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Seagate Technology Holdings plc

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Tapewire entity
2029
SEC CIK
0001137789
Parsed reports
754

Last 12 months

Inside the activity.

0 purchase rows · 715 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025048
Dec 2025011
Jan 2026015
Feb 2026018
Mar 2026025
Apr 2026021
May 2026090
Jun 2026064
Jul 2026046
Aug 20260204
Sep 20260129
Oct 2026044

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2017 Filed Sep 13, 2017 01:43 UTC
MOSLEY WILLIAM DDirector · President & COO
Tax withholdingOrdinary Shares 2,969 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000051 · wf-form4_150526699971773.xml · nonDerivative · entry 3

MOSLEY WILLIAM D · CIK 0001388390 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,455

F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.

Read SEC document
September 09, 2017 Filed Sep 13, 2017 01:43 UTC
MOSLEY WILLIAM DDirector · President & COO
Tax withholdingOrdinary Shares 2,055 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000051 · wf-form4_150526699971773.xml · nonDerivative · entry 2

MOSLEY WILLIAM D · CIK 0001388390 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,424

F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.

Read SEC document
September 09, 2017 Filed Sep 13, 2017 01:43 UTC
MOSLEY WILLIAM DDirector · President & COO
Tax withholdingOrdinary Shares 3,914 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000051 · wf-form4_150526699971773.xml · nonDerivative · entry 1

MOSLEY WILLIAM D · CIK 0001388390 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,479

F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.

Read SEC document
September 09, 2017 Filed Sep 13, 2017 01:37 UTC Tax withholdingOrdinary Shares 1,042 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000050 · wf-form4_150526664872757.xml · nonDerivative · entry 4

MORTON DAVID H JR · CIK 0001476070 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,440

F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.

Read SEC document
September 09, 2017 Filed Sep 13, 2017 01:37 UTC Tax withholdingOrdinary Shares 574 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000050 · wf-form4_150526664872757.xml · nonDerivative · entry 3

MORTON DAVID H JR · CIK 0001476070 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,482

F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.

Read SEC document
September 09, 2017 Filed Sep 13, 2017 01:37 UTC Tax withholdingOrdinary Shares 705 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000050 · wf-form4_150526664872757.xml · nonDerivative · entry 2

MORTON DAVID H JR · CIK 0001476070 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,056

F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.

Read SEC document
September 09, 2017 Filed Sep 13, 2017 01:37 UTC Tax withholdingOrdinary Shares 5,189 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000050 · wf-form4_150526664872757.xml · nonDerivative · entry 1

MORTON DAVID H JR · CIK 0001476070 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,761

F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.

F2 · balance_after: Includes 468 Ordinary Shares purchased by Reporting Person on July 31, 2017 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
September 09, 2017 Filed Sep 13, 2017 01:31 UTC
BRACE PHILIP GPresident, CSSG
Tax withholdingOrdinary Shares 4,847 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000049 · wf-form4_150526625540829.xml · nonDerivative · entry 3

BRACE PHILIP G · CIK 0001336507 · President, CSSG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,023

F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.

Read SEC document
September 09, 2017 Filed Sep 13, 2017 01:31 UTC
BRACE PHILIP GPresident, CSSG
Tax withholdingOrdinary Shares 2,138 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000049 · wf-form4_150526625540829.xml · nonDerivative · entry 2

BRACE PHILIP G · CIK 0001336507 · President, CSSG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,870

F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.

Read SEC document
September 09, 2017 Filed Sep 13, 2017 01:29 UTC
LUCZO STEPHEN JDirector · Chairman & CEO
Tax withholdingOrdinary Shares 7,422 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000048 · wf-form4_150526613880129.xml · nonDerivative · entry 4

LUCZO STEPHEN J · CIK 0001248260 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,077

F2 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.

Read SEC document
September 09, 2017 Filed Sep 13, 2017 01:29 UTC
LUCZO STEPHEN JDirector · Chairman & CEO
Tax withholdingOrdinary Shares 6,236 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000048 · wf-form4_150526613880129.xml · nonDerivative · entry 3

LUCZO STEPHEN J · CIK 0001248260 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,499

F2 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.

Read SEC document
September 08, 2017 Filed Sep 13, 2017 01:29 UTC
LUCZO STEPHEN JDirector · Chairman & CEO
Exercise / conversionNQ Stock Options · Derivative 34,375 $0.00 Strike: $11.07 $0.00
Disclosure

SEC source: 0001137789-17-000048 · wf-form4_150526613880129.xml · derivative · entry 5

LUCZO STEPHEN J · CIK 0001248260 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 34,375 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options granted to the Reporting Person under the Seagate Technology 2001 Stock Option Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 13, 2011. Following continuous employment, the remaining options vested proportionately over the 36 months following September 13, 2011.

