Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2021 Filed Jul 1, 2021 21:39 UTC |
Lundquist Stephanie ADirector
|
GrantCommon Stock | 330 | $75.68 | $24,974.40 |
DisclosureSEC source: 0000096021-21-000061 · wf-form4_162517554937539.xml · nonDerivative · entry 1 Lundquist Stephanie A · CIK 0001667158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,920.894 F1 · shares: Represents shares to be received in lieu of her non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 21:33 UTC |
Koerber Hans-JoachimDirector
|
GrantCommon Stock | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-21-000059 · wf-form4_162517519987674.xml · nonDerivative · entry 1 Koerber Hans-Joachim · CIK 0001422763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,282.073 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 21:18 UTC |
GLASSCOCK LARRY CDirector
|
GrantCommon Stock | 231 | $75.68 | $17,482.08 |
DisclosureSEC source: 0000096021-21-000055 · wf-form4_162517428246036.xml · nonDerivative · entry 1 GLASSCOCK LARRY C · CIK 0001189793 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,733.915 F1 · shares: Represents shares to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Plan, including 165 to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 21:28 UTC |
Halverson Bradley MDirector
|
GrantCommon Stock | 82 | $75.68 | $6,205.76 |
DisclosureSEC source: 0000096021-21-000057 · wf-form4_162517486463344.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,826 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees for services as Chair of the Audit Committee pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 21:12 UTC |
CASSADAY JOHN MDirector
|
GrantCommon Stock | 198 | $75.68 | $14,984.64 |
DisclosureSEC source: 0000096021-21-000053 · wf-form4_162517387571286.xml · nonDerivative · entry 1 CASSADAY JOHN M · CIK 0001308732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,252.94 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 165 to be received in lieu of the base retainer. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 21:05 UTC |
Brutto Daniel JDirector
|
GrantCommon Stock | 214 | $75.68 | $16,195.52 |
DisclosureSEC source: 0000096021-21-000051 · wf-form4_162517350272540.xml · nonDerivative · entry 1 Brutto Daniel J · CIK 0001415303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,258.259 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 165 to be received in lieu of the base retainer. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 20:58 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 800,000 | $80.17 | $64,132,720.00 |
DisclosureSEC source: 0001209191-21-039213 · doc4.xml · nonDerivative · entry 2 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 17,866,044 F1 · kind: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $79.8950 to $80.52. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners CoInvestment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G,L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP") and certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by SPV XI GP, the Trian Entities and Trian Management. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 20:57 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 800,000 | $80.17 | $64,132,720.00 |
DisclosureSEC source: 0001209191-21-039212 · doc4.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 17,866,044 F1 · kind: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $79.8950 to $80.52. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to F4 · ownership.nature: (FN 3, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of the general partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP"), and is therefore in a position to determine its investment and voting decisions. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities, as well as the shares beneficially owned by SPV XI GP. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 20:58 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 650,000 | $79.56 | $51,712,245.00 |
DisclosureSEC source: 0001209191-21-039213 · doc4.xml · nonDerivative · entry 1 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 18,666,044 F1 · kind: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $79.36 to $79.87. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners CoInvestment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G,L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP") and certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by SPV XI GP, the Trian Entities and Trian Management. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 20:57 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 650,000 | $79.56 | $51,712,245.00 |
DisclosureSEC source: 0001209191-21-039212 · doc4.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 18,666,044 F1 · kind: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $79.36 to $79.87. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to F4 · ownership.nature: (FN 3, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of the general partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP"), and is therefore in a position to determine its investment and voting decisions. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities, as well as the shares beneficially owned by SPV XI GP. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 21:04 UTC | Tax withholdingCommon Stock | 3,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-21-000049 · wf-form4_162284064944861.xml · nonDerivative · entry 1 Robinson Cathy Marie · CIK 0001607893 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,152 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
