Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2024 Filed May 3, 2024 20:21 UTC |
Srinivasan VenkateshCHIEF TECH OP OFFICER
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012170 · form4-05032024_080512.xml · derivative · entry 3 Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 2,500 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on May 1, 2024, subject to continued service through each vesting date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:21 UTC |
Srinivasan VenkateshCHIEF TECH OP OFFICER
|
Tax withholdingCommon Stock | 892 | $3.74 | $3,336.08 |
DisclosureSEC source: 0001415889-24-012170 · form4-05032024_080512.xml · nonDerivative · entry 2 Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,730 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:21 UTC |
Srinivasan VenkateshCHIEF TECH OP OFFICER
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012170 · form4-05032024_080512.xml · nonDerivative · entry 1 Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2024 Filed Apr 12, 2024 21:59 UTC |
Srinivasan VenkateshCHIEF TECH OP OFFICER
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 21,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010772 · form4-04122024_090423.xml · derivative · entry 3 Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 21,250 shares Expires 2026-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on April 11, 2023, subject to continued service through each vesting date. Read SEC document |
| April 11, 2024 Filed Apr 12, 2024 21:59 UTC |
Srinivasan VenkateshCHIEF TECH OP OFFICER
|
Tax withholdingCommon Stock | 7,582 | $4.50 | $34,119.00 |
DisclosureSEC source: 0001415889-24-010772 · form4-04122024_090423.xml · nonDerivative · entry 2 Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,122 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| April 11, 2024 Filed Apr 12, 2024 21:59 UTC |
Srinivasan VenkateshCHIEF TECH OP OFFICER
|
Exercise / conversionCommon Stock | 21,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010772 · form4-04122024_090423.xml · nonDerivative · entry 1 Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2024 Filed Mar 7, 2024 19:12 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
GrantRestricted Stock Units (RSUs) · Derivative | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007222 · form4-03082024_120344.xml · derivative · entry 8 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2028-03-01 F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F7 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date. Read SEC document |
| March 07, 2024 Filed Mar 7, 2024 19:12 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
GrantStock Option (Right to Buy Common Stock) · Derivative | 22,000 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001415889-24-007222 · form4-03082024_120344.xml · derivative · entry 7 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2034-03-07 F3 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on April 1, 2024, with 100% of the award being vested and exercisable on March 1, 2028, subject to the reporting person's continued service to the Issuer on each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:28 UTC |
Gerber Hans-PeterCHIEF SCIENTIFIC OFFICER
|
GrantRestricted Stock Units (RSUs) · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007184 · form4-03072024_090326.xml · derivative · entry 2 Gerber Hans-Peter · CIK 0001992979 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2028-03-01 F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:28 UTC |
Gerber Hans-PeterCHIEF SCIENTIFIC OFFICER
|
GrantStock Option (Right to Buy Common Stock) · Derivative | 60,000 | $0.00 Strike: $4.54 | $0.00 |
DisclosureSEC source: 0001415889-24-007184 · form4-03072024_090326.xml · derivative · entry 1 Gerber Hans-Peter · CIK 0001992979 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2034-03-05 F1 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on April 1, 2024, with 100% of the award being vested and exercisable on March 1, 2028, subject to the reporting person's continued service to the Issuer on each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:24 UTC |
Borgman Anne ElizabethCHIEF MEDICAL OFFICER
|
GrantRestricted Stock Units (RSUs) · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007182 · form4-03072024_090326.xml · derivative · entry 2 Borgman Anne Elizabeth · CIK 0001886388 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2028-03-01 F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:24 UTC |
Borgman Anne ElizabethCHIEF MEDICAL OFFICER
|
GrantStock Option (Right to Buy Common Stock) · Derivative | 60,000 | $0.00 Strike: $4.54 | $0.00 |
DisclosureSEC source: 0001415889-24-007182 · form4-03072024_090326.xml · derivative · entry 1 Borgman Anne Elizabeth · CIK 0001886388 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2034-03-05 F1 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on April 1, 2024, with 100% of the award being vested and exercisable on March 1, 2028, subject to the reporting person's continued service to the Issuer on each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:26 UTC |
Chung JanePRESIDENT AND COO
|
GrantRestricted Stock Units (RSUs) · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007183 · form4-03072024_090340.xml · derivative · entry 2 Chung Jane · CIK 0001872398 · PRESIDENT AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-03-01 F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:26 UTC |
Chung JanePRESIDENT AND COO
|
GrantStock Option (Right to Buy Common Stock) · Derivative | 50,000 | $0.00 Strike: $4.54 | $0.00 |
DisclosureSEC source: 0001415889-24-007183 · form4-03072024_090340.xml · derivative · entry 1 Chung Jane · CIK 0001872398 · PRESIDENT AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2034-03-05 F1 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on April 1, 2024, with 100% of the award being vested and exercisable on March 1, 2028, subject to the reporting person's continued service to the Issuer on each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:21 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007181 · form4-03072024_090345.xml · derivative · entry 5 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 8,750 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 5, 2022, subject to continued service through each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:21 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