Read SEC document
September 08, 2017 Filed Sep 13, 2017 01:29 UTC
LUCZO STEPHEN JDirector · Chairman & CEO
Exercise / conversionOrdinary Shares 34,375 $11.07 $380,359.38
Disclosure

SEC source: 0001137789-17-000048 · wf-form4_150526613880129.xml · nonDerivative · entry 2

LUCZO STEPHEN J · CIK 0001248260 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2017 Filed Sep 13, 2017 01:31 UTC
BRACE PHILIP GPresident, CSSG
Tax withholdingOrdinary Shares 6,847 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000049 · wf-form4_150526625540829.xml · nonDerivative · entry 1

BRACE PHILIP G · CIK 0001336507 · President, CSSG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,008

F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.

Read SEC document
August 17, 2017 Filed Sep 13, 2017 01:29 UTC
LUCZO STEPHEN JDirector · Chairman & CEO
GiftOrdinary Shares 10,000 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000048 · wf-form4_150526613880129.xml · nonDerivative · entry 1

LUCZO STEPHEN J · CIK 0001248260 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Stephen J Luczo Revocable Trust dated January 26, 2001

Disclosed balance after: 1,214,158

F1 · shares: On August 17, 2017, the Reporting Person gifted 10,000 Ordinary Shares from the Stephen J. Luczo Revocable Trust dated January 26, 2001.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:24 UTC
BRACE PHILIP GPresident, CSSG
SaleOrdinary Shares 6,000 $33.34 $200,046.00
Disclosure

SEC source: 0001137789-17-000047 · wf-form4_150179184070529.xml · nonDerivative · entry 2

BRACE PHILIP G · CIK 0001336507 · President, CSSG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,855

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:24 UTC
BRACE PHILIP GPresident, CSSG
PurchaseOrdinary Shares 1,000 $33.34 $33,336.00
Disclosure

SEC source: 0001137789-17-000047 · wf-form4_150179184070529.xml · nonDerivative · entry 1

BRACE PHILIP G · CIK 0001336507 · President, CSSG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,855

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:47 UTC
MURPHY JAMES JEVP, Sales & Marketing
GrantOrdinary Shares 20,963 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000042 · wf-form4_150110923728935.xml · nonDerivative · entry 1

MURPHY JAMES J · CIK 0001234677 · EVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,963

F1 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 20,963 of the 83,850 Threshold Performance Share Units granted to Mr. Murphy on December 20, 2016. The 20,963 Ordinary Shares will vest on December 20, 2017, subject to continuous service through such date.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:45 UTC
MOSLEY WILLIAM DDirector · President & COO
GrantOrdinary Shares 13,301 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000041 · wf-form4_150110913414774.xml · nonDerivative · entry 4

MOSLEY WILLIAM D · CIK 0001388390 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,393

F4 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 13,301 of the 53,201 Threshold Performance Share Units granted to Mr. Mosley on September 9, 2016. The 13,301 Ordinary Shares will vest on September 9, 2017, subject to continuous service through such date.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:45 UTC
MOSLEY WILLIAM DDirector · President & COO
GrantOrdinary Shares 5,689 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000041 · wf-form4_150110913414774.xml · nonDerivative · entry 3

MOSLEY WILLIAM D · CIK 0001388390 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,092

F3 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 5,689 of the 22,755 Threshold Performance Share Units granted to Mr. Mosley on September 9, 2015. The 5,689 Ordinary Shares will vest on September 9, 2017, subject to continuous service through such date.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:45 UTC
MOSLEY WILLIAM DDirector · President & COO
GrantOrdinary Shares 3,938 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000041 · wf-form4_150110913414774.xml · nonDerivative · entry 2

MOSLEY WILLIAM D · CIK 0001388390 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,403

F2 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 3,938 of the 15,750 Threshold Performance Share Units granted to Mr. Mosley on September 9, 2014. The 3,938 Ordinary Shares will vest on September 9 2017, subject to continuous service through such date.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:45 UTC
MOSLEY WILLIAM DDirector · President & COO
GrantOrdinary Shares 7,500 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000041 · wf-form4_150110913414774.xml · nonDerivative · entry 1

MOSLEY WILLIAM D · CIK 0001388390 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,465

