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Nasdaq · USD

SWKS

SKYWORKS SOLUTIONS, INC.

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3526
SEC CIK
0000004127
Parsed reports
461

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2019 Filed Feb 9, 2019 00:01 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $60.97 $0.00
Disclosure

SEC source: 0001209191-19-008748 · doc4.xml · derivative · entry 5

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,999

Underlying: Common Stock · 3,000 shares

Expires 2020-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F4 · derivative.exercise_date: This stock option was originally scheduled to vest in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.

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February 08, 2019 Filed Feb 9, 2019 00:01 UTC SaleCommon Stock 2,900 $81.08 $235,132.00
Disclosure

SEC source: 0001209191-19-008748 · doc4.xml · nonDerivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,922

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.58 per share to $81.47 per share.

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February 08, 2019 Filed Feb 9, 2019 00:01 UTC SaleCommon Stock 100 $80.30 $8,030.00
Disclosure

SEC source: 0001209191-19-008748 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,822

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

Read SEC document
February 08, 2019 Filed Feb 9, 2019 00:01 UTC Exercise / conversionCommon Stock 3,000 $60.97 $182,910.00
Disclosure

SEC source: 0001209191-19-008748 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

Read SEC document
January 16, 2019 Filed Jan 19, 2019 00:14 UTC
GAMMEL PETER LChief Technology Officer
SaleCommon Stock 2,652 $68.45 $181,529.40
Disclosure

SEC source: 0001209191-19-004637 · doc4.xml · nonDerivative · entry 1

GAMMEL PETER L · CIK 0001343323 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,123

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/21/2018.

Read SEC document
November 12, 2018 Filed Nov 15, 2018 00:01 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 659 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058636 · doc4.xml · derivative · entry 8

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316

Underlying: Common Stock · 659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/10/2017 and ending on 11/10/2020.

F6 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/10/2017 and ending on 11/10/2020.

Read SEC document
November 12, 2018 Filed Nov 15, 2018 00:01 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 228 $72.84 $16,607.52
Disclosure

SEC source: 0001209191-18-058636 · doc4.xml · nonDerivative · entry 6

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,576

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 12, 2018 Filed Nov 15, 2018 00:01 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 659 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-058636 · doc4.xml · nonDerivative · entry 5

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:56 UTC Exercise / conversionRestricted Stock Units · Derivative 13,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058629 · doc4.xml · derivative · entry 11

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F7 · derivative.exercise_date: The restricted stock units were originally scheduled to vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and the Issuer, in conjunction with the Reporting Person's cessation of employment, the number of shares issued to the Reporting Person on 11/12/2018 represents that number of shares that would have been issued under the award on 11/7/2018, 11/7/2019, 11/7/2020, and 11/7/2021, in each case prorated for the number of days during which the Reporting Person performed services for the Issuer during fiscal year 2018 prior to his cessation of employment.

F7 · derivative.expiration_date: The restricted stock units were originally scheduled to vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and the Issuer, in conjunction with the Reporting Person's cessation of employment, the number of shares issued to the Reporting Person on 11/12/2018 represents that number of shares that would have been issued under the award on 11/7/2018, 11/7/2019, 11/7/2020, and 11/7/2021, in each case prorated for the number of days during which the Reporting Person performed services for the Issuer during fiscal year 2018 prior to his cessation of employment.

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November 12, 2018 Filed Nov 14, 2018 23:56 UTC Exercise / conversionRestricted Stock Units · Derivative 10,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058629 · doc4.xml · derivative · entry 10

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock units were originally scheduled to vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and the Issuer, in conjunction with the Reporting Person's cessation of employment, the number of shares issued to the Reporting Person on 11/12/2018 represents that number of shares that would have been issued under the award on 11/9/2018, 11/9/2019, and 11/9/2020.

F6 · derivative.expiration_date: The restricted stock units were originally scheduled to vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and the Issuer, in conjunction with the Reporting Person's cessation of employment, the number of shares issued to the Reporting Person on 11/12/2018 represents that number of shares that would have been issued under the award on 11/9/2018, 11/9/2019, and 11/9/2020.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:56 UTC Tax withholdingCommon Stock 6,076 $72.84 $442,575.84
Disclosure

SEC source: 0001209191-18-058629 · doc4.xml · nonDerivative · entry 8

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,922

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:56 UTC Exercise / conversionCommon Stock 13,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-058629 · doc4.xml · nonDerivative · entry 7

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:56 UTC Tax withholdingCommon Stock 4,659 $72.84 $339,361.56
Disclosure

SEC source: 0001209191-18-058629 · doc4.xml · nonDerivative · entry 6

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,398

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:56 UTC Exercise / conversionCommon Stock 10,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-058629 · doc4.xml · nonDerivative · entry 5

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:56 UTC Tax withholdingCommon Stock 27,942 $72.84 $2,035,295.28
Disclosure

SEC source: 0001209191-18-058629 · doc4.xml · nonDerivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,628

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:56 UTC GrantCommon Stock 62,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058629 · doc4.xml · nonDerivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,570

F3 · shares: Represents 62,580 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and the Issuer, in conjunction with the Reporting Person's cessation of employment, the number of shares issued to the Reporting Person on 11/12/2018 represents that number of shares that would have been issued under the award on 11/9/2018 and 11/9/2019.

