Tapewire

Nasdaq · USD

SYBT

Stock Yards Bancorp, Inc.

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Tapewire entity
2761
SEC CIK
0000835324
Parsed reports
1,277

Last 12 months

Inside the activity.

1 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2021 Filed Jan 7, 2021 18:53 UTC PurchaseCommon Stock 19.525 $40.38 $788.42
Disclosure

SEC source: 0001437749-21-000346 · rdgdoc.xml · nonDerivative · entry 1

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 5,992.714

F1 · balance_after: Includes movement of vested restricted stock units deferred.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:58 UTC GrantCommon Stock 862 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000280 · rdgdoc.xml · nonDerivative · entry 1

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,353.001

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:56 UTC GrantCommon Stock 862 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000278 · rdgdoc.xml · nonDerivative · entry 2

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,382.3042

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:55 UTC GrantCommon Stock 862 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000276 · rdgdoc.xml · nonDerivative · entry 3

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,092

F1 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:52 UTC GrantCommon Stock 862 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000273 · rdgdoc.xml · nonDerivative · entry 2

LECHLEITER RICHARD A · CIK 0001191026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,682

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:54 UTC
Herde Carl GDirector
GrantCommon Stock 862 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000275 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,595.158

F2 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:31 UTC
Schutte JohnDirector
GrantCommon Stock 862 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000268 · rdgdoc.xml · nonDerivative · entry 1

Schutte John · CIK 0001713580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,896

F1 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:30 UTC GrantCommon Stock 862 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000267 · rdgdoc.xml · nonDerivative · entry 1

Heitzman Donna L · CIK 0001687266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,410

F1 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:29 UTC
HEINTZMAN DAVID PDirector · Chairman of the Board
GrantCommon Stock 862 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000264 · rdgdoc.xml · nonDerivative · entry 2

HEINTZMAN DAVID P · CIK 0001193296 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,622

F1 · price: Restricted stock unit grant with one year vesting.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:27 UTC GrantCommon Stock 862 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-000263 · rdgdoc.xml · nonDerivative · entry 1

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,338

F1 · price: Restricted stock unit grant with one year vesting.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 19:14 UTC GrantCommon Stock 130.695 $41.70 $5,449.98
Disclosure

SEC source: 0001437749-20-025465 · rdgdoc.xml · nonDerivative · entry 3

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 72,873.718

Read SEC document
December 15, 2020 Filed Dec 16, 2020 19:13 UTC
Schutte JohnDirector
GrantCommon Stock 55.156 $41.70 $2,300.01
Disclosure

SEC source: 0001437749-20-025463 · rdgdoc.xml · nonDerivative · entry 3

Schutte John · CIK 0001713580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Director Deferred Comp Plan

Disclosed balance after: 2,976.812

Read SEC document
December 15, 2020 Filed Dec 16, 2020 19:11 UTC GrantCommon Stock 149.281 $41.70 $6,225.02
Disclosure

SEC source: 0001437749-20-025462 · rdgdoc.xml · nonDerivative · entry 2

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 19,582.298

Read SEC document
December 15, 2020 Filed Dec 16, 2020 19:09 UTC GrantCommon Stock 37.17 $41.70 $1,549.99
Disclosure

SEC source: 0001437749-20-025461 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 3,188.901

Read SEC document
December 15, 2020 Filed Dec 16, 2020 19:06 UTC GrantCommon Stock 76.739 $41.70 $3,200.02
Disclosure

SEC source: 0001437749-20-025460 · rdgdoc.xml · nonDerivative · entry 1

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 5,208.449

Read SEC document
November 23, 2020 Filed Nov 25, 2020 13:34 UTC
Newton Michael BSr. Vice President
Tax withholdingCommon Stock 80 $40.93 $3,274.40
Disclosure

SEC source: 0001437749-20-024424 · rdgdoc.xml · nonDerivative · entry 1

Newton Michael B · CIK 0001758893 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:31 UTC GrantCommon Stock 97.082 $41.46 $4,025.02
Disclosure

SEC source: 0001437749-20-024247 · rdgdoc.xml · nonDerivative · entry 1

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 5,131.711

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:29 UTC GrantCommon Stock 37.687 $41.46 $1,562.50
Disclosure

SEC source: 0001437749-20-024246 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 3,151.731

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:28 UTC GrantCommon Stock 94.67 $41.46 $3,925.02
Disclosure

SEC source: 0001437749-20-024245 · rdgdoc.xml · nonDerivative · entry 2

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 19,433.018

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:26 UTC
Schutte JohnDirector
GrantCommon Stock 94.67 $41.46 $3,925.02
Disclosure

SEC source: 0001437749-20-024244 · rdgdoc.xml · nonDerivative · entry 3

Schutte John · CIK 0001713580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Director Deferred Comp Plan

