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SYSCO CORP

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2003
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0000096021
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968

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1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202604
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2018 Filed Mar 20, 2018 22:42 UTC OtherPut-Call Option (right and obligation to buy) · Derivative 230,368 $0.00 Strike: $53.83 $0.00
Disclosure

SEC source: 0001209191-18-020980 · doc4.xml · derivative · entry 4

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 0

Underlying: Common Stock · 230,368 shares

Expires 2019-03-18

F1 · derivative.exercise_price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price").

F2 · derivative.exercise_price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated.

F3 · derivative.exercise_price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares.

F4 · derivative.exercise_price: The put-call option was previously reported at an exercise price of $53.8959 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty.

F1 · derivative.exercise_date: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price").

F2 · derivative.exercise_date: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated.

F3 · derivative.exercise_date: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares.

F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.direct: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.nature: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 22:42 UTC OtherCommon Stock 110,598 $53.99 $5,970,798.93
Disclosure

SEC source: 0001209191-18-020980 · doc4.xml · nonDerivative · entry 2

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 44,831,328

F1 · price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price").

F2 · price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated.

F3 · price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares.

F8 · price: The put-call option was previously reported at an exercise price of $54.0584 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty.

F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.direct: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.nature: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 22:42 UTC OtherCommon Stock 230,368 $53.83 $12,399,580.64
Disclosure

SEC source: 0001209191-18-020980 · doc4.xml · nonDerivative · entry 1

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 44,720,730

F1 · price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price").

F2 · price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated.

F3 · price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares.

F4 · price: The put-call option was previously reported at an exercise price of $53.8959 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty.

F5 · balance_after: In connection with their service on the Issuer's Board of Directors, Mr. Frank and Nelson Peltz each receive shares of common stock from the Issuer. Each of Messrs. Peltz and Frank transferred 497 of those shares to Trian Fund Management, L.P. ("Trian Management"), for no consideration, pursuant to agreements entered into on August 21, 2015 with Trian Management relating to compensation received in connection with their service as directors of the Issuer.

F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.direct: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.nature: (FN 6, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 22:41 UTC
PELTZ NELSONDirector
OtherPut-Call Option (right and obligation to buy) · Derivative 110,598 $0.00 Strike: $53.99 $0.00
Disclosure

SEC source: 0001209191-18-020979 · doc4.xml · derivative · entry 5

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 0

Underlying: Common Stock · 110,598 shares

Expires 2019-03-18

F1 · derivative.exercise_price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price").

F2 · derivative.exercise_price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated.

F3 · derivative.exercise_price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares.

F8 · derivative.exercise_price: The put-call option was previously reported at an exercise price of $54.0584 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty.

F1 · derivative.exercise_date: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price").

F2 · derivative.exercise_date: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated.

F3 · derivative.exercise_date: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares.

F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.direct: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.nature: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 22:41 UTC
PELTZ NELSONDirector
OtherPut-Call Option (right and obligation to buy) · Derivative 230,368 $0.00 Strike: $53.83 $0.00
Disclosure

SEC source: 0001209191-18-020979 · doc4.xml · derivative · entry 4

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 0

Underlying: Common Stock · 230,368 shares

Expires 2019-03-18

F1 · derivative.exercise_price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price").

F2 · derivative.exercise_price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated.

F3 · derivative.exercise_price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares.

F4 · derivative.exercise_price: The put-call option was previously reported at an exercise price of $53.8959 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty.

F1 · derivative.exercise_date: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price").

F2 · derivative.exercise_date: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated.

F3 · derivative.exercise_date: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares.

F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.direct: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.nature: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 22:41 UTC
PELTZ NELSONDirector
OtherCommon Stock 110,598 $53.99 $5,970,798.93
Disclosure

SEC source: 0001209191-18-020979 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 44,831,328

F1 · price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price").

F2 · price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated.

F3 · price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares.

F8 · price: The put-call option was previously reported at an exercise price of $54.0584 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty.

F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.direct: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.nature: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 22:41 UTC
PELTZ NELSONDirector
OtherCommon Stock 230,368 $53.83 $12,399,580.64
Disclosure

SEC source: 0001209191-18-020979 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 44,720,730

F1 · price: One of the Trian Entities (as defined below) entered into a series of privately negotiated back-to-back call and put transactions (the "Options") with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. More specifically, these transactions represented call options pursuant to which, on or prior to March 18, 2019 (the "Exercise Date"), the Trian Entity could acquire the number of shares set forth above at a designated exercise price (the "Exercise Price").

