Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2018 Filed Nov 20, 2018 22:18 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 32,800 | $66.03 | $2,165,869.28 |
DisclosureSEC source: 0001209191-18-059470 · doc4.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 35,432,639 F1 · kind: Represents the sales of shares in connection with the expiration of the applicable lock-up periods of two Trian Entities (as defined below) holding shares of the Issuer. F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $66.00 to $66.08. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 22:18 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 585,732 | $66.06 | $38,694,510.24 |
DisclosureSEC source: 0001209191-18-059472 · doc4.xml · nonDerivative · entry 2 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 35,465,439 F1 · kind: Represents the sales of shares in connection with the expiration of the applicable lock-up periods of two Trian Entities (as defined below) holding shares of the Issuer. F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $65.94 to $66.32. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 22:18 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 585,732 | $66.06 | $38,694,510.24 |
DisclosureSEC source: 0001209191-18-059470 · doc4.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 35,465,439 F1 · kind: Represents the sales of shares in connection with the expiration of the applicable lock-up periods of two Trian Entities (as defined below) holding shares of the Issuer. F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $65.94 to $66.32. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:28 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059260 · doc4.xml · nonDerivative · entry 1 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,055 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:26 UTC |
Talton SheilaDirector
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-18-000196 · edgar.xml · nonDerivative · entry 1 Talton Sheila · CIK 0001490478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,325.34 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:23 UTC |
SHIRLEY EDWARD DDirector
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-18-000194 · edgar.xml · nonDerivative · entry 1 SHIRLEY EDWARD D · CIK 0001203097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,690 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:20 UTC |
Newcomb NancyDirector
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-18-000192 · edgar.xml · nonDerivative · entry 1 Newcomb Nancy · CIK 0001317717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,302 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:17 UTC |
Koerber Hans-JoachimDirector
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-18-000190 · edgar.xml · nonDerivative · entry 1 Koerber Hans-Joachim · CIK 0001422763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,077.68 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:14 UTC |
Hinshaw John MDirector
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-18-000188 · edgar.xml · nonDerivative · entry 1 Hinshaw John M · CIK 0001534787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,706 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:11 UTC |
Halverson Bradley MDirector
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-18-000186 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,690 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:02 UTC |
CASSADAY JOHN MDirector
|
Tax withholdingCommon Stock | 1,496 | $66.22 | $99,065.12 |
DisclosureSEC source: 0000096021-18-000182 · edgar.xml · nonDerivative · entry 2 CASSADAY JOHN M · CIK 0001308732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,322.21 F3 · shares: These shares were withheld upon the issuance of restricted stock to pay Canadian tax withholding obligations. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:02 UTC |
CASSADAY JOHN MDirector
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-18-000182 · edgar.xml · nonDerivative · entry 1 CASSADAY JOHN M · CIK 0001308732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,818.21 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:07 UTC |
GLASSCOCK LARRY CDirector
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-18-000184 · edgar.xml · nonDerivative · entry 1 GLASSCOCK LARRY C · CIK 0001189793 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,641.42 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 21:59 UTC |
Brutto Daniel JDirector
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-18-000180 · edgar.xml · nonDerivative · entry 1 Brutto Daniel J · CIK 0001415303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,399.89 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 22:18 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 1,597,000 | $66.61 | $106,368,344.70 |
DisclosureSEC source: 0001209191-18-059472 · doc4.xml · nonDerivative · entry 1 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 36,051,171 F1 · kind: Represents the sales of shares in connection with the expiration of the applicable lock-up periods of two Trian Entities (as defined below) holding shares of the Issuer. F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $66.18 to $66.82. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:28 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059257 · doc4.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,055 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 22:18 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 1,597,000 | $66.61 | $106,368,344.70 |