F1 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 7,500 of the 30,000 Threshold Performance Share Units granted to Mr. Mosley on September 9, 2013. The 7,500 Ordinary Shares will vest on September 9, 2017, subject to continuous service through such date.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:44 UTC GrantOrdinary Shares 9,943 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000040 · wf-form4_150110903414035.xml · nonDerivative · entry 2

MORTON DAVID H JR · CIK 0001476070 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,482

F3 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 9,943 of the 39,772 Threshold Performance Share Units granted to Mr. Morton on September 9, 2016. The 9,943 Ordinary Shares will vest on September 9, 2017, subject to continuous service through such date.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:44 UTC GrantOrdinary Shares 20,000 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000040 · wf-form4_150110903414035.xml · nonDerivative · entry 1

MORTON DAVID H JR · CIK 0001476070 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,539

F1 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 20,000 of the 30,000 Threshold Performance Share Units granted to Mr. Morton on February 20, 2015. The 20,000 Ordinary Shares will vest on February 20, 2018, subject to continuous service through such date.

F2 · balance_after: Includes 476 Ordinary Shares purchased by the Reporting Person on January 31, 2017 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:42 UTC
LUCZO STEPHEN JDirector · Chairman & CEO
GrantOrdinary Shares 14,222 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000039 · wf-form4_150110891352698.xml · nonDerivative · entry 3

LUCZO STEPHEN J · CIK 0001248260 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,360

F3 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 14,222 of the 56,887 Threshold Performance Share Units granted to Mr. Luczo on September 9, 2015. The 14,222 Ordinary Shares will vest on September 9, 2017, subject to continuous service through such date.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:42 UTC
LUCZO STEPHEN JDirector · Chairman & CEO
GrantOrdinary Shares 11,950 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000039 · wf-form4_150110891352698.xml · nonDerivative · entry 2

LUCZO STEPHEN J · CIK 0001248260 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,138

F2 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 11,950 of the 47,800 Threshold Performance Share Units granted to Mr. Luczo on September 9, 2014. The 11,950 Ordinary Shares will vest on September 9, 2017, subject to continuous service through such date.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:39 UTC
BRACE PHILIP GPresident, CSSG
GrantOrdinary Shares 10,807 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000038 · wf-form4_150110875799264.xml · nonDerivative · entry 3

BRACE PHILIP G · CIK 0001336507 · President, CSSG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,855

F3 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 10,807 of the 43,226 Threshold Performance Share Units granted to Mr. Brace on September 9, 2016. The 10,807 Ordinary Shares will vest on September 9, 2017, subject to continuous service through such date.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:39 UTC
BRACE PHILIP GPresident, CSSG
GrantOrdinary Shares 5,689 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000038 · wf-form4_150110875799264.xml · nonDerivative · entry 2

BRACE PHILIP G · CIK 0001336507 · President, CSSG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,048

F2 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 5,689 of the 22,755 Threshold Performance Share Units granted to Mr. Brace on September 9, 2015. The 5,689 Ordinary Shares will vest on September 9, 2017, subject to continuous service through such date.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:39 UTC
BRACE PHILIP GPresident, CSSG
GrantOrdinary Shares 16,250 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000038 · wf-form4_150110875799264.xml · nonDerivative · entry 1

BRACE PHILIP G · CIK 0001336507 · President, CSSG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,359

F1 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 16,250 of the 65,000 Threshold Performance Share Units granted to Mr. Brace on October 21, 2014. The 16,250 Ordinary Shares will vest on September 2, 2017, subject to continuous service through such date.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 18:48 UTC
SCHUELKE KATHERINESVP, CLO & Corporate Secretary
GrantNQ Stock Option · Derivative 110,680 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001137789-17-000037 · wf-form4_150066288421409.xml · derivative · entry 2

SCHUELKE KATHERINE · CIK 0001209874 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,680

Underlying: Ordinary Shares · 110,680 shares

Expires 2024-07-20

F2 · derivative.exercise_date: Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options will vest on July 20, 2018. The remaining options will vest in equal monthly installments over the 36 months following July 20, 2018.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 18:48 UTC
SCHUELKE KATHERINESVP, CLO & Corporate Secretary
GrantOrdinary Shares 27,670 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000037 · wf-form4_150066288421409.xml · nonDerivative · entry 1

SCHUELKE KATHERINE · CIK 0001209874 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,670

F1 · kind: Consists of a grant of restricted share units, of which 27,670 remain outstanding, awarded to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan"). The restricted share units will be converted into ordinary shares on a one-for-one basis. Subject to the Reporting Person's continuous employment, such restricted share units will be settled in ordinary shares in equal installments on each of the first four anniversaries of July 20, 2017.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:24 UTC
MASSARONI KENNETH MSVP, Interim CLO
SaleOrdinary Shares 300 $41.41 $12,423.00
Disclosure

SEC source: 0001137789-17-000030 · wf-form4_149747185526716.xml · nonDerivative · entry 2

MASSARONI KENNETH M · CIK 0001423091 · SVP, Interim CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,133

F1 · shares: Ordinary Shares sold under 10b5-1 Trading Plan adopted by the Reporting Person.

