Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 29, 2024 Filed Mar 4, 2024 23:09 UTC |
Hilario Emanuel P.N.Director
|
GrantRestricted Stock Units · Derivative | 6,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-24-000043 · form4.xml · derivative · entry 4 Hilario Emanuel P.N. · CIK 0001779284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,700 Underlying: Common Stock · 6,700 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis. F2 · price: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:04 UTC |
Chernay Tracey SChief Revenue Officer
|
GrantStock Option · Derivative | 10,000 | $6.80 Strike: $6.80 | $68,000.00 |
DisclosureSEC source: 0001017303-24-000041 · form4.xml · derivative · entry 2 Chernay Tracey S · CIK 0001327029 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2034-02-28 F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan, as Amended and Restated. The option becomes exercisable 25% per year on each anniversary date of the grant. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:58 UTC |
Richtsmeier BrentChief Technology Officer
|
GrantRestricted Stock Units · Derivative | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-24-000037 · form4.xml · derivative · entry 5 Richstmeier Brent · CIK 0001841645 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,200 Underlying: Common Stock · 5,200 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:58 UTC |
Richtsmeier BrentChief Technology Officer
|
GrantStock Option · Derivative | 13,200 | $6.80 Strike: $6.80 | $89,760.00 |
DisclosureSEC source: 0001017303-24-000037 · form4.xml · derivative · entry 4 Richstmeier Brent · CIK 0001841645 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,200 Underlying: Common Stock · 13,200 shares Expires 2034-02-28 F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan, as Amended and Restated. The option becomes exercisable 25% per year on each anniversary date of the grant. F1 · derivative.expiration_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan, as Amended and Restated. The option becomes exercisable 25% per year on each anniversary date of the grant. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:53 UTC |
DEFRANCES WILLIAMChief Accounting Officer
|
GrantStock Option · Derivative | 7,500 | $6.80 Strike: $6.80 | $51,000.00 |
DisclosureSEC source: 0001017303-24-000035 · form4.xml · derivative · entry 2 DEFRANCES WILLIAM · CIK 0001264811 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2034-02-28 F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan, as Amended and Restated. The option becomes exercisable 25% per year on each anniversary date of the grant. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:35 UTC |
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
|
GrantRestricted Stock Units · Derivative | 8,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-24-000028 · form4.xml · derivative · entry 6 DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,300 Underlying: Common Stock · 8,300 shares Expires not disclosed F6 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis. F7 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F7 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:35 UTC |
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
|
GrantStock Option · Derivative | 21,000 | $6.80 Strike: $6.80 | $142,800.00 |
DisclosureSEC source: 0001017303-24-000028 · form4.xml · derivative · entry 5 DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 21,000 shares Expires 2034-02-28 F5 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan, as Amended and Restated. The option becomes exercisable 25% per year on each anniversary date of the grant. F5 · derivative.expiration_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan, as Amended and Restated. The option becomes exercisable 25% per year on each anniversary date of the grant. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:24 UTC |
DILLON JOHNDirector · CEO
|
GrantRestricted Stock Units · Derivative | 23,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-24-000026 · form4.xml · derivative · entry 5 DILLON JOHN · CIK 0001106992 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,300 Underlying: Common Stock · 23,300 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F3 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:24 UTC |
DILLON JOHNDirector · CEO
|
GrantStock Option · Derivative | 59,500 | $6.80 Strike: $6.80 | $404,600.00 |
DisclosureSEC source: 0001017303-24-000026 · form4.xml · derivative · entry 4 DILLON JOHN · CIK 0001106992 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,500 Underlying: Common Stock · 59,500 shares Expires 2034-02-28 F2 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan, as Amended and Restated. The option becomes exercisable 25% per year on each anniversary date of the grant. F2 · derivative.expiration_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan, as Amended and Restated. The option becomes exercisable 25% per year on each anniversary date of the grant. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 11:05 UTC |
325 CAPITAL LLCDirector · 10% owner
325 Capital Master Fund LPDirector · 10% owner
325 Capital GP, LLCDirector · 10% owner
Braner Michael DavidDirector · 10% owner
FRIEDBERG DANIEL M.Director · 10% owner
Shrivastava Anil KDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 6,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-004044 · marketforms-65074.xml · derivative · entry 3 325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner 325 Master Fund LP · CIK 0001972759 · Director · 10% owner 325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner Braner Michael David · CIK 0001908015 · Director · 10% owner FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Shrivastava Anil K · CIK 0001908019 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 6,700 Underlying: Common Stock · 6,700 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F4 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F5 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F6 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F5 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F6 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:28 UTC |
Hilario Emanuel P.N.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001017303-24-000016 · form4.xml · derivative · entry 2 Hilario Emanuel P.N. · CIK 0001779284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F1 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:28 UTC |
