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Nasdaq · USD

SYBT

Stock Yards Bancorp, Inc.

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Tapewire entity
2761
SEC CIK
0000835324
Parsed reports
1,277

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 22, 2018 20:18 UTC
CROCE MICHAELExecutive Vice President
GrantStock Appreciation Right · Derivative 3,162 $35.90 Strike: $35.90 $113,515.80
Disclosure

SEC source: 0001437749-18-003067 · rdgdoc.xml · derivative · entry 3

CROCE MICHAEL · CIK 0001609264 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,162

Underlying: Common Stock · 3,162 shares

Expires 2028-02-20

Read SEC document
February 20, 2018 Filed Feb 22, 2018 20:18 UTC
CROCE MICHAELExecutive Vice President
Tax withholdingCommon Stock 183 $35.90 $6,569.70
Disclosure

SEC source: 0001437749-18-003067 · rdgdoc.xml · nonDerivative · entry 1

CROCE MICHAEL · CIK 0001609264 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,544.1814

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 20:38 UTC PurchaseCommon Stock 86.614 $38.10 $3,299.99
Disclosure

SEC source: 0001437749-18-001057 · rdgdoc.xml · nonDerivative · entry 1

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 61,842.393

Read SEC document
January 23, 2018 Filed Jan 24, 2018 20:36 UTC PurchaseCommon Stock 94.488 $38.10 $3,599.99
Disclosure

SEC source: 0001437749-18-001055 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 12,677.343

Read SEC document
January 23, 2018 Filed Jan 24, 2018 20:35 UTC PurchaseCommon Stock 65.617 $38.10 $2,500.01
Disclosure

SEC source: 0001437749-18-001054 · rdgdoc.xml · nonDerivative · entry 1

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 18,423.354

Read SEC document
January 23, 2018 Filed Jan 24, 2018 20:34 UTC
Herde Carl GDirector
PurchaseCommon Stock 47.244 $38.10 $1,800.00
Disclosure

SEC source: 0001437749-18-001053 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 20,669.573

Read SEC document
January 23, 2018 Filed Jan 24, 2018 20:31 UTC PurchaseCommon Stock 86.614 $38.10 $3,299.99
Disclosure

SEC source: 0001437749-18-001051 · rdgdoc.xml · nonDerivative · entry 1

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 37,409.782

Read SEC document
January 23, 2018 Filed Jan 24, 2018 20:32 UTC PurchaseCommon Stock 94.488 $38.10 $3,599.99
Disclosure

SEC source: 0001437749-18-001052 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,900.57

Read SEC document
January 23, 2018 Filed Jan 24, 2018 20:29 UTC PurchaseCommon Stock 43.307 $38.10 $1,650.00
Disclosure

SEC source: 0001437749-18-001050 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,430.626

Read SEC document
January 23, 2018 Filed Jan 25, 2018 18:36 UTC PurchaseCommon Stock 65.617 $38.10 $2,500.01
Disclosure

SEC source: 0001437749-18-001112 · rdgdoc.xml · nonDerivative · entry 1

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 65.617

Read SEC document
January 23, 2018 Filed Mar 27, 2018 13:17 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
GiftCommon Stock 400 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-005540 · rdgdoc.xml · nonDerivative · entry 2

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,429

F1 · price: Gifted Shares to Charitable Organization

Read SEC document
January 18, 2018 Filed Jan 19, 2018 20:00 UTC PurchaseCommon Stock 1.164 $37.80 $44.00
Disclosure

SEC source: 0001437749-18-000833 · rdgdoc.xml · nonDerivative · entry 1

LECHLEITER RICHARD A · CIK 0001191026 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 18,445.517

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 18, 2018 Filed Jan 19, 2018 19:58 UTC
Herde Carl GDirector
PurchaseCommon Stock 1.164 $37.80 $44.00
Disclosure

SEC source: 0001437749-18-000832 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 20,622.329

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 18, 2018 Filed Jan 19, 2018 19:57 UTC PurchaseCommon Stock 1.164 $37.80 $44.00
Disclosure

SEC source: 0001437749-18-000831 · rdgdoc.xml · nonDerivative · entry 1

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 37,323.167

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 18, 2018 Filed Jan 19, 2018 19:56 UTC PurchaseCommon Stock 1.164 $37.80 $44.00
Disclosure