|
| May 27, 2021 Filed May 28, 2021 00:16 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 400 | $81.75 | $32,698.52 |
DisclosureSEC source: 0001209191-21-036370 · doc4.xml · nonDerivative · entry 4 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 19,316,044 F1 · kind: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F7 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $81.745 to $81.75. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners CoInvestment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G,L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP") and certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by SPV XI GP, the Trian Entities and Trian Management. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| May 27, 2021 Filed May 28, 2021 00:16 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 357,484 | $81.08 | $28,985,517.69 |
DisclosureSEC source: 0001209191-21-036370 · doc4.xml · nonDerivative · entry 3 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 19,316,444 F1 · kind: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $80.75 to $81.74. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners CoInvestment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G,L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP") and certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by SPV XI GP, the Trian Entities and Trian Management. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| May 27, 2021 Filed May 28, 2021 00:15 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 400 | $81.75 | $32,698.52 |
DisclosureSEC source: 0001209191-21-036369 · doc4.xml · nonDerivative · entry 4 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 19,316,044 F1 · kind: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F7 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $81.745 to $81.75. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to F4 · ownership.nature: (FN 3, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of the general partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP"), and is therefore in a position to determine its investment and voting decisions. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities, as well as the shares beneficially owned by SPV XI GP. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| May 27, 2021 Filed May 28, 2021 00:15 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 357,484 | $81.08 | $28,985,517.69 |
DisclosureSEC source: 0001209191-21-036369 · doc4.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 19,316,444 F1 · kind: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $80.75 to $81.74. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to F4 · ownership.nature: (FN 3, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of the general partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP"), and is therefore in a position to determine its investment and voting decisions. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities, as well as the shares beneficially owned by SPV XI GP. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| May 26, 2021 Filed May 28, 2021 00:16 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 760,000 | $81.27 | $61,766,264.00 |
DisclosureSEC source: 0001209191-21-036370 · doc4.xml · nonDerivative · entry 2 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 19,673,928 F1 · kind: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $81.00 to $81.71. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners CoInvestment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G,L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP") and certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by SPV XI GP, the Trian Entities and Trian Management. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| May 26, 2021 Filed May 28, 2021 00:15 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 760,000 | $81.27 | $61,766,264.00 |
DisclosureSEC source: 0001209191-21-036369 · doc4.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 19,673,928 F1 · kind: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $81.00 to $81.71. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to F4 · ownership.nature: (FN 3, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of the general partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP"), and is therefore in a position to determine its investment and voting decisions. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities, as well as the shares beneficially owned by SPV XI GP. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:16 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 160,000 | $81.73 | $13,077,488.00 |
DisclosureSEC source: 0001209191-21-036370 · doc4.xml · nonDerivative · entry 1 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 20,433,928 F1 · kind: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $81.50 to $82.19. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners CoInvestment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G,L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP") and certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by SPV XI GP, the Trian Entities and Trian Management. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| May 25, 2021 Filed May 28, 2021 00:15 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 160,000 | $81.73 | $13,077,488.00 |