Hilario Emanuel P.N.Director
|
Exercise / conversionCommon Stock | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-24-000016 · form4.xml · nonDerivative · entry 1 Hilario Emanuel P.N. · CIK 0001779284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:25 UTC |
Olinger HaydeeDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-24-000014 · form4.xml · derivative · entry 2 Olinger Haydee · CIK 0001749345 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F1 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:25 UTC |
Olinger HaydeeDirector
|
Exercise / conversionCommon Stock | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-24-000014 · form4.xml · nonDerivative · entry 1 Olinger Haydee · CIK 0001749345 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:20 UTC |
DILLON JOHNDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-24-000012 · form4.xml · derivative · entry 2 DILLON JOHN · CIK 0001106992 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:20 UTC |
DILLON JOHNDirector · CEO
|
Exercise / conversionCommon Stock | 707 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-24-000012 · form4.xml · nonDerivative · entry 1 DILLON JOHN · CIK 0001106992 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Mr. Dillon relinquished 443 shares of common stock of the 1,150 restricted stock units that converted to common stock on February 27, 2024 in order to pay the required income and payroll taxes F1 · balance_after: Mr. Dillon relinquished 443 shares of common stock of the 1,150 restricted stock units that converted to common stock on February 27, 2024 in order to pay the required income and payroll taxes Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:13 UTC |
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
|
Exercise / conversionRestricted Stock Units · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-24-000010 · form4.xml · derivative · entry 2 DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis F2 · price: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on February 27, 2020 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:13 UTC |
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
|
Exercise / conversionCommon Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-24-000010 · form4.xml · nonDerivative · entry 1 DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Mr. DeMartino relinquished 847 shares of common stock of the 2,150 restricted stock units that converted to common stock on February 27, 2024 in order to pay the required income and payroll taxes F1 · balance_after: Mr. DeMartino relinquished 847 shares of common stock of the 2,150 restricted stock units that converted to common stock on February 27, 2024 in order to pay the required income and payroll taxes Read SEC document |
| January 23, 2024 Filed Jan 24, 2024 02:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
SaleCommon Stock | 9,353 | $7.82 | $73,146.07 |
DisclosureSEC source: 0001213900-24-005846 · ownership.xml · nonDerivative · entry 3 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 184,862 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.75 to $7.91, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 02:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
SaleCommon Stock | 13,521 | $7.70 | $104,065.73 |
DisclosureSEC source: 0001213900-24-005846 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 194,215 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.64 to $7.84, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 19, 2024 Filed Jan 24, 2024 02:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
SaleCommon Stock | 38,317 | $7.57 | $290,036.70 |
DisclosureSEC source: 0001213900-24-005846 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 207,736 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.55 to $7.63, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 18, 2024 Filed Jan 19, 2024 02:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
SaleCommon Stock | 6,234 | $7.53 | $46,935.79 |
DisclosureSEC source: 0001213900-24-004640 · ownership.xml · nonDerivative · entry 3 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 246,053 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.56, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 02:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
SaleCommon Stock | 4,724 | $7.51 | $35,454.09 |
DisclosureSEC source: 0001213900-24-004640 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 252,287 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.54, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 16, 2024 Filed Jan 19, 2024 02:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
SaleCommon Stock | 9,494 | $7.50 | $71,221.14 |
DisclosureSEC source: 0001213900-24-004640 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 257,011 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.53, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 12, 2024 Filed Jan 13, 2024 02:01 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
SaleCommon Stock | 3,043 | $7.50 | $22,822.50 |
DisclosureSEC source: 0001213900-24-003490 · ownership.xml · nonDerivative · entry 3 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 266,505 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 11, 2024 Filed Jan 13, 2024 02:01 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
SaleCommon Stock | 6,035 | $7.50 | $45,265.52 |
DisclosureSEC source: 0001213900-24-003490 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 269,548 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.51, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 10, 2024 Filed Jan 13, 2024 02:01 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
SaleCommon Stock | 8,208 | $7.50 | $61,564.92 |
DisclosureSEC source: 0001213900-24-003490 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 275,583 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.54, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 09, 2024 Filed Jan 10, 2024 02:01 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
SaleCommon Stock | 2,702 | $7.53 | $20,357.41 |
DisclosureSEC source: 0001213900-24-002420 · ownership.xml · nonDerivative · entry 3 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 283,791 F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.56, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 02:01 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
