Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2018 Filed Mar 20, 2018 22:42 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherPut-Call Option (right and obligation to buy) · Derivative | 230,368 | $0.00 Strike: $53.83 | $0.00 |
DisclosureSEC source: 0001209191-18-020980 · doc4.xml · derivative · entry 4 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 0 Underlying: Common Stock · 230,368 shares Expires 2019-03-18 F1 · derivative.exercise_price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price"). F2 · derivative.exercise_price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · derivative.exercise_price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F4 · derivative.exercise_price: The put-call option was previously reported at an exercise price of $53.8959 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F1 · derivative.exercise_date: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price"). F2 · derivative.exercise_date: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · derivative.exercise_date: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.direct: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.nature: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:42 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherCommon Stock | 110,598 | $53.99 | $5,970,798.93 |
DisclosureSEC source: 0001209191-18-020980 · doc4.xml · nonDerivative · entry 2 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 44,831,328 F1 · price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price"). F2 · price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F8 · price: The put-call option was previously reported at an exercise price of $54.0584 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.direct: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.nature: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:42 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherCommon Stock | 230,368 | $53.83 | $12,399,580.64 |
DisclosureSEC source: 0001209191-18-020980 · doc4.xml · nonDerivative · entry 1 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 44,720,730 F1 · price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price"). F2 · price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F4 · price: The put-call option was previously reported at an exercise price of $53.8959 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F5 · balance_after: In connection with their service on the Issuer's Board of Directors, Mr. Frank and Nelson Peltz each receive shares of common stock from the Issuer. Each of Messrs. Peltz and Frank transferred 497 of those shares to Trian Fund Management, L.P. ("Trian Management"), for no consideration, pursuant to agreements entered into on August 21, 2015 with Trian Management relating to compensation received in connection with their service as directors of the Issuer. F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.direct: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.nature: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:41 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherPut-Call Option (right and obligation to buy) · Derivative | 110,598 | $0.00 Strike: $53.99 | $0.00 |
DisclosureSEC source: 0001209191-18-020979 · doc4.xml · derivative · entry 5 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 0 Underlying: Common Stock · 110,598 shares Expires 2019-03-18 F1 · derivative.exercise_price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price"). F2 · derivative.exercise_price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · derivative.exercise_price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F8 · derivative.exercise_price: The put-call option was previously reported at an exercise price of $54.0584 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F1 · derivative.exercise_date: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price"). F2 · derivative.exercise_date: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · derivative.exercise_date: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.direct: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.nature: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:41 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherPut-Call Option (right and obligation to buy) · Derivative | 230,368 | $0.00 Strike: $53.83 | $0.00 |
DisclosureSEC source: 0001209191-18-020979 · doc4.xml · derivative · entry 4 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 0 Underlying: Common Stock · 230,368 shares Expires 2019-03-18 F1 · derivative.exercise_price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price"). F2 · derivative.exercise_price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · derivative.exercise_price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F4 · derivative.exercise_price: The put-call option was previously reported at an exercise price of $53.8959 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F1 · derivative.exercise_date: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price"). F2 · derivative.exercise_date: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · derivative.exercise_date: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.direct: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.nature: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:41 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherCommon Stock | 110,598 | $53.99 | $5,970,798.93 |
DisclosureSEC source: 0001209191-18-020979 · doc4.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 44,831,328 F1 · price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price"). F2 · price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F8 · price: The put-call option was previously reported at an exercise price of $54.0584 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.direct: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.nature: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 22:41 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
OtherCommon Stock | 230,368 | $53.83 | $12,399,580.64 |