Disclosed balance after: 2,921.656

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:24 UTC GrantCommon Stock 116.377 $41.46 $4,824.99
Disclosure

SEC source: 0001437749-20-024242 · rdgdoc.xml · nonDerivative · entry 3

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 72,743.022

Read SEC document
October 22, 2020 Filed Oct 23, 2020 17:05 UTC GrantCommon Stock 104.9 $38.37 $4,025.01
Disclosure

SEC source: 0001437749-20-021549 · rdgdoc.xml · nonDerivative · entry 3

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 72,626.645

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 17:02 UTC GrantCommon Stock 81.444 $38.37 $3,125.01
Disclosure

SEC source: 0001437749-20-021547 · rdgdoc.xml · nonDerivative · entry 2

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 19,338.348

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 17:04 UTC
Schutte JohnDirector
GrantCommon Stock 112.718 $38.37 $4,324.99
Disclosure

SEC source: 0001437749-20-021548 · rdgdoc.xml · nonDerivative · entry 3

Schutte John · CIK 0001713580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Director Deferred Comp Plan

Disclosed balance after: 2,826.987

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 16:59 UTC GrantCommon Stock 104.9 $38.37 $4,025.01
Disclosure

SEC source: 0001437749-20-021545 · rdgdoc.xml · nonDerivative · entry 1

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 5,034.629

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 17:00 UTC GrantCommon Stock 40.722 $38.37 $1,562.50
Disclosure

SEC source: 0001437749-20-021546 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 3,114.044

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 18:43 UTC GrantCommon Stock 57.214 $40.20 $2,300.00
Disclosure

SEC source: 0001437749-20-019812 · rdgdoc.xml · nonDerivative · entry 1

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 4,891.076

Read SEC document
September 16, 2020 Filed Sep 17, 2020 18:41 UTC GrantCommon Stock 28.607 $40.20 $1,150.00
Disclosure

SEC source: 0001437749-20-019811 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 3,049.224

Read SEC document
September 16, 2020 Filed Sep 17, 2020 18:39 UTC GrantCommon Stock 134.95 $40.20 $5,424.99
Disclosure

SEC source: 0001437749-20-019810 · rdgdoc.xml · nonDerivative · entry 2

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 19,105.913

Read SEC document
September 16, 2020 Filed Sep 17, 2020 18:33 UTC
Schutte JohnDirector
GrantCommon Stock 57.214 $40.20 $2,300.00
Disclosure

SEC source: 0001437749-20-019809 · rdgdoc.xml · nonDerivative · entry 3

Schutte John · CIK 0001713580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Director Deferred Comp Plan

Disclosed balance after: 2,692.986

Read SEC document
September 16, 2020 Filed Sep 17, 2020 18:29 UTC GrantCommon Stock 113.184 $40.20 $4,550.00
Disclosure

SEC source: 0001437749-20-019808 · rdgdoc.xml · nonDerivative · entry 3

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 71,953.113

Read SEC document
August 27, 2020 Filed Aug 28, 2020 13:14 UTC
Dishman WilliamExecutive Vice President
SaleCommon Stock 1,874 $42.90 $80,394.60
Disclosure

SEC source: 0001437749-20-018890 · rdgdoc.xml · nonDerivative · entry 3

Dishman William · CIK 0001456199 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,112

Read SEC document
August 25, 2020 Filed Dec 21, 2020 20:58 UTC
Herde Carl GDirector
GiftCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-025707 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,733.16

F2 · price: Gifted Shares to Charitable Organization

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 16:27 UTC GrantCommon Stock 94.24 $42.71 $4,024.99
Disclosure

SEC source: 0001437749-20-018442 · rdgdoc.xml · nonDerivative · entry 3

TASMAN NORMAN · CIK 0001193421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 71,839.929

Read SEC document
August 19, 2020 Filed Aug 20, 2020 16:26 UTC
Schutte JohnDirector
GrantCommon Stock 73.168 $42.71 $3,125.01
Disclosure

SEC source: 0001437749-20-018441 · rdgdoc.xml · nonDerivative · entry 3

Schutte John · CIK 0001713580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Director Deferred Comp Plan

Disclosed balance after: 2,635.772

Read SEC document
August 19, 2020 Filed Aug 20, 2020 16:23 UTC GrantCommon Stock 73.168 $42.71 $3,125.01
Disclosure

SEC source: 0001437749-20-018440 · rdgdoc.xml · nonDerivative · entry 2

Priebe Stephen M · CIK 0001556358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 18,970.963

Read SEC document
August 19, 2020 Filed Aug 20, 2020 16:22 UTC GrantCommon Stock 36.584 $42.71 $1,562.50
Disclosure

SEC source: 0001437749-20-018439 · rdgdoc.xml · nonDerivative · entry 3

Brown J McCauley · CIK 0001351766 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 3,020.617