SEC source: 0001437749-18-000830 · rdgdoc.xml · nonDerivative · entry 1

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 61,755.779

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 18, 2018 Filed Jan 19, 2018 19:55 UTC PurchaseCommon Stock 1.164 $37.80 $44.00
Disclosure

SEC source: 0001437749-18-000829 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 12,582.855

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 18, 2018 Filed Jan 19, 2018 19:53 UTC PurchaseCommon Stock 1.164 $37.80 $44.00
Disclosure

SEC source: 0001437749-18-000828 · rdgdoc.xml · nonDerivative · entry 1

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 18,357.738

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 18, 2018 Filed Jan 19, 2018 19:52 UTC PurchaseCommon Stock 1.164 $37.80 $44.00
Disclosure

SEC source: 0001437749-18-000827 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,806.082

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 16:42 UTC GrantStock Appreciation Right · Derivative 1,000 $38.30 Strike: $38.30 $38,300.00
Disclosure

SEC source: 0001437749-18-000714 · rdgdoc.xml · derivative · entry 2

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-01-16

Read SEC document
January 11, 2018 Filed Mar 27, 2018 13:17 UTC
HEINTZMAN DAVID PDirector · Chairman & CEO
GiftCommon Stock 530 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-005540 · rdgdoc.xml · nonDerivative · entry 1

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,829

F1 · price: Gifted Shares to Charitable Organization

Read SEC document
January 10, 2018 Filed Jan 11, 2018 20:06 UTC PurchaseCommon Stock 11.322 $37.45 $424.01
Disclosure

SEC source: 0001437749-18-000526 · rdgdoc.xml · nonDerivative · entry 1

LECHLEITER RICHARD A · CIK 0001191026 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 18,388.407

F1 · balance_after: Includes Movement of vested restricted stock units deferred

Read SEC document
January 10, 2018 Filed Jan 11, 2018 20:08 UTC PurchaseCommon Stock 11.322 $37.45 $424.01
Disclosure

SEC source: 0001437749-18-000527 · rdgdoc.xml · nonDerivative · entry 1

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 18,300.628

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

F2 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 20:03 UTC
Herde Carl GDirector
PurchaseCommon Stock 11.322 $37.45 $424.01
Disclosure

SEC source: 0001437749-18-000525 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 20,565.219

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

F2 · balance_after: Includes Movement of vested restricted stock units deferred

Read SEC document
January 10, 2018 Filed Jan 11, 2018 19:56 UTC PurchaseCommon Stock 11.322 $37.45 $424.01
Disclosure

SEC source: 0001437749-18-000523 · rdgdoc.xml · nonDerivative · entry 1

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 37,266.058

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 19:59 UTC PurchaseCommon Stock 11.322 $37.45 $424.01
Disclosure

SEC source: 0001437749-18-000524 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,748.972

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 19:53 UTC PurchaseCommon Stock 11.322 $37.45 $424.01
Disclosure

SEC source: 0001437749-18-000522 · rdgdoc.xml · nonDerivative · entry 1

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 61,698.669

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

F2 · balance_after: Includes Movement of vested restricted stock units deferred

Read SEC document
January 10, 2018 Filed Jan 11, 2018 19:50 UTC PurchaseCommon Stock 11.322 $37.45 $424.01
Disclosure

SEC source: 0001437749-18-000521 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 12,525.745

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

F2 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 19:52 UTC GrantCommon Stock 725 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000102 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,852

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 15:31 UTC GrantCommon Stock 725 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000229 · rdgdoc.xml · nonDerivative · entry 1

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,685.8408

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 15:30 UTC GrantCommon Stock 725 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000228 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,975.76

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 15:28 UTC GrantCommon Stock 725 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000227 · rdgdoc.xml · nonDerivative · entry 1

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,290.46

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 15:27 UTC GrantCommon Stock 725 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000226 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,810

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 14:59 UTC
Herde Carl GDirector
GrantCommon Stock 725 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000221 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,648.87

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 15:25 UTC GrantCommon Stock 725 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000225 · rdgdoc.xml · nonDerivative · entry 1

LECHLEITER RICHARD A · CIK 0001191026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

F1 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 15:22 UTC GrantCommon Stock 725 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000224 · rdgdoc.xml · nonDerivative · entry 1

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,197.1669

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 15:02 UTC GrantCommon Stock 725 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000222 · rdgdoc.xml · nonDerivative · entry 1

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,975

F1 · price: Restricted stock unit grant with one year vesting.

