 18, 2026.

Read SEC document
May 18, 2026 Filed May 19, 2026 22:45 UTC GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001104659-26-063994 · tm2615135-4_4seq1.xml · derivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock, par value $0.0001 per share · 55,000 shares

Expires 2036-05-18

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following May 18, 2026.

Read SEC document
May 18, 2026 Filed May 19, 2026 22:44 UTC GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001104659-26-063993 · tm2615135-3_4seq1.xml · derivative · entry 1

Singer William S. · CIK 0001617927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock, par value $0.0001 per share · 35,000 shares

Expires 2036-05-18

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following May 18, 2026.

Read SEC document
April 07, 2026 Filed Apr 8, 2026 20:01 UTC GrantStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $5.52 $0.00
Disclosure

SEC source: 0001104659-26-040886 · tm2611352-2_4seq1.xml · derivative · entry 1

Ephron Robert · CIK 0002086823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock, par value $0.0001 per share · 800 shares

Expires 2036-04-07

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following April 7, 2026.

Read SEC document
April 07, 2026 Filed Apr 8, 2026 20:02 UTC GrantStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $5.52 $0.00
Disclosure

SEC source: 0001104659-26-040887 · tm2611352-3_4seq1.xml · derivative · entry 1

Singer William S. · CIK 0001617927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock, par value $0.0001 per share · 800 shares

Expires 2036-04-07

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following April 7, 2026.

Read SEC document
April 07, 2026 Filed Apr 8, 2026 20:01 UTC GrantStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $5.52 $0.00
Disclosure

SEC source: 0001104659-26-040884 · tm2611352-1_4seq1.xml · derivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock, par value $0.0001 per share · 800 shares

Expires 2036-04-07

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following April 7, 2026.

Read SEC document
October 17, 2025 Filed Oct 17, 2025 21:10 UTC Tax withholdingCommon Stock, par value $0.0001 per share 3,000 $7.23 $21,690.00
Disclosure

SEC source: 0001104659-25-100458 · tm2529010-2_4seq1.xml · nonDerivative · entry 2

Ephron Robert · CIK 0002086823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500

F2 · shares: Represents shares withheld by the Issuer to satisfy the tax liability upon vesting of restricted stock units and does not constitute an actual sale or other open-market transaction.

Read SEC document
October 17, 2025 Filed Oct 17, 2025 21:10 UTC GrantCommon Stock, par value $0.0001 per share 7,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-100458 · tm2529010-2_4seq1.xml · nonDerivative · entry 1

Ephron Robert · CIK 0002086823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

F1 · balance_after: Includes (i) 7,500 restricted stock units granted on October 17, 2025, under TAO Synergies Inc.'s (the "Issuer") 2020 Equity Incentive Plan which vested immediately.

Read SEC document
October 17, 2025 Filed Oct 17, 2025 21:14 UTC
WEINSTEIN ROBERTChief Financial Officer
Tax withholdingCommon Stock, par value $0.0001 per share 4,000 $7.23 $28,920.00
Disclosure

SEC source: 0001104659-25-100464 · tm2529010-6_4seq1.xml · nonDerivative · entry 2

WEINSTEIN ROBERT · CIK 0001213709 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,574

F2 · shares: Represents shares withheld by the Issuer to satisfy the tax liability upon vesting of restricted stock units and does not constitute an actual sale or other open-market transaction.

Read SEC document
October 17, 2025 Filed Oct 17, 2025 21:14 UTC
WEINSTEIN ROBERTChief Financial Officer
GrantCommon Stock, par value $0.0001 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-100464 · tm2529010-6_4seq1.xml · nonDerivative · entry 1

WEINSTEIN ROBERT · CIK 0001213709 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,574

F1 · balance_after: Includes (i) 10,000 restricted stock units granted on October 17, 2025, under TAO Synergies Inc.'s (the "Issuer") 2020 Equity Incentive Plan which vested immediately and (ii) 10,574 shares of common stock.

Read SEC document
October 17, 2025 Filed Oct 17, 2025 21:12 UTC
Silverman JoshuaDirector · Executive Chairman
Tax withholdingCommon Stock, par value $0.0001 per share 40,000 $7.23 $289,200.00
Disclosure

SEC source: 0001104659-25-100461 · tm2529010-4_4seq1.xml · nonDerivative · entry 2

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,681

F2 · shares: Represents shares withheld by the Issuer to satisfy the tax liability upon vesting of restricted stock units and does not constitute an actual sale or other open-market transaction.

