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CONSTELLATION BRANDS, INC.

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3227
SEC CIK
0000016918
Parsed reports
669

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 07, 2021 Filed Apr 9, 2021 20:20 UTC
Kane Thomas MichaelEVP & Chief HR Officer
GrantPerformance Share Units · Derivative 458 $0.00 $0.00
Disclosure

SEC source: 0000016918-21-000053 · wf-form4_161799961135972.xml · derivative · entry 1

Kane Thomas Michael · CIK 0001499935 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458

Underlying: Class A Common Stock · 458 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2021 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2021 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 20:20 UTC
HETTERICH F PAULEVP & Pres. Beer
GrantPerformance Share Units · Derivative 708 $0.00 $0.00
Disclosure

SEC source: 0000016918-21-000052 · wf-form4_161799959388172.xml · derivative · entry 1

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708

Underlying: Class A Common Stock · 708 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2021 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2021 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 20:19 UTC GrantPerformance Share Units · Derivative 98 $0.00 $0.00
Disclosure

SEC source: 0000016918-21-000051 · wf-form4_161799957230945.xml · derivative · entry 1

Hankinson Garth · CIK 0001797763 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98

Underlying: Class A Common Stock · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2021 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2021 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 20:19 UTC
Bourdeau James O.EVP & Chief Legal Officer
GrantPerformance Share Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0000016918-21-000050 · wf-form4_161799955415261.xml · derivative · entry 1

Bourdeau James O. · CIK 0001721796 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437

Underlying: Class A Common Stock · 437 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2021 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2021 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:23 UTC
Monteiro MallikaEVP, Chief Growth&Strategy Off
GrantRestricted Stock Units · Derivative 2,689 $0.00 $0.00
Disclosure

SEC source: 0000016918-21-000033 · wf-form4_161411536156319.xml · derivative · entry 1

Monteiro Mallika · CIK 0001790492 · EVP, Chief Growth&Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689

Underlying: Class A Common Stock · 2,689 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F2 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:37 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
ConversionClass 1 (convertible) Common Stock · Derivative 6,101 $0.00 $0.00
Disclosure

SEC source: 0000016918-21-000027 · wf-form4_161049102569134.xml · derivative · entry 10

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F5 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F5 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:37 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
Exercise / conversionClass 1 (convertible) Common Stock · Derivative 6,101 Not disclosed Not disclosed
Disclosure

SEC source: 0000016918-21-000027 · wf-form4_161049102569134.xml · derivative · entry 9

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,101

Underlying: Class A Common Stock · 6,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F6 · price: The shares of Class 1 Common Stock were acquired at the following prices: 1,606 at $87.13, 1,172 at $119.37, 1,267 at $166.34, 1,041 at $197.18. and 1,015 at $213.85.

F5 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F5 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:37 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,015 $0.00 Strike: $213.85 $0.00
Disclosure

SEC source: 0000016918-21-000027 · wf-form4_161049102569134.xml · derivative · entry 8

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 1,015 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of this option has become exercisable.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:37 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,041 $0.00 Strike: $197.18 $0.00
Disclosure

SEC source: 0000016918-21-000027 · wf-form4_161049102569134.xml · derivative · entry 7

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 1,041 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of this option has become exercisable.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:37 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,267 $0.00 Strike: $166.34 $0.00
Disclosure

SEC source: 0000016918-21-000027 · wf-form4_161049102569134.xml · derivative · entry 6

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 1,267 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of this option has become exercisable.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:37 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,172 $0.00 Strike: $119.37 $0.00
Disclosure

SEC source: 0000016918-21-000027 · wf-form4_161049102569134.xml · derivative · entry 5

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 1,172 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of this option has become exercisable.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:37 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,606 $0.00 Strike: $87.13 $0.00
Disclosure

SEC source: 0000016918-21-000027 · wf-form4_161049102569134.xml · derivative · entry 4

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 1,606 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of this option has become exercisable.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:37 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
SaleClass A Common Stock 2,056 $230.03 $472,932.43
Disclosure

SEC source: 0000016918-21-000027 · wf-form4_161049102569134.xml · nonDerivative · entry 3

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,078

F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $230.0000 to $ 230.1200, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:37 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
SaleClass A Common Stock 4,045 $228.15 $922,866.75
Disclosure

SEC source: 0000016918-21-000027 · wf-form4_161049102569134.xml · nonDerivative · entry 2