F3 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $41.38 to $41.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:24 UTC
MASSARONI KENNETH MSVP, Interim CLO
SaleOrdinary Shares 7,200 $40.93 $294,696.00
Disclosure

SEC source: 0001137789-17-000030 · wf-form4_149747185526716.xml · nonDerivative · entry 1

MASSARONI KENNETH M · CIK 0001423091 · SVP, Interim CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,433

F1 · shares: Ordinary Shares sold under 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $40.36 to $41.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:33 UTC SaleOrdinary Shares 3,040 $43.26 $131,510.40
Disclosure

SEC source: 0001137789-17-000029 · wf-form4_149738597363347.xml · nonDerivative · entry 1

MORTON DAVID H JR · CIK 0001476070 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,063

F1 · shares: These Ordinary Shares are being sold under a 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $42.75 to $43.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.

Read SEC document
May 24, 2017 Filed Jul 26, 2017 22:42 UTC
LUCZO STEPHEN JDirector · Chairman & CEO
GiftOrdinary Shares 10,000 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000039 · wf-form4_150110891352698.xml · nonDerivative · entry 1

LUCZO STEPHEN J · CIK 0001248260 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Stephen J Luczo Revocable Trust dated January 26, 2001

Disclosed balance after: 1,224,158

F1 · shares: On May 24,2017, the Reporting Person gifted 10,000 Ordinary Shares from the Stephen J. Luczo Revocable Trusted dated January 26, 2001.

Read SEC document
May 16, 2017 Filed May 19, 2017 00:58 UTC SaleOrdinary Shares 3,809 $43.63 $166,186.67
Disclosure

SEC source: 0001137789-17-000027 · wf-form4_149515546951207.xml · nonDerivative · entry 1

PARK CHONG SUP · CIK 0001216771 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Park Family Trust

Disclosed balance after: 25,658

F1 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $43.6253 to $43.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.

Read SEC document
May 15, 2017 Filed May 16, 2017 23:24 UTC
RE MARKSVP & CTO
SaleOrdinary Shares 9,607 $43.47 $417,616.29
Disclosure

SEC source: 0001137789-17-000026 · wf-form4_149497705588292.xml · nonDerivative · entry 1

RE MARK · CIK 0001234678 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,470

F1 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $43.47 to $43.475, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.

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May 12, 2017 Filed May 16, 2017 23:21 UTC
MASSARONI KENNETH MSVP, Interim CLO
SaleOrdinary Shares 7,500 $42.58 $319,350.00
Disclosure

SEC source: 0001137789-17-000025 · wf-form4_149497688478622.xml · nonDerivative · entry 1

MASSARONI KENNETH M · CIK 0001423091 · SVP, Interim CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,633

F1 · shares: Ordinary Shares sold under 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $42.31 to $42.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.

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April 25, 2017 Filed Apr 27, 2017 23:53 UTC
LUCZO STEPHEN JDirector · Chairman & CEO
SaleOrdinary Shares 100,000 $50.00 $5,000,000.00
Disclosure

SEC source: 0001137789-17-000018 · wf-form4_149333720458058.xml · nonDerivative · entry 2

LUCZO STEPHEN J · CIK 0001248260 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Stephen J Luczo Revocable Trust dated January 26, 2001

Disclosed balance after: 1,234,158

F2 · kind: Ordinary Shares sold under 10b5-1 Trading Plan adopted by the Reporting Person.

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February 24, 2017 Filed Feb 28, 2017 21:36 UTC
MOSLEY WILLIAM DPresident & COO
Exercise / conversionNQ Stock Options · Derivative 38,581 $0.00 Strike: $11.06 $0.00
Disclosure

SEC source: 0001137789-17-000014 · wf-form4_148831776364481.xml · derivative · entry 3

MOSLEY WILLIAM D · CIK 0001388390 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 38,581 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options granted to the Reporting Person on September 13, 2010 under the Issuer's 2001 Stock Option Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options vested on September 13, 2011. The remaining options vested in equal monthly installments over the 36 months following September 13, 2011.