Read SEC document
October 17, 2025 Filed Oct 17, 2025 21:12 UTC
Silverman JoshuaDirector · Executive Chairman
GrantCommon Stock, par value $0.0001 per share 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-100461 · tm2529010-4_4seq1.xml · nonDerivative · entry 1

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,681

F1 · balance_after: Includes (i) 100,000 restricted stock units granted on October 17, 2025, under TAO Synergies Inc.'s (the "Issuer") 2020 Equity Incentive Plan which vested immediately and (ii) 26,681 shares of common stock.

Read SEC document
October 17, 2025 Filed Oct 17, 2025 21:13 UTC Tax withholdingCommon Stock, par value $0.0001 per share 6,000 $7.23 $43,380.00
Disclosure

SEC source: 0001104659-25-100463 · tm2529010-5_4seq1.xml · nonDerivative · entry 2

Singer William S. · CIK 0001617927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,566

F2 · shares: Represents shares withheld by the Issuer to satisfy the tax liability upon vesting of restricted stock units and does not constitute an actual sale or other open-market transaction.

Read SEC document
October 17, 2025 Filed Oct 17, 2025 21:13 UTC GrantCommon Stock, par value $0.0001 per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-100463 · tm2529010-5_4seq1.xml · nonDerivative · entry 1

Singer William S. · CIK 0001617927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,566

F1 · balance_after: Includes (i) 15,000 restricted stock units granted on October 17, 2025, under TAO Synergies Inc.'s (the "Issuer") 2020 Equity Incentive Plan which vested immediately and (ii) 10,566 shares of common stock.

Read SEC document
October 17, 2025 Filed Oct 17, 2025 21:09 UTC Tax withholdingCommon Stock, par value $0.0001 per share 10,000 $7.23 $72,300.00
Disclosure

SEC source: 0001104659-25-100457 · tm2529010-1_4seq1.xml · nonDerivative · entry 2

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,897

F2 · shares: Represents shares withheld by the Issuer to satisfy the tax liability upon vesting of restricted stock units and does not constitute an actual sale or other open-market transaction.

Read SEC document
October 17, 2025 Filed Oct 17, 2025 21:09 UTC GrantCommon Stock, par value $0.0001 per share 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-100457 · tm2529010-1_4seq1.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,897

F1 · balance_after: Includes (i) 25,000 restricted stock units granted on October 17, 2025, under TAO Synergies Inc.'s (the "Issuer") 2020 Equity Incentive Plan which vested immediately and (ii) 15,897 shares of common stock.

Read SEC document
August 06, 2025 Filed Oct 17, 2025 21:14 UTC
WEINSTEIN ROBERTChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001104659-25-100464 · tm2529010-6_4seq1.xml · derivative · entry 3

WEINSTEIN ROBERT · CIK 0001213709 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2035-07-14

F3 · date: The option grant was approved by a committee of the Issuer's board of directors on July 14, 2025 subject to shareholder approval of an amendment to the Company's 2020 Equity Incentive Plan (the "Plan") to increase the number of shares authorized for issuance of awards under the Plan. The Company received shareholder approval of the amendment to the Plan on August 6, 2025.

Read SEC document
August 06, 2025 Filed Oct 17, 2025 21:12 UTC
Silverman JoshuaDirector · Executive Chairman
GrantEmployee Stock Option (right to buy) · Derivative 36,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001104659-25-100461 · tm2529010-4_4seq1.xml · derivative · entry 3

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2035-07-14

F3 · date: The option grant was approved by a committee of the Issuer's board of directors on July 14, 2025 subject to shareholder approval of an amendment to the Company's 2020 Equity Incentive Plan (the "Plan") to increase the number of shares authorized for issuance of awards under the Plan. The Company received shareholder approval of the amendment to the Plan on August 6, 2025.

Read SEC document
August 06, 2025 Filed Oct 17, 2025 21:13 UTC GrantEmployee Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001104659-25-100463 · tm2529010-5_4seq1.xml · derivative · entry 3

Singer William S. · CIK 0001617927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2035-07-14

F3 · date: The option grant was approved by a committee of the Issuer's board of directors on July 14, 2025 subject to shareholder approval of an amendment to the Company's 2020 Equity Incentive Plan (the "Plan") to increase the number of shares authorized for issuance of awards under the Plan. The Company received shareholder approval of the amendment to the Plan on August 6, 2025.

