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Nasdaq · USD

STOK

Stoke Therapeutics, Inc.

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1723
SEC CIK
0001623526
Parsed reports
304

Last 12 months

Inside the activity.

0 purchase rows · 83 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 2025031
Jan 202600
Feb 202600
Mar 2026027
Apr 202601
May 202601
Jun 202602
Jul 202602
Aug 202608
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2024 Filed Mar 20, 2024 00:30 UTC
Kaye Edward M. MDDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 35,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008683 · form4-03202024_120318.xml · derivative · entry 3

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,500

Underlying: Common Stock · 35,500 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The award vested or vests as to 1/4th of the total shares annually beginning March 15, 2024, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:30 UTC
Kaye Edward M. MDDirector · CEO
Exercise / conversionCommon Stock 35,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008683 · form4-03202024_120318.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:31 UTC
Nash Huw M.COO & CBO
Exercise / conversionRestricted Stock Units · Derivative 13,100 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008686 · form4-03202024_120349.xml · derivative · entry 3

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,300

Underlying: Common Stock · 13,100 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F5 · derivative.exercise_date: The award vested or vests as to 1/4th of the total shares annually beginning March 15, 2024, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:31 UTC
Nash Huw M.COO & CBO
Exercise / conversionCommon Stock 13,100 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008686 · form4-03202024_120349.xml · nonDerivative · entry 1

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported total includes an aggregate 2,345 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan in one or more transactions exempt pursuant to Rules 16b-3(c) and 16b-3(d).

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:29 UTC
Allan JonathanGENERAL COUNSEL & CORP SEC
Exercise / conversionRestricted Stock Units · Derivative 7,475 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008681 · form4-03202024_120354.xml · derivative · entry 3

Allan Jonathan · CIK 0001966716 · GENERAL COUNSEL & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,425

Underlying: Common Stock · 7,475 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F5 · derivative.exercise_date: The award vested or vests as to 1/4th of the total shares annually beginning March 15, 2024, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:29 UTC
Allan JonathanGENERAL COUNSEL & CORP SEC
Exercise / conversionCommon Stock 7,475 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008681 · form4-03202024_120354.xml · nonDerivative · entry 1

Allan Jonathan · CIK 0001966716 · GENERAL COUNSEL & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported total includes an aggregate 2,598 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan in one or more transactions exempt pursuant to Rules 16b-3(c) and 16b-3(d).

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:21 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 5,504 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001415889-24-006623 · form4-03052024_090335.xml · derivative · entry 3

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,442

Underlying: Common Stock · 5,504 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This fully-vested option vested as to 1/4th of the total award on October 2, 2018, with 1/48th of the total award vesting monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:21 UTC
Ticho BarryCHIEF MEDICAL OFFICER
SaleCommon Stock 10,000 $7.75 $77,469.00
Disclosure

SEC source: 0001415889-24-006623 · form4-03052024_090335.xml · nonDerivative · entry 2

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,485

F1 · kind: The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:21 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 5,504 $0.60 $3,302.40
Disclosure

SEC source: 0001415889-24-006623 · form4-03052024_090335.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 31,739 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001415889-24-003897 · form4-02152024_090236.xml · derivative · entry 2

TZIANABOS ARTHUR · CIK 0001586226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,739 shares

Expires 2028-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This fully-vested option award vested as to 1/48th of the total award on October 4, 2018 with 1/48th of the total award vesting monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:17 UTC Exercise / conversionCommon Stock 31,739 $2.19 $69,508.41
Disclosure

SEC source: 0001415889-24-003897 · form4-02152024_090236.xml · nonDerivative · entry 1

TZIANABOS ARTHUR · CIK 0001586226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:32 UTC
Ticho BarryCHIEF MEDICAL OFFICER
SaleCommon Stock 10,000 $4.80 $47,991.00
Disclosure

SEC source: 0001415889-24-002531 · form4-02052024_090232.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,981

F1 · kind: The sale reported on this Form 4 was executed pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2023 by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.59 to $4.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:38 UTC
Ticho BarryChief Medical Officer
SaleCommon Stock 10,000 $5.74 $57,352.00
Disclosure

SEC source: 0001209191-24-000801 · doc4.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,981

F1 · kind: The sale reported on this Form 4 was executed pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2023 by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.15 to $5.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The reported total includes an additional 1,086 shares of the issuer's stock that were acquired by the reporting person through the issuer's employee stock purchase plan in exempt transactions pursuant to Rule 16b3(c).