F2 · price: (FN 1, contd.) These call options could be exercised at any time, in whole or in part, on or prior to the Exercise Date. Simultaneously with the purchase of each call option, the Trian Entity also sold a put option to the counterparty for the same number of shares pursuant to which, if on the Exercise Date the call options had not been exercised by the Trian Entity and the Exercise Price were greater than the closing price of the shares on the Expiration Date (the "Closing Price"), the counterparty could require the Trian Entity to, at the counterparty's election, either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the Exercise Price over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. With the exercise of any call option, a corresponding number of put options would be automatically terminated.

F3 · price: (FN 2, contd.) As part of these transactions, the Trian Entity paid the counterparty a financing fee based on the number of days that the Options that it held were outstanding, which fee was calculated using a monthly rate equal to one month LIBOR plus an applicable spread. No premium was paid by either of the parties in connection with the Options. Until exercised, the Options did not give the Trian Entity any direct or indirect voting, investment or dispositive control over the underlying shares.

F4 · price: The put-call option was previously reported at an exercise price of $53.8959 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty.

F5 · balance_after: In connection with their service on the Issuer's Board of Directors, Mr. Peltz and Joshua Frank each receive shares of common stock from the Issuer. Each of Messrs. Peltz and Frank transferred 497 of those shares to Trian Fund Management, L.P. ("Trian Management"), for no consideration, pursuant to agreements entered into on August 21, 2015 with Trian Management relating to compensation received in connection with their service as directors of the Issuer.

F6 · ownership.direct: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.direct: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

F6 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F7 · ownership.nature: (FN 6, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 21:03 UTC SaleCommon Stock 5,000 $59.80 $299,000.00
Disclosure

SEC source: 0000096021-18-000051 · edgar.xml · nonDerivative · entry 1

TILGHMAN RICHARD G · CIK 0001076552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,552.028

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:05 UTC
Shurts WayneExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 15,275 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000049 · edgar.xml · derivative · entry 4

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,719

Underlying: Common Stock · 15,275 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

F5 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F4 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:05 UTC
Shurts WayneExecutive Vice President
SaleCommon Stock 7,475 $60.93 $455,451.75
Disclosure

SEC source: 0000096021-18-000049 · edgar.xml · nonDerivative · entry 3

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,435

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

F3 · price: The price reported is a weighted average sale price per share of the 7,475 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $60.63 to $61.20. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:05 UTC
Shurts WayneExecutive Vice President
Exercise / conversionCommon Stock 15,275 $29.96 $457,639.00
Disclosure

SEC source: 0000096021-18-000049 · edgar.xml · nonDerivative · entry 2

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:05 UTC
Shurts WayneExecutive Vice President
SaleCommon Stock 7,800 $60.77 $474,006.00
Disclosure

SEC source: 0000096021-18-000049 · edgar.xml · nonDerivative · entry 1

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,635

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

F2 · price: The price reported is a weighted average sale price per share of the 7,800 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $60.45 to $61.39. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:35 UTC
Moskowitz Paul TExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 15,334 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000047 · edgar.xml · derivative · entry 3

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,333

Underlying: Common Stock · 15,334 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:35 UTC
Moskowitz Paul TExecutive Vice President
SaleCommon Stock 15,334 $60.69 $930,620.46
Disclosure

SEC source: 0000096021-18-000047 · edgar.xml · nonDerivative · entry 2

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,995.46

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:35 UTC
Moskowitz Paul TExecutive Vice President
Exercise / conversionCommon Stock 15,334 $29.96 $459,406.64
Disclosure

SEC source: 0000096021-18-000047 · edgar.xml · nonDerivative · entry 1

Moskowitz Paul T · CIK 0001403632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,329.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:10 UTC
Bene ThomasPresident and CEO
Tax withholdingCommon Stock 378 $59.65 $22,547.70
Disclosure

SEC source: 0000096021-18-000045 · edgar.xml · nonDerivative · entry 1

Bene Thomas · CIK 0001573968 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,711.46

F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 22:14 UTC
Bene ThomasPresident and CEO
GrantCommon Stock 18,787 $0.00 $0.00
Disclosure

SEC source: 0000096021-18-000042 · edgar.xml · nonDerivative · entry 1

Bene Thomas · CIK 0001573968 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,089.46

F1 · price: Restricted stock units granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2013 Long Term Incentive Plan. This award of restricted stock units was made in connection with the reporting person's promotion to President and Chief Executive Officer effective January 1, 2018, as previously announced in a Current Report on Form 8-K filed by Sysco Corporation on July 17, 2017.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 22:14 UTC
Bene ThomasPresident and CEO
GrantCommon Stock 18,787 $0.00 $0.00
Disclosure

SEC source: 0000096021-18-000043 · edgar.xml · nonDerivative · entry 1

Bene Thomas · CIK 0001573968 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,089.46