Read SEC document
August 06, 2025 Filed Oct 17, 2025 21:11 UTC GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001104659-25-100460 · tm2529010-3_4seq1.xml · derivative · entry 1

SCHECHTER JONATHAN · CIK 0001619259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2035-07-14

F1 · date: The option grant was approved by a committee of TAO Synergies Inc.'s (the "Issuer") board of directors on July 14, 2025 subject to shareholder approval of an amendment to the Issuer's 2020 Equity Incentive Plan (the "Plan") to increase the number of shares authorized for issuance of awards under the Plan. The Issuer received shareholder approval of the amendment to the Plan on August 6, 2025.

Read SEC document
August 06, 2025 Filed Oct 17, 2025 21:09 UTC GrantEmployee Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001104659-25-100457 · tm2529010-1_4seq1.xml · derivative · entry 3

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2035-07-14

F3 · date: The option grant was approved by a committee of the Issuer's board of directors on July 14, 2025 subject to shareholder approval of an amendment to the Company's 2020 Equity Incentive Plan (the "Plan") to increase the number of shares authorized for issuance of awards under the Plan. The Company received shareholder approval of the amendment to the Plan on August 6, 2025.

Read SEC document
August 06, 2025 Filed Feb 5, 2026 17:14 UTC
TUCHMAN ALAN JDirector · Chief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001104659-26-011067 · tm265390-1_5seq1.xml · derivative · entry 1

TUCHMAN ALAN J · CIK 0001417631 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2035-07-14

F1 · date: The option grant was approved by a committee of TAO Synergies Inc.'s (the "Issuer") board of directors on July 14, 2025 subject to shareholder approval of an amendment to the Company's 2020 Equity Incentive Plan (the "Plan") to increase the number of shares authorized for issuance of awards under the Plan. The Company received shareholder approval of the amendment to the Plan on August 6, 2025.

F1 · kind: The option grant was approved by a committee of TAO Synergies Inc.'s (the "Issuer") board of directors on July 14, 2025 subject to shareholder approval of an amendment to the Company's 2020 Equity Incentive Plan (the "Plan") to increase the number of shares authorized for issuance of awards under the Plan. The Company received shareholder approval of the amendment to the Plan on August 6, 2025.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 16:05 UTC
TUCHMAN ALAN JDirector · Chief Medical Officer
Tax withholdingCommon Stock, par value $0.0001 per share 1,726 $7.85 $13,549.10
Disclosure

SEC source: 0001104659-25-065272 · tm2519649d1_4seq1.xml · nonDerivative · entry 2

TUCHMAN ALAN J · CIK 0001417631 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,909

F2 · shares: Represents shares withheld by the Issuer to satisfy the tax liability upon vesting of restricted stock units and does not constitute an actual sale or other open-market transaction.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 16:05 UTC
TUCHMAN ALAN JDirector · Chief Medical Officer
GrantCommon Stock, par value $0.0001 per share 4,315 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-065272 · tm2519649d1_4seq1.xml · nonDerivative · entry 1

TUCHMAN ALAN J · CIK 0001417631 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,635

F1 · balance_after: Includes (i) 4,315 restricted stock units granted on June 30, 2025, under the Issuer's 2020 Equity Incentive Plan which vested immediately upon issuance and (ii) 1,320 shares of common stock.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:06 UTC
WEINSTEIN ROBERTChief Financial Officer
Tax withholdingCommon Stock, par value $0.0001 per share 6,164 $7.85 $48,387.40
Disclosure

SEC source: 0001104659-25-065282 · tm2519649-5_4seq1.xml · nonDerivative · entry 2

WEINSTEIN ROBERT · CIK 0001213709 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,574

F2 · shares: Represents shares withheld by the Issuer to satisfy the tax liability upon vesting of restricted stock units and does not constitute an actual sale or other open-market transaction.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:06 UTC
WEINSTEIN ROBERTChief Financial Officer
GrantCommon Stock, par value $0.0001 per share 15,410 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-065282 · tm2519649-5_4seq1.xml · nonDerivative · entry 1

WEINSTEIN ROBERT · CIK 0001213709 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,738