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November 12, 2018 Filed Nov 14, 2018 23:56 UTC Tax withholdingCommon Stock 4,119 $72.84 $300,027.96
Disclosure

SEC source: 0001209191-18-058629 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,990

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:56 UTC GrantCommon Stock 9,225 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058629 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,109

F1 · shares: Represents 9,225 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and the Issuer, in conjunction with the Reporting Person's cessation of employment, the number of shares issued to the Reporting Person on 11/12/2018 represents that number of shares that would have been issued under the award on 11/9/2018.

Read SEC document
November 09, 2018 Filed Nov 15, 2018 00:01 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,367 $76.66 $104,794.22
Disclosure

SEC source: 0001209191-18-058636 · doc4.xml · nonDerivative · entry 4

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,145

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 15, 2018 00:01 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
GrantCommon Stock 3,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058636 · doc4.xml · nonDerivative · entry 3

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,512

F3 · shares: Represents 3,952 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.

Read SEC document
November 09, 2018 Filed Nov 15, 2018 00:01 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 181 $76.66 $13,875.46
Disclosure

SEC source: 0001209191-18-058636 · doc4.xml · nonDerivative · entry 2

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,560

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 15, 2018 00:01 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
GrantCommon Stock 521 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058636 · doc4.xml · nonDerivative · entry 1

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,741

F1 · shares: Represents 521 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016.

Read SEC document
November 09, 2018 Filed Nov 15, 2018 00:00 UTC
Sennesael KrisSVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 934 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058635 · doc4.xml · derivative · entry 5

Sennesael Kris · CIK 0001452383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,866

Underlying: Common Stock · 934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.

F4 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.

Read SEC document
November 09, 2018 Filed Nov 15, 2018 00:00 UTC
Sennesael KrisSVP & Chief Financial Officer
Tax withholdingCommon Stock 464 $76.66 $35,570.24
Disclosure

SEC source: 0001209191-18-058635 · doc4.xml · nonDerivative · entry 4

Sennesael Kris · CIK 0001452383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,841

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 15, 2018 00:00 UTC
Sennesael KrisSVP & Chief Financial Officer
Exercise / conversionCommon Stock 934 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-058635 · doc4.xml · nonDerivative · entry 3

Sennesael Kris · CIK 0001452383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
November 09, 2018 Filed Nov 15, 2018 00:00 UTC
Sennesael KrisSVP & Chief Financial Officer
Tax withholdingCommon Stock 2,777 $76.66 $212,884.82
Disclosure

SEC source: 0001209191-18-058635 · doc4.xml · nonDerivative · entry 2

Sennesael Kris · CIK 0001452383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,371

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 15, 2018 00:00 UTC
Sennesael KrisSVP & Chief Financial Officer
GrantCommon Stock 5,601 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058635 · doc4.xml · nonDerivative · entry 1

Sennesael Kris · CIK 0001452383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,148

F1 · shares: Represents 5,601 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC
GRIFFIN LIAMDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,863 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · derivative · entry 8

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,725

Underlying: Common Stock · 3,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.

F6 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC
GRIFFIN LIAMDirector · President and CEO
Tax withholdingCommon Stock 1,916 $76.66 $146,880.56
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · nonDerivative · entry 6

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,218

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC
GRIFFIN LIAMDirector · President and CEO
Exercise / conversionCommon Stock 3,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · nonDerivative · entry 5

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC
GRIFFIN LIAMDirector · President and CEO
Tax withholdingCommon Stock 11,492 $76.66 $880,976.72
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · nonDerivative · entry 4

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,271

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC
GRIFFIN LIAMDirector · President and CEO
GrantCommon Stock 23,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · nonDerivative · entry 3

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,763

F3 · shares: Represents 23,177 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC
GRIFFIN LIAMDirector · President and CEO
Tax withholdingCommon Stock 2,196 $76.66 $168,345.36
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,586

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC
GRIFFIN LIAMDirector · President and CEO
GrantCommon Stock 4,428 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,782

F1 · shares: Represents 4,428 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:58 UTC
BORI CARLOS SSVP, Sales & Marketing
Exercise / conversionRestricted Stock Units · Derivative 901 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058632 · doc4.xml · derivative · entry 8

BORI CARLOS S · CIK 0001713763 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,802

Underlying: Common Stock · 901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.

