Last 12 months
Inside the activity.
6 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 6 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2016 Filed Nov 7, 2016 22:46 UTC |
BURNS MICHAEL RAYMONDDirector · Vice Chairman
|
GrantCommon Shares | 9,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001254639-16-000014 · primary_doc.xml · nonDerivative · entry 1 BURNS MICHAEL RAYMOND · CIK 0001254639 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,074,931 F1 · balance_after: Amount includes 21,707 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest in two equal annual installments beginning May 8, 2017. Read SEC document |
| October 30, 2016 Filed Nov 1, 2016 23:36 UTC |
BURNS MICHAEL RAYMONDDirector · Vice Chairman
|
Tax withholdingCommon Shares | 16,959 | $20.01 | $339,349.59 |
DisclosureSEC source: 0001254639-16-000013 · primary_doc.xml · nonDerivative · entry 1 BURNS MICHAEL RAYMOND · CIK 0001254639 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,065,452 F2 · shares: Represents common shares withheld by the Issuer to satisfy certain tax withholding obligations upon the vesting of 32,500 restricted share units. The grant of the restricted share units was previously reported and, pursuant to the Lions Gate Entertainment Corp. 2012 Performance Incentive Plan and the Issuer's policies, 16,959 common shares were automatically canceled to cover certain of the reporting person's tax withholding obligations. No common shares were sold by the Issuer or the reporting person. F1 · balance_after: Amount includes 21,707 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest in two equal annual installments beginning May 8, 2017. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 23:51 UTC |
EVRENSEL ARTHURDirector
|
PurchaseCommon Shares | 2,600 | $18.60 | $48,360.00 |
DisclosureSEC source: 0001257243-16-000003 · primary_doc.xml · nonDerivative · entry 1 EVRENSEL ARTHUR · CIK 0001257243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,906 F1 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017; and (iii) 507 restricted share units that are scheduled to vest on September 9, 2017. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 21:22 UTC |
FELTHEIMER JONDirector · Chief Executive Officer
|
GrantEmployee stock option (right to buy) · Derivative | 1,150,000 | $0.00 Strike: $24.60 | $0.00 |
DisclosureSEC source: 0001254386-16-000012 · primary_doc.xml · derivative · entry 3 FELTHEIMER JON · CIK 0001254386 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,000 Underlying: Common Shares · 1,150,000 shares Expires 2026-10-11 F2 · derivative.exercise_date: The options are scheduled to vest in equal installments over the five-year period beginning May 22, 2018. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 21:22 UTC |
FELTHEIMER JONDirector · Chief Executive Officer
|
GrantEmployee stock option (right to buy) · Derivative | 1,150,000 | $0.00 Strike: $19.68 | $0.00 |
DisclosureSEC source: 0001254386-16-000012 · primary_doc.xml · derivative · entry 2 FELTHEIMER JON · CIK 0001254386 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,000 Underlying: Common Shares · 1,150,000 shares Expires 2026-10-11 F2 · derivative.exercise_date: The options are scheduled to vest in equal installments over the five-year period beginning May 22, 2018. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:46 UTC |
EVRENSEL ARTHURDirector
|
Tax withholdingCommon Shares | 41 | $20.30 | $832.30 |
DisclosureSEC source: 0001567530-16-000013 · primary_doc.xml · nonDerivative · entry 2 EVRENSEL ARTHUR · CIK 0001257243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,306 F3 · shares: Represents common shares withheld by the Issuer to satisfy certain Canadian tax withholding obligations upon the grant of 843 common shares reported herein. No common shares were sold by the Issuer or the reporting person. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017; and (iii) 507 restricted share units that are scheduled to vest on September 9, 2017. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:46 UTC |
EVRENSEL ARTHURDirector
|
GrantCommon Shares | 843 | $20.30 | $17,112.90 |
DisclosureSEC source: 0001567530-16-000013 · primary_doc.xml · nonDerivative · entry 1 EVRENSEL ARTHUR · CIK 0001257243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,347 F1 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017; and (iii) 507 restricted share units that are scheduled to vest on September 9, 2017. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:01 UTC |
FINE EMILYDirector
|
GrantCommon Shares | 1,232 | $20.30 | $25,009.60 |
DisclosureSEC source: 0000899243-16-030953 · doc4.xml · nonDerivative · entry 1 Fine Emily · CIK 0001658532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127 F1 · price: Director fees granted in common shares of the Issuer ("Common Shares"). Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:59 UTC |
RACHESKY MARK H MDDirector · 10% owner
|
GrantCommon Shares | 1,646 | $20.30 | $33,413.80 |
DisclosureSEC source: 0000899243-16-030944 · doc4.xml · nonDerivative · entry 1 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,274 F14 · price: Director fees granted in Common Shares. F13 · balance_after: The Common Shares reported as owned on this Form 4 do not include an additional 14,411,195 Common Shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:37 UTC |