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:18 UTC
Ticho BarryChief Medical Officer
GrantRestricted Stock Unit (RSU) · Derivative 60,773 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057407 · doc4.xml · derivative · entry 4

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,773

Underlying: Common Stock · 60,773 shares

Expires 2025-12-01

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: 48,792 restricted stock units will vest on December 1, 2024 and 11,981 will vest on December 1, 2025, subject to the reporting person's continued service to the Issuer on each such date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:18 UTC
Ticho BarryChief Medical Officer
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 107,400 Not disclosed Strike: $20.34 Not disclosed
Disclosure

SEC source: 0001209191-23-057407 · doc4.xml · derivative · entry 3

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,400 shares

Expires 2032-03-14

F6 · price: On December 1, 2023, the Issuer cancelled, pursuant to the Issuer's option exchange program, options to purchase 107,400 shares of Common Stock of the Issuer and in exchange issued to the reporting person 33,561 restricted stock units.

F5 · derivative.exercise_date: The canceled option vested as to 1/48th of the total award on April 15, 2022 and provided for 1/48th of the total award to vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:18 UTC
Ticho BarryChief Medical Officer
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 65,600 Not disclosed Strike: $60.00 Not disclosed
Disclosure

SEC source: 0001209191-23-057407 · doc4.xml · derivative · entry 2

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,600 shares

Expires 2031-03-01

F4 · price: On December 1, 2023, the Issuer cancelled, pursuant to the Issuer's option exchange program, options to purchase 65,600 shares of Common Stock of the Issuer and in exchange issued to the reporting person 8,463 restricted stock units.

F3 · derivative.exercise_date: The canceled option vested as to 1/48th of the total award on April 2, 2021 and provided for 1/48th of the total award to vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:18 UTC
Ticho BarryChief Medical Officer
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 60,000 Not disclosed Strike: $20.25 Not disclosed
Disclosure

SEC source: 0001209191-23-057407 · doc4.xml · derivative · entry 1

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2030-03-24

F2 · price: On December 1, 2023, the Issuer cancelled, pursuant to the Issuer's option exchange program, options to purchase 60,000 shares of Common Stock of the Issuer and in exchange issued to the reporting person 18,749 restricted stock units.

F1 · derivative.exercise_date: The canceled option vested as to 1/48th of the total award on April 25, 2020 and provided for 1/48th of the total award to vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:20 UTC GrantRestricted Stock Unit (RSU) · Derivative 60,773 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057410 · doc4.xml · derivative · entry 4

Tulipano Stephen J · CIK 0001360548 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,773

Underlying: Common Stock · 60,773 shares

Expires 2025-12-01

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: 48,792 restricted stock units will vest on December 1, 2024 and 11,981 will vest on December 1, 2025, subject to the reporting person's continued service to the Issuer on each such date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:20 UTC Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 107,400 Not disclosed Strike: $20.34 Not disclosed
Disclosure

SEC source: 0001209191-23-057410 · doc4.xml · derivative · entry 3

Tulipano Stephen J · CIK 0001360548 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,400 shares

Expires 2032-03-14

F6 · price: On December 1, 2023, the Issuer cancelled, pursuant to the Issuer's option exchange program, options to purchase 107,400 shares of Common Stock of the Issuer and in exchange issued to the reporting person 33,561 restricted stock units.

F5 · derivative.exercise_date: The canceled option vested as to 1/48th of the total award on April 15, 2022 and provided for 1/48th of the total award to vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:20 UTC Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 65,600 Not disclosed Strike: $60.00 Not disclosed
Disclosure

SEC source: 0001209191-23-057410 · doc4.xml · derivative · entry 2

Tulipano Stephen J · CIK 0001360548 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,600 shares

Expires 2031-03-01

F4 · price: On December 1, 2023, the Issuer cancelled, pursuant to the Issuer's option exchange program, options to purchase 65,600 shares of Common Stock of the Issuer and in exchange issued to the reporting person 8,463 restricted stock units.

F3 · derivative.exercise_date: The canceled option vested as to 1/48th of the total award on April 2, 2021 and provided for 1/48th of the total award to vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:20 UTC Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 60,000 Not disclosed Strike: $20.25 Not disclosed
Disclosure

SEC source: 0001209191-23-057410 · doc4.xml · derivative · entry 1

Tulipano Stephen J · CIK 0001360548 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2030-03-24

F2 · price: On December 1, 2023, the Issuer cancelled, pursuant to the Issuer's option exchange program, options to purchase 60,000 shares of Common Stock of the Issuer and in exchange issued to the reporting person 18,749 restricted stock units.