DisclosureSEC source: 0001209191-21-036369 · doc4.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 20,433,928 F1 · kind: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $81.50 to $82.19. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to F4 · ownership.nature: (FN 3, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of the general partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP"), and is therefore in a position to determine its investment and voting decisions. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities, as well as the shares beneficially owned by SPV XI GP. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 22:27 UTC | GrantCommon Stock | 27,218 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-21-000040 · wf-form4_161861206042911.xml · nonDerivative · entry 1 Orting Jorgensen Tim · CIK 0001839288 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,218 F1 · price: Restricted stock units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan. This award of restricted stock units was made in connection with the reporting person's hiring as the Company's Executive Vice President and President, Foodservice Operations, International. Read SEC document |
|
| March 30, 2021 Filed Apr 1, 2021 23:16 UTC |
Halverson Bradley MDirector
|
GrantCommon Stock | 79 | $79.03 | $6,243.37 |
DisclosureSEC source: 0000096021-21-000038 · wf-form4_161731893958198.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,744 F1 · shares: Represents shares elected to be received in lieu of a portion of the non-employee director annual cash retainer fees for services as Chair of the Audit Committee pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:43 UTC |
SHIRLEY EDWARD DDirector
|
GrantCommon Stock | 316 | $79.03 | $24,973.48 |
DisclosureSEC source: 0000096021-21-000036 · wf-form4_161731336490798.xml · nonDerivative · entry 1 SHIRLEY EDWARD D · CIK 0001203097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,228 F1 · shares: Represents shares elected to be received in lieu of a portion of the non-employee director annual cash retainer fees for services as Chairman of the Board pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:38 UTC |
Lundquist Stephanie ADirector
|
GrantCommon Stock | 316 | $79.03 | $24,973.48 |
DisclosureSEC source: 0000096021-21-000034 · wf-form4_161731306719727.xml · nonDerivative · entry 1 Lundquist Stephanie A · CIK 0001667158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,560.632 F1 · shares: Represents shares to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:33 UTC |
Koerber Hans-JoachimDirector
|
GrantCommon Stock | 158 | $79.03 | $12,486.74 |
DisclosureSEC source: 0000096021-21-000032 · wf-form4_161731274512583.xml · nonDerivative · entry 1 Koerber Hans-Joachim · CIK 0001422763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,974.643 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:22 UTC |
CASSADAY JOHN MDirector
|
GrantCommon Stock | 189 | $79.03 | $14,936.67 |
DisclosureSEC source: 0000096021-21-000028 · wf-form4_161731208403947.xml · nonDerivative · entry 1 CASSADAY JOHN M · CIK 0001308732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,046.081 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 158 to be received in lieu of the base retainer. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:27 UTC |
GLASSCOCK LARRY CDirector
|
GrantCommon Stock | 221 | $79.03 | $17,465.63 |
DisclosureSEC source: 0000096021-21-000030 · wf-form4_161731242198497.xml · nonDerivative · entry 1 GLASSCOCK LARRY C · CIK 0001189793 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,082.743 F1 · shares: Represents shares to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Plan, including 158 to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:17 UTC |
Brutto Daniel JDirector
|
GrantCommon Stock | 205 | $79.03 | $16,201.15 |
DisclosureSEC source: 0000096021-21-000026 · wf-form4_161731176052014.xml · nonDerivative · entry 1 Brutto Daniel J · CIK 0001415303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,025.039 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 158 to be received in lieu of the base retainer. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:02 UTC |
Talton SheilaDirector
|
SaleCommon Stock | 1,582 | $81.06 | $128,236.92 |
DisclosureSEC source: 0000096021-21-000024 · wf-form4_161480889546579.xml · nonDerivative · entry 1 Talton Sheila · CIK 0001490478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,437.911 Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:04 UTC |
Peck Thomas R JrEVP and CTO
|
GrantStock Options (Right to buy) · Derivative | 30,532 | $0.00 Strike: $76.14 | $0.00 |
DisclosureSEC source: 0000096021-21-000022 · wf-form4_161316746074442.xml · derivative · entry 2 Peck Thomas R Jr · CIK 0001839286 · EVP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,532 Underlying: Common Stock · 30,532 shares Expires 2031-02-10 F4 · price: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan. F3 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 02/11/2022, 02/11/2023 and 02/11/2024, respectively. No options may be exercised prior to 02/11/2022. Options will expire on 02/10/2033. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:04 UTC |
Peck Thomas R JrEVP and CTO
|
