Last 12 months
Inside the activity.
6 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 6 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2016 Filed Dec 13, 2016 02:24 UTC |
Grainge LucianDirector
|
OtherClass B Non-Voting Shares | 1,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-16-020566 · t1602967_x4.xml · nonDerivative · entry 3 Grainge Lucian · CIK 0001514873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,221 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each Common Share, without par value, was reclassified into 0.5 Class A voting shares, without par value, and 0.5 Class B non-voting shares, without par value (the "Reclassification"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F4 · shares: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Class B non-voting shares, which are scheduled to vest in three equal annual installments beginning on September 13, 2017. F5 · shares: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A voting shares equal to the number of common shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B non-voting shares equal to the number of common shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A voting shares and Class B non-voting shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A voting shares or Class B non-voting shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each Common Share, without par value, was reclassified into 0.5 Class A voting shares, without par value, and 0.5 Class B non-voting shares, without par value (the "Reclassification"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F4 · balance_after: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Class B non-voting shares, which are scheduled to vest in three equal annual installments beginning on September 13, 2017. F5 · balance_after: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A voting shares equal to the number of common shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B non-voting shares equal to the number of common shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A voting shares and Class B non-voting shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A voting shares or Class B non-voting shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 02:24 UTC |
Grainge LucianDirector
|
OtherClass A Voting Shares | 1,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-16-020566 · t1602967_x4.xml · nonDerivative · entry 2 Grainge Lucian · CIK 0001514873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,221 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each Common Share, without par value, was reclassified into 0.5 Class A voting shares, without par value, and 0.5 Class B non-voting shares, without par value (the "Reclassification"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F3 · shares: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Class A voting shares, which are scheduled to vest in three equal annual installments beginning on September 13, 2017. F5 · shares: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A voting shares equal to the number of common shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B non-voting shares equal to the number of common shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A voting shares and Class B non-voting shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A voting shares or Class B non-voting shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each Common Share, without par value, was reclassified into 0.5 Class A voting shares, without par value, and 0.5 Class B non-voting shares, without par value (the "Reclassification"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F3 · balance_after: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Class A voting shares, which are scheduled to vest in three equal annual installments beginning on September 13, 2017. F5 · balance_after: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A voting shares equal to the number of common shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B non-voting shares equal to the number of common shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A voting shares and Class B non-voting shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A voting shares or Class B non-voting shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 02:24 UTC |
Grainge LucianDirector
|
OtherCommon Shares | 2,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-16-020566 · t1602967_x4.xml · nonDerivative · entry 1 Grainge Lucian · CIK 0001514873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each Common Share, without par value, was reclassified into 0.5 Class A voting shares, without par value, and 0.5 Class B non-voting shares, without par value (the "Reclassification"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · shares: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Common Shares, which are scheduled to vest in three equal annual installments beginning on September 13, 2017. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each Common Share, without par value, was reclassified into 0.5 Class A voting shares, without par value, and 0.5 Class B non-voting shares, without par value (the "Reclassification"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass B Non-Voting Shares | 11,874,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 27 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,874,474 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F19 · ownership.nature: These shares are held for the account of Institutional Partners III LP, a Delaware limited partnership ("Institutional Partners III"). MHR Institutional Advisors III LLC, a Delaware limited liability company ("Institutional Advisors III"), is the general partner of Institutional Partners III. Dr. Rachesky is the managing member of Institutional Advisors III. Fund Management is an affiliate of, and has an investment management agreement with, Institutional Partners III pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Institutional Partners III. MHR Holdings is the managing member