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,134

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:37 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
ConversionClass A Common Stock 6,101 Not disclosed Not disclosed
Disclosure

SEC source: 0000016918-21-000027 · wf-form4_161049102569134.xml · nonDerivative · entry 1

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

F2 · balance_after: Includes shares of Class A Common Stock acquired in July 2020 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:28 UTC
HETTERICH F PAULEVP & Pres. Beer
SaleClass A Common Stock 700 $231.90 $162,330.98
Disclosure

SEC source: 0000016918-21-000025 · wf-form4_161049046576345.xml · nonDerivative · entry 5

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 14,230

F5 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $231.7800 to $232.1600, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:28 UTC
HETTERICH F PAULEVP & Pres. Beer
SaleClass A Common Stock 1,500 $231.07 $346,603.50
Disclosure

SEC source: 0000016918-21-000025 · wf-form4_161049046576345.xml · nonDerivative · entry 4

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 14,930

F4 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $230.6800 to $231.5900, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:28 UTC
HETTERICH F PAULEVP & Pres. Beer
SaleClass A Common Stock 1,600 $230.28 $368,448.00
Disclosure

SEC source: 0000016918-21-000025 · wf-form4_161049046576345.xml · nonDerivative · entry 3

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 16,430

F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $229.6600 to $230.6400, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:28 UTC
HETTERICH F PAULEVP & Pres. Beer
SaleClass A Common Stock 2,269 $229.23 $520,121.51
Disclosure

SEC source: 0000016918-21-000025 · wf-form4_161049046576345.xml · nonDerivative · entry 2

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 18,030

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $228.6500 to $229.6400, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 21:18 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 597 $0.00 Strike: $223.72 $0.00
Disclosure

SEC source: 0000016918-21-000014 · wf-form4_161014067476673.xml · derivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597

Underlying: Class 1 (convertible) Common Stock · 597 shares

Expires 2031-01-06

Read SEC document
January 06, 2021 Filed Jan 8, 2021 21:18 UTC GrantRestricted Stock Units · Derivative 267 $0.00 $0.00
Disclosure

SEC source: 0000016918-21-000014 · wf-form4_161014067476673.xml · derivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267

Underlying: Class A Common Stock · 267 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · derivative.exercise_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date net of any shares that may be withheld to satisfy taxes.

F2 · derivative.expiration_date: All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date net of any shares that may be withheld to satisfy taxes.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:18 UTC ConversionClass 1 (convertible) Common Stock · Derivative 5,662 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000253 · wf-form4_160694390812779.xml · derivative · entry 9

SCHMELING JUDY · CIK 0001441090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:18 UTC Exercise / conversionClass 1 (convertible) Common Stock · Derivative 1,606 $87.13 $139,930.78
Disclosure

SEC source: 0000016918-20-000253 · wf-form4_160694390812779.xml · derivative · entry 8

SCHMELING JUDY · CIK 0001441090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,662

Underlying: Class A Common Stock · 1,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:18 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,606 $0.00 Strike: $87.13 $0.00
Disclosure

SEC source: 0000016918-20-000253 · wf-form4_160694390812779.xml · derivative · entry 7

SCHMELING JUDY · CIK 0001441090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 1,606 shares

Expires 2024-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of this option has become exercisable.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:18 UTC Exercise / conversionClass 1 (convertible) Common Stock · Derivative 2,750 $50.90 $139,975.00
Disclosure

SEC source: 0000016918-20-000253 · wf-form4_160694390812779.xml · derivative · entry 6

SCHMELING JUDY · CIK 0001441090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,056

Underlying: Class A Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:18 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,750 $0.00 Strike: $50.90 $0.00
Disclosure

SEC source: 0000016918-20-000253 · wf-form4_160694390812779.xml · derivative · entry 5

SCHMELING JUDY · CIK 0001441090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 2,750 shares

Expires 2023-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of this option has become exercisable.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:18 UTC Exercise / conversionClass 1 (convertible) Common Stock · Derivative 1,306 $44.65 $58,312.90
Disclosure

SEC source: 0000016918-20-000253 · wf-form4_160694390812779.xml · derivative · entry 4

SCHMELING JUDY · CIK 0001441090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306

Underlying: Class A Common Stock · 1,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:18 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,306 $0.00 Strike: $44.65 $0.00
Disclosure

SEC source: 0000016918-20-000253 · wf-form4_160694390812779.xml · derivative · entry 3

SCHMELING JUDY · CIK 0001441090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 1,306 shares

Expires 2023-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of this option has become exercisable.

