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SYY

SYSCO CORP

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Tapewire entity
2003
SEC CIK
0000096021
Parsed reports
968

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2018 Filed Nov 20, 2018 22:18 UTC
PELTZ NELSONDirector
SaleCommon Stock 32,800 $66.03 $2,165,869.28
Disclosure

SEC source: 0001209191-18-059470 · doc4.xml · nonDerivative · entry 3

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 35,432,639

F1 · kind: Represents the sales of shares in connection with the expiration of the applicable lock-up periods of two Trian Entities (as defined below) holding shares of the Issuer.

F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $66.00 to $66.08. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:18 UTC SaleCommon Stock 585,732 $66.06 $38,694,510.24
Disclosure

SEC source: 0001209191-18-059472 · doc4.xml · nonDerivative · entry 2

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 35,465,439

F1 · kind: Represents the sales of shares in connection with the expiration of the applicable lock-up periods of two Trian Entities (as defined below) holding shares of the Issuer.

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $65.94 to $66.32. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:18 UTC
PELTZ NELSONDirector
SaleCommon Stock 585,732 $66.06 $38,694,510.24
Disclosure

SEC source: 0001209191-18-059470 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 35,465,439

F1 · kind: Represents the sales of shares in connection with the expiration of the applicable lock-up periods of two Trian Entities (as defined below) holding shares of the Issuer.

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $65.94 to $66.32. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:28 UTC GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059260 · doc4.xml · nonDerivative · entry 1

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,055

F1 · shares: This grant shall vest on the first anniversary of the grant date.

F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:26 UTC GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0000096021-18-000196 · edgar.xml · nonDerivative · entry 1

Talton Sheila · CIK 0001490478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325.34

F1 · shares: This grant shall vest on the first anniversary of the grant date.

F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:23 UTC GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0000096021-18-000194 · edgar.xml · nonDerivative · entry 1

SHIRLEY EDWARD D · CIK 0001203097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,690

F1 · shares: This grant shall vest on the first anniversary of the grant date.

F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:20 UTC GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0000096021-18-000192 · edgar.xml · nonDerivative · entry 1

Newcomb Nancy · CIK 0001317717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,302

F1 · shares: This grant shall vest on the first anniversary of the grant date.

F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:17 UTC GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0000096021-18-000190 · edgar.xml · nonDerivative · entry 1

Koerber Hans-Joachim · CIK 0001422763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,077.68

F1 · shares: This grant shall vest on the first anniversary of the grant date.

F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:14 UTC GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0000096021-18-000188 · edgar.xml · nonDerivative · entry 1

Hinshaw John M · CIK 0001534787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,706

F1 · shares: This grant shall vest on the first anniversary of the grant date.

F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:11 UTC GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0000096021-18-000186 · edgar.xml · nonDerivative · entry 1

Halverson Bradley M · CIK 0001307061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,690

F1 · shares: This grant shall vest on the first anniversary of the grant date.

F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:02 UTC Tax withholdingCommon Stock 1,496 $66.22 $99,065.12
Disclosure

SEC source: 0000096021-18-000182 · edgar.xml · nonDerivative · entry 2

CASSADAY JOHN M · CIK 0001308732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,322.21

F3 · shares: These shares were withheld upon the issuance of restricted stock to pay Canadian tax withholding obligations.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:02 UTC GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0000096021-18-000182 · edgar.xml · nonDerivative · entry 1

CASSADAY JOHN M · CIK 0001308732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,818.21

F1 · shares: This grant shall vest on the first anniversary of the grant date.

F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:07 UTC GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0000096021-18-000184 · edgar.xml · nonDerivative · entry 1

GLASSCOCK LARRY C · CIK 0001189793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,641.42

F1 · shares: This grant shall vest on the first anniversary of the grant date.

F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 21:59 UTC GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0000096021-18-000180 · edgar.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,399.89

F1 · shares: This grant shall vest on the first anniversary of the grant date.

F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:18 UTC SaleCommon Stock 1,597,000 $66.61 $106,368,344.70
Disclosure

SEC source: 0001209191-18-059472 · doc4.xml · nonDerivative · entry 1

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 36,051,171

F1 · kind: Represents the sales of shares in connection with the expiration of the applicable lock-up periods of two Trian Entities (as defined below) holding shares of the Issuer.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $66.18 to $66.82. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 22:28 UTC
PELTZ NELSONDirector
GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059257 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,055

F1 · shares: This grant shall vest on the first anniversary of the grant date.