PATERSON SCOTTDirector
|
Tax withholdingCommon Shares | 435 | $20.30 | $8,830.50 |
DisclosureSEC source: 0001567530-16-000012 · primary_doc.xml · nonDerivative · entry 2 PATERSON SCOTT · CIK 0001260042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,420 F3 · shares: Represents common shares withheld by the Issuer to satisfy certain Canadian tax withholding obligations upon the grant of 843 common shares reported herein. No common shares were sold by the Issuer or the reporting person. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017; and (iii) 507 restricted share units that are scheduled to vest on September 9, 2017. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:37 UTC |
PATERSON SCOTTDirector
|
GrantCommon Shares | 1,739 | $20.30 | $35,301.70 |
DisclosureSEC source: 0001567530-16-000012 · primary_doc.xml · nonDerivative · entry 1 PATERSON SCOTT · CIK 0001260042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,855 F1 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017; and (iii) 507 restricted share units that are scheduled to vest on September 9, 2017. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:31 UTC |
Simm DarylDirector
|
GrantCommon Shares | 766 | $20.30 | $15,549.80 |
DisclosureSEC source: 0001567530-16-000011 · primary_doc.xml · nonDerivative · entry 1 Simm Daryl · CIK 0001303840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,637 F1 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017; and (iii) 507 restricted share units that are scheduled to vest on September 9, 2017. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:26 UTC |
SIMMONS HARDWICKDirector
|
GrantCommon Shares | 877 | $20.30 | $17,803.10 |
DisclosureSEC source: 0001567530-16-000010 · primary_doc.xml · nonDerivative · entry 1 SIMMONS HARDWICK · CIK 0001207210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,966 F1 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017; and (iii) 507 restricted share units that are scheduled to vest on September 9, 2017. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:19 UTC |
Crawford GordonDirector
|
GrantCommon Shares | 1,370 | $20.30 | $27,811.00 |
DisclosureSEC source: 0001567530-16-000009 · primary_doc.xml · nonDerivative · entry 1 Crawford Gordon · CIK 0001567530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,833 F1 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 507 restricted share units that are scheduled to vest on September 9, 2017; and (iii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 21:22 UTC |
Goldsmith BrianCo-Chief Operating Officer
|
Tax withholdingCommon Shares | 7,054 | $20.31 | $143,266.74 |
DisclosureSEC source: 0001558979-16-000001 · primary_doc.xml · nonDerivative · entry 1 Goldsmith Brian · CIK 0001558979 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,099 F1 · shares: Represents common shares withheld by the Issuer to satisfy certain tax withholding obligations upon the vesting of 18,750 restricted share units. The grant of the restricted share units was previously reported and, pursuant to the Lions Gate Entertainment Corp. 2012 Performance Incentive Plan and the Issuer's policies, 7,054 common shares were automatically canceled to cover certain of the reporting person's tax withholding obligations. No common shares were sold by the Issuer or the reporting person. F2 · balance_after: Amount includes 37,500 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest in three installments on September 30, 2017, September 30, 2018 and September 29, 2019. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 21:49 UTC |
BARGE JAMES WChief Financial Officer
|
Tax withholdingCommon Shares | 4,348 | $20.97 | $91,177.56 |
DisclosureSEC source: 0001237441-16-000008 · primary_doc.xml · nonDerivative · entry 1 BARGE JAMES W · CIK 0001237441 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,187 F1 · shares: Represents common shares withheld by the Issuer to satisfy certain tax withholding obligations upon the vesting of 8,333 restricted share units. The grant of the 8,333 restricted share units was previously reported and, pursuant to the Lions Gate Entertainment Corp. 2012 Performance Incentive Plan and the Issuer's policies, 4,348 common shares were automatically canceled to cover certain of the reporting person's tax withholding obligations. No common shares were sold by the Issuer of the reporting person. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 6,250 restricted share units scheduled to vest on September 16, 2017; and (ii) 8,333 restricted share units scheduled to vest on September 22, 2017. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 21:23 UTC |
BARGE JAMES WDirector · Chief Financial Officer
|
GrantNon-qualified stock options (right to buy) · Derivative | 39,375 | $0.00 Strike: $37.45 | $0.00 |
DisclosureSEC source: 0001237441-16-000007 · primary_doc.xml · derivative · entry 4 BARGE JAMES W · CIK 0001237441 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,375 Underlying: Common Shares · 39,375 shares Expires 2023-09-16 Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 21:23 UTC |
BARGE JAMES WDirector · Chief Financial Officer
|
Tax withholdingCommon Shares | 2,935 | $21.59 | $63,366.65 |
