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Nasdaq · USD

SYBT

Stock Yards Bancorp, Inc.

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Tapewire entity
2761
SEC CIK
0000835324
Parsed reports
1,277

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 06, 2017 Filed Jan 10, 2017 23:30 UTC PurchaseCommon Stock 15.508 $47.05 $729.65
Disclosure

SEC source: 0001437749-17-000481 · rdgdoc.xml · nonDerivative · entry 1

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 16,136

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 23:29 UTC PurchaseCommon Stock 15.508 $47.05 $729.65
Disclosure

SEC source: 0001437749-17-000480 · rdgdoc.xml · nonDerivative · entry 1

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 58,793

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 23:28 UTC PurchaseCommon Stock 15.508 $47.05 $729.65
Disclosure

SEC source: 0001437749-17-000479 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 10,722

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 23:25 UTC PurchaseCommon Stock 15.508 $47.05 $729.65
Disclosure

SEC source: 0001437749-17-000477 · rdgdoc.xml · nonDerivative · entry 1

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 34,469.858

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 23:23 UTC PurchaseCommon Stock 15.508 $47.05 $729.65
Disclosure

SEC source: 0001437749-17-000476 · rdgdoc.xml · nonDerivative · entry 1

LECHLEITER RICHARD A · CIK 0001191026 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 17,486.961

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:10 UTC GrantCommon Stock 530 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000096 · rdgdoc.xml · nonDerivative · entry 1

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,189

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:09 UTC GrantCommon Stock 530 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000094 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,193

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:08 UTC GrantCommon Stock 530 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000092 · rdgdoc.xml · nonDerivative · entry 1

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,472

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:07 UTC GrantCommon Stock 530 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000090 · rdgdoc.xml · nonDerivative · entry 1

LECHLEITER RICHARD A · CIK 0001191026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,138

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:05 UTC
Herde Carl GDirector
GrantCommon Stock 530 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000089 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,798

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:04 UTC GrantCommon Stock 530 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000088 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:02 UTC GrantCommon Stock 530 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000086 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,072

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:03 UTC GrantCommon Stock 530 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000087 · rdgdoc.xml · nonDerivative · entry 1

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,642

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:09 UTC
Hillebrand James ADirector · President
GiftCommon Stock 30 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-043908 · rdgdoc.xml · nonDerivative · entry 5

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,333

F1 · price: Gifted Shares to Charitable Organization

Read SEC document
December 23, 2016 Filed Dec 27, 2016 21:46 UTC PurchaseCommon Stock 79.919 $46.25 $3,696.25
Disclosure

SEC source: 0001437749-16-043799 · rdgdoc.xml · nonDerivative · entry 1

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 57,527.043

Read SEC document
December 23, 2016 Filed Dec 27, 2016 21:45 UTC PurchaseCommon Stock 48.649 $46.25 $2,250.02
Disclosure

SEC source: 0001437749-16-043798 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 9,649.679

Read SEC document
December 23, 2016 Filed Dec 27, 2016 21:44 UTC PurchaseCommon Stock 77.838 $46.25 $3,600.01
Disclosure

SEC source: 0001437749-16-043797 · rdgdoc.xml · nonDerivative · entry 1

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 15,042.808

Read SEC document
December 23, 2016 Filed Dec 27, 2016 21:43 UTC
Herde Carl GDirector
PurchaseCommon Stock 54.054 $46.25 $2,500.00
Disclosure

SEC source: 0001437749-16-043796 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 17,849.641

Read SEC document
December 23, 2016 Filed Dec 27, 2016 21:26 UTC PurchaseCommon Stock 48.649 $46.25 $2,250.02
Disclosure

SEC source: 0001437749-16-043794 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 184.66

Read SEC document
December 23, 2016 Filed Dec 27, 2016 21:24 UTC PurchaseCommon Stock 160.541 $46.25 $7,425.02
Disclosure

SEC source: 0001437749-16-043793 · rdgdoc.xml · nonDerivative · entry 1

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 33,302.23

Read SEC document
December 23, 2016 Filed Dec 27, 2016 21:23 UTC PurchaseCommon Stock 31.351 $46.25 $1,449.98
Disclosure

SEC source: 0001437749-16-043792 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 891.388

Read SEC document
December 22, 2016 Filed Dec 29, 2016 13:07 UTC
DAVIS NANCY BExecutive V.P., Treasurer
GiftCommon Stock 50 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-043906 · rdgdoc.xml · nonDerivative · entry 2