Read SEC document
August 19, 2020 Filed Aug 20, 2020 16:21 UTC GrantCommon Stock 56.193 $42.71 $2,400.00
Disclosure

SEC source: 0001437749-20-018438 · rdgdoc.xml · nonDerivative · entry 1

Bickel Paul J III · CIK 0001726333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Directors' Deferred Comp Plan

Disclosed balance after: 4,833.862

Read SEC document
August 19, 2020 Filed Nov 3, 2020 20:53 UTC
Rehm MichaelExecutive Vice President
SaleCommon Stock 500 $42.64 $21,317.95
Disclosure

SEC source: 0001437749-20-022366 · rdgdoc.xml · nonDerivative · entry 3

Rehm Michael · CIK 0001750868 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,468

Read SEC document
August 17, 2020 Filed Aug 19, 2020 19:46 UTC
Stinnett Thomas CExecutive Vice President
Exercise / conversionStock Appreciation Right · Derivative 7,758 $0.00 Strike: $15.24 $0.00
Disclosure

SEC source: 0001437749-20-018332 · rdgdoc.xml · derivative · entry 6

Stinnett Thomas C · CIK 0001513466 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,758 shares

Expires 2022-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 19:46 UTC
Stinnett Thomas CExecutive Vice President
Tax withholdingCommon Stock 5,073 $43.13 $218,798.49
Disclosure

SEC source: 0001437749-20-018332 · rdgdoc.xml · nonDerivative · entry 4

Stinnett Thomas C · CIK 0001513466 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,853.18

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 19:46 UTC
Stinnett Thomas CExecutive Vice President
Exercise / conversionCommon Stock 7,758 $15.24 $118,231.92
Disclosure

SEC source: 0001437749-20-018332 · rdgdoc.xml · nonDerivative · entry 3

Stinnett Thomas C · CIK 0001513466 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,926.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Aug 13, 2020 20:12 UTC SaleCommon Stock 4,691 $42.90 $201,265.01
Disclosure

SEC source: 0001437749-20-017821 · rdgdoc.xml · nonDerivative · entry 2

Poindexter Philip · CIK 0001311262 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,358

Read SEC document
August 13, 2020 Filed Aug 17, 2020 14:13 UTC
Herde Carl GDirector
OtherCommon Stock 3,985 $42.99 $171,315.15
Disclosure

SEC source: 0001437749-20-018108 · rdgdoc.xml · nonDerivative · entry 2

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust-Directors' Deferred Comp Plan

Disclosed balance after: 21,378.274

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 14:13 UTC
Herde Carl GDirector
SaleCommon Stock 750 $42.68 $32,010.00
Disclosure

SEC source: 0001437749-20-018108 · rdgdoc.xml · nonDerivative · entry 1

Herde Carl G · CIK 0001313020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,693.737

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 18:16 UTC
Dishman WilliamExecutive Vice President
Exercise / conversionStock Appreciation Right · Derivative 5,000 $0.00 Strike: $15.24 $0.00
Disclosure

SEC source: 0001437749-20-018001 · rdgdoc.xml · derivative · entry 6

Dishman William · CIK 0001456199 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,005

Underlying: Common Stock · 10,005 shares

Expires 2022-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 18:16 UTC
Dishman WilliamExecutive Vice President
Tax withholdingCommon Stock 3,258 $43.66 $142,244.28
Disclosure

SEC source: 0001437749-20-018001 · rdgdoc.xml · nonDerivative · entry 4

Dishman William · CIK 0001456199 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,986

Read SEC document
August 12, 2020 Filed Aug 14, 2020 18:16 UTC
Dishman WilliamExecutive Vice President
Exercise / conversionCommon Stock 5,000 $15.24 $76,200.00
Disclosure

SEC source: 0001437749-20-018001 · rdgdoc.xml · nonDerivative · entry 3

Dishman William · CIK 0001456199 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 18:12 UTC
THOMPSON KATHY CDirector · Sr. Executive Vice President
Exercise / conversionStock Appreciation Right · Derivative 9,089 $0.00 Strike: $25.76 $0.00
Disclosure

SEC source: 0001437749-20-017999 · rdgdoc.xml · derivative · entry 5

THOMPSON KATHY C · CIK 0001193306 · Director · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,273

Underlying: Common Stock · 11,362 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 18:12 UTC
THOMPSON KATHY CDirector · Sr. Executive Vice President
Tax withholdingCommon Stock 7,096 $43.66 $309,811.36
Disclosure

SEC source: 0001437749-20-017999 · rdgdoc.xml · nonDerivative · entry 3

THOMPSON KATHY C · CIK 0001193306 · Director · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,243

F1 · balance_after: Includes shares acquired through automatic dividend reinvestment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.