DisclosureSEC source: 0001237441-16-000007 · primary_doc.xml · nonDerivative · entry 3 BARGE JAMES W · CIK 0001237441 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,535 F4 · shares: Represents common shares withheld by the Issuer to satisfy certain tax withholding obligations upon the vesting of 5,625 restricted share performance units. The grant of the 5,625 restricted share performance units is reported herein and, pursuant to the Lions Gate Entertainment Corp. 2012 Performance Incentive Plan and the Issuer's policies, 2,935 common shares were automatically canceled to cover certain of the reporting person's tax withholding obligations. No common shares were sold by the Issuer or the reporting person. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 6,250 restricted share units scheduled to vest on September 16, 2017; and (ii) 16,666 restricted share units scheduled to vest in two equal annual installments beginning September 22, 2016. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 21:23 UTC |
BARGE JAMES WDirector · Chief Financial Officer
|
GrantCommon Shares | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001237441-16-000007 · primary_doc.xml · nonDerivative · entry 2 BARGE JAMES W · CIK 0001237441 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,470 F3 · shares: Shares issued upon vesting of restricted share performance units granted by the Issuer pursuant to the terms of an employment agreement with the reporting person, which are payable in an equal number of common shares of the Issuer. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 6,250 restricted share units scheduled to vest on September 16, 2017; and (ii) 16,666 restricted share units scheduled to vest in two equal annual installments beginning September 22, 2016. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 21:23 UTC |
BARGE JAMES WDirector · Chief Financial Officer
|
Tax withholdingCommon Shares | 3,261 | $20.34 | $66,328.74 |
DisclosureSEC source: 0001237441-16-000007 · primary_doc.xml · nonDerivative · entry 1 BARGE JAMES W · CIK 0001237441 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,845 F1 · shares: Represents common shares withheld by the Issuer to satisfy certain tax withholding obligations upon the vesting of 6,250 restricted share units. The grant of the 6,250 restricted share units was previously reported and, pursuant to the Lions Gate Entertainment Corp. 2012 Performance Incentive Plan and the Issuer's policies, 3,261 common shares were automatically canceled to cover certain of the reporting person's tax withholding obligations. No common shares were sold by the Issuer or the reporting person. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 6,250 restricted share units scheduled to vest on September 16, 2017; and (ii) 16,666 restricted share units scheduled to vest in two equal annual installments beginning September 22, 2016. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 21:44 UTC |
FELTHEIMER JONDirector · Chief Executive Officer
|
SaleCommon Shares | 255,718 | $20.25 | $5,178,289.50 |
DisclosureSEC source: 0001254386-16-000011 · primary_doc.xml · nonDerivative · entry 3 FELTHEIMER JON · CIK 0001254386 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,398,245 F4 · price: The price reported in a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.15 to $20.37. The reporting person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer or a security holder of the Issuer. F1 · balance_after: Amount includes 73,743 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest on May 23, 2017. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 21:44 UTC |
FELTHEIMER JONDirector · Chief Executive Officer
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 1,050,000 | $0.00 Strike: $10.04 | $0.00 |
DisclosureSEC source: 0001254386-16-000011 · primary_doc.xml · derivative · entry 4 FELTHEIMER JON · CIK 0001254386 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,050,000 shares Expires 2016-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted on September 20, 2006. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 21:44 UTC |
FELTHEIMER JONDirector · Chief Executive Officer
|
Tax withholdingCommon Shares | 794,282 | $20.46 | $16,251,009.72 |
DisclosureSEC source: 0001254386-16-000011 · primary_doc.xml · nonDerivative · entry 2 FELTHEIMER JON · CIK 0001254386 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,653,963 F2 · shares: Represents common shares withheld by the Issuer to provide for payment of the exercise price and related tax withholding obligations in connection with the option exercise. The transaction is exempt under Rule 16b-3(e). F1 · balance_after: Amount includes 73,743 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest on May 23, 2017. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 21:44 UTC |
FELTHEIMER JONDirector · Chief Executive Officer
|
Exercise / conversionCommon Shares | 1,050,000 | $10.04 | $10,542,000.00 |
DisclosureSEC source: 0001254386-16-000011 · primary_doc.xml · nonDerivative · entry 1 FELTHEIMER JON · CIK 0001254386 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,448,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount includes 73,743 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest on May 23, 2017. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:34 UTC |
Crawford GordonDirector
|