of Fund Management. (Continued to footnote 20) F20 · ownership.nature: Accordingly, Institutional Advisors III, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Institutional Partners III. Each of Institutional Advisors III, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass A Voting Shares | 11,874,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 26 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,874,474 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F19 · ownership.nature: These shares are held for the account of Institutional Partners III LP, a Delaware limited partnership ("Institutional Partners III"). MHR Institutional Advisors III LLC, a Delaware limited liability company ("Institutional Advisors III"), is the general partner of Institutional Partners III. Dr. Rachesky is the managing member of Institutional Advisors III. Fund Management is an affiliate of, and has an investment management agreement with, Institutional Partners III pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Institutional Partners III. MHR Holdings is the managing member of Fund Management. (Continued to footnote 20) F20 · ownership.nature: Accordingly, Institutional Advisors III, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Institutional Partners III. Each of Institutional Advisors III, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherCommon Shares | 23,748,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 25 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F19 · ownership.nature: These shares are held for the account of Institutional Partners III LP, a Delaware limited partnership ("Institutional Partners III"). MHR Institutional Advisors III LLC, a Delaware limited liability company ("Institutional Advisors III"), is the general partner of Institutional Partners III. Dr. Rachesky is the managing member of Institutional Advisors III. Fund Management is an affiliate of, and has an investment management agreement with, Institutional Partners III pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Institutional Partners III. MHR Holdings is the managing member of Fund Management. (Continued to footnote 20) F20 · ownership.nature: Accordingly, Institutional Advisors III, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Institutional Partners III. Each of Institutional Advisors III, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass B Non-Voting Shares | 1,746,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 24 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,746,222 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F17 · ownership.nature: These shares are held for the account of MHR Institutional Partners IIA LP, a Delaware limited partnership ("Institutional Partners IIA"). Institutional Advisors II is the general partner of Institutional Partners IIA. MHRC II is the managing member of Institutional Advisors II. Dr. Rachesky is the managing member of MHRC II. Fund Management has an investment management agreement with Institutional Partners IIA pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Institutional Partners IIA. MHR Holdings is the managing member of Fund Management. (Continued to footnote 18) F18 · ownership.nature: Accordingly, Institutional Advisors II, MHRC II, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Institutional Partners IIA. Each of Institutional Advisors II, MHRC II, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass A Voting Shares | 1,746,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 23 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,746,222 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F17 · ownership.nature: These shares are held for the account of MHR Institutional Partners IIA LP, a Delaware limited partnership ("Institutional Partners IIA"). Institutional Advisors II is the general partner of Institutional Partners IIA. MHRC II is the managing member of Institutional Advisors II. Dr. Rachesky is the managing member of MHRC II. Fund Management has an investment management agreement with Institutional Partners IIA pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Institutional Partners IIA. MHR Holdings is the managing member of Fund Management. (Continued to footnote 18) F18 · ownership.nature: Accordingly, Institutional Advisors II, MHRC II, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Institutional Partners IIA. Each of Institutional Advisors II, MHRC II, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherCommon Shares | 3,492,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 22 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F17 · ownership.nature: These shares are held for the account of MHR Institutional Partners IIA LP, a Delaware limited partnership ("Institutional Partners IIA"). Institutional Advisors II is the general partner of Institutional Partners IIA. MHRC II is the managing member of Institutional Advisors II. Dr. Rachesky is the managing member of MHRC II. Fund Management has an investment management agreement with Institutional Partners IIA pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Institutional Partners IIA. MHR Holdings is the managing member of Fund Management. (Continued to footnote 18) F18 · ownership.nature: Accordingly, Institutional Advisors II, MHRC II, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Institutional Partners IIA. Each of Institutional Advisors II, MHRC II, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass B Non-Voting Shares | 693,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 21 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 693,138 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F15 · ownership.nature: These shares are held for the account of MHR Institutional Partners II LP, a Delaware limited partnership ("Institutional Partners II"). MHR Institutional Advisors II LLC, a Delaware limited liability company ("Institutional Advisors II"), is the general partner of Institutional Partners II. MHRC II LLC, a Delaware limited liability company ("MHRC II"), is the managing member of Institutional