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AT&T INC.

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2024 Filed Jan 29, 2024 22:24 UTC
Sabrina Sanders SSVP-ChiefActngOfcr&Controller
Disposition to issuerCommon Stock 9,689.6681 $17.18 $166,468.50
Disclosure

SEC source: 0001127602-24-002505 · form4.xml · nonDerivative · entry 3

Sabrina Sanders S · CIK 0001970762 · SVP-ChiefActngOfcr&Controller

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 5,675.3007

F4 · kind: Represents balance of the performance shares, distributed in cash, after taxes.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:24 UTC
Sabrina Sanders SSVP-ChiefActngOfcr&Controller
Tax withholdingCommon Stock 3,118.8819 $17.18 $53,582.39
Disclosure

SEC source: 0001127602-24-002505 · form4.xml · nonDerivative · entry 2

Sabrina Sanders S · CIK 0001970762 · SVP-ChiefActngOfcr&Controller

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 15,364.9688

F3 · kind: Mandatory tax withholding on distribution of performance shares.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:24 UTC
Sabrina Sanders SSVP-ChiefActngOfcr&Controller
GrantCommon Stock 12,808.55 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-002505 · form4.xml · nonDerivative · entry 1

Sabrina Sanders S · CIK 0001970762 · SVP-ChiefActngOfcr&Controller

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 18,483.8507

F1 · kind: Total performance share distributed.

F2 · price: Each performance share is equivalent in value to a share of common stock.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:28 UTC
STANKEY JOHN TDirector · CEO & President
GrantRestricted Stock Units (2024) · Derivative 240,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002507 · form4.xml · derivative · entry 9

STANKEY JOHN T · CIK 0001240292 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,105

Underlying: Common Stock · 240,105 shares

Expires not disclosed

F7 · derivative.exercise_price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2025,1/15/2026, and 1/15/2027. Vesting (but not distribution) is accelerated on retirement eligibility.

F7 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2025,1/15/2026, and 1/15/2027. Vesting (but not distribution) is accelerated on retirement eligibility.

F7 · derivative.exercise_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2025,1/15/2026, and 1/15/2027. Vesting (but not distribution) is accelerated on retirement eligibility.

F7 · derivative.expiration_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2025,1/15/2026, and 1/15/2027. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:28 UTC
STANKEY JOHN TDirector · CEO & President
Disposition to issuerCommon Stock 99,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-002507 · form4.xml · nonDerivative · entry 4

STANKEY JOHN T · CIK 0001240292 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 68,792.8955

F5 · kind: Reflects transfer of 99,966 shares owned indirectly by benefit plan to direct ownership due to distribution of performance shares.

F2 · price: Each performance share is equivalent in value to a share of common stock.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:28 UTC
STANKEY JOHN TDirector · CEO & President
Disposition to issuerCommon Stock 194,054.5437 $17.18 $3,333,857.06
Disclosure

SEC source: 0001127602-24-002507 · form4.xml · nonDerivative · entry 3

STANKEY JOHN T · CIK 0001240292 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 168,758.8955

F4 · kind: Represents portion of the performance shares distributed in cash, after taxes.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:28 UTC
STANKEY JOHN TDirector · CEO & President
Tax withholdingCommon Stock 190,761.8863 $17.18 $3,277,289.21
Disclosure

SEC source: 0001127602-24-002507 · form4.xml · nonDerivative · entry 2

STANKEY JOHN T · CIK 0001240292 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 362,813.4392

F3 · kind: Mandatory tax withholding on distribution of performance shares.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:28 UTC
STANKEY JOHN TDirector · CEO & President
GrantCommon Stock 484,782.43 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-002507 · form4.xml · nonDerivative · entry 1

STANKEY JOHN T · CIK 0001240292 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 553,575.3255

F1 · kind: Total performance shares distributed.

F2 · price: Each performance share is equivalent in value to a share of common stock.

Read SEC document
January 25, 2024 Filed Feb 21, 2024 22:16 UTC Amendment
Gillespie Edward WSrEVP-Ext & Legal Affairs
Disposition to issuerCommon Stock 13,406 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-006145 · form4a.xml · nonDerivative · entry 4

Gillespie Edward W · CIK 0001810405 · SrEVP-Ext & Legal Affairs

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 36,962.7013

F4 · kind: Revised to reflect shares distributed as a result of re-calculation of taxes. Represents performance shares distributed in issuer's shares, after taxes.

