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Nasdaq · USD

TACT

TRANSACT TECHNOLOGIES INC

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7179
SEC CIK
0001017303
Parsed reports
336

Last 12 months

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2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2026 Filed Feb 27, 2026 00:02 UTC
Richtsmeier BrentChief Technology Officer
Tax withholdingCommon Stock 3,879 $3.49 $13,537.71
Disclosure

SEC source: 0001017303-26-000015 · form4.xml · nonDerivative · entry 2

Richstmeier Brent · CIK 0001841645 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,695

Read SEC document
February 24, 2026 Filed Feb 27, 2026 00:02 UTC
Richtsmeier BrentChief Technology Officer
Exercise / conversionCommon Stock 13,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-26-000015 · form4.xml · nonDerivative · entry 1

Richstmeier Brent · CIK 0001841645 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Stock Units issued on May 1, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in three equal installments on February 24, 2026, February 24, 2027 and February 24, 2028, that have converted to common stock on a one-for-one basis.

F1 · price: Performance Stock Units issued on May 1, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in three equal installments on February 24, 2026, February 24, 2027 and February 24, 2028, that have converted to common stock on a one-for-one basis.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 23:21 UTC GrantRestricted Stock Units · Derivative 14,700 $0.00 $0.00
Disclosure

SEC source: 0001017303-26-000013 · form4.xml · derivative · entry 2

Dunning Audrey · CIK 0001800836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,700

Underlying: Common Stock · 14,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 23:20 UTC GrantRestricted Stock Units · Derivative 14,700 $0.00 $0.00
Disclosure

SEC source: 0001017303-26-000011 · form4.xml · derivative · entry 2

Friedman Randall S · CIK 0001832672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,700

Underlying: Common Stock · 14,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 23:19 UTC GrantRestricted Stock Units · Derivative 14,700 $0.00 $0.00
Disclosure

SEC source: 0001017303-26-000009 · form4.xml · derivative · entry 2

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,700

Underlying: Common Stock · 14,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 23:17 UTC GrantRestricted Stock Units · Derivative 14,700 $0.00 $0.00
Disclosure

SEC source: 0001017303-26-000007 · form4.xml · derivative · entry 2

HILARIO EMANUEL N · CIK 0001203939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,700

Underlying: Common Stock · 14,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

Read SEC document
February 24, 2026 Filed Mar 13, 2026 20:26 UTC Amendment
325 CAPITAL LLCDirector · 10% owner
FRIEDBERG DANIEL M.Director · 10% owner
Shrivastava Anil KDirector · 10% owner
325 Capital Master Fund LPDirector · 10% owner
325 Capital GP, LLCDirector · 10% owner
GrantRestricted Stock Units · Derivative 15,759 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003266 · ownership.xml · derivative · entry 1

325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

Shrivastava Anil K · CIK 0001908019 · Director · 10% owner

325 Capital Master Fund LP · CIK 0001972759 · Director · 10% owner

325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,759

Underlying: Common Stock · 15,759 shares

Expires not disclosed

F1 · security: On February 26, 2026, the Reporting Persons (as defined below) filed a Form 4 (the "Original Form 4") which inadvertently reported an incorrect number of Restricted Stock Units granted February 24, 2026. The Original Form 4 reported a grant of 14,700 Restricted Stock Units, and this amendment is being filed to report the correct number of Restricted Stock Units granted as 15,759.

F2 · derivative.exercise_price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F3 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4.

F4 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company.

F5 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein.

F3 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4.

F4 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company.

F5 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein.

Read SEC document
February 24, 2026 Filed Mar 13, 2026 20:07 UTC Amendment GrantRestricted Stock Units · Derivative 15,759 $0.00 $0.00
Disclosure

SEC source: 0001017303-26-000053 · form4.xml · derivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,759

Underlying: Common Stock · 15,759 shares

Expires not disclosed

F1 · security: On February 26, 2026, the reporting person filed a Form 4 (the "Original Form 4") which inadvertently reported an incorrect number of Restricted Stock Units granted February 24, 2026. The Original Form 4 reported a grant of 14,700 Restricted Stock Units, and this amendment is being filed to report the correct number of Restricted Stock Units granted as 15,759.

F2 · derivative.exercise_price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

Read SEC document
February 24, 2026 Filed Mar 13, 2026 20:06 UTC Amendment GrantRestricted Stock Units · Derivative 15,759 $0.00 $0.00
Disclosure

SEC source: 0001017303-26-000051 · form4.xml · derivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,759

Underlying: Common Stock · 15,759 shares

Expires not disclosed

F1 · security: On February 26, 2026, the reporting person filed a Form 4 (the "Original Form 4") which inadvertently reported an incorrect number of Restricted Stock Units granted February 24, 2026. The Original Form 4 reported a grant of 14,700 Restricted Stock Units, and this amendment is being filed to report the correct number of Restricted Stock Units granted as 15,759.