Advisors II. Dr. Rachesky is the managing member of MHRC II. Fund Management has an investment management agreement with Institutional Partners II pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Institutional Partners II. MHR Holdings is the managing member of Fund Management. (Continued to footnote 16) F16 · ownership.nature: Accordingly, Institutional Advisors II, MHRC II, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Institutional Partners II. Each of Institutional Advisors II, MHRC II, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass A Voting Shares | 693,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 20 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 693,138 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F15 · ownership.nature: These shares are held for the account of MHR Institutional Partners II LP, a Delaware limited partnership ("Institutional Partners II"). MHR Institutional Advisors II LLC, a Delaware limited liability company ("Institutional Advisors II"), is the general partner of Institutional Partners II. MHRC II LLC, a Delaware limited liability company ("MHRC II"), is the managing member of Institutional Advisors II. Dr. Rachesky is the managing member of MHRC II. Fund Management has an investment management agreement with Institutional Partners II pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Institutional Partners II. MHR Holdings is the managing member of Fund Management. (Continued to footnote 16) F16 · ownership.nature: Accordingly, Institutional Advisors II, MHRC II, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Institutional Partners II. Each of Institutional Advisors II, MHRC II, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherCommon Shares | 1,386,275 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 19 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F15 · ownership.nature: These shares are held for the account of MHR Institutional Partners II LP, a Delaware limited partnership ("Institutional Partners II"). MHR Institutional Advisors II LLC, a Delaware limited liability company ("Institutional Advisors II"), is the general partner of Institutional Partners II. MHRC II LLC, a Delaware limited liability company ("MHRC II"), is the managing member of Institutional Advisors II. Dr. Rachesky is the managing member of MHRC II. Fund Management has an investment management agreement with Institutional Partners II pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Institutional Partners II. MHR Holdings is the managing member of Fund Management. (Continued to footnote 16) F16 · ownership.nature: Accordingly, Institutional Advisors II, MHRC II, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Institutional Partners II. Each of Institutional Advisors II, MHRC II, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass B Non-Voting Shares | 93,309 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 18 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 93,309 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F14 · ownership.nature: These shares are held for the account of MHR Capital Partners (100) LP, a Delaware limited partnership ("Capital Partners (100)"). Advisors is the general partner of Capital Partners (100). MHRC is the managing member of Advisors. Dr. Rachesky is the managing member of MHRC. Fund Management has an investment management agreement with Capital Partners (100) pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Capital Partners (100). MHR Holdings is the managing member of Fund Management. Accordingly, Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Capital Partners (100). Each of Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass A Voting Shares | 93,309 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 17 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 93,309 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F14 · ownership.nature: These shares are held for the account of MHR Capital Partners (100) LP, a Delaware limited partnership ("Capital Partners (100)"). Advisors is the general partner of Capital Partners (100). MHRC is the managing member of Advisors. Dr. Rachesky is the managing member of MHRC. Fund Management has an investment management agreement with Capital Partners (100) pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Capital Partners (100). MHR Holdings is the managing member of Fund Management. Accordingly, Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Capital Partners (100). Each of Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherCommon Shares | 186,617 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 16 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F14 · ownership.nature: These shares are held for the account of MHR Capital Partners (100) LP, a Delaware limited partnership ("Capital Partners (100)"). Advisors is the general partner of Capital Partners (100). MHRC is the managing member of Advisors. Dr. Rachesky is the managing member of MHRC. Fund Management has an investment management agreement with Capital Partners (100) pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Capital Partners (100). MHR Holdings is the managing member of Fund Management. Accordingly, Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Capital Partners (100). Each of Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass B Non-Voting Shares | 698,384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 15 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 698,384 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F12 · ownership.nature: These shares are held for the account of MHR Capital Partners Master Account LP, an Anguilla, British West Indies limited partnership ("Master Account"). MHR Advisors LLC, a Delaware limited liability company ("Advisors"), is the general partner of Master Account. MHRC LLC, a Delaware limited liability company ("MHRC"), is the managing member of Advisors. Mark H. Rachesky, M.D. ("Dr. Rachesky") is the managing member of MHRC. MHR Fund Management LLC ("Fund Management") has an investment management