DisclosureSEC source: 0001209191-18-059470 · doc4.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 36,051,171 F1 · kind: Represents the sales of shares in connection with the expiration of the applicable lock-up periods of two Trian Entities (as defined below) holding shares of the Issuer. F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $66.18 to $66.82. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 22:29 UTC |
TILGHMAN RICHARD GDirector
|
SaleCommon Stock | 5,000 | $66.17 | $330,850.00 |
DisclosureSEC source: 0000096021-18-000198 · edgar.xml · nonDerivative · entry 1 TILGHMAN RICHARD G · CIK 0001076552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,393.03 F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 21:07 UTC |
TILGHMAN RICHARD GDirector
|
SaleCommon Stock | 5,000 | $68.62 | $343,100.00 |
DisclosureSEC source: 0000096021-18-000173 · edgar.xml · nonDerivative · entry 1 TILGHMAN RICHARD G · CIK 0001076552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,393.028 F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 21:16 UTC |
WARD JACKIE MDirector
|
GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0000096021-18-000170 · edgar.xml · nonDerivative · entry 2 WARD JACKIE M · CIK 0001086247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,422.86 F2 · shares: Represents company match equal to 50% of the 171 shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 21:16 UTC |
WARD JACKIE MDirector
|
GrantCommon Stock | 1,972 | $72.83 | $143,620.76 |
DisclosureSEC source: 0000096021-18-000170 · edgar.xml · nonDerivative · entry 1 WARD JACKIE M · CIK 0001086247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,337.86 F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan, including 171 shares to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 21:08 UTC |
Talton SheilaDirector
|
GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0000096021-18-000166 · edgar.xml · nonDerivative · entry 2 Talton Sheila · CIK 0001490478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,512.99 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 21:08 UTC |
Talton SheilaDirector
|
GrantCommon Stock | 171 | $72.83 | $12,453.93 |
DisclosureSEC source: 0000096021-18-000166 · edgar.xml · nonDerivative · entry 1 Talton Sheila · CIK 0001490478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,427.99 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 21:13 UTC |
TILGHMAN RICHARD GDirector
|
GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0000096021-18-000168 · edgar.xml · nonDerivative · entry 2 TILGHMAN RICHARD G · CIK 0001076552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,393.03 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 21:13 UTC |
TILGHMAN RICHARD GDirector
|
GrantCommon Stock | 171 | $72.83 | $12,453.93 |
DisclosureSEC source: 0000096021-18-000168 · edgar.xml · nonDerivative · entry 1 TILGHMAN RICHARD G · CIK 0001076552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,308.03 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 21:03 UTC |
SHIRLEY EDWARD DDirector
|
GrantCommon Stock | 171 | $72.83 | $12,453.93 |
DisclosureSEC source: 0000096021-18-000164 · edgar.xml · nonDerivative · entry 1 SHIRLEY EDWARD D · CIK 0001203097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,811 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:57 UTC |
Newcomb NancyDirector
|
GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0000096021-18-000162 · edgar.xml · nonDerivative · entry 2 Newcomb Nancy · CIK 0001317717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,508 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:57 UTC |
Newcomb NancyDirector
|
GrantCommon Stock | 171 | $72.83 | $12,453.93 |
DisclosureSEC source: 0000096021-18-000162 · edgar.xml · nonDerivative · entry 1 Newcomb Nancy · CIK 0001317717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,423 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:55 UTC |
Koerber Hans-JoachimDirector
|
GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0000096021-18-000160 · edgar.xml · nonDerivative · entry 2 Koerber Hans-Joachim · CIK 0001422763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,151.33 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:55 UTC |
Koerber Hans-JoachimDirector
|
GrantCommon Stock | 171 | $72.83 | $12,453.93 |
DisclosureSEC source: 0000096021-18-000160 · edgar.xml · nonDerivative · entry 1 Koerber Hans-Joachim · CIK 0001422763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,066.33 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:56 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0001209191-18-052584 · doc4.xml · nonDerivative · entry 2 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261 F2 · shares: Represents company match equal to 50% of shares described in Footnote 1. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:56 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
GrantCommon Stock | 171 | $72.83 | $12,453.93 |
DisclosureSEC source: 0001209191-18-052584 · doc4.xml · nonDerivative · entry 1 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,176 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:50 UTC |
Hinshaw John MDirector
|
GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0000096021-18-000158 · edgar.xml · nonDerivative · entry 2 Hinshaw John M · CIK 0001534787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912 F2 · shares: Represents company match equal to 50% of the 171 shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:50 UTC |