GrantCommon Shares | 2,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001567530-16-000003 · primary_doc.xml · nonDerivative · entry 1 Crawford Gordon · CIK 0001567530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,463 F1 · shares: Annual director award of restricted share units. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 507 restricted share units that are scheduled to vest on September 9, 2017; and (iii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 22:50 UTC |
Grainge LucianDirector
|
GrantCommon Shares | 2,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001260042-16-000009 · primary_doc.xml · nonDerivative · entry 1 Grainge Lucian · CIK 0001514873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,443 F1 · shares: Annual director award of restricted share units. F2 · balance_after: Amount includes 2,443 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest in three equal annual installments beginning September 13, 2017. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:57 UTC |
Simm DarylDirector
|
GrantCommon Shares | 2,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001567530-16-000007 · primary_doc.xml · nonDerivative · entry 1 Simm Daryl · CIK 0001303840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,871 F1 · shares: Annual director award of restricted share units. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017; and (iii) 507 restricted share units that are scheduled to vest on September 9, 2017. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:52 UTC |
PATERSON SCOTTDirector
|
GrantCommon Shares | 2,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001567530-16-000006 · primary_doc.xml · nonDerivative · entry 1 PATERSON SCOTT · CIK 0001260042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,116 F1 · shares: Annual director award of restricted share units. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017; and (iii) 507 restricted share units that are scheduled to vest on September 9, 2017. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:51 UTC |
RACHESKY MARK H MDDirector · 10% owner
|
GrantCommon Shares | 2,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-029056 · doc4.xml · nonDerivative · entry 2 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,443 F1 · price: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Common Shares, which are scheduled to vest in three equal annual installments beginning on September 13, 2017. F13 · balance_after: The Common Shares reported as owned on this Form 4 do not include an additional 14,411,195 Common Shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F1 · ownership.direct: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Common Shares, which are scheduled to vest in three equal annual installments beginning on September 13, 2017. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:47 UTC |
FINE EMILYDirector
|
GrantCommon Shares | 2,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-029055 · doc4.xml · nonDerivative · entry 2 Fine Emily · CIK 0001658532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,443 F1 · price: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Common Shares, which are scheduled to vest in three equal annual installments beginning on September 13, 2017. F1 · ownership.direct: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Common Shares, which are scheduled to vest in three equal annual installments beginning on September 13, 2017. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:46 UTC |
SIMMONS HARDWICKDirector
|
GrantCommon Shares | 2,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001567530-16-000005 · primary_doc.xml · nonDerivative · entry 1 SIMMONS HARDWICK · CIK 0001207210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,089 F1 · shares: Annual director award of restricted share units. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017; and (iii) 507 restricted share units that are scheduled to vest on September 9, 2017. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:40 UTC |
EVRENSEL ARTHURDirector
|
GrantCommon Shares | 2,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001567530-16-000004 · primary_doc.xml · nonDerivative · entry 1 EVRENSEL ARTHUR · CIK 0001257243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,504 F1 · shares: Annual director award of restricted share units. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017; and (iii) 507 restricted share units that are scheduled to vest on September 9, 2017. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 22:09 UTC |
BURNS MICHAEL RAYMONDDirector · Vice Chairman
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 1,050,000 | $0.00 Strike: $9.31 | $0.00 |
DisclosureSEC source: 0001254639-16-000012 · primary_doc.xml · derivative · entry 3 BURNS MICHAEL RAYMOND · CIK 0001254639 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,050,000 shares Expires 2016-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted on September 12, 2006. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 22:09 UTC |
BURNS MICHAEL RAYMONDDirector · Vice Chairman
|
Tax withholdingCommon Shares | 776,144 | $20.48 | $15,895,429.12 |