F1 · price: Restricted stock units granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2013 Long Term Incentive Plan. This award of restricted stock units was made in connection with the reporting person's promotion to President and Chief Executive Officer effective January 1, 2018, as previously announced in a Current Report on Form 8-K filed by Sysco Corporation on July 17, 2017.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 22:06 UTC
Shurts WayneExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 7,800 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000040 · edgar.xml · derivative · entry 6

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,994

Underlying: Common Stock · 7,800 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

F5 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F4 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 22:06 UTC
Shurts WayneExecutive Vice President
SaleCommon Stock 7,800 $58.98 $460,044.00
Disclosure

SEC source: 0000096021-18-000040 · edgar.xml · nonDerivative · entry 4

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,435

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

F3 · price: The price reported is a weighted average sale price per share of the 7,800 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $58.81 to $59.23. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 22:06 UTC
Shurts WayneExecutive Vice President
Exercise / conversionCommon Stock 7,800 $29.96 $233,688.00
Disclosure

SEC source: 0000096021-18-000040 · edgar.xml · nonDerivative · entry 3

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:06 UTC
Shurts WayneExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 7,800 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000040 · edgar.xml · derivative · entry 5

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,794

Underlying: Common Stock · 7,800 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

F5 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F4 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:06 UTC
Shurts WayneExecutive Vice President
SaleCommon Stock 7,800 $59.16 $461,448.00
Disclosure

SEC source: 0000096021-18-000040 · edgar.xml · nonDerivative · entry 2

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,435

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

F2 · price: The price reported is a weighted average sale price per share of the 7,800 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $58.75 to $59.49. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:06 UTC
Shurts WayneExecutive Vice President
Exercise / conversionCommon Stock 7,800 $29.96 $233,688.00
Disclosure

SEC source: 0000096021-18-000040 · edgar.xml · nonDerivative · entry 1

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:00 UTC Tax withholdingCommon Stock 1,391 $63.30 $88,050.30
Disclosure

SEC source: 0000096021-18-000034 · edgar.xml · nonDerivative · entry 1

Koerber Hans-Joachim · CIK 0001422763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,033.071

F1 · shares: Shares withheld for the payment of taxes incurred in connection with the receipt of shares previously deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:09 UTC Exercise / conversionStock Options (Right to buy) · Derivative 11,323 $0.00 Strike: $33.40 $0.00
Disclosure

SEC source: 0000096021-18-000032 · edgar.xml · derivative · entry 3

Goetz William W · CIK 0001297258 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,324

Underlying: Common Stock · 11,323 shares

Expires 2023-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: One-fifth of the shares covered by the original grant vest and are exercisable on 11/14/2014, 11/14/2015, 11/14/2016, 11/14/2017, and 11/14/2018, respectively.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:09 UTC SaleCommon Stock 11,323 $62.00 $702,026.00
Disclosure

SEC source: 0000096021-18-000032 · edgar.xml · nonDerivative · entry 2

Goetz William W · CIK 0001297258 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,501.603

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:09 UTC Exercise / conversionCommon Stock 11,323 $33.40 $378,188.20
Disclosure

SEC source: 0000096021-18-000032 · edgar.xml · nonDerivative · entry 1

Goetz William W · CIK 0001297258 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,824.603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 11, 2018 Filed Jan 11, 2018 21:58 UTC
Shurts WayneExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 7,800 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000026 · edgar.xml · derivative · entry 6

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,594

Underlying: Common Stock · 7,800 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

F5 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F4 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
January 11, 2018 Filed Jan 11, 2018 21:58 UTC
Shurts WayneExecutive Vice President
Exercise / conversionCommon Stock 7,800 $29.96 $233,688.00
Disclosure

SEC source: 0000096021-18-000026 · edgar.xml · nonDerivative · entry 4

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 22:12 UTC Exercise / conversionStock Options (Right to buy) · Derivative 12,834 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000030 · edgar.xml · derivative · entry 4

Goetz William W · CIK 0001297258 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,834 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 22:12 UTC SaleCommon Stock 12,834 $60.76 $779,793.84
Disclosure

SEC source: 0000096021-18-000030 · edgar.xml · nonDerivative · entry 3

Goetz William W · CIK 0001297258 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,501.603

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 22:12 UTC Exercise / conversionCommon Stock 12,834 $29.96 $384,506.64
Disclosure

SEC source: 0000096021-18-000030 · edgar.xml · nonDerivative · entry 2

Goetz William W · CIK 0001297258 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,335.603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 22:12 UTC SaleCommon Stock 3,511 $60.76 $213,328.36
Disclosure