Read SEC document
December 27, 2017 Filed Jan 3, 2018 19:50 UTC
Hillebrand James ADirector · President
GiftCommon Stock 212 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-000101 · rdgdoc.xml · nonDerivative · entry 1

Hillebrand James A · CIK 0001314458 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,728

F1 · price: Gifted Shares to Charitable Organization

Read SEC document
December 26, 2017 Filed Dec 27, 2017 19:04 UTC PurchaseCommon Stock 2,510 $38.15 $95,756.50
Disclosure

SEC source: 0001437749-17-021168 · rdgdoc.xml · nonDerivative · entry 1

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Read SEC document
December 21, 2017 Filed Dec 22, 2017 15:06 UTC PurchaseCommon Stock 64.103 $39.00 $2,500.02
Disclosure

SEC source: 0001437749-17-021078 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 11,919.095

Read SEC document
December 21, 2017 Filed Dec 22, 2017 15:07 UTC PurchaseCommon Stock 105.128 $39.00 $4,099.99
Disclosure

SEC source: 0001437749-17-021079 · rdgdoc.xml · nonDerivative · entry 1

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 60,819.857

Read SEC document
December 21, 2017 Filed Dec 22, 2017 15:05 UTC PurchaseCommon Stock 153.205 $39.00 $5,975.00
Disclosure

SEC source: 0001437749-17-021077 · rdgdoc.xml · nonDerivative · entry 1

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 17,662.481

Read SEC document
December 21, 2017 Filed Dec 22, 2017 15:04 UTC
Herde Carl GDirector
PurchaseCommon Stock 67.308 $39.00 $2,625.01
Disclosure

SEC source: 0001437749-17-021076 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 19,914.052

Read SEC document
December 21, 2017 Filed Dec 22, 2017 15:03 UTC PurchaseCommon Stock 64.103 $39.00 $2,500.02
Disclosure

SEC source: 0001437749-17-021075 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,202.019

Read SEC document
December 21, 2017 Filed Dec 22, 2017 15:02 UTC PurchaseCommon Stock 205.769 $39.00 $8,024.99
Disclosure

SEC source: 0001437749-17-021074 · rdgdoc.xml · nonDerivative · entry 1

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 36,523.145

Read SEC document
December 21, 2017 Filed Dec 22, 2017 15:01 UTC PurchaseCommon Stock 42.308 $39.00 $1,650.01
Disclosure

SEC source: 0001437749-17-021073 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,379.868

Read SEC document
December 15, 2017 Filed Dec 18, 2017 14:56 UTC
THOMPSON KATHY CDirector · Sr. Executive Vice President
SaleCommon Stock 2,500 $39.33 $98,325.00
Disclosure

SEC source: 0001437749-17-020819 · rdgdoc.xml · nonDerivative · entry 2

THOMPSON KATHY C · CIK 0001193306 · Director · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,440

Read SEC document
December 13, 2017 Filed Dec 14, 2017 21:04 UTC
CROCE MICHAELExecutive Vice President
Exercise / conversionStock Appreciation Right · Derivative 2,325 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0001437749-17-020691 · rdgdoc.xml · derivative · entry 4

CROCE MICHAEL · CIK 0001609264 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 21:04 UTC
CROCE MICHAELExecutive Vice President
Tax withholdingCommon Stock 1,579 $38.00 $60,002.00
Disclosure

SEC source: 0001437749-17-020691 · rdgdoc.xml · nonDerivative · entry 2

CROCE MICHAEL · CIK 0001609264 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,710

Read SEC document
December 13, 2017 Filed Dec 14, 2017 21:04 UTC
CROCE MICHAELExecutive Vice President
Exercise / conversionCommon Stock 2,325 $15.58 $36,223.50
Disclosure

SEC source: 0001437749-17-020691 · rdgdoc.xml · nonDerivative · entry 1

CROCE MICHAEL · CIK 0001609264 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
November 30, 2017 Filed Dec 18, 2017 14:56 UTC
THOMPSON KATHY CDirector · Sr. Executive Vice President
GiftCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-020819 · rdgdoc.xml · nonDerivative · entry 1

THOMPSON KATHY C · CIK 0001193306 · Director · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,940

F1 · price: Gifted Shares to Charitable Organization

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.