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Nasdaq · USD

SYBT

Stock Yards Bancorp, Inc.

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Tapewire entity
2761
SEC CIK
0000835324
Parsed reports
1,277

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2019 Filed Jan 18, 2019 17:35 UTC
Rehm MichaelExecutive Vice President
Tax withholdingCommon Stock 38 $34.19 $1,299.22
Disclosure

SEC source: 0001437749-19-001029 · rdgdoc.xml · nonDerivative · entry 2

Rehm Michael · CIK 0001750868 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,493

Read SEC document
January 04, 2019 Filed Jan 7, 2019 16:25 UTC PurchaseCommon Stock 20.411 $34.10 $696.02
Disclosure

SEC source: 0001437749-19-000425 · rdgdoc.xml · nonDerivative · entry 3

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 65,460.003

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 16:24 UTC PurchaseCommon Stock 20.411 $34.10 $696.02
Disclosure

SEC source: 0001437749-19-000424 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 14,882.642

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 16:21 UTC PurchaseCommon Stock 20.411 $34.10 $696.02
Disclosure

SEC source: 0001437749-19-000422 · rdgdoc.xml · nonDerivative · entry 1

LECHLEITER RICHARD A · CIK 0001191026 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 19,695.764

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 16:23 UTC PurchaseCommon Stock 20.411 $34.10 $696.02
Disclosure

SEC source: 0001437749-19-000423 · rdgdoc.xml · nonDerivative · entry 3

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 21,018.185

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 16:20 UTC
Herde Carl GDirector
PurchaseCommon Stock 20.411 $34.10 $696.02
Disclosure

SEC source: 0001437749-19-000421 · rdgdoc.xml · nonDerivative · entry 2

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 22,679.574

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 16:18 UTC PurchaseCommon Stock 20.411 $34.10 $696.02
Disclosure

SEC source: 0001437749-19-000420 · rdgdoc.xml · nonDerivative · entry 3

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 3,758.475

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 16:15 UTC PurchaseCommon Stock 20.411 $34.10 $696.02
Disclosure

SEC source: 0001437749-19-000419 · rdgdoc.xml · nonDerivative · entry 2

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 40,714.895

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 16:14 UTC PurchaseCommon Stock 20.411 $34.10 $696.02
Disclosure

SEC source: 0001437749-19-000418 · rdgdoc.xml · nonDerivative · entry 1

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,899.891

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:56 UTC GrantCommon Stock 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-000207 · rdgdoc.xml · nonDerivative · entry 2

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,112.8392

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:55 UTC
Schutte JohnDirector
GrantCommon Stock 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-000206 · rdgdoc.xml · nonDerivative · entry 1

Schutte John · CIK 0001713580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,304

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:54 UTC GrantCommon Stock 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-000204 · rdgdoc.xml · nonDerivative · entry 2

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,311.9903

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:52 UTC GrantCommon Stock 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-000200 · rdgdoc.xml · nonDerivative · entry 2

LECHLEITER RICHARD A · CIK 0001191026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,109

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:53 UTC GrantCommon Stock 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-000202 · rdgdoc.xml · nonDerivative · entry 1

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,674.3319

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:51 UTC
Herde Carl GDirector
GrantCommon Stock 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-000199 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,075.8172

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:49 UTC
HEINTZMAN DAVID PDirector · Chairman of the Board
GrantCommon Stock 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-000198 · rdgdoc.xml · nonDerivative · entry 3

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,437

F1 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:48 UTC GrantCommon Stock 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-000196 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,319

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:47 UTC GrantCommon Stock 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-000194 · rdgdoc.xml · nonDerivative · entry 3

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,596.0179

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:46 UTC GrantCommon Stock 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-000193 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,746

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:45 UTC GrantCommon Stock 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-000192 · rdgdoc.xml · nonDerivative · entry 2

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,119

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
December 31, 2018 Filed Dec 31, 2018 21:39 UTC
THOMPSON KATHY CDirector · Sr. Executive Vice President
SaleCommon Stock 1,500 $32.63 $48,945.00
Disclosure

SEC source: 0001437749-18-022826 · rdgdoc.xml · nonDerivative · entry 2

THOMPSON KATHY C · CIK 0001193306 · Director · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,923