F5 · price: Each performance share is equivalent in value to a share of common stock.

Read SEC document
January 25, 2024 Filed Feb 21, 2024 22:16 UTC Amendment
Gillespie Edward WSrEVP-Ext & Legal Affairs
Disposition to issuerCommon Stock 26,024.8564 $17.18 $447,107.03
Disclosure

SEC source: 0001127602-24-006145 · form4a.xml · nonDerivative · entry 3

Gillespie Edward W · CIK 0001810405 · SrEVP-Ext & Legal Affairs

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 50,368.7013

F3 · kind: Revised to reflect shares distributed as a result of re-calculation of taxes. Represents performance shares distributed in cash, after taxes.

Read SEC document
January 25, 2024 Filed Feb 21, 2024 22:16 UTC Amendment
Gillespie Edward WSrEVP-Ext & Legal Affairs
Tax withholdingCommon Stock 32,388.5536 $17.18 $556,435.35
Disclosure

SEC source: 0001127602-24-006145 · form4a.xml · nonDerivative · entry 2

Gillespie Edward W · CIK 0001810405 · SrEVP-Ext & Legal Affairs

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 76,393.5577

F2 · kind: Revised to reflect shares withheld as a result of re-calculation of shares needed to satisfy federal taxes on distribution of performance shares.

Read SEC document
January 25, 2024 Filed Feb 21, 2024 22:19 UTC Amendment
Smith Kenny KellynChief Marketing & Growth Ofcr
Disposition to issuerCommon Stock 18,331.6862 $17.18 $314,938.37
Disclosure

SEC source: 0001127602-24-006147 · form4a.xml · nonDerivative · entry 2

Smith Kenny Kellyn · CIK 0001829593 · Chief Marketing & Growth Ofcr

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 9,341.8137

F2 · kind: Revised to reflect shares distributed as a result of re-calculation of taxes. Represents performance shares distributed in cash, after taxes.

Read SEC document
January 25, 2024 Filed Feb 21, 2024 22:19 UTC Amendment
Smith Kenny KellynChief Marketing & Growth Ofcr
Tax withholdingCommon Stock 10,396.3038 $17.18 $178,608.50
Disclosure

SEC source: 0001127602-24-006147 · form4a.xml · nonDerivative · entry 1

Smith Kenny Kellyn · CIK 0001829593 · Chief Marketing & Growth Ofcr

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 27,673.4999

F1 · kind: Revised to reflect shares withheld as a result of re-calculation of shares needed to satisfy federal taxes on distribution of performance shares.

Read SEC document
January 25, 2024 Filed Feb 21, 2024 22:20 UTC Amendment
Lee Lori MGlobal Mktg Ofcr & SEVP Intl
Disposition to issuerCommon Stock 57,856.7942 $17.18 $993,979.72
Disclosure

SEC source: 0001127602-24-006149 · form4a.xml · nonDerivative · entry 2

Lee Lori M · CIK 0001555575 · Global Mktg Ofcr & SEVP Intl

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 41,497.0703

F2 · kind: Revised to reflect shares distributed as a result of re-calculation of taxes. Represents performance shares distributed in cash, after taxes.

Read SEC document
January 25, 2024 Filed Feb 21, 2024 22:20 UTC Amendment
Lee Lori MGlobal Mktg Ofcr & SEVP Intl
Tax withholdingCommon Stock 56,875.3758 $17.18 $977,118.96
Disclosure

SEC source: 0001127602-24-006149 · form4a.xml · nonDerivative · entry 1

Lee Lori M · CIK 0001555575 · Global Mktg Ofcr & SEVP Intl

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 99,353.8645

F1 · kind: Revised to reflect shares withheld as a result of re-calculation of shares needed to satisfy federal taxes on distribution of performance shares.

Read SEC document
January 25, 2024 Filed Feb 21, 2024 22:24 UTC Amendment
Legg Jeremy AlanChief Technology Officer
Disposition to issuerCommon Stock 21,399.7371 $17.18 $367,647.48
Disclosure

SEC source: 0001127602-24-006158 · form4a.xml · nonDerivative · entry 2

Legg Jeremy Alan · CIK 0001926807 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 0

F2 · kind: Revised to reflect shares distributed as a result of re-calculation of taxes. Represents performance shares distributed in cash, after taxes.