agreement with Master Account pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Master Account. MHR Holdings LLC, a Delaware limited liability company ("MHR Holdings"), is the managing member of Fund Management. (Continued to footnote 13) F13 · ownership.nature: Accordingly, Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Master Account. Each of Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass A Voting Shares | 698,384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 14 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 698,384 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F12 · ownership.nature: These shares are held for the account of MHR Capital Partners Master Account LP, an Anguilla, British West Indies limited partnership ("Master Account"). MHR Advisors LLC, a Delaware limited liability company ("Advisors"), is the general partner of Master Account. MHRC LLC, a Delaware limited liability company ("MHRC"), is the managing member of Advisors. Mark H. Rachesky, M.D. ("Dr. Rachesky") is the managing member of MHRC. MHR Fund Management LLC ("Fund Management") has an investment management agreement with Master Account pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Master Account. MHR Holdings LLC, a Delaware limited liability company ("MHR Holdings"), is the managing member of Fund Management. (Continued to footnote 13) F13 · ownership.nature: Accordingly, Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Master Account. Each of Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherCommon Shares | 1,396,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 13 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F12 · ownership.nature: These shares are held for the account of MHR Capital Partners Master Account LP, an Anguilla, British West Indies limited partnership ("Master Account"). MHR Advisors LLC, a Delaware limited liability company ("Advisors"), is the general partner of Master Account. MHRC LLC, a Delaware limited liability company ("MHRC"), is the managing member of Advisors. Mark H. Rachesky, M.D. ("Dr. Rachesky") is the managing member of MHRC. MHR Fund Management LLC ("Fund Management") has an investment management agreement with Master Account pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Master Account. MHR Holdings LLC, a Delaware limited liability company ("MHR Holdings"), is the managing member of Fund Management. (Continued to footnote 13) F13 · ownership.nature: Accordingly, Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the shares held for the account of Master Account. Each of Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass B Non-Voting Shares | 432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 12 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · shares: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B Non-Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A Voting Shares and Class B Non-Voting Shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A Voting Shares or Class B Non-Voting Shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · balance_after: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B Non-Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A Voting Shares and Class B Non-Voting Shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A Voting Shares or Class B Non-Voting Shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F11 · ownership.direct: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Class B Non-Voting Shares, which are scheduled to vest in two equal annual installments beginning on September 15, 2017. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass A Voting Shares | 432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 11 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · shares: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B Non-Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A Voting Shares and Class B Non-Voting Shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A Voting Shares or Class B Non-Voting Shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · balance_after: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B Non-Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A Voting Shares and Class B Non-Voting Shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A Voting Shares or Class B Non-Voting Shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F10 · ownership.direct: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Class A Voting Shares, which are scheduled to vest in two equal annual installments beginning on September 15, 2017. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherCommon Shares | 865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 10 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F9 · ownership.direct: These were restricted share units granted by the Issuer, payable upon vesting in an equal number of Common Shares, which were scheduled to vest in two equal annual installments beginning on September 15, 2017. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass B Non-Voting Shares | 253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 9 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · shares: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B Non-Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A Voting Shares and Class B Non-Voting Shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A Voting Shares or Class B Non-Voting Shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · balance_after: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B Non-Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A Voting Shares and Class B Non-Voting Shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A Voting Shares or Class B Non-Voting Shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F8 · ownership.direct: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Class B Non-Voting Shares, which are scheduled to on September 9, 2017. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass A Voting Shares | 253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 8 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · shares: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B Non-Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A Voting Shares and Class B Non-Voting Shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A Voting Shares or Class B Non-Voting Shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · balance_after: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B Non-Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A Voting Shares and Class B Non-Voting Shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A Voting Shares or Class B Non-Voting Shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F7 · ownership.direct: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Class A Voting Shares, which are scheduled to vest on September 9, 2017. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherCommon Shares | 507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 7 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F6 · ownership.direct: These were restricted share units granted by the Issuer, payable upon vesting in an equal number of Common Shares, which were scheduled to vest on September 9, 2017. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass B Non-Voting Shares | 1,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 6 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,221 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · shares: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B Non-Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A Voting Shares and Class B Non-Voting Shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A Voting Shares or Class B Non-Voting Shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · balance_after: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B Non-Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A Voting Shares and Class B Non-Voting Shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A Voting Shares or Class B Non-Voting Shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F5 · ownership.direct: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Class B Non-Voting Shares, which are scheduled to vest in three equal annual installments beginning on September 13, 2017. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass A Voting Shares | 1,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 5 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,221 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · shares: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B Non-Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A Voting Shares and Class B Non-Voting Shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A Voting Shares or Class B Non-Voting Shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F2 · balance_after: Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B Non-Voting Shares equal to the number of Common Shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A Voting Shares and Class B Non-Voting Shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A Voting Shares or Class B Non-Voting Shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. F4 · ownership.direct: These are restricted share units granted by the Issuer, payable upon vesting in an equal number of Class A Voting Shares, which are scheduled to vest in three equal annual installments beginning on September 13, 2017. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherCommon Shares | 2,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 4 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F3 · ownership.direct: These were restricted share units granted by the Issuer, payable upon vesting in an equal number of Common Shares, which were scheduled to vest in three equal annual installments beginning on September 13, 2017. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass B Non-Voting Shares | 31,137 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 3 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,137 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherClass A Voting Shares | 31,137 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 2 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,137 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F21 · balance_after: The shares reported as owned on this Form 4 do not include the shares, which the reporting persons may be deemed to beneficially own as a result of that certain Voting and Standstill Agreement, by and among the Issuer, Liberty Global Incorporated Limited, a limited company organized under the laws of England and Wales ("Liberty"), Discovery Lightning Investments Ltd., a limited company organized under the laws of England and Wales ("Discovery" and, together with Liberty, the "Buyers"), the parent companies of the Buyers, John C. Malone, Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA, Institutional Partners III and Fund Management, but as to which they have no pecuniary interest. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:48 UTC |
RACHESKY MARK H MDDirector · 10% owner
MHR Institutional Partners III LP10% owner
MHR FUND MANAGEMENT LLC10% owner
MHR Holdings LLC10% owner
MHR Institutional Advisors III LLC10% owner
|
OtherCommon Shares | 62,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035305 · doc4.xml · nonDerivative · entry 1 RACHESKY MARK H MD · CIK 0001194368 · Director · 10% owner MHR Institutional Partners III LP · CIK 0001391121 · 10% owner MHR FUND MANAGEMENT LLC · CIK 0001277742 · 10% owner MHR Holdings LLC · CIK 0001552702 · 10% owner MHR Institutional Advisors III LLC · CIK 0001391563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting share, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting share, no par value (the "Class B Non-Voting Shares"). Restricted share units granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. Read SEC document |
| December 08, 2016 Filed Feb 14, 2017 01:35 UTC |
Liberty Global Ltd.10% owner
Liberty Global Ventures Ltd10% owner
|