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November 30, 2020 Filed Dec 2, 2020 21:18 UTC SaleClass A Common Stock 5,662 $205.51 $1,163,597.62
Disclosure

SEC source: 0000016918-20-000253 · wf-form4_160694390812779.xml · nonDerivative · entry 2

SCHMELING JUDY · CIK 0001441090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,276

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November 30, 2020 Filed Dec 2, 2020 21:18 UTC ConversionClass A Common Stock 5,662 Not disclosed Not disclosed
Disclosure

SEC source: 0000016918-20-000253 · wf-form4_160694390812779.xml · nonDerivative · entry 1

SCHMELING JUDY · CIK 0001441090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

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November 11, 2020 Filed Jan 12, 2021 22:28 UTC
HETTERICH F PAULEVP & Pres. Beer
GiftClass A Common Stock 815 $0.00 $0.00
Disclosure

SEC source: 0000016918-21-000025 · wf-form4_161049046576345.xml · nonDerivative · entry 1

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,717

F1 · balance_after: Includes shares of Class A Common Stock acquired in July 2020 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.

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November 10, 2020 Filed Nov 13, 2020 21:27 UTC
SANDS RICHARDDirector · Vice Chairman of the Board · 10% owner
ConversionClass 1 (convertible) Common Stock · Derivative 408,922 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000249 · wf-form4_160530285123555.xml · derivative · entry 9

SANDS RICHARD · CIK 0001245563 · Director · Vice Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 408,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F10 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F10 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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November 10, 2020 Filed Nov 13, 2020 21:27 UTC
SANDS RICHARDDirector · Vice Chairman of the Board · 10% owner
SaleClass A Common Stock 26,775 $202.34 $5,417,605.31
Disclosure

SEC source: 0000016918-20-000249 · wf-form4_160530285123555.xml · nonDerivative · entry 5

SANDS RICHARD · CIK 0001245563 · Director · Vice Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $202.0300 to $202.6400, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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November 10, 2020 Filed Nov 13, 2020 21:27 UTC
SANDS RICHARDDirector · Vice Chairman of the Board · 10% owner
SaleClass A Common Stock 11,830 $201.27 $2,380,980.33
Disclosure

SEC source: 0000016918-20-000249 · wf-form4_160530285123555.xml · nonDerivative · entry 4

SANDS RICHARD · CIK 0001245563 · Director · Vice Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,775

F4 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $201.0300 to $202.0200, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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November 10, 2020 Filed Nov 13, 2020 21:27 UTC
SANDS RICHARDDirector · Vice Chairman of the Board · 10% owner
SaleClass A Common Stock 202,204 $200.37 $40,515,291.95
Disclosure

SEC source: 0000016918-20-000249 · wf-form4_160530285123555.xml · nonDerivative · entry 3

SANDS RICHARD · CIK 0001245563 · Director · Vice Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,605

F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $200.0300 to $201.0200, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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November 10, 2020 Filed Nov 13, 2020 21:27 UTC
SANDS RICHARDDirector · Vice Chairman of the Board · 10% owner
SaleClass A Common Stock 168,113 $199.87 $33,599,988.80
Disclosure

SEC source: 0000016918-20-000249 · wf-form4_160530285123555.xml · nonDerivative · entry 2

SANDS RICHARD · CIK 0001245563 · Director · Vice Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,809

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $199.0300 to $200.0250, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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November 10, 2020 Filed Nov 13, 2020 21:27 UTC
SANDS RICHARDDirector · Vice Chairman of the Board · 10% owner
ConversionClass A Common Stock 408,922 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000249 · wf-form4_160530285123555.xml · nonDerivative · entry 1

SANDS RICHARD · CIK 0001245563 · Director · Vice Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

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September 24, 2020 Filed Sep 28, 2020 20:17 UTC Exercise / conversionRestricted Stock Units · Derivative 416 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000226 · wf-form4_160132423604195.xml · derivative · entry 3

Clark Christy · CIK 0001788987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · derivative.exercise_date: All of these restricted stock units vested on September 24, 2020. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F2 · derivative.expiration_date: All of these restricted stock units vested on September 24, 2020. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

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September 24, 2020 Filed Sep 28, 2020 20:17 UTC Tax withholdingClass A Common Stock 120 $181.87 $21,824.40
Disclosure

SEC source: 0000016918-20-000226 · wf-form4_160132423604195.xml · nonDerivative · entry 2