F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:18 UTC
PELTZ NELSONDirector
SaleCommon Stock 1,597,000 $66.61 $106,368,344.70
Disclosure

SEC source: 0001209191-18-059470 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 36,051,171

F1 · kind: Represents the sales of shares in connection with the expiration of the applicable lock-up periods of two Trian Entities (as defined below) holding shares of the Issuer.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $66.18 to $66.82. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 22:29 UTC SaleCommon Stock 5,000 $66.17 $330,850.00
Disclosure

SEC source: 0000096021-18-000198 · edgar.xml · nonDerivative · entry 1

TILGHMAN RICHARD G · CIK 0001076552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,393.03

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 21:07 UTC SaleCommon Stock 5,000 $68.62 $343,100.00
Disclosure

SEC source: 0000096021-18-000173 · edgar.xml · nonDerivative · entry 1

TILGHMAN RICHARD G · CIK 0001076552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,393.028

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 21:16 UTC GrantCommon Stock 85 $72.83 $6,190.55
Disclosure

SEC source: 0000096021-18-000170 · edgar.xml · nonDerivative · entry 2

WARD JACKIE M · CIK 0001086247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,422.86

F2 · shares: Represents company match equal to 50% of the 171 shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 21:16 UTC GrantCommon Stock 1,972 $72.83 $143,620.76
Disclosure

SEC source: 0000096021-18-000170 · edgar.xml · nonDerivative · entry 1

WARD JACKIE M · CIK 0001086247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,337.86

F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan, including 171 shares to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 21:08 UTC GrantCommon Stock 85 $72.83 $6,190.55
Disclosure

SEC source: 0000096021-18-000166 · edgar.xml · nonDerivative · entry 2

Talton Sheila · CIK 0001490478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,512.99

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 21:08 UTC GrantCommon Stock 171 $72.83 $12,453.93
Disclosure

SEC source: 0000096021-18-000166 · edgar.xml · nonDerivative · entry 1

Talton Sheila · CIK 0001490478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,427.99

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 21:13 UTC GrantCommon Stock 85 $72.83 $6,190.55
Disclosure

SEC source: 0000096021-18-000168 · edgar.xml · nonDerivative · entry 2

TILGHMAN RICHARD G · CIK 0001076552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,393.03

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 21:13 UTC GrantCommon Stock 171 $72.83 $12,453.93
Disclosure

SEC source: 0000096021-18-000168 · edgar.xml · nonDerivative · entry 1

TILGHMAN RICHARD G · CIK 0001076552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,308.03

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 21:03 UTC GrantCommon Stock 171 $72.83 $12,453.93
Disclosure

SEC source: 0000096021-18-000164 · edgar.xml · nonDerivative · entry 1

SHIRLEY EDWARD D · CIK 0001203097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 20:57 UTC GrantCommon Stock 85 $72.83 $6,190.55
Disclosure

SEC source: 0000096021-18-000162 · edgar.xml · nonDerivative · entry 2

Newcomb Nancy · CIK 0001317717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,508

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 20:57 UTC GrantCommon Stock 171 $72.83 $12,453.93
Disclosure

SEC source: 0000096021-18-000162 · edgar.xml · nonDerivative · entry 1

Newcomb Nancy · CIK 0001317717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,423

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 20:55 UTC GrantCommon Stock 85 $72.83 $6,190.55
Disclosure

SEC source: 0000096021-18-000160 · edgar.xml · nonDerivative · entry 2

Koerber Hans-Joachim · CIK 0001422763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,151.33

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 20:55 UTC GrantCommon Stock 171 $72.83 $12,453.93
Disclosure

SEC source: 0000096021-18-000160 · edgar.xml · nonDerivative · entry 1

Koerber Hans-Joachim · CIK 0001422763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,066.33

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 20:56 UTC GrantCommon Stock 85 $72.83 $6,190.55
Disclosure

SEC source: 0001209191-18-052584 · doc4.xml · nonDerivative · entry 2

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,261

F2 · shares: Represents company match equal to 50% of shares described in Footnote 1.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 20:56 UTC GrantCommon Stock 171 $72.83 $12,453.93
Disclosure

SEC source: 0001209191-18-052584 · doc4.xml · nonDerivative · entry 1

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

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September 28, 2018 Filed Sep 28, 2018 20:50 UTC GrantCommon Stock 85 $72.83 $6,190.55
Disclosure

SEC source: 0000096021-18-000158 · edgar.xml · nonDerivative · entry 2

Hinshaw John M · CIK 0001534787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912

F2 · shares: Represents company match equal to 50% of the 171 shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

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September 28, 2018 Filed Sep 28, 2018 20:50 UTC GrantCommon Stock 342 $72.83 $24,907.86
Disclosure

SEC source: 0000096021-18-000158 · edgar.xml · nonDerivative · entry 1

Hinshaw John M · CIK 0001534787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827

F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan, including 171 shares to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