OtherClass B Non-Voting Shares | 2,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000114 · ss30893_4.xml · nonDerivative · entry 3 Liberty Global plc · CIK 0001570585 · 10% owner Liberty Global Inc Ltd · CIK 0001658493 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiary Disclosed balance after: 2,500,000 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting shares, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting shares, no par value (the "Class B Non-Voting Shares"). F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting shares, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting shares, no par value (the "Class B Non-Voting Shares"). Read SEC document |
| December 08, 2016 Filed Feb 14, 2017 01:35 UTC |
Liberty Global Ltd.10% owner
Liberty Global Ventures Ltd10% owner
|
OtherClass A Voting Shares | 2,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000114 · ss30893_4.xml · nonDerivative · entry 2 Liberty Global plc · CIK 0001570585 · 10% owner Liberty Global Inc Ltd · CIK 0001658493 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiary Disclosed balance after: 2,500,000 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting shares, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting shares, no par value (the "Class B Non-Voting Shares"). F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting shares, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting shares, no par value (the "Class B Non-Voting Shares"). Read SEC document |
| December 08, 2016 Filed Feb 14, 2017 01:35 UTC |
Liberty Global Ltd.10% owner
Liberty Global Ventures Ltd10% owner
|
OtherCommon Shares | 5,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000114 · ss30893_4.xml · nonDerivative · entry 1 Liberty Global plc · CIK 0001570585 · 10% owner Liberty Global Inc Ltd · CIK 0001658493 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through wholly-owned subsidiary Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting shares, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting shares, no par value (the "Class B Non-Voting Shares"). F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each common share, no par value (the "Common Shares"), was reclassified (the "Reclassification") into 0.5 Class A voting shares, no par value (the "Class A Voting Shares"), and 0.5 Class B non-voting shares, no par value (the "Class B Non-Voting Shares"). Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 00:41 UTC |
MALONE JOHN CDirector
|
GrantClass B non-voting shares | 214,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161725 · a4.xml · nonDerivative · entry 10 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 214,785 F5 · price: Received in exchange for an aggregate of 101,778 shares of Starz Series A common stock and 230,564 shares of Starz Series B common stock held by the reporting person's spouse pursuant to the terms and conditions of the Merger Agreement. F4 · ownership.nature: The reporting person disclaims beneficial ownership of these shares owned by his spouse. Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 00:41 UTC |
MALONE JOHN CDirector
|
GrantClass B non-voting shares | 3,686,419 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161725 · a4.xml · nonDerivative · entry 9 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,686,419 F2 · price: Received in exchange for 5,832,020 shares of Starz Series B common stock held by the reporting person pursuant to the terms and conditions of the Merger Agreement (as described in the Remarks section). Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 00:41 UTC |
MALONE JOHN CDirector
|
GrantClass A voting shares | 145,739 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161725 · a4.xml · nonDerivative · entry 8 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 145,739 F3 · price: Received in exchange for 230,564 shares of Starz Series B common stock held by the reporting person's spouse pursuant to the terms and conditions of the Merger Agreement. F4 · ownership.nature: The reporting person disclaims beneficial ownership of these shares owned by his spouse. Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 00:41 UTC |
MALONE JOHN CDirector
|
GrantClass A voting shares | 3,686,419 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161725 · a4.xml · nonDerivative · entry 7 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,686,419 F2 · price: Received in exchange for 5,832,020 shares of Starz Series B common stock held by the reporting person pursuant to the terms and conditions of the Merger Agreement (as described in the Remarks section). Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 00:41 UTC |
MALONE JOHN CDirector
|
OtherClass B non-voting shares | 1,935,769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161725 · a4.xml · nonDerivative · entry 6 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Charitable Remainder Unitrust Disclosed balance after: 1,935,769 F1 · kind: Pursuant to a reorganization of Lions Gate Entertainment Corp.'s (the "Issuer" or "Lions Gate") share capital (the "reclassification"), each Common Share of the Issuer, without par value, was converted into 0.5 shares of newly issued Class A voting shares, without par value, of the Issuer and 0.5 shares of newly issued Class B non-voting shares, without par value, of the Issuer, subject to the terms and conditions of the Merger Agreement (as described below). The reclassification was exempt under Rule 16b-7, and such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: Pursuant to a reorganization of Lions Gate Entertainment Corp.'s (the "Issuer" or "Lions Gate") share capital (the "reclassification"), each Common Share of the Issuer, without par value, was converted into 0.5 shares of newly issued Class A voting shares, without par value, of the Issuer and 0.5 shares of newly issued Class B non-voting shares, without par value, of the Issuer, subject to the terms and conditions of the Merger Agreement (as described below). The reclassification was exempt under Rule 16b-7, and such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 00:41 UTC |
MALONE JOHN CDirector
|