DisclosureSEC source: 0001254639-16-000012 · primary_doc.xml · nonDerivative · entry 2 BURNS MICHAEL RAYMOND · CIK 0001254639 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,082,411 F2 · shares: Represents common shares withheld by the Issuer to provide for payment of the exercise price and related tax withholding obligations in connection with the option exercise. The transaction is exempt under Rule 16b-3(e). No common shares were sold by the Issuer or the reporting person. F1 · balance_after: Amount incudes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 32,500 restricted share units that are scheduled to vest on October 10, 2016; and (ii) 21,707 restricted share units that are scheduled to vest in two equal installments beginning May 8, 2017. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 22:09 UTC |
BURNS MICHAEL RAYMONDDirector · Vice Chairman
|
Exercise / conversionCommon Shares | 1,050,000 | $9.31 | $9,775,500.00 |
DisclosureSEC source: 0001254639-16-000012 · primary_doc.xml · nonDerivative · entry 1 BURNS MICHAEL RAYMOND · CIK 0001254639 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,858,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount incudes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 32,500 restricted share units that are scheduled to vest on October 10, 2016; and (ii) 21,707 restricted share units that are scheduled to vest in two equal installments beginning May 8, 2017. Read SEC document |
| May 23, 2016 Filed May 24, 2017 23:38 UTC |
FELTHEIMER JONDirector · Chief Executive Officer
|
Tax withholdingClass A Common Shares | 19,240 | $26.12 | $502,548.80 |
DisclosureSEC source: 0001254386-17-000001 · primary_doc.xml · nonDerivative · entry 3 FELTHEIMER JON · CIK 0001254386 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,325 F1 · shares: Represents common shares withheld by the Issuer to satisfy certain tax withholding obligations upon the vesting of 36,781 restricted share units. The grant of the restricted share units was previously reported and, pursuant to the Lions Gate Entertainment Corp. 2012 Performance Incentive Plan and the Issuer policies, 19,240 Class A common shares were automatically canceled to cover certain of the reporting person's tax withholding obligations. No common shares were sold by the Issuer or the reporting person. Read SEC document |
| November 10, 2015 Filed Sep 15, 2016 21:24 UTC Amendment |
RACHESKY MARK H MDDirector · 10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
|
SaleCommon Shares | 462,336 | $39.02 | $18,040,350.72 |
DisclosureSEC source: 0000899243-16-029051 · doc4a.xml · nonDerivative · entry 1 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,396,767 F1 · kind: On November 10, 2015, (i) MHR Capital Partners Master Account LP, an Anguilla, British West Indies limited partnership ("Master Account"), MHR Capital Partners (100) LP, a Delaware limited partnership ("Capital Partners (100)"), MHR Institutional Partners II LP, a Delaware limited partnership ("Institutional Partners II"), MHR Institutional Partners IIA LP, a Delaware limited partnership ("Institutional Partners IIA"), and Institutional Partners III LP, a Delaware limited partnership ("Institutional Partners III") (collectively, "the MHR Funds"), (ii) Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), (iii) Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers") and (iv) the parent companies of the Buyers entered into a Share Purchase Agreement (the "Share Purchase Agreement"). (Continued to footnote 2) F2 · kind: Pursuant to the Share Purchase Agreement, the MHR Funds agreed to sell 5,000,000 Common Shares in the aggregate to each of the Buyers. Master Account sold 462,336 Common Shares rather than 426,336 Common Shares as was reported in the Form 4 filed on November 13, 2015. F3 · price: The price represents the sale price to the Buyers of $39.02 per Common Share under the Share Purchase Agreement. F4 · balance_after: The Common Shares reported as owned on this Form 4 do not include an additional 14,411,195 Common Shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement by and among the Issuer, the Buyers, the parent companies of the Buyers, John C. Malone, the MHR Funds and Fund Management, but as to which they have no pecuniary interest. F5 · ownership.nature: These Common Shares are held for the account of Master Account. MHR Advisors LLC, a Delaware limited liability company ("Advisors"), is the general partner of Master Account. MHRC LLC, a Delaware limited liability company ("MHRC"), is the managing member of Advisors. Mark H. Rachesky, M.D. ("Dr. Rachesky") is the managing member of MHRC. MHR Fund Management LLC ("Fund Management") has an investment management agreement with Master Account pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the Common Shares held for the account of Master Account. MHR Holdings LLC, a Delaware limited liability company ("MHR Holdings"), is the managing member of Fund Management. (Continued to footnote 6) F6 · ownership.nature: Accordingly, Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the Common Shares held for the account of Master Account. Each of Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such Common Shares except to the extent of their pecuniary interest therein. Read SEC document |
| October 13, 2011 Filed Oct 14, 2011 21:17 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
ICAHN PARTNERS LP10% owner
|
SaleCommon Shares, without par value ("Shares") | 19,201,000 | $7.00 | $134,407,000.00 |