F1 · balance_after: Includes (i) 15,410 restricted stock units granted on June 30, 2025, under the Issuer's 2020 Equity Incentive Plan which vested immediately upon issuance and (ii) 1,328 shares of common stock.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:06 UTC
Silverman JoshuaDirector · Executive Chairman
Tax withholdingCommon Stock, par value $0.0001 per share 16,768 $7.85 $131,628.80
Disclosure

SEC source: 0001104659-25-065281 · tm2519649-4_4seq1.xml · nonDerivative · entry 2

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,681

F2 · shares: Represents shares withheld by the Issuer to satisfy the tax liability upon vesting of restricted stock units and does not constitute an actual sale or other open-market transaction.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:06 UTC
Silverman JoshuaDirector · Executive Chairman
GrantCommon Stock, par value $0.0001 per share 41,919 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-065281 · tm2519649-4_4seq1.xml · nonDerivative · entry 1

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,449

F1 · balance_after: Includes (i) 41,919 restricted stock units granted on June 30, 2025, under the Issuer's 2020 Equity Incentive Plan which vested immediately upon issuance and (ii) 1,530 shares of common stock.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:07 UTC Tax withholdingCommon Stock, par value $0.0001 per share 6,164 $7.85 $48,387.40
Disclosure

SEC source: 0001104659-25-065283 · tm2519649-6_4seq1.xml · nonDerivative · entry 2

Singer William S. · CIK 0001617927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,566

F2 · shares: Represents shares withheld by the Issuer to satisfy the tax liability upon vesting of restricted stock units and does not constitute an actual sale or other open-market transaction.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:07 UTC GrantCommon Stock, par value $0.0001 per share 15,410 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-065283 · tm2519649-6_4seq1.xml · nonDerivative · entry 1

Singer William S. · CIK 0001617927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,730

F1 · balance_after: Includes (i) 15,410 restricted stock units granted on June 30, 2025, under the Issuer's 2020 Equity Incentive Plan which vested immediately upon issuance and (ii) 1,320 shares of common stock.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:05 UTC Tax withholdingCommon Stock, par value $0.0001 per share 8,630 $7.85 $67,745.50
Disclosure

SEC source: 0001104659-25-065278 · tm2519649-3_4seq1.xml · nonDerivative · entry 2

SCHECHTER JONATHAN · CIK 0001619259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,035

F2 · shares: Represents shares withheld by the Issuer to satisfy the tax liability upon vesting of restricted stock units and does not constitute an actual sale or other open-market transaction.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:05 UTC GrantCommon Stock, par value $0.0001 per share 21,575 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-065278 · tm2519649-3_4seq1.xml · nonDerivative · entry 1

SCHECHTER JONATHAN · CIK 0001619259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,665

F1 · balance_after: Includes (i) 21,575 restricted stock units granted on June 30, 2025, under the Issuer's 2020 Equity Incentive Plan which vested immediately upon issuance and (ii) 1,090 shares of common stock.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:05 UTC Tax withholdingCommon Stock, par value $0.0001 per share 9,863 $7.85 $77,424.55
Disclosure

SEC source: 0001104659-25-065275 · tm2519649-2_4seq1.xml · nonDerivative · entry 2

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,897

F2 · shares: Represents shares withheld by the Issuer to satisfy the tax liability upon vesting of restricted stock units and does not constitute an actual sale or other open-market transaction.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:05 UTC GrantCommon Stock, par value $0.0001 per share 24,657 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-065275 · tm2519649-2_4seq1.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,760

F1 · balance_after: Includes (i) 24,657 restricted stock units granted on June 30, 2025, under the Issuer's 2020 Equity Incentive Plan which vested immediately upon issuance and (ii) 1,103 shares of common stock.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 21:01 UTC GrantStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001104659-25-032683 · tm2511539-4_4seq1.xml · derivative · entry 1

Singer William S. · CIK 0001617927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock, par value $0.0001 per share · 800 shares

Expires 2035-04-03

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following April 3, 2025.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 21:00 UTC GrantStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001104659-25-032682 · tm2511539-2_4seq1.xml · derivative · entry 1

SCHECHTER JONATHAN · CIK 0001619259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock, par value $0.0001 per share · 800 shares

Expires 2035-04-03

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following April 3, 2025.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 21:00 UTC GrantStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001104659-25-032679 · tm2511539-1_4seq1.xml · derivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock, par value $0.0001 per share · 800 shares

Expires 2035-04-03

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following April 3, 2025.