DAVIS NANCY B · CIK 0001193290 · Executive V.P., Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,499

F1 · price: Gifted Shares to Charitable Organization

Read SEC document
December 20, 2016 Filed Jan 19, 2017 21:28 UTC OtherCommon Stock 34,911 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000881 · rdgdoc.xml · nonDerivative · entry 5

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,836

F2 · price: Includes shares acquired from mother's estate

Read SEC document
December 20, 2016 Filed Jan 19, 2017 21:28 UTC OtherCommon Stock 209,473 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000881 · rdgdoc.xml · nonDerivative · entry 3

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Reflects beneficial interest in shares owned by Hayfield Investment Partners, LLC

Disclosed balance after: 0

F1 · price: Partnership dissolved upon settlement of mother's estate. Shares split evenly and account closed.

Read SEC document
December 20, 2016 Filed Jan 19, 2017 21:28 UTC OtherCommon Stock 104,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-000881 · rdgdoc.xml · nonDerivative · entry 1

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,925

F1 · price: Partnership dissolved upon settlement of mother's estate. Shares split evenly and account closed.

Read SEC document
December 19, 2016 Filed Dec 29, 2016 18:09 UTC
Hillebrand James ADirector · President
GiftCommon Stock 2 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-043908 · rdgdoc.xml · nonDerivative · entry 4

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,363

F1 · price: Gifted Shares to Charitable Organization

Read SEC document
December 19, 2016 Filed Jan 19, 2017 21:28 UTC SaleCommon Stock 1,500 $44.59 $66,889.80
Disclosure

SEC source: 0001437749-17-000881 · rdgdoc.xml · nonDerivative · entry 2

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Tasman Industries Retirement Plan FBO Principal Owners

Disclosed balance after: 0

Read SEC document
December 16, 2016 Filed Dec 19, 2016 16:08 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
SaleCommon Stock 2,018 $44.60 $90,002.80
Disclosure

SEC source: 0001437749-16-043507 · rdgdoc.xml · nonDerivative · entry 5

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k/ESOP-David Heintzman

Disclosed balance after: 24,249

Read SEC document
December 16, 2016 Filed Dec 19, 2016 16:08 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
GiftCommon Stock 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-043507 · rdgdoc.xml · nonDerivative · entry 4

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,656

F1 · price: Gifted shares to charitable organization.

Read SEC document
December 16, 2016 Filed Dec 29, 2016 18:09 UTC
Hillebrand James ADirector · President
GiftCommon Stock 23 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-043908 · rdgdoc.xml · nonDerivative · entry 3

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,365

F1 · price: Gifted Shares to Charitable Organization

Read SEC document
December 15, 2016 Filed Dec 19, 2016 16:08 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
SaleCommon Stock 2,009 $44.80 $90,003.20
Disclosure

SEC source: 0001437749-16-043507 · rdgdoc.xml · nonDerivative · entry 1

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k/ESOP-David Heintzman

Disclosed balance after: 26,267

Read SEC document
December 12, 2016 Filed Dec 29, 2016 18:09 UTC
Hillebrand James ADirector · President
GiftCommon Stock 77 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-043908 · rdgdoc.xml · nonDerivative · entry 2

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,388

F1 · price: Gifted Shares to Charitable Organization

Read SEC document
November 30, 2016 Filed Dec 22, 2016 19:05 UTC
CROCE MICHAELExecutive Vice President
Exercise / conversionOption (Right to Buy) · Derivative 3,750 $17.89 Strike: $17.89 $67,087.50
Disclosure

SEC source: 0001437749-16-043686 · rdgdoc.xml · derivative · entry 4

CROCE MICHAEL · CIK 0001609264 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 22, 2016 19:05 UTC
CROCE MICHAELExecutive Vice President
SaleCommon Stock 2,389 $41.25 $98,546.25
Disclosure

SEC source: 0001437749-16-043686 · rdgdoc.xml · nonDerivative · entry 2

CROCE MICHAEL · CIK 0001609264 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,108

Read SEC document
November 30, 2016 Filed Dec 22, 2016 19:05 UTC
CROCE MICHAELExecutive Vice President
Exercise / conversionCommon Stock 3,750 $17.89 $67,087.50
Disclosure

SEC source: 0001437749-16-043686 · rdgdoc.xml · nonDerivative · entry 1

CROCE MICHAEL · CIK 0001609264 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired through dividend reinvestment plan.

F2 · balance_after: Shares adjusted due to 3 for 2 stock split distributed on May 27, 2016.