DisclosureSEC source: 0001140361-11-049546 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 4,247,305 F6 · shares: On October 13, 2011, the Reporting Persons entered into an underwriting agreement with the Issuer and Piper Jaffray & Co., as underwriter, pursuant to which the Reporting Persons agreed to sell to the Underwriter an aggregate of 19,201,000 Shares, at a price of $7.00 per share. The shares were offered to the public at the same price of $7.00 per share. In addition, the Reporting Persons granted the underwriter an option that expires on October 18, 2011 to purchase up to an additional 2,879,985 Shares at a price of $7.00 per share to cover over-allotments, if any. F6 · price: On October 13, 2011, the Reporting Persons entered into an underwriting agreement with the Issuer and Piper Jaffray & Co., as underwriter, pursuant to which the Reporting Persons agreed to sell to the Underwriter an aggregate of 19,201,000 Shares, at a price of $7.00 per share. The shares were offered to the public at the same price of $7.00 per share. In addition, the Reporting Persons granted the underwriter an option that expires on October 18, 2011 to purchase up to an additional 2,879,985 Shares at a price of $7.00 per share to cover over-allotments, if any. F1 · balance_after: High River Limited Partnership ("High River") directly beneficially owns 849,461 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 1,526,021, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 1,194,015 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 483,750 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 194,058 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 849,461 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 1,526,021, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 1,194,015 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 483,750 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 194,058 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 30, 2011 Filed Sep 1, 2011 21:11 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
ICAHN PARTNERS LP10% owner
|
SaleCommon Shares, without par value ("Shares") | 22,080,986 | $7.00 | $154,566,902.00 |
DisclosureSEC source: 0001140361-11-044435 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 23,448,305 F6 · shares: In accordance with the provisions of Section 16(b) of the Act, High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III (collectively, the "Reporting Persons") are delivering to Lions Gate Entertainment Corp. an amount in cash equal to $195,945.87 in the aggregate, representing the profit realized by the Reporting Persons from the purchase and sale of 756,840 Shares within a period of less than six months. F6 · price: In accordance with the provisions of Section 16(b) of the Act, High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III (collectively, the "Reporting Persons") are delivering to Lions Gate Entertainment Corp. an amount in cash equal to $195,945.87 in the aggregate, representing the profit realized by the Reporting Persons from the purchase and sale of 756,840 Shares within a period of less than six months. F1 · balance_after: High River Limited Partnership ("High River") directly beneficially owns 4,689,661 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 7,183,987 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 7,752,820 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 2,663,222 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 1,158,615 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 4,689,661 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 7,183,987 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 7,752,820 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 2,663,222 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 1,158,615 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 18, 2011 Filed Aug 18, 2011 20:57 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
ICAHN PARTNERS LP10% owner
|
PurchaseShares | 41,267 | $6.99 | $288,307.77 |
DisclosureSEC source: 0001140361-11-042772 · doc1.xml · nonDerivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 45,529,291 F1 · balance_after: High River Limited Partnership ("High River") directly beneficially owns 9,105,858 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,493,587 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,175,902 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 9,105,858 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,493,587 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,175,902 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton) is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. (Icahn Enterprises Holdings). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 16, 2011 Filed Aug 18, 2011 20:57 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
ICAHN PARTNERS LP10% owner
|
PurchaseCommon Shares, without par value ("Shares") | 12,696 | $7.00 | $88,910.09 |
DisclosureSEC source: 0001140361-11-042772 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 45,488,024 F1 · balance_after: High River Limited Partnership ("High River") directly beneficially owns 9,105,858 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,493,587 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,175,902 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 9,105,858 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,493,587 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,175,902 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton) is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. (Icahn Enterprises Holdings). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 12, 2011 Filed Aug 12, 2011 21:28 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner · please see all footnotes