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
December 27, 2018 Filed Dec 28, 2018 17:11 UTC PurchaseCommon Stock 300 $31.50 $9,450.00
Disclosure

SEC source: 0001437749-18-022705 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,425

Read SEC document
December 24, 2018 Filed Dec 26, 2018 13:47 UTC PurchaseCommon Stock 500 $31.11 $15,555.00
Disclosure

SEC source: 0001437749-18-022566 · rdgdoc.xml · nonDerivative · entry 3

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,225

Read SEC document
December 24, 2018 Filed Dec 26, 2018 13:47 UTC PurchaseCommon Stock 1,000 $31.06 $31,060.00
Disclosure

SEC source: 0001437749-18-022566 · rdgdoc.xml · nonDerivative · entry 2

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,725

Read SEC document
December 21, 2018 Filed Dec 26, 2018 14:28 UTC PurchaseCommon Stock 231.072 $30.51 $7,050.01
Disclosure

SEC source: 0001437749-18-022574 · rdgdoc.xml · nonDerivative · entry 2

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 39,668.891

Read SEC document
December 21, 2018 Filed Dec 26, 2018 13:54 UTC PurchaseCommon Stock 128.646 $30.51 $3,924.99
Disclosure

SEC source: 0001437749-18-022572 · rdgdoc.xml · nonDerivative · entry 3

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 64,226.046

Read SEC document
December 21, 2018 Filed Dec 26, 2018 13:53 UTC
Schutte JohnDirector
PurchaseCommon Stock 128.646 $30.51 $3,924.99
Disclosure

SEC source: 0001437749-18-022571 · rdgdoc.xml · nonDerivative · entry 3

Schutte John · CIK 0001713580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Director Deferred Comp Plan

Disclosed balance after: 526.451

Read SEC document
December 21, 2018 Filed Dec 26, 2018 13:52 UTC PurchaseCommon Stock 154.867 $30.51 $4,724.99
Disclosure

SEC source: 0001437749-18-022570 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 14,031.465

Read SEC document
December 21, 2018 Filed Dec 26, 2018 13:51 UTC PurchaseCommon Stock 190.102 $30.51 $5,800.01
Disclosure

SEC source: 0001437749-18-022569 · rdgdoc.xml · nonDerivative · entry 3

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 20,120.862

Read SEC document
December 21, 2018 Filed Dec 26, 2018 13:49 UTC PurchaseCommon Stock 102.425 $30.51 $3,124.99
Disclosure

SEC source: 0001437749-18-022567 · rdgdoc.xml · nonDerivative · entry 3

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 2,991.047

Read SEC document
December 21, 2018 Filed Dec 26, 2018 13:50 UTC
Herde Carl GDirector
PurchaseCommon Stock 109.39 $30.51 $3,337.49
Disclosure

SEC source: 0001437749-18-022568 · rdgdoc.xml · nonDerivative · entry 2

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 21,769.074

Read SEC document
December 21, 2018 Filed Dec 26, 2018 13:47 UTC PurchaseCommon Stock 102.425 $30.51 $3,124.99
Disclosure

SEC source: 0001437749-18-022566 · rdgdoc.xml · nonDerivative · entry 1

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,146.522

Read SEC document
December 21, 2018 Filed Dec 26, 2018 13:46 UTC PurchaseCommon Stock 64.323 $30.51 $1,962.49
Disclosure

SEC source: 0001437749-18-022565 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,987.694

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:11 UTC PurchaseCommon Stock 126.45 $31.04 $3,925.01
Disclosure

SEC source: 0001437749-18-021397 · rdgdoc.xml · nonDerivative · entry 3

Northern Richard · CIK 0001509016 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 19,930.761

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:15 UTC
Schutte JohnDirector
PurchaseCommon Stock 126.45 $31.04 $3,925.01
Disclosure

SEC source: 0001437749-18-021400 · rdgdoc.xml · nonDerivative · entry 3

Schutte John · CIK 0001713580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Director Deferred Comp Plan

Disclosed balance after: 397.805

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:13 UTC PurchaseCommon Stock 152.223 $31.04 $4,725.00
Disclosure