GrantCommon Stock | 5,203 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-21-000022 · wf-form4_161316746074442.xml · nonDerivative · entry 1 Peck Thomas R Jr · CIK 0001839286 · EVP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,203 F1 · shares: Restricted stock units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan. F2 · price: One-third of the restricted stock units shall vest in equal installments on 03/01/2022, 03/01/2023 and 03/01/2024, respectively. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 22:05 UTC |
Koerber Hans-JoachimDirector
|
Tax withholdingCommon Stock | 6 | $74.15 | $444.90 |
DisclosureSEC source: 0000096021-21-000020 · wf-form4_161247629024291.xml · nonDerivative · entry 1 Koerber Hans-Joachim · CIK 0001422763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,816.643 F1 · shares: These shares were withheld to pay tax withholding obligations upon the distribution of shares received in connection with dividend equivalents with respect to shares previously deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:10 UTC |
Hourican KevinDirector · President and CEO
|
Tax withholdingCommon Stock | 10,767 | $71.51 | $769,948.17 |
DisclosureSEC source: 0000096021-21-000013 · wf-form4_161230383638248.xml · nonDerivative · entry 1 Hourican Kevin · CIK 0001741853 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,703 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:14 UTC |
Koerber Hans-JoachimDirector
|
Tax withholdingCommon Stock | 912 | $74.15 | $67,624.80 |
DisclosureSEC source: 0000096021-21-000015 · wf-form4_161230404251777.xml · nonDerivative · entry 1 Koerber Hans-Joachim · CIK 0001422763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,822.643 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:04 UTC |
CASSADAY JOHN MDirector
|
Tax withholdingCommon Stock | 469 | $73.29 | $34,373.01 |
DisclosureSEC source: 0000096021-21-000002 · wf-form4_160988424513562.xml · nonDerivative · entry 1 CASSADAY JOHN M · CIK 0001308732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,846.88 F1 · shares: These shares were withheld upon the issuance of shares to pay Canadian tax withholding obligations. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 22:22 UTC |
Koerber Hans-JoachimDirector
|
GrantCommon Stock | 170 | $73.29 | $12,459.30 |
DisclosureSEC source: 0000096021-20-000163 · wf-form4_160945330822221.xml · nonDerivative · entry 1 Koerber Hans-Joachim · CIK 0001422763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,556.063 F1 · shares: Represents shares to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 22:18 UTC |
Hinshaw John MDirector
|
GrantCommon Stock | 341 | $73.29 | $24,991.89 |
DisclosureSEC source: 0000096021-20-000161 · wf-form4_160945307377066.xml · nonDerivative · entry 1 Hinshaw John M · CIK 0001534787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,102.984 F1 · shares: Represents shares to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Plan. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 22:13 UTC |
GLASSCOCK LARRY CDirector
|
GrantCommon Stock | 238 | $73.29 | $17,443.02 |
DisclosureSEC source: 0000096021-20-000159 · wf-form4_160945278427981.xml · nonDerivative · entry 1 GLASSCOCK LARRY C · CIK 0001189793 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,441.628 F1 · shares: Represents shares to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Plan, including 170 to be received in lieu of the base retainer. The receipt of these shares has been deferred pursuant to the 2009 Board of Directors Stock Deferral Plan. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 22:09 UTC |
CASSADAY JOHN MDirector
|
GrantCommon Stock | 170 | $73.29 | $12,459.30 |
DisclosureSEC source: 0000096021-20-000157 · wf-form4_160945255696762.xml · nonDerivative · entry 1 CASSADAY JOHN M · CIK 0001308732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,315.88 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 22:05 UTC |
Brutto Daniel JDirector
|
GrantCommon Stock | 221 | $73.29 | $16,197.09 |
DisclosureSEC source: 0000096021-20-000155 · wf-form4_160945231755150.xml · nonDerivative · entry 1 Brutto Daniel J · CIK 0001415303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,800.822 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan, including 221 shares to be received in lieu of the base retainer. Read SEC document |
| December 14, 2020 Filed Dec 18, 2020 22:11 UTC | GiftCommon Stock | 4,858 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-20-000153 · wf-form4_160832949389157.xml · nonDerivative · entry 1 Bertrand Greg D · CIK 0001679409 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,544.747 Read SEC document |
|
| December 07, 2020 Filed Dec 8, 2020 22:17 UTC |
Alt Aaron EEVP and CFO
|
GrantStock Options (Right to buy) · Derivative | 38,434 | $0.00 Strike: $78.12 | $0.00 |
DisclosureSEC source: 0000096021-20-000151 · wf-form4_160746583038819.xml · derivative · entry 2 Alt Aaron E · CIK 0001741576 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,434 Underlying: Common Stock · 38,434 shares Expires 2030-12-06 F3 · price: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan. F2 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 12/7/2021, 12/7/2022 and 12/7/2023, respectively. No options may be exercised prior to 12/7/2021. Options will expire on 12/6/2030. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 22:17 UTC |
Alt Aaron EEVP and CFO
|