F2 · derivative.exercise_price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

Read SEC document
February 24, 2026 Filed Mar 13, 2026 20:04 UTC Amendment GrantRestricted Stock Units · Derivative 15,759 $0.00 $0.00
Disclosure

SEC source: 0001017303-26-000049 · form4.xml · derivative · entry 1

Friedman Randall S · CIK 0001832672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,759

Underlying: Common Stock · 15,759 shares

Expires not disclosed

F1 · security: On February 26, 2026, the reporting person filed a Form 4 (the "Original Form 4") which inadvertently reported an incorrect number of Restricted Stock Units granted February 24, 2026. The Original Form 4 reported a grant of 14,700 Restricted Stock Units, and this amendment is being filed to report the correct number of Restricted Stock Units granted as 15,759.

F2 · derivative.exercise_price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

Read SEC document
February 24, 2026 Filed Mar 13, 2026 20:01 UTC Amendment GrantRestricted Stock Units · Derivative 15,759 $0.00 $0.00
Disclosure

SEC source: 0001017303-26-000047 · form4.xml · derivative · entry 1

Dunning Audrey · CIK 0001800836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,759

Underlying: Common Stock · 15,759 shares

Expires not disclosed

F1 · security: On February 26, 2026, the reporting person filed a Form 4 (the "Original Form 4") which inadvertently reported an incorrect number of Restricted Stock Units granted February 24, 2026. The Original Form 4 reported a grant of 14,700 Restricted Stock Units, and this amendment is being filed to report the correct number of Restricted Stock Units granted as 15,759.

F2 · derivative.exercise_price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · price: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.

Read SEC document
December 15, 2025 Filed Jan 9, 2026 02:48 UTC
Loof DanaChief Marketing Officer
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-000299 · ownership.xml · derivative · entry 1

Loof Dana · CIK 0002104327 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units issued on December 15, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, with shares cliff vesting on the second anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · price: Restricted Stock Units issued on December 15, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, with shares cliff vesting on the second anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units issued on December 15, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, with shares cliff vesting on the second anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units issued on December 15, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, with shares cliff vesting on the second anniversary date of the grant and converting to common stock on a one-for-one basis.

Read SEC document
December 04, 2025 Filed Dec 4, 2025 21:58 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionRestricted Stock Units · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-25-000061 · form4.xml · derivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

F1 · price: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

Read SEC document
December 04, 2025 Filed Dec 4, 2025 21:58 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 8,209 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000061 · form4.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Mr. DeMartino relinquished 4,291 shares of common stock of the 12,500 restricted stock units that converted to common stock on December 4, 2025 in order to pay the required income and payroll taxes.

Read SEC document
November 17, 2025 Filed Nov 17, 2025 21:43 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
SaleCommon Stock 1,000 $4.30 $4,300.00
Disclosure

SEC source: 0001017303-25-000059 · form4.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,847

F1 · balance_after: Reflects an additional 1,000 shares owned by Mr. DeMartino, which were inadvertently omitted from his prior Form 4 filings due to an administrative error.

Read SEC document
September 04, 2025 Filed Sep 5, 2025 14:23 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionRestricted Stock Units · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-25-000056 · form4.xml · derivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

F1 · price: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

Read SEC document
September 04, 2025 Filed Sep 5, 2025 14:23 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 8,209 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000056 · form4.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Mr. DeMartino relinquished 4,291 shares of common stock of the 12,500 restricted stock units that converted to common stock on September 4, 2025 in order to pay the required income and payroll taxes.

Read SEC document
August 03, 2025 Filed Aug 4, 2025 20:41 UTC
DILLON JOHNDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 12,050 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000054 · form4.xml · derivative · entry 2

DILLON JOHN · CIK 0001106992 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,100

Underlying: Common Stock · 12,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on August 3, 2023 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on August 3, 2023 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on August 3, 2023 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on August 3, 2023 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
August 03, 2025 Filed Aug 4, 2025 20:41 UTC
DILLON JOHNDirector · CEO
Exercise / conversionCommon Stock 12,050 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000054 · form4.xml · nonDerivative · entry 1

DILLON JOHN · CIK 0001106992 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 20:16 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionRestricted Stock Units · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-25-000051 · form4.xml · derivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

F1 · price: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 20:16 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 8,209 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000051 · form4.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Mr. DeMartino relinquished 4,291 shares of common stock of the 12,500 restricted stock units that converted to common stock on June 4, 2025 in order to pay the required income and payroll taxes.