Read SEC document
January 25, 2024 Filed Feb 21, 2024 22:24 UTC Amendment
Legg Jeremy AlanChief Technology Officer
Tax withholdingCommon Stock 16,905.0029 $17.18 $290,427.95
Disclosure

SEC source: 0001127602-24-006158 · form4a.xml · nonDerivative · entry 1

Legg Jeremy Alan · CIK 0001926807 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 21,399.7371

F1 · kind: Revised to reflect shares withheld as a result of re-calculation of shares needed to satisfy federal taxes on distribution of performance shares.

Read SEC document
January 25, 2024 Filed Feb 21, 2024 22:26 UTC Amendment
Sabrina Sanders SSVP-ChiefActngOfcr&Controller
Disposition to issuerCommon Stock 9,689.6686 $17.18 $166,468.51
Disclosure

SEC source: 0001127602-24-006167 · form4a.xml · nonDerivative · entry 2

Sabrina Sanders S · CIK 0001970762 · SVP-ChiefActngOfcr&Controller

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 5,675.3007

F2 · kind: Revised to reflect shares distributed as a result of re-calculation of taxes. Represents performance shares distributed in cash, after taxes.

Read SEC document
January 25, 2024 Filed Feb 21, 2024 22:26 UTC Amendment
Sabrina Sanders SSVP-ChiefActngOfcr&Controller
Tax withholdingCommon Stock 3,118.8814 $17.18 $53,582.38
Disclosure

SEC source: 0001127602-24-006167 · form4a.xml · nonDerivative · entry 1

Sabrina Sanders S · CIK 0001970762 · SVP-ChiefActngOfcr&Controller

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 15,364.9693

F1 · kind: Revised to reflect shares withheld as a result of re-calculation of shares needed to satisfy federal taxes on distribution of performance shares.

Read SEC document
January 25, 2024 Filed Mar 4, 2024 22:58 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
GrantCommon Stock 58,207 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008230 · form4.xml · nonDerivative · entry 1

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,461

Read SEC document
January 25, 2024 Filed Mar 4, 2024 23:07 UTC
Legg Jeremy AlanChief Technology Officer
GrantCommon Stock 58,207 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008251 · form4.xml · nonDerivative · entry 2

Legg Jeremy Alan · CIK 0001926807 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,453

Read SEC document
January 25, 2024 Filed Mar 4, 2024 23:19 UTC
Gillespie Edward WSrEVP-Ext & Legal Affairs
GrantCommon Stock 58,207 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008259 · form4.xml · nonDerivative · entry 1

Gillespie Edward W · CIK 0001810405 · SrEVP-Ext & Legal Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,004

Read SEC document
January 19, 2024 Filed Mar 4, 2024 23:18 UTC
Lee Lori MGlobal Mktg Ofcr & SEVP Intl
GiftCommon Stock 62,459 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008257 · form4.xml · nonDerivative · entry 2

Lee Lori M · CIK 0001555575 · Global Mktg Ofcr & SEVP Intl

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joint Trust

Disclosed balance after: 358,368

Read SEC document
January 19, 2024 Filed Mar 4, 2024 23:18 UTC
Lee Lori MGlobal Mktg Ofcr & SEVP Intl
GiftCommon Stock 62,459 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008257 · form4.xml · nonDerivative · entry 1

Lee Lori M · CIK 0001555575 · Global Mktg Ofcr & SEVP Intl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,805

Read SEC document
January 18, 2024 Filed Feb 22, 2024 22:19 UTC
STANKEY JOHN TDirector · CEO & President
GiftCommon Stock 185,654 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006371 · form4.xml · nonDerivative · entry 2

STANKEY JOHN T · CIK 0001240292 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 817,213

Read SEC document
January 18, 2024 Filed Feb 22, 2024 22:19 UTC
STANKEY JOHN TDirector · CEO & President
GiftCommon Stock 185,654 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006371 · form4.xml · nonDerivative · entry 1

STANKEY JOHN T · CIK 0001240292 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:18 UTC
Desroches PascalSr. Exec VP and CFO
Exercise / conversionRestricted Stock Units (2023) · Derivative 30,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001447 · form4.xml · derivative · entry 11

Desroches Pascal · CIK 0001423061 · Sr. Exec VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,169

Underlying: Common Stock · 30,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