F6 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:58 UTC
BORI CARLOS SSVP, Sales & Marketing
Tax withholdingCommon Stock 312 $76.66 $23,917.92
Disclosure

SEC source: 0001209191-18-058632 · doc4.xml · nonDerivative · entry 6

BORI CARLOS S · CIK 0001713763 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,561

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:58 UTC
BORI CARLOS SSVP, Sales & Marketing
Exercise / conversionCommon Stock 901 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-058632 · doc4.xml · nonDerivative · entry 5

BORI CARLOS S · CIK 0001713763 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

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November 09, 2018 Filed Nov 14, 2018 23:58 UTC
BORI CARLOS SSVP, Sales & Marketing
Tax withholdingCommon Stock 1,871 $76.66 $143,430.86
Disclosure

SEC source: 0001209191-18-058632 · doc4.xml · nonDerivative · entry 4

BORI CARLOS S · CIK 0001713763 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,972

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

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November 09, 2018 Filed Nov 14, 2018 23:58 UTC
BORI CARLOS SSVP, Sales & Marketing
GrantCommon Stock 5,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058632 · doc4.xml · nonDerivative · entry 3

BORI CARLOS S · CIK 0001713763 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,843

F3 · shares: Represents 5408 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.

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November 09, 2018 Filed Nov 14, 2018 23:58 UTC
BORI CARLOS SSVP, Sales & Marketing
Tax withholdingCommon Stock 158 $76.66 $12,112.28
Disclosure

SEC source: 0001209191-18-058632 · doc4.xml · nonDerivative · entry 2

BORI CARLOS S · CIK 0001713763 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,435

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

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November 09, 2018 Filed Nov 14, 2018 23:58 UTC
BORI CARLOS SSVP, Sales & Marketing
GrantCommon Stock 456 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058632 · doc4.xml · nonDerivative · entry 1

BORI CARLOS S · CIK 0001713763 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,593

F1 · shares: Represents 456 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016.

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November 09, 2018 Filed Nov 14, 2018 23:58 UTC
GAMMEL PETER LChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 708 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058633 · doc4.xml · derivative · entry 8

GAMMEL PETER L · CIK 0001343323 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416

Underlying: Common Stock · 708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.

F6 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.

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November 09, 2018 Filed Nov 14, 2018 23:58 UTC
GAMMEL PETER LChief Technology Officer
Tax withholdingCommon Stock 317 $76.66 $24,301.22
Disclosure

SEC source: 0001209191-18-058633 · doc4.xml · nonDerivative · entry 6

GAMMEL PETER L · CIK 0001343323 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,775

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:58 UTC
GAMMEL PETER LChief Technology Officer
Exercise / conversionCommon Stock 708 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-058633 · doc4.xml · nonDerivative · entry 5

GAMMEL PETER L · CIK 0001343323 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:58 UTC
GAMMEL PETER LChief Technology Officer
Tax withholdingCommon Stock 1,898 $76.66 $145,500.68
Disclosure

SEC source: 0001209191-18-058633 · doc4.xml · nonDerivative · entry 4

GAMMEL PETER L · CIK 0001343323 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:58 UTC
GAMMEL PETER LChief Technology Officer
GrantCommon Stock 4,249 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058633 · doc4.xml · nonDerivative · entry 3

GAMMEL PETER L · CIK 0001343323 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,282

F3 · shares: Represents 4,249 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.

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November 09, 2018 Filed Nov 14, 2018 23:58 UTC
GAMMEL PETER LChief Technology Officer
Tax withholdingCommon Stock 906 $76.66 $69,453.96
Disclosure

SEC source: 0001209191-18-058633 · doc4.xml · nonDerivative · entry 2

GAMMEL PETER L · CIK 0001343323 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,033

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:58 UTC
GAMMEL PETER LChief Technology Officer
GrantCommon Stock 2,029 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058633 · doc4.xml · nonDerivative · entry 1

GAMMEL PETER L · CIK 0001343323 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,939

F1 · shares: Represents 2,029 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016.

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November 07, 2018 Filed Nov 9, 2018 00:33 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,349 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057847 · doc4.xml · derivative · entry 7

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,047

Underlying: Common Stock · 1,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F7 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

F7 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

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November 07, 2018 Filed Nov 9, 2018 00:33 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 467 $82.65 $38,597.55
Disclosure

SEC source: 0001209191-18-057847 · doc4.xml · nonDerivative · entry 4

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,220

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.