GrantCommon Stock | 6,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-20-000151 · wf-form4_160746583038819.xml · nonDerivative · entry 1 Alt Aaron E · CIK 0001741576 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,930 F1 · price: Restricted stock units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan. This award of restricted stock units was made in connection with the reporting person's hiring as the Company's Executive Vice President and Chief Financial Officer, effective December 7, 2020. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 22:07 UTC | Exercise / conversionStock Option (Right to Buy) · Derivative | 36,403 | $0.00 Strike: $38.89 | $0.00 |
DisclosureSEC source: 0000096021-20-000147 · wf-form4_160746524704567.xml · derivative · entry 4 Bertrand Greg D · CIK 0001679409 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,403 shares Expires 2024-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to Rule 10b5-1 trading plan. F3 · price: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2013 Long Term Inventive Plan, as amended. F2 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
|
| December 07, 2020 Filed Dec 8, 2020 22:07 UTC | SaleCommon Stock | 36,403 | $76.97 | $2,801,938.91 |
DisclosureSEC source: 0000096021-20-000147 · wf-form4_160746524704567.xml · nonDerivative · entry 2 Bertrand Greg D · CIK 0001679409 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,402.747 F1 · kind: The exercises and sales were effected pursuant to Rule 10b5-1 trading plan. Read SEC document |
|
| December 07, 2020 Filed Dec 8, 2020 22:07 UTC | Exercise / conversionCommon Stock | 36,403 | $38.89 | $1,415,712.67 |
DisclosureSEC source: 0000096021-20-000147 · wf-form4_160746524704567.xml · nonDerivative · entry 1 Bertrand Greg D · CIK 0001679409 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,805.747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales were effected pursuant to Rule 10b5-1 trading plan. Read SEC document |
|
| December 03, 2020 Filed Dec 4, 2020 22:18 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 64,379 | $73.68 | $4,743,187.20 |
DisclosureSEC source: 0001209191-20-061847 · doc4.xml · nonDerivative · entry 3 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 20,593,928 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $73.495 to $73.82. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners CoInvestment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G,L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP") and certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by SPV XI GP, the Trian Entities and Trian Management. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 22:18 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 185,621 | $73.19 | $13,586,343.47 |
DisclosureSEC source: 0001209191-20-061847 · doc4.xml · nonDerivative · entry 2 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 20,658,307 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $72.50 to $73.49. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners CoInvestment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G,L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP") and certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by SPV XI GP, the Trian Entities and Trian Management. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 22:17 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 64,379 | $73.68 | $4,743,187.20 |
DisclosureSEC source: 0001209191-20-061842 · doc4.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 20,593,928 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $73.495 to $73.82. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to F4 · ownership.nature: (FN 3, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of the general partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP"), and is therefore in a position to determine its investment and voting decisions. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities, as well as the shares beneficially owned by SPV XI GP. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 22:17 UTC |
PELTZ NELSONDirector
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 185,621 | $73.19 | $13,586,343.47 |
DisclosureSEC source: 0001209191-20-061842 · doc4.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 20,658,307 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $72.50 to $73.49. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to F4 · ownership.nature: (FN 3, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of the general partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP"), and is therefore in a position to determine its investment and voting decisions. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities, as well as the shares beneficially owned by SPV XI GP. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 22:18 UTC |
Frank Joshua D.Director
TRIAN FUND MANAGEMENT, L.P.Director
|
SaleCommon Stock | 550,000 | $72.92 | $40,107,375.00 |
DisclosureSEC source: 0001209191-20-061847 · doc4.xml · nonDerivative · entry 1 Frank Joshua D. · CIK 0001422599 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 20,843,928 F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes. F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $72.50 to $73.20. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners CoInvestment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G,L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4 · ownership.nature: (FN 3, contd.) Mr. Frank is a limited partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP") and certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by SPV XI GP, the Trian Entities and Trian Management. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.