GrantRestricted Stock Units (RSUs) · Derivative | 51,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007181 · form4-03072024_090345.xml · derivative · entry 4 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,000 Underlying: Common Stock · 51,000 shares Expires 2028-03-01 F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:21 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
GrantStock Option (Right to Buy Common Stock) · Derivative | 68,000 | $0.00 Strike: $4.54 | $0.00 |
DisclosureSEC source: 0001415889-24-007181 · form4-03072024_090345.xml · derivative · entry 3 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,000 Underlying: Common Stock · 68,000 shares Expires 2034-03-05 F2 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on April 1, 2024, with 100% of the award being vested and exercisable on March 1, 2028, subject to the reporting person's continued service to the Issuer on each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:21 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
Tax withholdingCommon Stock | 3,100 | $4.54 | $14,074.00 |
DisclosureSEC source: 0001415889-24-007181 · form4-03072024_090345.xml · nonDerivative · entry 2 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,743 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:21 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
Exercise / conversionCommon Stock | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007181 · form4-03072024_090345.xml · nonDerivative · entry 1 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 19:12 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007222 · form4-03082024_120344.xml · derivative · entry 6 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 8,750 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 5, 2022, subject to continued service through each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 19:12 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
GrantRestricted Stock Units (RSUs) · Derivative | 28,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007222 · form4-03082024_120344.xml · derivative · entry 5 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,500 Underlying: Common Stock · 28,500 shares Expires 2028-03-01 F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 19:12 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
GrantStock Option (Right to Buy Common Stock) · Derivative | 38,000 | $0.00 Strike: $4.54 | $0.00 |
DisclosureSEC source: 0001415889-24-007222 · form4-03082024_120344.xml · derivative · entry 4 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2034-03-05 F3 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on April 1, 2024, with 100% of the award being vested and exercisable on March 1, 2028, subject to the reporting person's continued service to the Issuer on each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 19:12 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
Tax withholdingCommon Stock | 3,108 | $4.54 | $14,110.32 |
DisclosureSEC source: 0001415889-24-007222 · form4-03082024_120344.xml · nonDerivative · entry 2 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,952 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 19:12 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
Exercise / conversionCommon Stock | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007222 · form4-03082024_120344.xml · nonDerivative · entry 1 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:31 UTC |
NEWELL WILLIAM JDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007188 · form4-03072024_090300.xml · derivative · entry 6 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 18,750 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 5, 2022, subject to continued service through each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:31 UTC |
NEWELL WILLIAM JDirector · CEO
|
GrantRestricted Stock Units (RSUs) · Derivative | 130,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007188 · form4-03072024_090300.xml · derivative · entry 5 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,500 Underlying: Common Stock · 130,500 shares Expires 2028-03-01 F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:31 UTC |
NEWELL WILLIAM JDirector · CEO
|
GrantStock Option (Right to Buy Common Stock) · Derivative | 174,000 | $0.00 Strike: $4.54 | $0.00 |
DisclosureSEC source: 0001415889-24-007188 · form4-03072024_090300.xml · derivative · entry 4 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,000 Underlying: Common Stock · 174,000 shares Expires 2034-03-05 F3 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on April 1, 2024, with 100% of the award being vested and exercisable on March 1, 2028, subject to the reporting person's continued service to the Issuer on each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:31 UTC |
NEWELL WILLIAM JDirector · CEO
|
Tax withholdingCommon Stock | 6,690 | $4.54 | $30,372.60 |
DisclosureSEC source: 0001415889-24-007188 · form4-03072024_090300.xml · nonDerivative · entry 2 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,203 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 16:31 UTC |
NEWELL WILLIAM JDirector · CEO
|
Exercise / conversionCommon Stock | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007188 · form4-03072024_090300.xml · nonDerivative · entry 1 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:32 UTC |
Srinivasan VenkateshCHIEF TECH OP OFFICER
|
GrantRestricted Stock Units (RSUs) · Derivative | 25,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007189 · form4-03072024_090338.xml · derivative · entry 2 Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,500 Underlying: Common Stock · 25,500 shares Expires 2028-03-01 F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:32 UTC |
Srinivasan VenkateshCHIEF TECH OP OFFICER
|
GrantStock Option (Right to Buy Common Stock) · Derivative | 34,000 | $0.00 Strike: $4.54 | $0.00 |
DisclosureSEC source: 0001415889-24-007189 · form4-03072024_090338.xml · derivative · entry 1 Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 34,000 shares Expires 2034-03-05 F1 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on April 1, 2024, with 100% of the award being vested and exercisable on March 1, 2028, subject to the reporting person's continued service to the Issuer on each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 22, 2024 16:21 UTC Amendment |
ALBINI EDWARD CCFO AND SECRETARY
|
GrantRestricted Stock Units (RSUs) · Derivative | 69,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008952 · form4a-03222024_080309.xml · derivative · entry 1 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,000 Underlying: Common Stock · 69,000 shares Expires 2028-03-01 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 22, 2024 16:22 UTC Amendment |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