Hinshaw John MDirector
|
GrantCommon Stock | 342 | $72.83 | $24,907.86 |
DisclosureSEC source: 0000096021-18-000158 · edgar.xml · nonDerivative · entry 1 Hinshaw John M · CIK 0001534787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827 F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan, including 171 shares to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:44 UTC |
GLASSCOCK LARRY CDirector
|
GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0000096021-18-000154 · edgar.xml · nonDerivative · entry 2 GLASSCOCK LARRY C · CIK 0001189793 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,559.71 F2 · shares: Represents company match equal to 50% of the 171 shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:44 UTC |
GLASSCOCK LARRY CDirector
|
GrantCommon Stock | 205 | $72.83 | $14,930.15 |
DisclosureSEC source: 0000096021-18-000154 · edgar.xml · nonDerivative · entry 1 GLASSCOCK LARRY C · CIK 0001189793 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,474.71 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan, including 171 shares to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:47 UTC |
Halverson Bradley MDirector
|
GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0000096021-18-000156 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,896 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:47 UTC |
Halverson Bradley MDirector
|
GrantCommon Stock | 171 | $72.83 | $12,453.93 |
DisclosureSEC source: 0000096021-18-000156 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,811 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:41 UTC |
CASSADAY JOHN MDirector
|
GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0000096021-18-000152 · edgar.xml · nonDerivative · entry 2 CASSADAY JOHN M · CIK 0001308732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,016.23 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:41 UTC |
CASSADAY JOHN MDirector
|
GrantCommon Stock | 171 | $72.83 | $12,453.93 |
DisclosureSEC source: 0000096021-18-000152 · edgar.xml · nonDerivative · entry 1 CASSADAY JOHN M · CIK 0001308732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,931.23 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:38 UTC |
Brutto Daniel JDirector
|
GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0000096021-18-000150 · edgar.xml · nonDerivative · entry 2 Brutto Daniel J · CIK 0001415303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,575.25 F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:38 UTC |
Brutto Daniel JDirector
|
GrantCommon Stock | 171 | $72.83 | $12,453.93 |
DisclosureSEC source: 0000096021-18-000150 · edgar.xml · nonDerivative · entry 1 Brutto Daniel J · CIK 0001415303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,490.25 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:55 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
GrantCommon Stock | 85 | $72.83 | $6,190.55 |
DisclosureSEC source: 0001209191-18-052580 · doc4.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261 F2 · shares: Represents company match equal to 50% of shares described in Footnote 1. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 20:55 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
GrantCommon Stock | 171 | $72.83 | $12,453.93 |
DisclosureSEC source: 0001209191-18-052580 · doc4.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,176 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:02 UTC |
TILGHMAN RICHARD GDirector
|
SaleCommon Stock | 5,000 | $73.71 | $368,550.00 |
DisclosureSEC source: 0000096021-18-000148 · edgar.xml · nonDerivative · entry 1 TILGHMAN RICHARD G · CIK 0001076552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,137.028 F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 12, 2018 Filed Sep 12, 2018 23:13 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 901,692 | $74.42 | $67,105,090.84 |
DisclosureSEC source: 0001209191-18-050718 · doc4.xml · nonDerivative · entry 3 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 37,648,171 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $74.35 to $75.01. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| September 12, 2018 Filed Sep 12, 2018 23:12 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 901,692 | $74.42 | $67,105,090.84 |
DisclosureSEC source: 0001209191-18-050717 · doc4.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 37,648,171 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $74.35 to $75.01. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 23:13 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 200,000 | $75.12 | $15,023,540.00 |
DisclosureSEC source: 0001209191-18-050718 · doc4.xml · nonDerivative · entry 2 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 38,549,863 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $74.91 to $75.32. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 23:12 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 200,000 | $75.12 | $15,023,540.00 |
DisclosureSEC source: 0001209191-18-050717 · doc4.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 38,549,863 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $74.91 to $75.32. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 23:13 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 1,013,666 | $75.09 | $76,115,470.37 |
DisclosureSEC source: 0001209191-18-050718 · doc4.xml · nonDerivative · entry 1 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 38,749,863 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $74.95 to $75.65. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.