Read SEC document
May 04, 2025 Filed May 5, 2025 20:49 UTC
325 CAPITAL LLCDirector · 10% owner
Braner Michael DavidDirector · 10% owner
FRIEDBERG DANIEL M.Director · 10% owner
Shrivastava Anil KDirector · 10% owner
325 Capital Master Fund LPDirector · 10% owner
325 Capital GP, LLCDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-006958 · marketforms-69365.xml · derivative · entry 3

325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner

Braner Michael David · CIK 0001908015 · Director · 10% owner

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

Shrivastava Anil K · CIK 0001908019 · Director · 10% owner

325 Capital Master Fund LP · CIK 0001972759 · Director · 10% owner

325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis.

F1 · price: Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis.

F2 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4.

F3 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company.

F4 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein.

F2 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4.

F3 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company.

F4 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein.

Read SEC document
May 04, 2025 Filed May 5, 2025 20:49 UTC
325 CAPITAL LLCDirector · 10% owner
Braner Michael DavidDirector · 10% owner
FRIEDBERG DANIEL M.Director · 10% owner
Shrivastava Anil KDirector · 10% owner
325 Capital Master Fund LPDirector · 10% owner
325 Capital GP, LLCDirector · 10% owner
Exercise / conversionCommon Stock 1,700 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-006958 · marketforms-69365.xml · nonDerivative · entry 1

325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner

Braner Michael David · CIK 0001908015 · Director · 10% owner

FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner

Shrivastava Anil K · CIK 0001908019 · Director · 10% owner

325 Capital Master Fund LP · CIK 0001972759 · Director · 10% owner

325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis.

F2 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4.

F3 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company.

F4 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein.

F2 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4.

F3 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company.

F4 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein.

Read SEC document
May 04, 2025 Filed May 5, 2025 20:31 UTC Exercise / conversionRestricted Stock Units · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000047 · form4.xml · derivative · entry 2

Dunning Audrey · CIK 0001800836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis.

F1 · price: Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis.

Read SEC document
May 04, 2025 Filed May 5, 2025 20:31 UTC Exercise / conversionCommon Stock 1,700 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000047 · form4.xml · nonDerivative · entry 1

Dunning Audrey · CIK 0001800836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 5, 2025 20:16 UTC
Richtsmeier BrentChief Technology Officer
GrantRestricted Stock Units · Derivative 25,300 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000044 · form4.xml · derivative · entry 2

Richstmeier Brent · CIK 0001841645 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,300

Underlying: Common Stock · 25,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 1, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that convert to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 1, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that convert to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 1, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that convert to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 1, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that convert to common stock on a one-for-one basis.

Read SEC document
May 01, 2025 Filed May 5, 2025 20:14 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
GrantRestricted Stock Units · Derivative 40,400 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000042 · form4.xml · derivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,400

Underlying: Common Stock · 40,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 1, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that convert to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on May 1, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that convert to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 1, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that convert to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 1, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that convert to common stock on a one-for-one basis.

Read SEC document
April 07, 2025 Filed Apr 9, 2025 20:12 UTC
DEFRANCES WILLIAMChief Accounting Officer
GrantRestricted Stock Units · Derivative 6,700 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000039 · form4.xml · derivative · entry 2

DEFRANCES WILLIAM · CIK 0001264811 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,700

Underlying: Common Stock · 6,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units issued on April 7, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, with shares cliff vesting on the second anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · price: Restricted Stock Units issued on April 7, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, with shares cliff vesting on the second anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units issued on April 7, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, with shares cliff vesting on the second anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units issued on April 7, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, with shares cliff vesting on the second anniversary date of the grant and converting to common stock on a one-for-one basis.

Read SEC document
April 07, 2025 Filed Apr 9, 2025 20:10 UTC
Chernay Tracey SChief Revenue Officer
GrantRestricted Stock Units · Derivative 8,300 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000037 · form4.xml · derivative · entry 2

Chernay Tracey S · CIK 0001327029 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 8,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units issued on April 7, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, with shares cliff vesting on the second anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · price: Restricted Stock Units issued on April 7, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, with shares cliff vesting on the second anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Restricted Stock Units issued on April 7, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, with shares cliff vesting on the second anniversary date of the grant and converting to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Restricted Stock Units issued on April 7, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, with shares cliff vesting on the second anniversary date of the grant and converting to common stock on a one-for-one basis.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 22:02 UTC Exercise / conversionRestricted Stock Units · Derivative 1,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-25-000033 · form4.xml · derivative · entry 2

