Tapewire

Nasdaq · USD

SYBT

Stock Yards Bancorp, Inc.

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Tapewire entity
2761
SEC CIK
0000835324
Parsed reports
1,277

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2016 Filed Nov 15, 2016 21:59 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
SaleCommon Stock 1,050 $40.00 $42,000.00
Disclosure

SEC source: 0001437749-16-042190 · rdgdoc.xml · nonDerivative · entry 1

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k/ESOP-David Heintzman

Disclosed balance after: 30,300

Read SEC document
November 14, 2016 Filed Nov 22, 2016 17:54 UTC
Herde Carl GDirector
GiftCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-042516 · rdgdoc.xml · nonDerivative · entry 2

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,268

F1 · price: Gifted shares to charitable organization.

Read SEC document
November 10, 2016 Filed Nov 10, 2016 21:33 UTC
Hillebrand James ADirector · President
SaleCommon Stock 2,800 $38.50 $107,800.00
Disclosure

SEC source: 0001437749-16-041762 · rdgdoc.xml · nonDerivative · entry 3

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,495

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:18 UTC
THOMPSON KATHY CDirector · Sr. Executive Vice President
SaleCommon Stock 2,500 $38.26 $95,650.00
Disclosure

SEC source: 0001437749-16-042012 · rdgdoc.xml · nonDerivative · entry 1

THOMPSON KATHY C · CIK 0001193306 · Director · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,249

Read SEC document
November 09, 2016 Filed Nov 10, 2016 17:06 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
SaleCommon Stock 981 $36.70 $36,002.70
Disclosure

SEC source: 0001437749-16-041715 · rdgdoc.xml · nonDerivative · entry 1

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k/ESOP-David Heintzman

Disclosed balance after: 31,350

Read SEC document
November 08, 2016 Filed Nov 10, 2016 21:33 UTC
Hillebrand James ADirector · President
Exercise / conversionStock Appreciation Right · Derivative 7,500 $0.00 Strike: $14.76 $0.00
Disclosure

SEC source: 0001437749-16-041762 · rdgdoc.xml · derivative · entry 7

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2016 Filed Nov 10, 2016 21:33 UTC
Hillebrand James ADirector · President
Tax withholdingCommon Stock 4,694 $34.65 $162,647.10
Disclosure

SEC source: 0001437749-16-041762 · rdgdoc.xml · nonDerivative · entry 2

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,295

Read SEC document
November 08, 2016 Filed Nov 10, 2016 21:33 UTC
Hillebrand James ADirector · President
Exercise / conversionCommon Stock 7,500 $14.76 $110,700.00
Disclosure

SEC source: 0001437749-16-041762 · rdgdoc.xml · nonDerivative · entry 1

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 21:11 UTC GiftCommon Stock 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-041269 · rdgdoc.xml · nonDerivative · entry 2

LECHLEITER RICHARD A · CIK 0001191026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,608

F3 · price: Gifted shares to charitable organization.

Read SEC document
November 03, 2016 Filed Nov 7, 2016 21:11 UTC GiftCommon Stock 850 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-041269 · rdgdoc.xml · nonDerivative · entry 1

LECHLEITER RICHARD A · CIK 0001191026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F2 · price: Gifted shares to various charitable organizations

Read SEC document
October 31, 2016 Filed Nov 2, 2016 16:21 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
SaleCommon Stock 5,000 $34.00 $170,000.00
Disclosure

SEC source: 0001437749-16-040819 · rdgdoc.xml · nonDerivative · entry 1

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,066

Read SEC document
October 28, 2016 Filed Oct 31, 2016 17:47 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
Exercise / conversionStock Appreciation Right · Derivative 18,450 $0.00 Strike: $14.76 $0.00
Disclosure

SEC source: 0001437749-16-040627 · rdgdoc.xml · derivative · entry 7

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,450 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 17:47 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
Tax withholdingCommon Stock 13,244 $34.02 $450,560.88
Disclosure

SEC source: 0001437749-16-040627 · rdgdoc.xml · nonDerivative · entry 4

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,066

Read SEC document
October 28, 2016 Filed Oct 31, 2016 17:47 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
Exercise / conversionCommon Stock 18,450 $14.76 $272,322.00
Disclosure

SEC source: 0001437749-16-040627 · rdgdoc.xml · nonDerivative · entry 3

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2016 Filed Dec 29, 2016 13:07 UTC
DAVIS NANCY BExecutive V.P., Treasurer
GiftCommon Stock 80 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-043906 · rdgdoc.xml · nonDerivative · entry 1

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,549

F1 · price: Gifted Shares to Charitable Organization

Read SEC document
October 21, 2016 Filed Dec 29, 2016 18:09 UTC
Hillebrand James ADirector · President
GiftCommon Stock 30 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-043908 · rdgdoc.xml · nonDerivative · entry 1

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,465

F1 · price: Gifted Shares to Charitable Organization

Read SEC document
October 20, 2016 Filed Oct 24, 2016 16:26 UTC PurchaseCommon Stock 87.745 $33.62 $2,949.99
Disclosure