SEC source: 0000096021-18-000030 · edgar.xml · nonDerivative · entry 1

Goetz William W · CIK 0001297258 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,501.603

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 22:10 UTC Exercise / conversionStock Options (Right to buy) · Derivative 40,000 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000028 · edgar.xml · derivative · entry 6

Bertrand Greg D · CIK 0001679409 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 22:10 UTC Exercise / conversionStock Options (Right to buy) · Derivative 41,038 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000028 · edgar.xml · derivative · entry 5

Bertrand Greg D · CIK 0001679409 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 41,038 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 22:10 UTC SaleCommon Stock 40,000 $60.76 $2,430,400.00
Disclosure

SEC source: 0000096021-18-000028 · edgar.xml · nonDerivative · entry 4

Bertrand Greg D · CIK 0001679409 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,683.242

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 22:10 UTC Exercise / conversionCommon Stock 40,000 $29.96 $1,198,400.00
Disclosure

SEC source: 0000096021-18-000028 · edgar.xml · nonDerivative · entry 3

Bertrand Greg D · CIK 0001679409 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,683.242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 22:10 UTC SaleCommon Stock 41,038 $60.76 $2,493,468.88
Disclosure

SEC source: 0000096021-18-000028 · edgar.xml · nonDerivative · entry 2

Bertrand Greg D · CIK 0001679409 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,683.242

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 22:10 UTC Exercise / conversionCommon Stock 41,038 $29.96 $1,229,498.48
Disclosure

SEC source: 0000096021-18-000028 · edgar.xml · nonDerivative · entry 1

Bertrand Greg D · CIK 0001679409 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,721.242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 21:58 UTC
Shurts WayneExecutive Vice President
SaleCommon Stock 7,800 $61.20 $477,360.00
Disclosure

SEC source: 0000096021-18-000026 · edgar.xml · nonDerivative · entry 3

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,635

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

F3 · price: The price reported is a weighted average sale price per share of the 7,800 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $60.44 to $61.50. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.

Read SEC document
January 09, 2018 Filed Jan 11, 2018 21:58 UTC
Shurts WayneExecutive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 7,800 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000026 · edgar.xml · derivative · entry 5

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,394

Underlying: Common Stock · 7,800 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

F5 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F4 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
January 09, 2018 Filed Jan 11, 2018 21:58 UTC
Shurts WayneExecutive Vice President
SaleCommon Stock 7,800 $61.67 $481,026.00
Disclosure

SEC source: 0000096021-18-000026 · edgar.xml · nonDerivative · entry 2

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,435

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

F2 · price: The price reported is a weighted average sale price per share of the 7,800 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $61.42 to $61.92. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.

Read SEC document
January 09, 2018 Filed Jan 11, 2018 21:58 UTC
Shurts WayneExecutive Vice President
Exercise / conversionCommon Stock 7,800 $29.96 $233,688.00
Disclosure

SEC source: 0000096021-18-000026 · edgar.xml · nonDerivative · entry 1

Shurts Wayne · CIK 0001490340 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 Trading Plan.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:06 UTC Tax withholdingCommon Stock 581 $61.06 $35,475.86
Disclosure

SEC source: 0000096021-18-000024 · edgar.xml · nonDerivative · entry 2

CASSADAY JOHN M · CIK 0001308732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,150.09

F1 · shares: These shares were withheld upon the issuance of shares to pay Canadian tax withholding obligations.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:06 UTC Tax withholdingCommon Stock 165 $61.06 $10,074.90
Disclosure

SEC source: 0000096021-18-000024 · edgar.xml · nonDerivative · entry 1

CASSADAY JOHN M · CIK 0001308732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,731.09

F1 · shares: These shares were withheld upon the issuance of shares to pay Canadian tax withholding obligations.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:03 UTC
Libby Russell T.Executive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 9,997 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000022 · edgar.xml · derivative · entry 6

Libby Russell T. · CIK 0001507764 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,997 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:03 UTC
Libby Russell T.Executive Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 3,337 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0000096021-18-000022 · edgar.xml · derivative · entry 5

Libby Russell T. · CIK 0001507764 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,997

Underlying: Common Stock · 3,337 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:03 UTC
Libby Russell T.Executive Vice President
SaleCommon Stock 9,997 $60.69 $606,717.93
Disclosure

SEC source: 0000096021-18-000022 · edgar.xml · nonDerivative · entry 4

Libby Russell T. · CIK 0001507764 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,057

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:03 UTC
Libby Russell T.Executive Vice President
Exercise / conversionCommon Stock 9,997 $29.96 $299,510.12
Disclosure

SEC source: 0000096021-18-000022 · edgar.xml · nonDerivative · entry 3

Libby Russell T. · CIK 0001507764 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.