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February 24, 2017 Filed Feb 28, 2017 21:36 UTC
MOSLEY WILLIAM DPresident & COO
SaleOrdinary Shares 38,581 $47.28 $1,824,109.68
Disclosure

SEC source: 0001137789-17-000014 · wf-form4_148831776364481.xml · nonDerivative · entry 2

MOSLEY WILLIAM D · CIK 0001388390 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,965

F1 · shares: Ordinary Shares sold under a 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $46.74 to $47.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.

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February 24, 2017 Filed Feb 28, 2017 21:36 UTC
MOSLEY WILLIAM DPresident & COO
Exercise / conversionOrdinary Shares 38,581 $11.06 $426,705.86
Disclosure

SEC source: 0001137789-17-000014 · wf-form4_148831776364481.xml · nonDerivative · entry 1

MOSLEY WILLIAM D · CIK 0001388390 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2017 Filed Feb 23, 2017 02:05 UTC SaleOrdinary Shares 6,197 $47.34 $293,365.98
Disclosure

SEC source: 0001137789-17-000012 · wf-form4_148781552951458.xml · nonDerivative · entry 2

MORTON DAVID H JR · CIK 0001476070 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,103

F2 · shares: These Ordinary Shares are being sold under a 10b5-1 Trading Plan adopted by the Reporting Person.

F3 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $47.22 to $47.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.

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February 20, 2017 Filed Feb 23, 2017 02:05 UTC Tax withholdingOrdinary Shares 3,803 $47.14 $179,273.42
Disclosure

SEC source: 0001137789-17-000012 · wf-form4_148781552951458.xml · nonDerivative · entry 1

MORTON DAVID H JR · CIK 0001476070 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,300

F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident of the vesting of securities previously reported on one or more Form 4s by the Reporting Person in accordance with Rule 16b-3.

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February 13, 2017 Filed Feb 15, 2017 21:25 UTC
RE MARKSVP & CTO
Exercise / conversionNQ Stock Options · Derivative 18,030 $29.87 Strike: $29.87 $538,556.10
Disclosure

SEC source: 0001137789-17-000010 · wf-form4_148719392101294.xml · derivative · entry 5

RE MARK · CIK 0001234678 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 18,030 shares

Expires 2019-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 10, 2013. The remaining option shares vested in equal monthly installments over the 36 months following September 10, 2013.

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February 13, 2017 Filed Feb 15, 2017 21:25 UTC
RE MARKSVP & CTO
Exercise / conversionNQ Stock Options · Derivative 3,403 $11.16 Strike: $11.16 $37,960.47
Disclosure

SEC source: 0001137789-17-000010 · wf-form4_148719392101294.xml · derivative · entry 4

RE MARK · CIK 0001234678 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,403 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 12, 2012. The remaining option shares vested in equal monthly installments over the 36 months following September 12, 2012.

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February 13, 2017 Filed Feb 15, 2017 21:25 UTC
RE MARKSVP & CTO
SaleOrdinary Shares 21,433 $47.84 $1,025,256.13
Disclosure

SEC source: 0001137789-17-000010 · wf-form4_148719392101294.xml · nonDerivative · entry 3

RE MARK · CIK 0001234678 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,077

F1 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $47.82 to $47.875, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.

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February 13, 2017 Filed Feb 15, 2017 21:25 UTC
RE MARKSVP & CTO
Exercise / conversionOrdinary Shares 18,030 $29.87 $538,556.10
Disclosure

SEC source: 0001137789-17-000010 · wf-form4_148719392101294.xml · nonDerivative · entry 2

RE MARK · CIK 0001234678 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2017 Filed Feb 15, 2017 21:25 UTC
RE MARKSVP & CTO
Exercise / conversionOrdinary Shares 3,403 $11.16 $37,960.47
Disclosure

SEC source: 0001137789-17-000010 · wf-form4_148719392101294.xml · nonDerivative · entry 1

RE MARK · CIK 0001234678 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2017 Filed Apr 27, 2017 23:53 UTC
LUCZO STEPHEN JDirector · Chairman & CEO
GiftOrdinary Shares 10,000 $0.00 $0.00
Disclosure

SEC source: 0001137789-17-000018 · wf-form4_149333720458058.xml · nonDerivative · entry 1

LUCZO STEPHEN J · CIK 0001248260 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Stephen J Luczo Revocable Trust dated January 26, 2001

Disclosed balance after: 1,334,158

F1 · shares: On February 3, 2017, the Reporting Person gifted 10,000 Ordinary Shares from the Stephen J. Luczo Revocable Trust dated January 26, 2001.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.