SEC source: 0001437749-16-040084 · rdgdoc.xml · nonDerivative · entry 1

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 57,362.644

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 16:12 UTC PurchaseCommon Stock 66.924 $33.62 $2,249.98
Disclosure

SEC source: 0001437749-16-040078 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 66.924

Read SEC document
October 20, 2016 Filed Oct 24, 2016 16:25 UTC PurchaseCommon Stock 48.334 $33.62 $1,624.99
Disclosure

SEC source: 0001437749-16-040083 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 825.493

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 16:24 UTC PurchaseCommon Stock 87.745 $33.62 $2,949.99
Disclosure

SEC source: 0001437749-16-040082 · rdgdoc.xml · nonDerivative · entry 1

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 33,056.209

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 16:22 UTC
Herde Carl GDirector
PurchaseCommon Stock 48.334 $33.62 $1,624.99
Disclosure

SEC source: 0001437749-16-040081 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 17,761.044

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 16:21 UTC PurchaseCommon Stock 87.745 $33.62 $2,949.99
Disclosure

SEC source: 0001437749-16-040080 · rdgdoc.xml · nonDerivative · entry 1

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 14,895.884

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 16:19 UTC PurchaseCommon Stock 96.669 $33.62 $3,250.01
Disclosure

SEC source: 0001437749-16-040079 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 9,531.944

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 18, 2016 Filed Oct 19, 2016 16:00 UTC GrantStock Appreciation Right · Derivative 1,000 $0.00 Strike: $33.08 $0.00
Disclosure

SEC source: 0001437749-16-039945 · rdgdoc.xml · derivative · entry 2

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-10-18

Read SEC document
October 18, 2016 Filed Oct 24, 2016 16:12 UTC GrantStock Appreciation Right · Derivative 1,000 $0.00 Strike: $33.08 $0.00
Disclosure

SEC source: 0001437749-16-040078 · rdgdoc.xml · derivative · entry 3

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-10-18

Read SEC document
September 26, 2016 Filed Nov 14, 2016 19:18 UTC
THOMPSON KATHY CDirector · Sr. Executive Vice President
GiftCommon Stock 290 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-042012 · rdgdoc.xml · nonDerivative · entry 2

THOMPSON KATHY C · CIK 0001193306 · Director · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,749

F1 · price: Gifted shares to charitable organizations.

Read SEC document
September 21, 2016 Filed Oct 31, 2016 17:47 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
GiftCommon Stock 760 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-040627 · rdgdoc.xml · nonDerivative · entry 2

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,860

F1 · price: Gifted shares to charitable organization.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 16:34 UTC PurchaseCommon Stock 46.065 $32.02 $1,475.00
Disclosure

SEC source: 0001437749-16-038873 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 773.185

Read SEC document
September 15, 2016 Filed Sep 19, 2016 16:21 UTC PurchaseCommon Stock 189.725 $32.02 $6,074.99
Disclosure

SEC source: 0001437749-16-038868 · rdgdoc.xml · nonDerivative · entry 1

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 32,790.265

Read SEC document
September 15, 2016 Filed Sep 19, 2016 16:32 UTC PurchaseCommon Stock 92.13 $32.02 $2,950.00
Disclosure

SEC source: 0001437749-16-038872 · rdgdoc.xml · nonDerivative · entry 1

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 56,964.03

Read SEC document
September 15, 2016 Filed Sep 19, 2016 16:30 UTC PurchaseCommon Stock 92.13 $32.02 $2,950.00
Disclosure

SEC source: 0001437749-16-038871 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 9,384.482

Read SEC document
September 15, 2016 Filed Sep 19, 2016 16:28 UTC PurchaseCommon Stock 70.269 $32.02 $2,250.01
Disclosure

SEC source: 0001437749-16-038870 · rdgdoc.xml · nonDerivative · entry 1

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 14,728.017

Read SEC document
September 15, 2016 Filed Sep 19, 2016 16:25 UTC
Herde Carl GDirector
PurchaseCommon Stock 89.007 $32.02 $2,850.00
Disclosure

SEC source: 0001437749-16-038869 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 17,616.899

Read SEC document
September 09, 2016 Filed Sep 12, 2016 19:12 UTC
Hillebrand James ADirector · President
Exercise / conversionStock Appreciation Right · Derivative 6,442 $15.58 Strike: $15.58 $100,366.36
Disclosure

SEC source: 0001437749-16-038566 · rdgdoc.xml · derivative · entry 6

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,442 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2016 Filed Sep 12, 2016 19:12 UTC
Hillebrand James ADirector · President
Tax withholdingCommon Stock 4,299 $31.83 $136,837.17
Disclosure

SEC source: 0001437749-16-038566 · rdgdoc.xml · nonDerivative · entry 2

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,489

Read SEC document
September 09, 2016 Filed Sep 12, 2016 19:12 UTC
Hillebrand James ADirector · President
Exercise / conversionCommon Stock 6,442 $15.58 $100,366.36
Disclosure