F4 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

F4 · derivative.exercise_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

F4 · derivative.expiration_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:18 UTC
Desroches PascalSr. Exec VP and CFO
Exercise / conversionRestricted Stock Units (2022) · Derivative 30,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001447 · form4.xml · derivative · entry 10

Desroches Pascal · CIK 0001423061 · Sr. Exec VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,440

Underlying: Common Stock · 30,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2023, 1/15/2024, and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

F3 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2023, 1/15/2024, and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

F3 · derivative.exercise_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2023, 1/15/2024, and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

F3 · derivative.expiration_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2023, 1/15/2024, and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:18 UTC
Desroches PascalSr. Exec VP and CFO
Exercise / conversionRestricted Stock Units (2021) · Derivative 20,547 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001447 · form4.xml · derivative · entry 9

Desroches Pascal · CIK 0001423061 · Sr. Exec VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vest and distribute on each of 1/15/2022, 1/15/2023 and 1/15/2024, Vesting (but not distribution) is accelerated on retirement eligibility.

F1 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vest and distribute on each of 1/15/2022, 1/15/2023 and 1/15/2024, Vesting (but not distribution) is accelerated on retirement eligibility.

F1 · derivative.exercise_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vest and distribute on each of 1/15/2022, 1/15/2023 and 1/15/2024, Vesting (but not distribution) is accelerated on retirement eligibility.

F1 · derivative.expiration_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vest and distribute on each of 1/15/2022, 1/15/2023 and 1/15/2024, Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:18 UTC
Desroches PascalSr. Exec VP and CFO
Tax withholdingCommon Stock 9,701 $16.48 $159,872.48
Disclosure

SEC source: 0001127602-24-001447 · form4.xml · nonDerivative · entry 6

Desroches Pascal · CIK 0001423061 · Sr. Exec VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,036

F2 · kind: Mandatory tax withholding on distribution of Restricted Stock Units.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:18 UTC
Desroches PascalSr. Exec VP and CFO
Exercise / conversionCommon Stock 30,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001447 · form4.xml · nonDerivative · entry 5

Desroches Pascal · CIK 0001423061 · Sr. Exec VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:18 UTC
Desroches PascalSr. Exec VP and CFO
Tax withholdingCommon Stock 6,698 $16.48 $110,383.04
Disclosure

SEC source: 0001127602-24-001447 · form4.xml · nonDerivative · entry 4

Desroches Pascal · CIK 0001423061 · Sr. Exec VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,653

F2 · kind: Mandatory tax withholding on distribution of Restricted Stock Units.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:18 UTC
Desroches PascalSr. Exec VP and CFO
Exercise / conversionCommon Stock 30,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001447 · form4.xml · nonDerivative · entry 3

Desroches Pascal · CIK 0001423061 · Sr. Exec VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2023, 1/15/2024, and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:18 UTC
Desroches PascalSr. Exec VP and CFO
Tax withholdingCommon Stock 4,521 $16.48 $74,506.08
Disclosure

SEC source: 0001127602-24-001447 · form4.xml · nonDerivative · entry 2

Desroches Pascal · CIK 0001423061 · Sr. Exec VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,909

F2 · kind: Mandatory tax withholding on distribution of Restricted Stock Units.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:18 UTC
Desroches PascalSr. Exec VP and CFO
Exercise / conversionCommon Stock 20,547 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001447 · form4.xml · nonDerivative · entry 1

Desroches Pascal · CIK 0001423061 · Sr. Exec VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vest and distribute on each of 1/15/2022, 1/15/2023 and 1/15/2024, Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:17 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
Exercise / conversionRestricted Stock Units (2023) · Derivative 13,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001446 · form4.xml · derivative · entry 14

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,274

Underlying: Common Stock · 13,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

F5 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

F5 · derivative.exercise_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

F5 · derivative.expiration_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:17 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
Exercise / conversionRestricted Stock Units (2022) · Derivative 26,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001446 · form4.xml · derivative · entry 13

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,586

Underlying: Common Stock · 26,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vest and distribute on each of 1/15/2023, 1/15/2024 and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

F4 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vest and distribute on each of 1/15/2023, 1/15/2024 and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

F4 · derivative.exercise_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vest and distribute on each of 1/15/2023, 1/15/2024 and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

F4 · derivative.expiration_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vest and distribute on each of 1/15/2023, 1/15/2024 and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:17 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
Exercise / conversionRestricted Stock Units (2021) · Derivative 22,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001446 · form4.xml · derivative · entry 12