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September 28, 2018 Filed Sep 28, 2018 20:44 UTC GrantCommon Stock 85 $72.83 $6,190.55
Disclosure

SEC source: 0000096021-18-000154 · edgar.xml · nonDerivative · entry 2

GLASSCOCK LARRY C · CIK 0001189793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,559.71

F2 · shares: Represents company match equal to 50% of the 171 shares described in Footnote 1. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

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September 28, 2018 Filed Sep 28, 2018 20:44 UTC GrantCommon Stock 205 $72.83 $14,930.15
Disclosure

SEC source: 0000096021-18-000154 · edgar.xml · nonDerivative · entry 1

GLASSCOCK LARRY C · CIK 0001189793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,474.71

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan, including 171 shares to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan.

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September 28, 2018 Filed Sep 28, 2018 20:47 UTC GrantCommon Stock 85 $72.83 $6,190.55
Disclosure

SEC source: 0000096021-18-000156 · edgar.xml · nonDerivative · entry 2

Halverson Bradley M · CIK 0001307061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,896

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 20:47 UTC GrantCommon Stock 171 $72.83 $12,453.93
Disclosure

SEC source: 0000096021-18-000156 · edgar.xml · nonDerivative · entry 1

Halverson Bradley M · CIK 0001307061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

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September 28, 2018 Filed Sep 28, 2018 20:41 UTC GrantCommon Stock 85 $72.83 $6,190.55
Disclosure

SEC source: 0000096021-18-000152 · edgar.xml · nonDerivative · entry 2

CASSADAY JOHN M · CIK 0001308732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,016.23

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 20:41 UTC GrantCommon Stock 171 $72.83 $12,453.93
Disclosure

SEC source: 0000096021-18-000152 · edgar.xml · nonDerivative · entry 1

CASSADAY JOHN M · CIK 0001308732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,931.23

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

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September 28, 2018 Filed Sep 28, 2018 20:38 UTC GrantCommon Stock 85 $72.83 $6,190.55
Disclosure

SEC source: 0000096021-18-000150 · edgar.xml · nonDerivative · entry 2

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,575.25

F2 · shares: Represents company match equal to 50% of the shares described in Footnote 1.

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September 28, 2018 Filed Sep 28, 2018 20:38 UTC GrantCommon Stock 171 $72.83 $12,453.93
Disclosure

SEC source: 0000096021-18-000150 · edgar.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,490.25

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

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September 28, 2018 Filed Sep 28, 2018 20:55 UTC
PELTZ NELSONDirector
GrantCommon Stock 85 $72.83 $6,190.55
Disclosure

SEC source: 0001209191-18-052580 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,261

F2 · shares: Represents company match equal to 50% of shares described in Footnote 1.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 20:55 UTC
PELTZ NELSONDirector
GrantCommon Stock 171 $72.83 $12,453.93
Disclosure

SEC source: 0001209191-18-052580 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2013 Long-Term Incentive Plan.

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September 17, 2018 Filed Sep 19, 2018 21:02 UTC SaleCommon Stock 5,000 $73.71 $368,550.00
Disclosure

SEC source: 0000096021-18-000148 · edgar.xml · nonDerivative · entry 1

TILGHMAN RICHARD G · CIK 0001076552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,137.028

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 12, 2018 Filed Sep 12, 2018 23:13 UTC SaleCommon Stock 901,692 $74.42 $67,105,090.84
Disclosure

SEC source: 0001209191-18-050718 · doc4.xml · nonDerivative · entry 3

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 37,648,171

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $74.35 to $75.01. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document
September 12, 2018 Filed Sep 12, 2018 23:12 UTC
PELTZ NELSONDirector
SaleCommon Stock 901,692 $74.42 $67,105,090.84
Disclosure

SEC source: 0001209191-18-050717 · doc4.xml · nonDerivative · entry 3

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 37,648,171

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $74.35 to $75.01. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 23:13 UTC SaleCommon Stock 200,000 $75.12 $15,023,540.00
Disclosure

SEC source: 0001209191-18-050718 · doc4.xml · nonDerivative · entry 2

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 38,549,863

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $74.91 to $75.32. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 23:12 UTC
PELTZ NELSONDirector
SaleCommon Stock 200,000 $75.12 $15,023,540.00
Disclosure

SEC source: 0001209191-18-050717 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 38,549,863

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $74.91 to $75.32. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 23:13 UTC SaleCommon Stock 1,013,666 $75.09 $76,115,470.37
Disclosure

SEC source: 0001209191-18-050718 · doc4.xml · nonDerivative · entry 1

Frank Joshua D. · CIK 0001422599 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 38,749,863

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $74.95 to $75.65. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.