SEC source: 0001437749-16-038566 · rdgdoc.xml · nonDerivative · entry 1

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 14:47 UTC
DAVIS NANCY BExecutive V.P., Treasurer
SaleCommon Stock 232 $32.22 $7,475.04
Disclosure

SEC source: 0001437749-16-038564 · rdgdoc.xml · nonDerivative · entry 1

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k/ESOP-FBO Nancy Davis

Disclosed balance after: 0

Read SEC document
September 06, 2016 Filed Sep 7, 2016 16:24 UTC
DAVIS NANCY BExecutive V.P., Treasurer
Exercise / conversionOption (right to buy) · Derivative 3,285 $17.89 Strike: $17.89 $58,768.65
Disclosure

SEC source: 0001437749-16-038426 · rdgdoc.xml · derivative · entry 7

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,285 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 16:24 UTC
DAVIS NANCY BExecutive V.P., Treasurer
SaleCommon Stock 1,175 $31.61 $37,145.04
Disclosure

SEC source: 0001437749-16-038426 · rdgdoc.xml · nonDerivative · entry 4

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,629

Read SEC document
September 06, 2016 Filed Sep 7, 2016 16:24 UTC
DAVIS NANCY BExecutive V.P., Treasurer
Exercise / conversionCommon Stock 3,285 $17.89 $58,768.65
Disclosure

SEC source: 0001437749-16-038426 · rdgdoc.xml · nonDerivative · entry 3

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 15:32 UTC
THOMPSON KATHY CDirector · Sr. Executive Vice President
SaleCommon Stock 600 $31.69 $19,014.00
Disclosure

SEC source: 0001437749-16-038388 · rdgdoc.xml · nonDerivative · entry 2

THOMPSON KATHY C · CIK 0001193306 · Director · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,039

Read SEC document
September 02, 2016 Filed Sep 7, 2016 16:24 UTC
DAVIS NANCY BExecutive V.P., Treasurer
Exercise / conversionOption (right to buy) · Derivative 4,215 $17.89 Strike: $17.89 $75,406.35
Disclosure

SEC source: 0001437749-16-038426 · rdgdoc.xml · derivative · entry 6

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,285

Underlying: Common Stock · 4,215 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 16:24 UTC
DAVIS NANCY BExecutive V.P., Treasurer
SaleCommon Stock 4,215 $31.75 $133,843.11
Disclosure

SEC source: 0001437749-16-038426 · rdgdoc.xml · nonDerivative · entry 2

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,519

Read SEC document
September 02, 2016 Filed Sep 7, 2016 16:24 UTC
DAVIS NANCY BExecutive V.P., Treasurer
Exercise / conversionCommon Stock 4,215 $17.89 $75,406.35
Disclosure

SEC source: 0001437749-16-038426 · rdgdoc.xml · nonDerivative · entry 1

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 15:32 UTC
THOMPSON KATHY CDirector · Sr. Executive Vice President
SaleCommon Stock 4,900 $31.88 $156,212.00
Disclosure

SEC source: 0001437749-16-038388 · rdgdoc.xml · nonDerivative · entry 1

THOMPSON KATHY C · CIK 0001193306 · Director · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,639

Read SEC document
September 01, 2016 Filed Sep 6, 2016 14:13 UTC
DAVIS NANCY BExecutive V.P., Treasurer
Exercise / conversionStock Appreciation Right · Derivative 8,739 $14.02 Strike: $14.02 $122,520.78
Disclosure

SEC source: 0001437749-16-038336 · rdgdoc.xml · derivative · entry 10

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,739 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 14:13 UTC
DAVIS NANCY BExecutive V.P., Treasurer
Exercise / conversionStock Appreciation Right · Derivative 4,500 $14.76 Strike: $14.76 $66,420.00
Disclosure

SEC source: 0001437749-16-038336 · rdgdoc.xml · derivative · entry 9

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 14:13 UTC
DAVIS NANCY BExecutive V.P., Treasurer
Exercise / conversionStock Appreciation Right · Derivative 4,800 $15.58 Strike: $15.58 $74,784.00
Disclosure

SEC source: 0001437749-16-038336 · rdgdoc.xml · derivative · entry 8

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,800 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 14:13 UTC
DAVIS NANCY BExecutive V.P., Treasurer
Tax withholdingCommon Stock 11,736 $31.94 $374,847.84
Disclosure

SEC source: 0001437749-16-038336 · rdgdoc.xml · nonDerivative · entry 6

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,519

Read SEC document
September 01, 2016 Filed Sep 6, 2016 14:13 UTC
DAVIS NANCY BExecutive V.P., Treasurer
Exercise / conversionCommon Stock 8,739 $14.02 $122,520.78
Disclosure

SEC source: 0001437749-16-038336 · rdgdoc.xml · nonDerivative · entry 5

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.