ICAHN PARTNERS MASTER FUND LP10% owner · please see all footnotes
ICAHN PARTNERS MASTER FUND II L.P.10% owner · please see all footnotes
ICAHN PARTNERS MASTER FUND III L.P.10% owner · please see all footnotes
ICAHN PARTNERS LP10% owner · please see all footnotes
|
PurchaseShares | 239,174 | $6.90 | $1,650,300.60 |
DisclosureSEC source: 0001140361-11-041630 · doc1.xml · nonDerivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner · please see all footnotes ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner · please see all footnotes ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner · please see all footnotes ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner · please see all footnotes ICAHN PARTNERS LP · CIK 0001313666 · 10% owner · please see all footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 45,475,328 F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 9,095,066 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,456,411 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,169,907 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton) is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. (Icahn Enterprises Holdings). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 11, 2011 Filed Aug 12, 2011 21:28 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner · please see all footnotes
ICAHN PARTNERS MASTER FUND LP10% owner · please see all footnotes
ICAHN PARTNERS MASTER FUND II L.P.10% owner · please see all footnotes
ICAHN PARTNERS MASTER FUND III L.P.10% owner · please see all footnotes
ICAHN PARTNERS LP10% owner · please see all footnotes
|
PurchaseShares | 33,820 | $6.75 | $228,274.85 |
DisclosureSEC source: 0001140361-11-041630 · doc1.xml · nonDerivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner · please see all footnotes ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner · please see all footnotes ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner · please see all footnotes ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner · please see all footnotes ICAHN PARTNERS LP · CIK 0001313666 · 10% owner · please see all footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 45,236,154 F1 · balance_after: High River Limited Partnership ("High River") directly beneficially owns 9,095,066 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,456,411 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,169,907 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 9,095,066 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,456,411 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,169,907 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton) is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. (Icahn Enterprises Holdings). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2011 Filed Aug 12, 2011 21:28 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner · please see all footnotes
ICAHN PARTNERS MASTER FUND LP10% owner · please see all footnotes
ICAHN PARTNERS MASTER FUND II L.P.10% owner · please see all footnotes
ICAHN PARTNERS MASTER FUND III L.P.10% owner · please see all footnotes
ICAHN PARTNERS LP10% owner · please see all footnotes
|
PurchaseCommon Shares, without par value ("Shares") | 429,883 | $6.74 | $2,897,884.29 |
DisclosureSEC source: 0001140361-11-041630 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner · please see all footnotes ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner · please see all footnotes ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner · please see all footnotes ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner · please see all footnotes ICAHN PARTNERS LP · CIK 0001313666 · 10% owner · please see all footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 45,202,334 F1 · balance_after: High River Limited Partnership ("High River") directly beneficially owns 9,095,066 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,456,411 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,169,907 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 9,095,066 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,456,411 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,169,907 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton) is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. (Icahn Enterprises Holdings). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 01, 2010 Filed Jul 1, 2010 18:47 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
ICAHN PARTNERS LP10% owner
|
PurchaseShares | 4,638,702 | $7.00 | $32,470,914.00 |
DisclosureSEC source: 0001140361-10-027788 · doc1.xml · nonDerivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 44,772,451 F1 · balance_after: High River Limited Partnership ("High River") directly beneficially owns 8,954,490 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,031,594 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,032,423 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 8,954,490 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,031,594 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,032,423 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore'). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 30, 2010 Filed Jul 1, 2010 18:47 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