Read SEC document
November 29, 2016 Filed Dec 19, 2016 16:08 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
GiftCommon Stock 190 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-043507 · rdgdoc.xml · nonDerivative · entry 3

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,756

F1 · price: Gifted shares to charitable organization.

Read SEC document
November 28, 2016 Filed Dec 19, 2016 16:08 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
GiftCommon Stock 120 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-16-043507 · rdgdoc.xml · nonDerivative · entry 2

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,946

F1 · price: Gifted shares to charitable organization.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 15:18 UTC
Poindexter PhilipExecutive Vice President
SaleCommon Stock 3,150 $44.05 $138,757.50
Disclosure

SEC source: 0001437749-16-042653 · rdgdoc.xml · nonDerivative · entry 1

Poindexter Philip · CIK 0001311262 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,624

Read SEC document
November 18, 2016 Filed Nov 21, 2016 16:43 UTC
THOMPSON KATHY CDirector · Sr. Executive Vice President
SaleCommon Stock 2,500 $42.66 $106,650.00
Disclosure

SEC source: 0001437749-16-042451 · rdgdoc.xml · nonDerivative · entry 1

THOMPSON KATHY C · CIK 0001193306 · Director · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,749

Read SEC document
November 18, 2016 Filed Nov 22, 2016 17:59 UTC PurchaseCommon Stock 69.087 $42.70 $2,950.01
Disclosure

SEC source: 0001437749-16-042518 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 9,601.03

Read SEC document
November 18, 2016 Filed Nov 22, 2016 18:01 UTC PurchaseCommon Stock 85.48 $42.70 $3,650.00
Disclosure

SEC source: 0001437749-16-042519 · rdgdoc.xml · nonDerivative · entry 1

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 57,448.124

Read SEC document
November 18, 2016 Filed Nov 22, 2016 17:54 UTC
Herde Carl GDirector
PurchaseCommon Stock 34.543 $42.70 $1,474.99
Disclosure

SEC source: 0001437749-16-042516 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 17,795.587

Read SEC document
November 18, 2016 Filed Nov 22, 2016 17:56 UTC PurchaseCommon Stock 69.087 $42.70 $2,950.01
Disclosure

SEC source: 0001437749-16-042517 · rdgdoc.xml · nonDerivative · entry 1

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 14,964.97

Read SEC document
November 18, 2016 Filed Nov 22, 2016 17:52 UTC PurchaseCommon Stock 69.087 $42.70 $2,950.01
Disclosure

SEC source: 0001437749-16-042515 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 136.011

Read SEC document
November 18, 2016 Filed Nov 22, 2016 17:45 UTC PurchaseCommon Stock 85.48 $42.70 $3,650.00
Disclosure

SEC source: 0001437749-16-042513 · rdgdoc.xml · nonDerivative · entry 1

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 33,141.689

Read SEC document
November 18, 2016 Filed Nov 22, 2016 17:44 UTC PurchaseCommon Stock 34.543 $42.70 $1,474.99
Disclosure

SEC source: 0001437749-16-042512 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 860.037

Read SEC document
November 16, 2016 Filed Nov 17, 2016 18:51 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
SaleCommon Stock 2,024 $41.50 $83,996.00
Disclosure

SEC source: 0001437749-16-042324 · rdgdoc.xml · nonDerivative · entry 1

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k/ESOP-David Heintzman

Disclosed balance after: 28,276

Read SEC document
November 14, 2016 Filed Nov 15, 2016 18:52 UTC
Stinnett Thomas CExecutive Vice President
Exercise / conversionStock Appreciation Right · Derivative 3,300 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0001437749-16-042161 · rdgdoc.xml · derivative · entry 5

Stinnett Thomas C · CIK 0001513466 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,300 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 18:52 UTC
Stinnett Thomas CExecutive Vice President
SaleCommon Stock 2,002 $40.00 $80,080.00
Disclosure

SEC source: 0001437749-16-042161 · rdgdoc.xml · nonDerivative · entry 2

Stinnett Thomas C · CIK 0001513466 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,740

Read SEC document
November 14, 2016 Filed Nov 15, 2016 18:52 UTC
Stinnett Thomas CExecutive Vice President
Exercise / conversionCommon Stock 3,300 $15.58 $51,414.00
Disclosure

SEC source: 0001437749-16-042161 · rdgdoc.xml · nonDerivative · entry 1

Stinnett Thomas C · CIK 0001513466 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.