SaleCommon Stock | 8,838 | $7.51 | $66,383.99 |
DisclosureSEC source: 0001213900-24-002420 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 286,493 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.56, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| January 05, 2024 Filed Jan 10, 2024 02:01 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
SaleCommon Stock | 17,302 | $7.53 | $130,201.01 |
DisclosureSEC source: 0001213900-24-002420 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 295,331 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.60, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F5 · balance_after: Represents 800,000 shares of Common Stock of the Issuer previously held by BRS and subsequently transferred to BRFI. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| December 31, 2023 Filed Jan 2, 2024 21:25 UTC |
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
|
Exercise / conversionPerformance Stock Units · Derivative | 2,562 | $6.98 Strike: $6.98 | $17,882.76 |
DisclosureSEC source: 0001017303-24-000002 · form4.xml · derivative · entry 2 DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ended December 31, 2021. The performance criteria was satisfied at a 82.6% level, which resulted in a payout of 56.5% of the PSUs granted during 2021. F2 · derivative.expiration_date: Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ended December 31, 2021. The performance criteria was satisfied at a 82.6% level, which resulted in a payout of 56.5% of the PSUs granted during 2021. Read SEC document |
| December 31, 2023 Filed Jan 2, 2024 21:25 UTC |
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
|
Exercise / conversionCommon Stock | 1,553 | $6.98 | $10,839.94 |
DisclosureSEC source: 0001017303-24-000002 · form4.xml · nonDerivative · entry 1 DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · deemedExecutionDate: Shares of performance stock units (PSU) vested on 12/31/2023 and issued on 1/2/2024. F3 · shares: Mr. DeMartino relinquished 1,009 shares of common stock of the 2,562 performance stock units that converted to common stock on January 2, 2024 in order to pay the required income and payroll taxes. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:12 UTC |
Friedman Randall SDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001017303-23-000067 · form4.xml · derivative · entry 2 Friedman Randall S · CIK 0001832672 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350 Underlying: Common Stock · 350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on December 1, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis F1 · price: Shares of Restricted Stock Units issued on December 1, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on December 1, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on December 1, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:12 UTC |
Friedman Randall SDirector
|
Exercise / conversionCommon Stock | 350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001017303-23-000067 · form4.xml · nonDerivative · entry 1 Friedman Randall S · CIK 0001832672 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Restricted Stock Units issued on December 1, 2020 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 20:31 UTC |
DILLON JOHNDirector
|
GrantStock Option · Derivative | 79,100 | $7.69 Strike: $7.69 | $608,279.00 |
DisclosureSEC source: 0001017303-23-000064 · form4.xml · derivative · entry 3 DILLON JOHN · CIK 0001106992 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,100 Underlying: Common Stock · 79,100 shares Expires not disclosed F3 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan, as Amended and Restated. The option becomes exercisable 25% per year on each anniversary date of the grant. F3 · derivative.expiration_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan, as Amended and Restated. The option becomes exercisable 25% per year on each anniversary date of the grant. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 20:31 UTC |
DILLON JOHNDirector
|
GrantRestricted Stock Units · Derivative | 48,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-23-000064 · form4.xml · derivative · entry 2 DILLON JOHN · CIK 0001106992 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,200 Underlying: Common Stock · 48,200 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:17 UTC |
Hilario Emanuel P.N.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,025 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001017303-23-000062 · form4.xml · derivative · entry 2 Hilario Emanuel P.N. · CIK 0001779284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of restricted stock units issued on July 31, 2019 pursuant to the company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis. F1 · price: Shares of restricted stock units issued on July 31, 2019 pursuant to the company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis. F1 · derivative.exercise_date: Shares of restricted stock units issued on July 31, 2019 pursuant to the company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis. F1 · derivative.expiration_date: Shares of restricted stock units issued on July 31, 2019 pursuant to the company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:17 UTC |
Hilario Emanuel P.N.Director
|
Exercise / conversionCommon Stock | 1,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-23-000062 · form4.xml · nonDerivative · entry 1 Hilario Emanuel P.N. · CIK 0001779284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of restricted stock units issued on July 31, 2019 pursuant to the company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary date of the grant that have converted to common stock on a one-for-one basis. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:18 UTC |
Dunning AudreyDirector
|
PurchaseCommon Stock | 1,500 | $7.54 | $11,310.00 |
DisclosureSEC source: 0001017303-23-000059 · form4.xml · nonDerivative · entry 1 Dunning Audrey · CIK 0001800836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,200 Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:27 UTC |
325 CAPITAL LLCDirector · 10% owner
Braner Michael DavidDirector · 10% owner
FRIEDBERG DANIEL M.Director · 10% owner
Shrivastava Anil KDirector · 10% owner
325 Capital Master Fund LPDirector · 10% owner