GrantRestricted Stock Units (RSUs) · Derivative | 37,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008953 · form4a-03222024_080326.xml · derivative · entry 1 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,100 Underlying: Common Stock · 37,100 shares Expires 2028-03-01 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date. Read SEC document |
| March 05, 2024 Filed Mar 22, 2024 16:28 UTC Amendment |
NEWELL WILLIAM JDirector · CEO
|
GrantRestricted Stock Units (RSUs) · Derivative | 167,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008954 · form4a-03222024_080335.xml · derivative · entry 1 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,000 Underlying: Common Stock · 167,000 shares Expires 2028-03-01 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 16:21 UTC |
Chung JanePRESIDENT AND COO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007020 · form4-03062024_090325.xml · derivative · entry 3 Chung Jane · CIK 0001872398 · PRESIDENT AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 7,875 shares Expires 2026-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 4, 2023, subject to continued service through each vesting date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 16:21 UTC |
Chung JanePRESIDENT AND COO
|
Tax withholdingCommon Stock | 2,209 | $4.79 | $10,581.11 |
DisclosureSEC source: 0001415889-24-007020 · form4-03062024_090325.xml · nonDerivative · entry 2 Chung Jane · CIK 0001872398 · PRESIDENT AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,201 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 16:21 UTC |
Chung JanePRESIDENT AND COO
|
Exercise / conversionCommon Stock | 7,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007020 · form4-03062024_090325.xml · nonDerivative · entry 1 Chung Jane · CIK 0001872398 · PRESIDENT AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 16:18 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007012 · form4-03062024_090307.xml · derivative · entry 3 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,250 Underlying: Common Stock · 9,125 shares Expires 2026-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 4, 2023, subject to continued service through each vesting date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 16:18 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
Tax withholdingCommon Stock | 3,472 | $4.79 | $16,630.88 |
DisclosureSEC source: 0001415889-24-007012 · form4-03062024_090307.xml · nonDerivative · entry 2 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,093 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 16:18 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
Exercise / conversionCommon Stock | 9,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007012 · form4-03062024_090307.xml · nonDerivative · entry 1 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 16:25 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007030 · form4-03062024_090303.xml · derivative · entry 4 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,250 Underlying: Common Stock · 9,125 shares Expires 2026-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 4, 2023, subject to continued service through each vesting date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 16:25 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
Tax withholdingCommon Stock | 3,739 | $4.79 | $17,909.81 |
DisclosureSEC source: 0001415889-24-007030 · form4-03062024_090303.xml · nonDerivative · entry 2 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,310 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 16:25 UTC |
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
|
Exercise / conversionCommon Stock | 9,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007030 · form4-03062024_090303.xml · nonDerivative · entry 1 FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 16:28 UTC |
NEWELL WILLIAM JDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 31,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007039 · form4-03062024_090306.xml · derivative · entry 4 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,250 Underlying: Common Stock · 31,125 shares Expires 2026-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 4, 2023, subject to continued service through each vesting date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 16:28 UTC |
NEWELL WILLIAM JDirector · CEO
|
Tax withholdingCommon Stock | 11,105 | $4.79 | $53,192.95 |
DisclosureSEC source: 0001415889-24-007039 · form4-03062024_090306.xml · nonDerivative · entry 2 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,143 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 16:28 UTC |
NEWELL WILLIAM JDirector · CEO
|
Exercise / conversionCommon Stock | 31,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007039 · form4-03062024_090306.xml · nonDerivative · entry 1 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:32 UTC |
Chung JanePRESIDENT AND COO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006687 · form4-03052024_090320.xml · derivative · entry 3 Chung Jane · CIK 0001872398 · PRESIDENT AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,625 Underlying: Common Stock · 6,875 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSU award vests as to 1/4th of the total award annually beginning on March 1, 2024, subject to continued service through each vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:32 UTC |
Chung JanePRESIDENT AND COO
|
Tax withholdingCommon Stock | 2,038 | $4.95 | $10,088.10 |
DisclosureSEC source: 0001415889-24-006687 · form4-03052024_090320.xml · nonDerivative · entry 2 Chung Jane · CIK 0001872398 · PRESIDENT AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,535 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:32 UTC |
Chung JanePRESIDENT AND COO
|
Exercise / conversionCommon Stock | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006687 · form4-03052024_090320.xml · nonDerivative · entry 1 Chung Jane · CIK 0001872398 · PRESIDENT AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:29 UTC |
ALBINI EDWARD CCFO AND SECRETARY
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006651 · form4-03052024_090359.xml · derivative · entry 3 ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,625 Underlying: Common Stock · 7,875 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSU award vests as to 1/4th of the total award annually beginning on March 1, 2024, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.