ICAHN PARTNERS LP10% owner
|
PurchaseShares | 904,635 | $7.00 | $6,332,445.00 |
DisclosureSEC source: 0001140361-10-027788 · doc1.xml · nonDerivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 40,133,749 F1 · balance_after: High River Limited Partnership ("High River") directly beneficially owns 8,954,490 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,031,594 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,032,423 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 8,954,490 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,031,594 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,032,423 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore'). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 29, 2010 Filed Jul 1, 2010 18:47 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
ICAHN PARTNERS LP10% owner
|
PurchaseCommon Shares, without par value ("Shares") | 678,589 | $7.00 | $4,750,123.00 |
DisclosureSEC source: 0001140361-10-027788 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 39,229,114 F1 · balance_after: High River Limited Partnership ("High River") directly beneficially owns 8,954,490 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,031,594 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,032,423 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 8,954,490 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 13,031,594 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 15,372,255 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 5,381,689 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 2,032,423 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore'). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 28, 2010 Filed Jun 28, 2010 21:39 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
ICAHN PARTNERS LP10% owner
|
PurchaseShares | 726,800 | $7.00 | $5,087,600.00 |
DisclosureSEC source: 0001140361-10-027250 · doc1.xml · nonDerivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 38,550,525 F1 · balance_after: High River Limited Partnership ("High River") directly beneficially owns 7,710,105 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 11,220,454 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 13,236,034 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 4,633,900 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 1,750,032 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 7,710,105 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 11,220,454 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 13,236,034 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 4,633,900 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 1,750,032 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 25, 2010 Filed Jun 28, 2010 21:39 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
ICAHN PARTNERS LP10% owner
|
PurchaseShares | 58,075 | $7.00 | $406,525.00 |
DisclosureSEC source: 0001140361-10-027250 · doc1.xml · nonDerivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 37,823,725 F1 · balance_after: High River Limited Partnership ("High River") directly beneficially owns 7,710,105 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 11,220,454 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 13,236,034 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 4,633,900 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 1,750,032 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 7,710,105 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 11,220,454 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 13,236,034 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 4,633,900 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 1,750,032 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 24, 2010 Filed Jun 28, 2010 21:39 UTC |
ICAHN CARL C10% owner · please see all footnotes
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
ICAHN PARTNERS LP10% owner
|
PurchaseCommon Shares, without par value ("Shares") | 64,975 | $7.00 | $454,825.00 |
DisclosureSEC source: 0001140361-10-027250 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner · please see all footnotes HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 37,765,650 F1 · balance_after: High River Limited Partnership ("High River") directly beneficially owns 7,710,105 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 11,220,454 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 13,236,034 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 4,633,900 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 1,750,032 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 7,710,105 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 11,220,454 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 13,236,034 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 4,633,900 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 1,750,032 Shares. Share amounts include approximately 130,382 Shares in the aggregate that may be deemed to be beneficially owned as a result of the ownership of 2.9375% Convertible Senior Subordinated Notes due 2024 and 3.625% Convertible Senior Subordinated Notes due 2025. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.