DisclosureSEC source: 0001209191-18-020979 · doc4.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 44,720,730 F1 · price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price"). F2 · price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated. F3 · price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares. F4 · price: The put-call option was previously reported at an exercise price of $53.8959 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F5 · balance_after: In connection with their service on the Issuer's Board of Directors, Mr. Peltz and Joshua Frank each receive shares of common stock from the Issuer. Each of Messrs. Peltz and Frank transferred 497 of those shares to Trian Fund Management, L.P. ("Trian Management"), for no consideration, pursuant to agreements entered into on August 21, 2015 with Trian Management relating to compensation received in connection with their service as directors of the Issuer. F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.direct: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F7 · ownership.nature: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:03 UTC |
TILGHMAN RICHARD GDirector
|
SaleCommon Stock | 5,000 | $59.80 | $299,000.00 |
DisclosureSEC source: 0000096021-18-000051 · edgar.xml · nonDerivative · entry 1 TILGHMAN RICHARD G · CIK 0001076552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,552.028 F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 21:05 UTC |
Shurts WayneExecutive Vice President
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 15,275 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-18-000049 · edgar.xml · derivative · entry 4 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,719 Underlying: Common Stock · 15,275 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. F5 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F4 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 21:05 UTC |
Shurts WayneExecutive Vice President
|
SaleCommon Stock | 7,475 | $60.93 | $455,451.75 |
DisclosureSEC source: 0000096021-18-000049 · edgar.xml · nonDerivative · entry 3 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,435 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. F3 · price: The price reported is a weighted average sale price per share of the 7,475 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $60.63 to $61.20. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 21:05 UTC |
Shurts WayneExecutive Vice President
|
Exercise / conversionCommon Stock | 15,275 | $29.96 | $457,639.00 |
DisclosureSEC source: 0000096021-18-000049 · edgar.xml · nonDerivative · entry 2 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:05 UTC |
Shurts WayneExecutive Vice President
|
SaleCommon Stock | 7,800 | $60.77 | $474,006.00 |
DisclosureSEC source: 0000096021-18-000049 · edgar.xml · nonDerivative · entry 1 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,635 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. F2 · price: The price reported is a weighted average sale price per share of the 7,800 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $60.45 to $61.39. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 21:35 UTC |
Moskowitz Paul TExecutive Vice President
|
Exercise / conversionStock Options (Right to buy) · Derivative | 15,334 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-18-000047 · edgar.xml · derivative · entry 3 Moskowitz Paul T · CIK 0001403632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,333 Underlying: Common Stock · 15,334 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F2 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 21:35 UTC |
Moskowitz Paul TExecutive Vice President
|
SaleCommon Stock | 15,334 | $60.69 | $930,620.46 |
DisclosureSEC source: 0000096021-18-000047 · edgar.xml · nonDerivative · entry 2 Moskowitz Paul T · CIK 0001403632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,995.46 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 21:35 UTC |
Moskowitz Paul TExecutive Vice President
|
Exercise / conversionCommon Stock | 15,334 | $29.96 | $459,406.64 |
DisclosureSEC source: 0000096021-18-000047 · edgar.xml · nonDerivative · entry 1 Moskowitz Paul T · CIK 0001403632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,329.46 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:10 UTC |
Bene ThomasPresident and CEO
|
Tax withholdingCommon Stock | 378 | $59.65 | $22,547.70 |
DisclosureSEC source: 0000096021-18-000045 · edgar.xml · nonDerivative · entry 1 Bene Thomas · CIK 0001573968 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,711.46 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:14 UTC |
Bene ThomasPresident and CEO
|
GrantCommon Stock | 18,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-18-000042 · edgar.xml · nonDerivative · entry 1 Bene Thomas · CIK 0001573968 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,089.46 F1 · price: Restricted stock units granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2013 Long Term Incentive Plan. This award of restricted stock units was made in connection with the reporting person's promotion to President and Chief Executive Officer effective January 1, 2018, as previously announced in a Current Report on Form 8-K filed by Sysco Corporation on July 17, 2017. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:14 UTC |
Bene ThomasPresident and CEO
|
GrantCommon Stock | 18,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-18-000043 · edgar.xml · nonDerivative · entry 1 Bene Thomas · CIK 0001573968 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,089.46 F1 · price: Restricted stock units granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2013 Long Term Incentive Plan. This award of restricted stock units was made in connection with the reporting person's promotion to President and Chief Executive Officer effective January 1, 2018, as previously announced in a Current Report on Form 8-K filed by Sysco Corporation on July 17, 2017. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:06 UTC |
Shurts WayneExecutive Vice President
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 7,800 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-18-000040 · edgar.xml · derivative · entry 6 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,994 Underlying: Common Stock · 7,800 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. F5 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F4 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:06 UTC |
Shurts WayneExecutive Vice President
|
SaleCommon Stock | 7,800 | $58.98 | $460,044.00 |