OtherClass B non-voting shares | 269,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161725 · a4.xml · nonDerivative · entry 5 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The John C. Malone June 2003 Charitable Remainder Unitrust Disclosed balance after: 269,829 F1 · kind: Pursuant to a reorganization of Lions Gate Entertainment Corp.'s (the "Issuer" or "Lions Gate") share capital (the "reclassification"), each Common Share of the Issuer, without par value, was converted into 0.5 shares of newly issued Class A voting shares, without par value, of the Issuer and 0.5 shares of newly issued Class B non-voting shares, without par value, of the Issuer, subject to the terms and conditions of the Merger Agreement (as described below). The reclassification was exempt under Rule 16b-7, and such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: Pursuant to a reorganization of Lions Gate Entertainment Corp.'s (the "Issuer" or "Lions Gate") share capital (the "reclassification"), each Common Share of the Issuer, without par value, was converted into 0.5 shares of newly issued Class A voting shares, without par value, of the Issuer and 0.5 shares of newly issued Class B non-voting shares, without par value, of the Issuer, subject to the terms and conditions of the Merger Agreement (as described below). The reclassification was exempt under Rule 16b-7, and such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 00:41 UTC |
MALONE JOHN CDirector
|
OtherClass A voting shares | 1,935,769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161725 · a4.xml · nonDerivative · entry 4 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Charitable Remainder Unitrust Disclosed balance after: 1,935,769 F1 · kind: Pursuant to a reorganization of Lions Gate Entertainment Corp.'s (the "Issuer" or "Lions Gate") share capital (the "reclassification"), each Common Share of the Issuer, without par value, was converted into 0.5 shares of newly issued Class A voting shares, without par value, of the Issuer and 0.5 shares of newly issued Class B non-voting shares, without par value, of the Issuer, subject to the terms and conditions of the Merger Agreement (as described below). The reclassification was exempt under Rule 16b-7, and such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: Pursuant to a reorganization of Lions Gate Entertainment Corp.'s (the "Issuer" or "Lions Gate") share capital (the "reclassification"), each Common Share of the Issuer, without par value, was converted into 0.5 shares of newly issued Class A voting shares, without par value, of the Issuer and 0.5 shares of newly issued Class B non-voting shares, without par value, of the Issuer, subject to the terms and conditions of the Merger Agreement (as described below). The reclassification was exempt under Rule 16b-7, and such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 00:41 UTC |
MALONE JOHN CDirector
|
OtherClass A voting shares | 269,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161725 · a4.xml · nonDerivative · entry 3 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The John C. Malone June 2003 Charitable Remainder Unitrust Disclosed balance after: 269,829 F1 · kind: Pursuant to a reorganization of Lions Gate Entertainment Corp.'s (the "Issuer" or "Lions Gate") share capital (the "reclassification"), each Common Share of the Issuer, without par value, was converted into 0.5 shares of newly issued Class A voting shares, without par value, of the Issuer and 0.5 shares of newly issued Class B non-voting shares, without par value, of the Issuer, subject to the terms and conditions of the Merger Agreement (as described below). The reclassification was exempt under Rule 16b-7, and such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: Pursuant to a reorganization of Lions Gate Entertainment Corp.'s (the "Issuer" or "Lions Gate") share capital (the "reclassification"), each Common Share of the Issuer, without par value, was converted into 0.5 shares of newly issued Class A voting shares, without par value, of the Issuer and 0.5 shares of newly issued Class B non-voting shares, without par value, of the Issuer, subject to the terms and conditions of the Merger Agreement (as described below). The reclassification was exempt under Rule 16b-7, and such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 00:41 UTC |
MALONE JOHN CDirector
|
OtherCommon Shares | 3,871,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161725 · a4.xml · nonDerivative · entry 2 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Malone Starz 2015 Charitable Remainder Unitrust Disclosed balance after: 0 F1 · kind: Pursuant to a reorganization of Lions Gate Entertainment Corp.'s (the "Issuer" or "Lions Gate") share capital (the "reclassification"), each Common Share of the Issuer, without par value, was converted into 0.5 shares of newly issued Class A voting shares, without par value, of the Issuer and 0.5 shares of newly issued Class B non-voting shares, without par value, of the Issuer, subject to the terms and conditions of the Merger Agreement (as described below). The reclassification was exempt under Rule 16b-7, and such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: Pursuant to a reorganization of Lions Gate Entertainment Corp.'s (the "Issuer" or "Lions Gate") share capital (the "reclassification"), each Common Share of the Issuer, without par value, was converted into 0.5 shares of newly issued Class A voting shares, without par value, of the Issuer and 0.5 shares of newly issued Class B non-voting shares, without par value, of the Issuer, subject to the terms and conditions of the Merger Agreement (as described below). The reclassification was exempt under Rule 16b-7, and such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 08, 2016 Filed Dec 13, 2016 00:41 UTC |
MALONE JOHN CDirector
|
