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Nasdaq · USD

SWKS

SKYWORKS SOLUTIONS, INC.

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3526
SEC CIK
0000004127
Parsed reports
461

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2017 Filed Nov 25, 2017 00:02 UTC
GRIFFIN LIAMDirector · President and CEO
Exercise / conversionCommon Stock 16,250 $25.25 $410,312.50
Disclosure

SEC source: 0001209191-17-062477 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/15/2017.

Read SEC document
November 22, 2017 Filed Nov 25, 2017 00:01 UTC
BORI CARLOS SSVP, Sales & Marketing
SaleCommon Stock 3,200 $109.60 $350,720.00
Disclosure

SEC source: 0001209191-17-062475 · doc4.xml · nonDerivative · entry 2

BORI CARLOS S · CIK 0001713763 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,523

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/12/2017.

F3 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $109.30 per share to $110.19 per share.

Read SEC document
November 22, 2017 Filed Nov 25, 2017 00:01 UTC
BORI CARLOS SSVP, Sales & Marketing
SaleCommon Stock 545 $109.12 $59,470.40
Disclosure

SEC source: 0001209191-17-062475 · doc4.xml · nonDerivative · entry 1

BORI CARLOS S · CIK 0001713763 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,723

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/12/2017.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $109.04 per share to $109.17 per share.

Read SEC document
November 17, 2017 Filed Nov 18, 2017 00:15 UTC
GRIFFIN LIAMDirector · President and CEO
SaleCommon Stock 8,185 $109.86 $899,204.10
Disclosure

SEC source: 0001209191-17-061647 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,147

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/15/2017.

F3 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $109.36 per share to $110.35 per share.

Read SEC document
November 17, 2017 Filed Nov 18, 2017 00:15 UTC
GRIFFIN LIAMDirector · President and CEO
SaleCommon Stock 3,100 $109.19 $338,489.00
Disclosure

SEC source: 0001209191-17-061647 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,332

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/15/2017.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $109.01 per share to $109.35 per share.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC
ALDRICH DAVID JDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,216 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · derivative · entry 8

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,499

Underlying: Common Stock · 22,216 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC
ALDRICH DAVID JDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,784 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · derivative · entry 7

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,784 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC
ALDRICH DAVID JDirector · Executive Chairman
SaleCommon Stock 15,000 $110.08 $1,651,200.00
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · nonDerivative · entry 5

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,058

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.00 per share to $110.29 per share.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC
ALDRICH DAVID JDirector · Executive Chairman
SaleCommon Stock 22,216 $110.08 $2,445,537.28
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · nonDerivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,058

F1 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.00 per share to $110.30 per share.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC
ALDRICH DAVID JDirector · Executive Chairman
Exercise / conversionCommon Stock 22,216 $25.25 $560,954.00
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · nonDerivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC
ALDRICH DAVID JDirector · Executive Chairman
SaleCommon Stock 7,784 $110.08 $856,862.72
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,058

F1 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.00 per share to $110.30 per share.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC
ALDRICH DAVID JDirector · Executive Chairman
Exercise / conversionCommon Stock 7,784 $20.02 $155,835.68
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 18, 2017 00:14 UTC
GAMMEL PETER LChief Technology Officer
SaleCommon Stock 500 $109.85 $54,925.00
Disclosure

SEC source: 0001209191-17-061645 · doc4.xml · nonDerivative · entry 3

GAMMEL PETER L · CIK 0001343323 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,485

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/23/2017.

F4 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $109.50 per share to $110.22 per share.

Read SEC document
November 15, 2017 Filed Nov 18, 2017 00:14 UTC
GAMMEL PETER LChief Technology Officer
SaleCommon Stock 3,800 $108.55 $412,490.00
Disclosure

SEC source: 0001209191-17-061645 · doc4.xml · nonDerivative · entry 2

GAMMEL PETER L · CIK 0001343323 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,985

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/23/2017.

F3 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $108.21 per share to $109.20 per share.

Read SEC document
November 15, 2017 Filed Nov 18, 2017 00:14 UTC
GAMMEL PETER LChief Technology Officer
SaleCommon Stock 2,700 $107.92 $291,384.00
Disclosure

SEC source: 0001209191-17-061645 · doc4.xml · nonDerivative · entry 1

GAMMEL PETER L · CIK 0001343323 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,785

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/23/2017.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $107.39 per share to $108.20 per share.

Read SEC document
November 15, 2017 Filed Nov 18, 2017 00:12 UTC
BORI CARLOS SSVP, Sales & Marketing
SaleCommon Stock 2,377 $108.58 $258,094.66
Disclosure

SEC source: 0001209191-17-061643 · doc4.xml · nonDerivative · entry 2

BORI CARLOS S · CIK 0001713763 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,268

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/12/2017.

F3 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $108.25 per share to $109.21 per share.