Hilario Emanuel P.N. · CIK 0001779284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 22:02 UTC Exercise / conversionCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000033 · form4.xml · nonDerivative · entry 1

Hilario Emanuel P.N. · CIK 0001779284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 22:01 UTC Exercise / conversionRestricted Stock Units · Derivative 1,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-25-000031 · form4.xml · derivative · entry 2

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 22:01 UTC Exercise / conversionCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000031 · form4.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:59 UTC Exercise / conversionRestricted Stock Units · Derivative 1,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-25-000029 · form4.xml · derivative · entry 2

Friedman Randall S · CIK 0001832672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:59 UTC Exercise / conversionCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000029 · form4.xml · nonDerivative · entry 1

Friedman Randall S · CIK 0001832672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:58 UTC
DILLON JOHNDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 1,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-25-000027 · form4.xml · derivative · entry 2

DILLON JOHN · CIK 0001106992 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

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March 04, 2025 Filed Mar 5, 2025 21:58 UTC
DILLON JOHNDirector · CEO
Exercise / conversionCommon Stock 843 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000027 · form4.xml · nonDerivative · entry 1

DILLON JOHN · CIK 0001106992 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Mr. Dillon relinquished 257 shares of common stock of the 1,100 restricted stock units that converted to common stock on March 4, 2025 in order to pay the required income and payroll taxes.

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March 04, 2025 Filed Mar 5, 2025 21:56 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionRestricted Stock Units · Derivative 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-25-000025 · form4.xml · derivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

F2 · price: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

F2 · derivative.expiration_date: Restricted Stock Units issued on September 4, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting in eight equal quarterly increments over two years from the date of grant and converting to common stock on a one-for-one basis.

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March 04, 2025 Filed Mar 5, 2025 21:56 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionRestricted Stock Units · Derivative 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-25-000025 · form4.xml · derivative · entry 3

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis

F1 · price: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis

F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis

F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis

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March 04, 2025 Filed Mar 5, 2025 21:56 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 6,865 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000025 · form4.xml · nonDerivative · entry 2

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. DeMartino relinquished 5,635 shares of common stock of the 12,500 restricted stock units that converted to common stock on March 4, 2025 in order to pay the required income and payroll taxes.

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March 04, 2025 Filed Mar 5, 2025 21:56 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 1,062 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000025 · form4.xml · nonDerivative · entry 1

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. DeMartino relinquished 313 shares of common stock of the 1,375 restricted stock units that converted to common stock on March 4, 2025 in order to pay the required income and payroll taxes.

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March 02, 2025 Filed Mar 4, 2025 00:12 UTC
Richtsmeier BrentChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 975 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000023 · form4.xml · derivative · entry 8

Richstmeier Brent · CIK 0001841645 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975

Underlying: Common Stock · 975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F4 · price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F4 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F4 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

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March 02, 2025 Filed Mar 4, 2025 00:12 UTC
Richtsmeier BrentChief Technology Officer
Exercise / conversionCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000023 · form4.xml · nonDerivative · entry 4

Richstmeier Brent · CIK 0001841645 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Mr. Richstmeier relinquished 107 shares of common stock of the 975 stock units that converted to common stock on March 2, 2025 in order to pay the required income and payroll taxes.

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March 02, 2025 Filed Mar 4, 2025 00:10 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionRestricted Stock Units · Derivative 1,550 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000021 · form4.xml · derivative · entry 8

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Common Stock · 1,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F4 · price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F4 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F4 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 00:10 UTC
DEMARTINO STEVEN APresident, CFO, Treas. & Secr.
Exercise / conversionCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000021 · form4.xml · nonDerivative · entry 4

DEMARTINO STEVEN A · CIK 0001245709 · President, CFO, Treas. & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 00:09 UTC
DILLON JOHNDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-25-000019 · form4.xml · derivative · entry 6

DILLON JOHN · CIK 0001106992 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 00:09 UTC
DILLON JOHNDirector · CEO
Exercise / conversionCommon Stock 941 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000019 · form4.xml · nonDerivative · entry 3

DILLON JOHN · CIK 0001106992 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Mr. Dillon relinquished 309 shares of common stock of the 1,250 restricted stock units that converted to common stock on March 1, 2025 in order to pay the required income and payroll taxes.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 00:05 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-25-000017 · form4.xml · derivative · entry 7

Friedman Randall S · CIK 0001832672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F5 · price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F5 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F5 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 00:05 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001017303-25-000017 · form4.xml · nonDerivative · entry 3

Friedman Randall S · CIK 0001832672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document
March 02, 2025 Filed Mar 3, 2025 22:57 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001017303-25-000015 · form4.xml · derivative · entry 7

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F5 · price: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F5 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F5 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 2, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.