DisclosureSEC source: 0000096021-18-000040 · edgar.xml · nonDerivative · entry 4 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,435 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. F3 · price: The price reported is a weighted average sale price per share of the 7,800 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $58.81 to $59.23. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:06 UTC |
Shurts WayneExecutive Vice President
|
Exercise / conversionCommon Stock | 7,800 | $29.96 | $233,688.00 |
DisclosureSEC source: 0000096021-18-000040 · edgar.xml · nonDerivative · entry 3 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:06 UTC |
Shurts WayneExecutive Vice President
|
Exercise / conversionStock Options (Right to buy) · Derivative | 7,800 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-18-000040 · edgar.xml · derivative · entry 5 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,794 Underlying: Common Stock · 7,800 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. F5 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F4 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:06 UTC |
Shurts WayneExecutive Vice President
|
SaleCommon Stock | 7,800 | $59.16 | $461,448.00 |
DisclosureSEC source: 0000096021-18-000040 · edgar.xml · nonDerivative · entry 2 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,435 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. F2 · price: The price reported is a weighted average sale price per share of the 7,800 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $58.75 to $59.49. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:06 UTC |
Shurts WayneExecutive Vice President
|
Exercise / conversionCommon Stock | 7,800 | $29.96 | $233,688.00 |
DisclosureSEC source: 0000096021-18-000040 · edgar.xml · nonDerivative · entry 1 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:00 UTC |
Koerber Hans-JoachimDirector
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Tax withholdingCommon Stock | 1,391 | $63.30 | $88,050.30 |
DisclosureSEC source: 0000096021-18-000034 · edgar.xml · nonDerivative · entry 1 Koerber Hans-Joachim · CIK 0001422763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,033.071 F1 · shares: Shares withheld for the payment of taxes incurred in connection with the receipt of shares previously deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:09 UTC | Exercise / conversionStock Options (Right to buy) · Derivative | 11,323 | $0.00 Strike: $33.40 | $0.00 |
DisclosureSEC source: 0000096021-18-000032 · edgar.xml · derivative · entry 3 Goetz William W · CIK 0001297258 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,324 Underlying: Common Stock · 11,323 shares Expires 2023-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F2 · derivative.exercise_date: One-fifth of the shares covered by the original grant vest and are exercisable on 11/14/2014, 11/14/2015, 11/14/2016, 11/14/2017, and 11/14/2018, respectively. Read SEC document |
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| January 16, 2018 Filed Jan 18, 2018 22:09 UTC | SaleCommon Stock | 11,323 | $62.00 | $702,026.00 |
DisclosureSEC source: 0000096021-18-000032 · edgar.xml · nonDerivative · entry 2 Goetz William W · CIK 0001297258 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,501.603 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
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| January 16, 2018 Filed Jan 18, 2018 22:09 UTC | Exercise / conversionCommon Stock | 11,323 | $33.40 | $378,188.20 |
DisclosureSEC source: 0000096021-18-000032 · edgar.xml · nonDerivative · entry 1 Goetz William W · CIK 0001297258 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,824.603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
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| January 11, 2018 Filed Jan 11, 2018 21:58 UTC |
Shurts WayneExecutive Vice President
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 7,800 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-18-000026 · edgar.xml · derivative · entry 6 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,594 Underlying: Common Stock · 7,800 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. F5 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F4 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| January 11, 2018 Filed Jan 11, 2018 21:58 UTC |
Shurts WayneExecutive Vice President
|
Exercise / conversionCommon Stock | 7,800 | $29.96 | $233,688.00 |
DisclosureSEC source: 0000096021-18-000026 · edgar.xml · nonDerivative · entry 4 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 22:12 UTC | Exercise / conversionStock Options (Right to buy) · Derivative | 12,834 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-18-000030 · edgar.xml · derivative · entry 4 Goetz William W · CIK 0001297258 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,834 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F2 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
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| January 10, 2018 Filed Jan 11, 2018 22:12 UTC | SaleCommon Stock | 12,834 | $60.76 | $779,793.84 |
DisclosureSEC source: 0000096021-18-000030 · edgar.xml · nonDerivative · entry 3 Goetz William W · CIK 0001297258 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,501.603 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
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| January 10, 2018 Filed Jan 11, 2018 22:12 UTC | Exercise / conversionCommon Stock | 12,834 | $29.96 | $384,506.64 |
DisclosureSEC source: 0000096021-18-000030 · edgar.xml · nonDerivative · entry 2 Goetz William W · CIK 0001297258 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,335.603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
|
| January 10, 2018 Filed Jan 11, 2018 22:12 UTC | SaleCommon Stock | 3,511 | $60.76 | $213,328.36 |
DisclosureSEC source: 0000096021-18-000030 · edgar.xml · nonDerivative · entry 1 Goetz William W · CIK 0001297258 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,501.603 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
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| January 10, 2018 Filed Jan 11, 2018 22:10 UTC | Exercise / conversionStock Options (Right to buy) · Derivative | 40,000 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-18-000028 · edgar.xml · derivative · entry 6 Bertrand Greg D · CIK 0001679409 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F2 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