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April 08, 2024 Filed Apr 10, 2024 20:07 UTC GrantStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001104659-24-045802 · tm2411531-3_4seq1.xml · derivative · entry 1

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock, par value $0.0001 per share · 800 shares

Expires 2034-04-08

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following April 8, 2024.

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April 08, 2024 Filed Apr 10, 2024 20:08 UTC GrantStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001104659-24-045805 · tm2411531-4_4seq1.xml · derivative · entry 1

Singer William S. · CIK 0001617927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock, par value $0.0001 per share · 800 shares

Expires 2034-04-08

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following April 8, 2024.

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April 08, 2024 Filed Apr 10, 2024 20:06 UTC GrantStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001104659-24-045799 · tm2411531-2_4seq1.xml · derivative · entry 1

SCHECHTER JONATHAN · CIK 0001619259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock, par value $0.0001 per share · 800 shares

Expires 2034-04-08

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following April 8, 2024.

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April 08, 2024 Filed Apr 10, 2024 20:05 UTC GrantStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001104659-24-045797 · tm2411531-1_4seq1.xml · derivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock, par value $0.0001 per share · 800 shares

Expires 2034-04-08

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following April 8, 2024.

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March 29, 2023 Filed Mar 31, 2023 20:15 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001104659-23-040186 · tm2311075-1_4seq1.xml · derivative · entry 1

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, par value $0.0001 per share · 20,000 shares

Expires 2033-03-29

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following March 29, 2023.

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March 29, 2023 Filed Mar 31, 2023 20:18 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001104659-23-040203 · tm2311075-4_4seq1.xml · derivative · entry 1

SCHECHTER JONATHAN · CIK 0001619259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, par value $0.0001 per share · 20,000 shares

Expires 2033-03-29

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following March 29, 2023.

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March 29, 2023 Filed Mar 31, 2023 20:16 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001104659-23-040191 · tm2311075-2_4seq1.xml · derivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, par value $0.0001 per share · 20,000 shares

Expires 2033-03-29

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following March 29, 2023.

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March 29, 2023 Filed Mar 31, 2023 20:17 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001104659-23-040197 · tm2311075-3_4seq1.xml · derivative · entry 1

Singer William S. · CIK 0001617927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, par value $0.0001 per share · 20,000 shares

Expires 2033-03-29

F1 · derivative.exercise_date: All of the holder's options shall vest and become immediately exercisable upon the holder's completion of one year of service following March 29, 2023.

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December 16, 2022 Filed Dec 20, 2022 20:01 UTC
Alkon Daniel L.Director · President and CSO
SaleCommon Stock, par value $0.0001 per share 19,688 $1.17 $23,072.37
Disclosure

SEC source: 0001104659-22-128768 · tm2233089-3_4seq1.xml · nonDerivative · entry 1

Alkon Daniel L. · CIK 0001686138 · Director · President and CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,546

F1 · shares: Shares sold pursuant to a Rule 10b5-1 sales plan, entered into on December 6, 2021 and amended and restated on October 24, 2022, to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

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December 16, 2022 Filed Dec 20, 2022 20:00 UTC
TUCHMAN ALAN JDirector · Chief Executive Officer
SaleCommon Stock, par value $0.0001 per share 27,000 $1.17 $31,641.30
Disclosure

SEC source: 0001104659-22-128765 · tm2233089-1_4seq1.xml · nonDerivative · entry 1

TUCHMAN ALAN J · CIK 0001417631 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

F1 · shares: Shares sold pursuant to a Rule 10b5-1 sales plan, entered into on December 6, 2021 and amended and restated on October 24, 2022, to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

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December 16, 2022 Filed Dec 21, 2022 01:02 UTC
WEINSTEIN ROBERTChief Financial Officer
SaleCommon Stock, par value $0.0001 per share 27,000 $1.17 $31,641.30
Disclosure

SEC source: 0001104659-22-128771 · tm2233089-6_4seq1.xml · nonDerivative · entry 1

WEINSTEIN ROBERT · CIK 0001213709 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,198

F1 · shares: Shares sold pursuant to a Rule 10b5-1 sales plan, entered into on December 6, 2021 and amended and restated on October 24, 2022, to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.