Clark Christy · CIK 0001788987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296

Read SEC document
September 24, 2020 Filed Sep 28, 2020 20:17 UTC Exercise / conversionClass A Common Stock 416 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000226 · wf-form4_160132423604195.xml · nonDerivative · entry 1

Clark Christy · CIK 0001788987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

Read SEC document
September 24, 2020 Filed Sep 28, 2020 20:17 UTC Exercise / conversionRestricted Stock Units · Derivative 416 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000227 · wf-form4_160132425245505.xml · derivative · entry 3

Madero Garza Jose Manuel · CIK 0001789014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · derivative.exercise_date: All of these restricted stock units vest on the September 24, 2020. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F2 · derivative.expiration_date: All of these restricted stock units vest on the September 24, 2020. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

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September 24, 2020 Filed Sep 28, 2020 20:17 UTC Tax withholdingClass A Common Stock 120 $181.87 $21,824.40
Disclosure

SEC source: 0000016918-20-000227 · wf-form4_160132425245505.xml · nonDerivative · entry 2

Madero Garza Jose Manuel · CIK 0001789014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296

Read SEC document
September 24, 2020 Filed Sep 28, 2020 20:17 UTC Exercise / conversionClass A Common Stock 416 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000227 · wf-form4_160132425245505.xml · nonDerivative · entry 1

Madero Garza Jose Manuel · CIK 0001789014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

Read SEC document
July 24, 2020 Filed Jul 27, 2020 20:17 UTC
SANDS ROBERTDirector · Chairman of the Board · 10% owner
ConversionClass 1 (convertible) Common Stock · Derivative 14,244 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000220 · wf-form4_159588100259522.xml · derivative · entry 18

SANDS ROBERT · CIK 0001245564 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,352

Underlying: Class A Common Stock · 14,244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F14 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F14 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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July 24, 2020 Filed Jul 27, 2020 20:17 UTC
SANDS ROBERTDirector · Chairman of the Board · 10% owner
SaleClass A Common Stock 14,244 $179.00 $2,549,677.42
Disclosure

SEC source: 0000016918-20-000220 · wf-form4_159588100259522.xml · nonDerivative · entry 10

SANDS ROBERT · CIK 0001245564 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,535

F8 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $179.0000 to $179.0100, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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July 24, 2020 Filed Jul 27, 2020 20:17 UTC
SANDS ROBERTDirector · Chairman of the Board · 10% owner
ConversionClass A Common Stock 14,244 Not disclosed Not disclosed
Disclosure

SEC source: 0000016918-20-000220 · wf-form4_159588100259522.xml · nonDerivative · entry 9

SANDS ROBERT · CIK 0001245564 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

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July 24, 2020 Filed Jul 27, 2020 20:16 UTC
SANDS RICHARDDirector · Vice Chairman of the Board · 10% owner
ConversionClass 1 (convertible) Common Stock · Derivative 61,367 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000219 · wf-form4_159588098195084.xml · derivative · entry 17

SANDS RICHARD · CIK 0001245563 · Director · Vice Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,922

Underlying: Class A Common Stock · 61,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F13 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F13 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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July 24, 2020 Filed Jul 27, 2020 20:16 UTC
SANDS RICHARDDirector · Vice Chairman of the Board · 10% owner
SaleClass A Common Stock 61,367 $179.00 $10,984,699.14
Disclosure

SEC source: 0000016918-20-000219 · wf-form4_159588098195084.xml · nonDerivative · entry 10

SANDS RICHARD · CIK 0001245563 · Director · Vice Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,876

F8 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $179.0000 to $179.0100, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 24, 2020 Filed Jul 27, 2020 20:16 UTC
SANDS RICHARDDirector · Vice Chairman of the Board · 10% owner
ConversionClass A Common Stock 61,367 Not disclosed Not disclosed
Disclosure

SEC source: 0000016918-20-000219 · wf-form4_159588098195084.xml · nonDerivative · entry 9

SANDS RICHARD · CIK 0001245563 · Director · Vice Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

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July 23, 2020 Filed Jul 27, 2020 20:17 UTC
SANDS ROBERTDirector · Chairman of the Board · 10% owner
ConversionClass 1 (convertible) Common Stock · Derivative 110,756 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000220 · wf-form4_159588100259522.xml · derivative · entry 17

SANDS ROBERT · CIK 0001245564 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,596

Underlying: Class A Common Stock · 110,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F14 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F14 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.