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OTC · USD

SVVC

Firsthand Technology Value Fund, Inc.

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Tapewire entity
8740
SEC CIK
0001495584
Parsed reports
77

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2017 Filed Oct 24, 2017 22:47 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 500 $8.00 $4,000.00
Disclosure

SEC source: 0001398344-17-013547 · fp0028734_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,648

Read SEC document
October 20, 2017 Filed Oct 23, 2017 21:38 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 400 $8.01 $3,204.00
Disclosure

SEC source: 0001398344-17-013458 · fp0028691_4.xml · nonDerivative · entry 3

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,148

Read SEC document
October 20, 2017 Filed Oct 23, 2017 21:38 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 600 $8.00 $4,800.00
Disclosure

SEC source: 0001398344-17-013458 · fp0028691_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,748

Read SEC document
October 19, 2017 Filed Oct 20, 2017 20:19 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 500 $8.04 $4,020.00
Disclosure

SEC source: 0001398344-17-013396 · fp0028665_4.xml · nonDerivative · entry 3

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,148

Read SEC document
October 19, 2017 Filed Oct 20, 2017 20:19 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 500 $8.04 $4,018.30
Disclosure

SEC source: 0001398344-17-013396 · fp0028665_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,648

Read SEC document
October 18, 2017 Filed Oct 19, 2017 20:06 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 1,000 $8.04 $8,040.00
Disclosure

SEC source: 0001398344-17-013319 · fp0028635_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,148

Read SEC document
October 17, 2017 Filed Oct 18, 2017 21:01 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 1,000 $8.10 $8,098.90
Disclosure

SEC source: 0001398344-17-013257 · fp0028589_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,148

Read SEC document
September 22, 2017 Filed Sep 25, 2017 19:06 UTC
Landis Kevin MDirector · President and CEO
SalePut Option (obligation to buy) · Derivative 39,016 Not disclosed Strike: $9.00 Not disclosed
Disclosure

SEC source: 0001398344-17-012263 · fp0028199_4.xml · derivative · entry 3

Landis Kevin M · CIK 0001518301 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management Inc.

Disclosed balance after: 39,016

Underlying: Common Stock · 39,016 shares

Expires 2018-09-22

F2 · derivative.exercise_price: Pursuant to the Settlement Agreement, the Reporting Person agreed to purchase up to 39,016 shares of common stock on the one year anniversary of the agreement at $9.00 per share and to pay certain other cash consideration.

F2 · price: Pursuant to the Settlement Agreement, the Reporting Person agreed to purchase up to 39,016 shares of common stock on the one year anniversary of the agreement at $9.00 per share and to pay certain other cash consideration.

Read SEC document
September 22, 2017 Filed Sep 25, 2017 19:06 UTC
Landis Kevin MDirector · President and CEO
PurchaseCommon Stock 39,016 $9.00 $351,144.00
Disclosure

SEC source: 0001398344-17-012263 · fp0028199_4.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Firsthand Capital Management, Inc.

Disclosed balance after: 39,016

F1 · price: On September 22, 2017, the Reporting Person, the issuer and certain other parties entered into a settlement agreement (the "Settlement Agreement") with the seller. In connection therewith, the Reporting Person agreed to purchase 39,016 shares of common stock at $9.00 per share and to pay certain other cash consideration.

Read SEC document
April 10, 2017 Filed Apr 11, 2017 20:19 UTC PurchaseFirsthand Technology Value Fund, Inc. 2,000 $8.07 $16,140.00
Disclosure

SEC source: 0001398344-17-004776 · fp0025149_4.xml · nonDerivative · entry 2

Fitzgerald Mark F · CIK 0001575747 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managed Family Account

Disclosed balance after: 5,000

Read SEC document
April 10, 2017 Filed Apr 11, 2017 20:19 UTC PurchaseFirsthand Technology Value Fund, Inc. 2,000 $8.09 $16,180.00
Disclosure

SEC source: 0001398344-17-004776 · fp0025149_4.xml · nonDerivative · entry 1

Fitzgerald Mark F · CIK 0001575747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:32 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 2,900 $8.12 $23,548.00
Disclosure

SEC source: 0001398344-17-001631 · fp0023916_4.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,148

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:32 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 1,000 $8.02 $8,020.00
Disclosure

SEC source: 0001398344-17-001348 · fp0023792_4.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,248

Read SEC document
February 01, 2017 Filed Feb 2, 2017 22:39 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.79 $7,790.00
Disclosure

SEC source: 0001398344-17-001281 · fp0023775_4.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,248

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:58 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.67 $7,670.00
Disclosure

SEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 6

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,248

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:58 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.64 $7,639.00
Disclosure

SEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 5

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,248

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:58 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.63 $7,630.00
Disclosure

SEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 4

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,248

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:58 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 193 $7.56 $1,459.08
Disclosure

SEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 3

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,248

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:58 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.56 $7,559.90
Disclosure

SEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 2

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,055

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:58 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 1,807 $7.55 $13,642.85
Disclosure

SEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 1

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,055

Read SEC document
January 30, 2016 Filed Jan 31, 2017 21:58 UTC
Landis Kevin MDirector · President
PurchaseFirsthand Technology Value Fund, Inc. 1,000 $7.69 $7,690.00
Disclosure

SEC source: 0001398344-17-001127 · fp0023704_4.xml · nonDerivative · entry 7

Landis Kevin M · CIK 0001518301 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,248

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.