OtherCommon Shares | 539,657 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161725 · a4.xml · nonDerivative · entry 1 MALONE JOHN C · CIK 0000937797 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The John C. Malone June 2003 Charitable Remainder Unitrust Disclosed balance after: 0 F1 · kind: Pursuant to a reorganization of Lions Gate Entertainment Corp.'s (the "Issuer" or "Lions Gate") share capital (the "reclassification"), each Common Share of the Issuer, without par value, was converted into 0.5 shares of newly issued Class A voting shares, without par value, of the Issuer and 0.5 shares of newly issued Class B non-voting shares, without par value, of the Issuer, subject to the terms and conditions of the Merger Agreement (as described below). The reclassification was exempt under Rule 16b-7, and such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: Pursuant to a reorganization of Lions Gate Entertainment Corp.'s (the "Issuer" or "Lions Gate") share capital (the "reclassification"), each Common Share of the Issuer, without par value, was converted into 0.5 shares of newly issued Class A voting shares, without par value, of the Issuer and 0.5 shares of newly issued Class B non-voting shares, without par value, of the Issuer, subject to the terms and conditions of the Merger Agreement (as described below). The reclassification was exempt under Rule 16b-7, and such transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 23:25 UTC |
LEVIN WAYNEGeneral Counsel and CSO
|
Tax withholdingCommon Shares | 9,784 | $23.09 | $225,912.56 |
DisclosureSEC source: 0001258247-16-000011 · primary_doc.xml · nonDerivative · entry 1 LEVIN WAYNE · CIK 0001258247 · General Counsel and CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,070 F1 · shares: Represents common shares withheld by the Issuer to satisfy certain tax withholding obligations upon the vesting of 18,750 restricted share units. The grant of the restricted share units was previously reported and, pursuant to the Lions Gate Entertainment Corp. 2012 Performance Incentive Plan and the Issuer's policies, 9,784 common shares were automatically canceled to cover certain of the reporting person's tax withholding obligations. No common shares were sold by the Issuer or the reporting person. F2 · balance_after: Amount includes 37,500 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest in three equal annual installments beginning November 13, 2017. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:22 UTC |
Crawford GordonDirector
|
PurchaseCommon Shares | 40,000 | $23.04 | $921,600.00 |
DisclosureSEC source: 0001567530-16-000014 · primary_doc.xml · nonDerivative · entry 1 Crawford Gordon · CIK 0001567530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,833 F1 · price: The price reported in a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.79 to $23.19. The reporting person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC Staff, the Issuer or a security holder of the Issuer. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 2,443 restricted share units that are scheduled to vest in three equal annual installments beginning September 13, 2017; (ii) 507 restricted share units that are scheduled to vest on September 9, 2017; and (iii) 865 restricted share units that are scheduled to vest in two equal annual installments beginning September 15, 2017. Read SEC document |
| November 09, 2016 Filed May 24, 2017 23:38 UTC |
FELTHEIMER JONDirector · Chief Executive Officer
|
GiftClass B Common Shares | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001254386-17-000001 · primary_doc.xml · nonDerivative · entry 2 FELTHEIMER JON · CIK 0001254386 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,565 Read SEC document |
| November 09, 2016 Filed May 24, 2017 23:38 UTC |
FELTHEIMER JONDirector · Chief Executive Officer
|
GiftClass A Common Shares | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001254386-17-000001 · primary_doc.xml · nonDerivative · entry 1 FELTHEIMER JON · CIK 0001254386 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,565 Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 22:46 UTC |
BURNS MICHAEL RAYMONDDirector · Vice Chairman
|
GrantEmployee stock option (right to buy) · Derivative | 950,000 | $0.00 Strike: $23.76 | $0.00 |
DisclosureSEC source: 0001254639-16-000014 · primary_doc.xml · derivative · entry 4 BURNS MICHAEL RAYMOND · CIK 0001254639 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,000 Underlying: Common Shares · 950,000 shares Expires 2026-11-03 F3 · derivative.exercise_date: The options are scheduled to vest in equal installments over the five year period beginning October 30, 2018. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 22:46 UTC |
BURNS MICHAEL RAYMONDDirector · Vice Chairman
|
GrantEmployee stock option (right to buy) · Derivative | 950,000 | $0.00 Strike: $19.01 | $0.00 |
DisclosureSEC source: 0001254639-16-000014 · primary_doc.xml · derivative · entry 3 BURNS MICHAEL RAYMOND · CIK 0001254639 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,000 Underlying: Common Shares · 950,000 shares Expires 2026-11-03 F3 · derivative.exercise_date: The options are scheduled to vest in equal installments over the five year period beginning October 30, 2018. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 22:46 UTC |
BURNS MICHAEL RAYMONDDirector · Vice Chairman
|
Tax withholdingCommon Shares | 4,946 | $19.78 | $97,831.88 |
DisclosureSEC source: 0001254639-16-000014 · primary_doc.xml · nonDerivative · entry 2 BURNS MICHAEL RAYMOND · CIK 0001254639 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,069,985 F2 · shares: Represents common shares withheld by the Issuer to satisfy certain tax withholding obligations upon the granting and vesting of 9,479 restricted share units. The grant of the restricted share units is reported herein and, pursuant to the Lions Gate Entertainment Corp. 2012 Performance Incentive Plan and the Issuer's policies, 4,946 common shares were automatically canceled to cover certain of the reporting person's tax withholding obligations. No common shares were sold by the Issuer or the reporting person. F1 · balance_after: Amount includes 21,707 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest in two equal annual installments beginning May 8, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.