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-half of units vest and distribute on each 1/15/2023 and 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

F3 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-half of units vest and distribute on each 1/15/2023 and 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

F3 · derivative.exercise_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-half of units vest and distribute on each 1/15/2023 and 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

F3 · derivative.expiration_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-half of units vest and distribute on each 1/15/2023 and 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:17 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
Exercise / conversionRestricted Stock Units (2020) · Derivative 25,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001446 · form4.xml · derivative · entry 11

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

F1 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

F1 · derivative.exercise_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

F1 · derivative.expiration_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:17 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
Tax withholdingCommon Stock 4,861 $16.48 $80,109.28
Disclosure

SEC source: 0001127602-24-001446 · form4.xml · nonDerivative · entry 8

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,254

F2 · kind: Mandatory tax withholding on distribution of Restricted Stock Units.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:17 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
Exercise / conversionCommon Stock 13,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001446 · form4.xml · nonDerivative · entry 7

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:17 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
Tax withholdingCommon Stock 7,935 $16.48 $130,768.80
Disclosure

SEC source: 0001127602-24-001446 · form4.xml · nonDerivative · entry 6

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,978

F2 · kind: Mandatory tax withholding on distribution of Restricted Stock Units.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:17 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
Exercise / conversionCommon Stock 26,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001446 · form4.xml · nonDerivative · entry 5

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vest and distribute on each of 1/15/2023, 1/15/2024 and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:17 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
Tax withholdingCommon Stock 4,899 $16.48 $80,735.52
Disclosure

SEC source: 0001127602-24-001446 · form4.xml · nonDerivative · entry 4

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,328

F2 · kind: Mandatory tax withholding on distribution of Restricted Stock Units.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:17 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
Exercise / conversionCommon Stock 22,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001446 · form4.xml · nonDerivative · entry 3

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-half of units vest and distribute on each 1/15/2023 and 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:17 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
Tax withholdingCommon Stock 5,654 $16.48 $93,177.92
Disclosure

SEC source: 0001127602-24-001446 · form4.xml · nonDerivative · entry 2

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,962

F2 · kind: Mandatory tax withholding on distribution of Restricted Stock Units.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:17 UTC
Arroyo F. ThaddeusChief Strategy & Dev Officer
Exercise / conversionCommon Stock 25,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001446 · form4.xml · nonDerivative · entry 1

Arroyo F. Thaddeus · CIK 0001692802 · Chief Strategy & Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:19 UTC
Gillespie Edward WSrEVP-Ext & Legal Affairs
Exercise / conversionRestricted Stock Units (2023) · Derivative 14,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001448 · form4.xml · derivative · entry 14

Gillespie Edward W · CIK 0001810405 · SrEVP-Ext & Legal Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,334

Underlying: Common Stock · 14,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

F6 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

F6 · derivative.exercise_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

F6 · derivative.expiration_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2024, 1/15/2025, and 1/15/2026. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:19 UTC
Gillespie Edward WSrEVP-Ext & Legal Affairs
Exercise / conversionRestricted Stock Units (2022) · Derivative 14,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001448 · form4.xml · derivative · entry 13

Gillespie Edward W · CIK 0001810405 · SrEVP-Ext & Legal Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,757

Underlying: Common Stock · 14,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2023, 1/15/2024, and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

F5 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2023, 1/15/2024, and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

F5 · derivative.exercise_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2023, 1/15/2024, and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

F5 · derivative.expiration_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2023, 1/15/2024, and 1/15/2025. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 22:19 UTC
Gillespie Edward WSrEVP-Ext & Legal Affairs
Exercise / conversionRestricted Stock Units (2021) · Derivative 7,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-001448 · form4.xml · derivative · entry 12

Gillespie Edward W · CIK 0001810405 · SrEVP-Ext & Legal Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2022, 1/15/2023, and 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

F4 · price: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2022, 1/15/2023, and 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

F4 · derivative.exercise_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2022, 1/15/2023, and 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

F4 · derivative.expiration_date: Restricted stock units acquired pursuant to the 2018 Incentive Plan. Each unit will convert into one share of issuer's common stock. One-third of the units vests and distributes on each of 1/15/2022, 1/15/2023, and 1/15/2024. Vesting (but not distribution) is accelerated on retirement eligibility.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.