325 Capital GP, LLCDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 1,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-23-006666 · marketforms-61412.xml · derivative · entry 3 325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner Braner Michael David · CIK 0001908015 · Director · 10% owner FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Shrivastava Anil K · CIK 0001908019 · Director · 10% owner 325 Master Fund LP · CIK 0001972759 · Director · 10% owner 325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 5,100 Underlying: Common Stock · 1,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F1 · price: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F2 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:27 UTC |
325 CAPITAL LLCDirector · 10% owner
Braner Michael DavidDirector · 10% owner
FRIEDBERG DANIEL M.Director · 10% owner
Shrivastava Anil KDirector · 10% owner
325 Capital Master Fund LPDirector · 10% owner
325 Capital GP, LLCDirector · 10% owner
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Exercise / conversionCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-006666 · marketforms-61412.xml · nonDerivative · entry 1 325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner Braner Michael David · CIK 0001908015 · Director · 10% owner FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Shrivastava Anil K · CIK 0001908019 · Director · 10% owner 325 Master Fund LP · CIK 0001972759 · Director · 10% owner 325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F2 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:14 UTC |
Dunning AudreyDirector
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Exercise / conversionRestricted Stock Units · Derivative | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001264811-23-000004 · primary_doc.xml · derivative · entry 2 Dunning Audrey · CIK 0001800836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 1,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F1 · price: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:14 UTC |
Dunning AudreyDirector
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Exercise / conversionCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001264811-23-000004 · primary_doc.xml · nonDerivative · entry 1 Dunning Audrey · CIK 0001800836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2023 Filed May 8, 2023 20:56 UTC |
Chernay Tracey SChief Revenue Officer
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GrantStock Option · Derivative | 25,000 | $5.66 Strike: $5.66 | $141,500.00 |
DisclosureSEC source: 0001264811-23-000003 · primary_doc.xml · derivative · entry 2 Chernay Tracey S · CIK 0001327029 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2033-05-04 F1 · derivative.exercise_date: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan, as Amended and Restated. The option becomes exercisable 25% per year on each anniversary date of the grant. Read SEC document |
| March 04, 2023 Filed Mar 6, 2023 23:10 UTC |
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
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Exercise / conversionRestricted Stock Units · Derivative | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-23-000049 · form4.xml · derivative · entry 4 DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 1,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F5 · deemedExecutionDate: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023. F3 · price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. Read SEC document |
| March 04, 2023 Filed Mar 6, 2023 23:10 UTC |
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
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Exercise / conversionCommon Stock | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-23-000049 · form4.xml · nonDerivative · entry 2 DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · deemedExecutionDate: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023. F4 · shares: Mr. DeMartino relinquished 542 shares of common stock of the 1,375 restricted stock units that converted to common stock on March 4, 2023 in order to pay the required income and payroll taxes. F4 · price: Mr. DeMartino relinquished 542 shares of common stock of the 1,375 restricted stock units that converted to common stock on March 4, 2023 in order to pay the required income and payroll taxes. Read SEC document |
| March 04, 2023 Filed Mar 6, 2023 23:08 UTC |
Friedman Randall SDirector
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Exercise / conversionRestricted Stock Units · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-23-000047 · form4.xml · derivative · entry 4 Friedman Randall S · CIK 0001832672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F3 · deemedExecutionDate: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023. F2 · price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. Read SEC document |
| March 04, 2023 Filed Mar 6, 2023 23:08 UTC |
Friedman Randall SDirector
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Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-23-000047 · form4.xml · nonDerivative · entry 2 Friedman Randall S · CIK 0001832672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · deemedExecutionDate: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023. Read SEC document |
| March 04, 2023 Filed Mar 6, 2023 23:05 UTC |
Richtsmeier BrentChief Technology Officer
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Exercise / conversionRestricted Stock Units · Derivative | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-23-000045 · form4.xml · derivative · entry 2 Richstmeier Brent · CIK 0001841645 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,925 Underlying: Common Stock · 975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F1 · price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. Read SEC document |
| March 04, 2023 Filed Mar 6, 2023 23:03 UTC |
Olinger HaydeeDirector
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Exercise / conversionRestricted Stock Units · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001017303-23-000043 · form4.xml · derivative · entry 4 Olinger Haydee · CIK 0001749345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F3 · deemedExecutionDate: Shares of restricted stock units (RSU) vested on 03/04/2023 and issued on 03/06/2023. F2 · price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F2 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. F2 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.