SEC source: 0001437749-18-021399 · rdgdoc.xml · nonDerivative · entry 3

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 64,097.4

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:12 UTC PurchaseCommon Stock 126.45 $31.04 $3,925.01
Disclosure

SEC source: 0001437749-18-021398 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 13,876.598

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:10 UTC
Herde Carl GDirector
PurchaseCommon Stock 50.338 $31.04 $1,562.49
Disclosure

SEC source: 0001437749-18-021396 · rdgdoc.xml · nonDerivative · entry 2

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 21,659.684

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:09 UTC PurchaseCommon Stock 152.223 $31.04 $4,725.00
Disclosure

SEC source: 0001437749-18-021395 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 2,888.622

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:08 UTC PurchaseCommon Stock 126.45 $31.04 $3,925.01
Disclosure

SEC source: 0001437749-18-021394 · rdgdoc.xml · nonDerivative · entry 2

EDINGER CHARLES R III · CIK 0001193294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 39,437.819

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:07 UTC PurchaseCommon Stock 63.225 $31.04 $1,962.50
Disclosure

SEC source: 0001437749-18-021393 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,923.371

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:05 UTC PurchaseCommon Stock 152.223 $31.04 $4,725.00
Disclosure

SEC source: 0001437749-18-021392 · rdgdoc.xml · nonDerivative · entry 1

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 1,044.097

Read SEC document
November 21, 2018 Filed Nov 26, 2018 16:52 UTC
Newton Michael BSr. Vice President
GrantCommon Stock 1,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-021266 · rdgdoc.xml · nonDerivative · entry 1

Newton Michael B · CIK 0001758893 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,345

F1 · price: Restricted Stock Award Grant with 5 year vesting

Read SEC document
October 30, 2018 Filed Oct 30, 2018 18:32 UTC PurchaseCommon Stock 500 $30.69 $15,345.60
Disclosure

SEC source: 0001437749-18-019039 · rdgdoc.xml · nonDerivative · entry 2

LECHLEITER RICHARD A · CIK 0001191026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,215

Read SEC document
October 30, 2018 Filed Nov 1, 2018 13:59 UTC
Stinnett Thomas CExecutive Vice President
Exercise / conversionStock Appreciation Right · Derivative 3,000 $0.00 Strike: $14.76 $0.00
Disclosure

SEC source: 0001437749-18-019235 · rdgdoc.xml · derivative · entry 6

Stinnett Thomas C · CIK 0001513466 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 13:59 UTC
Stinnett Thomas CExecutive Vice President
Tax withholdingCommon Stock 1,920 $31.15 $59,808.00
Disclosure

SEC source: 0001437749-18-019235 · rdgdoc.xml · nonDerivative · entry 4

Stinnett Thomas C · CIK 0001513466 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,090.7431

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 13:59 UTC
Stinnett Thomas CExecutive Vice President
Exercise / conversionCommon Stock 3,000 $14.76 $44,280.00
Disclosure

SEC source: 0001437749-18-019235 · rdgdoc.xml · nonDerivative · entry 3

Stinnett Thomas C · CIK 0001513466 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,010.7431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 13:55 UTC
CROCE MICHAELExecutive Vice President
Exercise / conversionStock Appreciation Right · Derivative 2,250 $0.00 Strike: $14.76 $0.00
Disclosure

SEC source: 0001437749-18-019234 · rdgdoc.xml · derivative · entry 5

CROCE MICHAEL · CIK 0001609264 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 13:55 UTC
CROCE MICHAELExecutive Vice President
Tax withholdingCommon Stock 1,588 $31.15 $49,466.20
Disclosure

SEC source: 0001437749-18-019234 · rdgdoc.xml · nonDerivative · entry 3

CROCE MICHAEL · CIK 0001609264 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,242.3378

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 13:55 UTC
CROCE MICHAELExecutive Vice President
Exercise / conversionCommon Stock 2,250 $14.76 $33,210.00
Disclosure

SEC source: 0001437749-18-019234 · rdgdoc.xml · nonDerivative · entry 2

CROCE MICHAEL · CIK 0001609264 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,830.3378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.