|
| January 10, 2018 Filed Jan 11, 2018 22:10 UTC | Exercise / conversionStock Options (Right to buy) · Derivative | 41,038 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-18-000028 · edgar.xml · derivative · entry 5 Bertrand Greg D · CIK 0001679409 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 41,038 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F2 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
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| January 10, 2018 Filed Jan 11, 2018 22:10 UTC | SaleCommon Stock | 40,000 | $60.76 | $2,430,400.00 |
DisclosureSEC source: 0000096021-18-000028 · edgar.xml · nonDerivative · entry 4 Bertrand Greg D · CIK 0001679409 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,683.242 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
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| January 10, 2018 Filed Jan 11, 2018 22:10 UTC | Exercise / conversionCommon Stock | 40,000 | $29.96 | $1,198,400.00 |
DisclosureSEC source: 0000096021-18-000028 · edgar.xml · nonDerivative · entry 3 Bertrand Greg D · CIK 0001679409 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,683.242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
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| January 10, 2018 Filed Jan 11, 2018 22:10 UTC | SaleCommon Stock | 41,038 | $60.76 | $2,493,468.88 |
DisclosureSEC source: 0000096021-18-000028 · edgar.xml · nonDerivative · entry 2 Bertrand Greg D · CIK 0001679409 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,683.242 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
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| January 10, 2018 Filed Jan 11, 2018 22:10 UTC | Exercise / conversionCommon Stock | 41,038 | $29.96 | $1,229,498.48 |
DisclosureSEC source: 0000096021-18-000028 · edgar.xml · nonDerivative · entry 1 Bertrand Greg D · CIK 0001679409 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,721.242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
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| January 10, 2018 Filed Jan 11, 2018 21:58 UTC |
Shurts WayneExecutive Vice President
|
SaleCommon Stock | 7,800 | $61.20 | $477,360.00 |
DisclosureSEC source: 0000096021-18-000026 · edgar.xml · nonDerivative · entry 3 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,635 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. F3 · price: The price reported is a weighted average sale price per share of the 7,800 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $60.44 to $61.50. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 21:58 UTC |
Shurts WayneExecutive Vice President
|
Exercise / conversionStock Options (Right to buy) · Derivative | 7,800 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-18-000026 · edgar.xml · derivative · entry 5 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,394 Underlying: Common Stock · 7,800 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. F5 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F4 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 21:58 UTC |
Shurts WayneExecutive Vice President
|
SaleCommon Stock | 7,800 | $61.67 | $481,026.00 |
DisclosureSEC source: 0000096021-18-000026 · edgar.xml · nonDerivative · entry 2 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,435 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. F2 · price: The price reported is a weighted average sale price per share of the 7,800 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $61.42 to $61.92. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 21:58 UTC |
Shurts WayneExecutive Vice President
|
Exercise / conversionCommon Stock | 7,800 | $29.96 | $233,688.00 |
DisclosureSEC source: 0000096021-18-000026 · edgar.xml · nonDerivative · entry 1 Shurts Wayne · CIK 0001490340 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 22:06 UTC |
CASSADAY JOHN MDirector
|
Tax withholdingCommon Stock | 581 | $61.06 | $35,475.86 |
DisclosureSEC source: 0000096021-18-000024 · edgar.xml · nonDerivative · entry 2 CASSADAY JOHN M · CIK 0001308732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,150.09 F1 · shares: These shares were withheld upon the issuance of shares to pay Canadian tax withholding obligations. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:06 UTC |
CASSADAY JOHN MDirector
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Tax withholdingCommon Stock | 165 | $61.06 | $10,074.90 |
DisclosureSEC source: 0000096021-18-000024 · edgar.xml · nonDerivative · entry 1 CASSADAY JOHN M · CIK 0001308732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,731.09 F1 · shares: These shares were withheld upon the issuance of shares to pay Canadian tax withholding obligations. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:03 UTC |
Libby Russell T.Executive Vice President
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Exercise / conversionStock Options (Right to buy) · Derivative | 9,997 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-18-000022 · edgar.xml · derivative · entry 6 Libby Russell T. · CIK 0001507764 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,997 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F2 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:03 UTC |
Libby Russell T.Executive Vice President
|
Exercise / conversionStock Options (Right to buy) · Derivative | 3,337 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-18-000022 · edgar.xml · derivative · entry 5 Libby Russell T. · CIK 0001507764 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,997 Underlying: Common Stock · 3,337 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F2 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:03 UTC |
Libby Russell T.Executive Vice President
|
SaleCommon Stock | 9,997 | $60.69 | $606,717.93 |
DisclosureSEC source: 0000096021-18-000022 · edgar.xml · nonDerivative · entry 4 Libby Russell T. · CIK 0001507764 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,057 F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:03 UTC |
Libby Russell T.Executive Vice President
|
Exercise / conversionCommon Stock | 9,997 | $29.96 | $299,510.12 |
DisclosureSEC source: 0000096021-18-000022 · edgar.xml · nonDerivative · entry 3 Libby Russell T. · CIK 0001507764 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.