Read SEC document
November 15, 2017 Filed Nov 18, 2017 00:12 UTC
BORI CARLOS SSVP, Sales & Marketing
SaleCommon Stock 2,000 $107.96 $215,920.00
Disclosure

SEC source: 0001209191-17-061643 · doc4.xml · nonDerivative · entry 1

BORI CARLOS S · CIK 0001713763 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,645

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/12/2017.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $107.39 per share to $108.21 per share.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,253 $0.00 Strike: $75.91 $0.00
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · derivative · entry 22

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,757

Underlying: Common Stock · 2,253 shares

Expires 2023-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: This stock option vests in four (4) equal intallments, beginning on 11/10/2017 and ending on 11/10/2020.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,483 $0.00 Strike: $84.89 $0.00
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · derivative · entry 21

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966

Underlying: Common Stock · 1,483 shares

Expires 2022-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: This stock option vests in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,750 $0.00 Strike: $60.97 $0.00
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · derivative · entry 20

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires 2021-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · derivative · entry 19

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
SaleCommon Stock 2,253 $110.32 $248,550.96
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · nonDerivative · entry 16

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,018

F7 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.31 per share to $110.35 per share.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,253 $75.91 $171,025.23
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · nonDerivative · entry 15

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
SaleCommon Stock 1,483 $110.32 $163,604.56
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · nonDerivative · entry 14

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,018

F7 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.31 per share to $110.35 per share.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,483 $84.89 $125,891.87
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · nonDerivative · entry 13

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
SaleCommon Stock 1,750 $110.32 $193,060.00
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · nonDerivative · entry 12

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,018

F7 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.31 per share to $110.35 per share.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,750 $60.97 $106,697.50
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · nonDerivative · entry 11

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
SaleCommon Stock 2,500 $110.32 $275,800.00
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · nonDerivative · entry 10

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,018

F7 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.31 per share to $110.35 per share.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,500 $25.25 $63,125.00
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · nonDerivative · entry 9

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,982 $0.00 Strike: $77.66 $0.00
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · derivative · entry 23

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,944

Underlying: Common Stock · 1,982 shares

Expires 2023-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: This stock option vests in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $84.89 $0.00
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · derivative · entry 22

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2022-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: This stock option vests in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $60.97 $0.00
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · derivative · entry 21

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 3,000 shares

Expires 2021-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,150 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · derivative · entry 20

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,150 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
SaleCommon Stock 1,982 $110.53 $219,070.46
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · nonDerivative · entry 16

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,352

F7 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.49 per share to $110.69 per share.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
Exercise / conversionCommon Stock 1,982 $77.66 $153,922.12
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · nonDerivative · entry 15

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
SaleCommon Stock 6,000 $110.53 $663,180.00
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · nonDerivative · entry 14

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,352

F7 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.49 per share to $110.69 per share.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
Exercise / conversionCommon Stock 6,000 $84.89 $509,340.00
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · nonDerivative · entry 13

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
SaleCommon Stock 3,000 $110.53 $331,590.00
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · nonDerivative · entry 12

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,352

F7 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.49 per share to $110.69 per share.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
Exercise / conversionCommon Stock 3,000 $60.97 $182,910.00
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · nonDerivative · entry 11

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 13, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
SaleCommon Stock 1,150 $110.53 $127,109.50
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · nonDerivative · entry 10

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,352

F7 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.49 per share to $110.69 per share.

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November 13, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
Exercise / conversionCommon Stock 1,150 $25.25 $29,037.50
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · nonDerivative · entry 9

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 659 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · derivative · entry 18

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,975

Underlying: Common Stock · 659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F9 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/10/2017 and ending on 11/10/2020.

F9 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/10/2017 and ending on 11/10/2020.

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November 10, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 344 $110.41 $37,981.04
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · nonDerivative · entry 8

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,018

F3 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

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November 10, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 659 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · nonDerivative · entry 7

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

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November 10, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 2,158 $110.41 $238,264.78
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · nonDerivative · entry 6

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,703

F3 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

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November 10, 2017 Filed Nov 15, 2017 00:17 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
GrantCommon Stock 5,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060746 · doc4.xml · nonDerivative · entry 5

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,861

F5 · shares: Represents 5,250 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2014. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2015.

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November 10, 2017 Filed Nov 15, 2017 00:15 UTC
GRIFFIN LIAMDirector · President and CEO
SaleCommon Stock 12,141 $110.95 $1,347,043.95
Disclosure

SEC source: 0001209191-17-060744 · doc4.xml · nonDerivative · entry 9

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,432

F6 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/15/2017.

F7 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.60 per share to $111.43 per share.

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November 10, 2017 Filed Nov 15, 2017 00:15 UTC
GRIFFIN LIAMDirector · President and CEO
Tax withholdingCommon Stock 12,315 $110.41 $1,359,699.15
Disclosure

SEC source: 0001209191-17-060744 · doc4.xml · nonDerivative · entry 8

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,573

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

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November 10, 2017 Filed Nov 15, 2017 00:15 UTC
GRIFFIN LIAMDirector · President and CEO
GrantCommon Stock 23,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060744 · doc4.xml · nonDerivative · entry 7

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,888

F5 · shares: Represents 23,600 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2014. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2015.

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November 10, 2017 Filed Nov 15, 2017 00:15 UTC
GASPARINI LAURA AVP, Human Resources
Tax withholdingCommon Stock 1,256 $110.41 $138,674.96
Disclosure

SEC source: 0001209191-17-060743 · doc4.xml · nonDerivative · entry 8

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,352

F3 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.