F1 · derivative.exercise_date: The canceled option vested as to 1/48th of the total award on April 25, 2020 and provided for 1/48th of the total award to vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:17 UTC
Nash Huw M.COO & CBO
GrantRestricted Stock Unit (RSU) · Derivative 8,463 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057403 · doc4.xml · derivative · entry 2

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,463

Underlying: Common Stock · 8,463 shares

Expires 2025-12-01

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: 7,053 restricted stock units will vest on December 1, 2024 and 1,410 will vest on December 1, 2025, subject to the reporting person's continued service to the Issuer on each such date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:17 UTC
Nash Huw M.COO & CBO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 65,600 Not disclosed Strike: $60.00 Not disclosed
Disclosure

SEC source: 0001209191-23-057403 · doc4.xml · derivative · entry 1

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,600 shares

Expires 2031-03-01

F2 · price: On December 1, 2023, the Issuer cancelled, pursuant to the Issuer's option exchange program, options to purchase 65,600 shares of Common Stock of the Issuer and in exchange issued to the reporting person 8,463 restricted stock units.

F1 · derivative.exercise_date: The canceled option vested as to 1/48th of the total award on April 2, 2021 and provided for 1/48th of the total award to vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:15 UTC
Kaye Edward M. MDDirector · CEO
GrantRestricted Stock Unit (RSU) · Derivative 25,908 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057396 · doc4.xml · derivative · entry 2

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,908

Underlying: Common Stock · 25,908 shares

Expires 2025-12-01

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: 21,591 restricted stock units will vest on December 1, 2024 and 4,317 will vest on December 1, 2025, subject to the reporting person's continued service to the Issuer on each such date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:15 UTC
Kaye Edward M. MDDirector · CEO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 200,800 Not disclosed Strike: $60.00 Not disclosed
Disclosure

SEC source: 0001209191-23-057396 · doc4.xml · derivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,800 shares

Expires 2031-03-01

F2 · price: On December 1, 2023, the Issuer cancelled, pursuant to the Issuer's option exchange program, options to purchase 200,800 shares of Common Stock of the Issuer and in exchange issued to the reporting person 25,908 restricted stock units.

F1 · derivative.exercise_date: The canceled option vested as to 1/48th of the total award on April 2, 2021 and provided for 1/48th of the total award to vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:09 UTC
Allan JonathanGeneral Counsel & Corp Sec
GrantRestricted Stock Unit (RSU) · Derivative 46,284 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057387 · doc4.xml · derivative · entry 3

Allan Jonathan · CIK 0001966716 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,284

Underlying: Common Stock · 46,284 shares

Expires 2025-12-01

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: 33,927 restricted stock units will vest on December 1, 2024 and 12,357 will vest on December 1, 2025, subject to the reporting person's continued service to the Issuer on each such date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:09 UTC
Allan JonathanGeneral Counsel & Corp Sec
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 121,100 Not disclosed Strike: $20.34 Not disclosed
Disclosure

SEC source: 0001209191-23-057387 · doc4.xml · derivative · entry 2

Allan Jonathan · CIK 0001966716 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 121,100 shares

Expires 2032-03-14

F4 · price: On December 1, 2023, the Issuer cancelled, pursuant to the Issuer's option exchange program, options to purchase 121,100 shares of Common Stock of the Issuer and in exchange issued to the reporting person 37,843 restricted stock units.

F3 · derivative.exercise_date: The canceled option vested as to 1/48th of the total award on April 15, 2022 and provided for 1/48th of the total award to vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:09 UTC
Allan JonathanGeneral Counsel & Corp Sec
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 65,000 Not disclosed Strike: $59.84 Not disclosed
Disclosure

SEC source: 0001209191-23-057387 · doc4.xml · derivative · entry 1

Allan Jonathan · CIK 0001966716 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2031-02-15

F2 · price: On December 1, 2023, the Issuer cancelled, pursuant to the Issuer's option exchange program, options to purchase 65,000 shares of Common Stock of the Issuer and in exchange issued to the reporting person 8,441 restricted stock units.

F1 · derivative.exercise_date: The canceled option vested as to 1/4th of the total award on February 16, 2022, and provided for 1/48th of the total award to vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each vesting date.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 20:48 UTC
SMITH IAN FDirector
GrantDirector Stock Option (Right to Buy) · Derivative 96,340 $0.00 Strike: $4.76 $0.00
Disclosure

SEC source: 0001209191-23-050170 · doc4.xml · derivative · entry 1

SMITH IAN F · CIK 0001197032 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,340

Underlying: Common Stock · 96,340 shares

Expires 2033-09-18

F1 · derivative.exercise_date: The option vests ratably as to 1/12th of the total award on December 19, 2023, with 1/12th of the total award vesting quarterly thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 21:20 UTC
Ticho BarryChief Medical Officer
SaleCommon Stock 15,000 $10.60 $158,973.00
Disclosure

SEC source: 0001209191-23-041616 · doc4.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,895

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 17, 2022 by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.28 to $10.77 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:45 UTC
Allan JonathanGeneral Counsel & Corp Sec
SaleCommon Stock 1,948 $13.48 $26,252.22
Disclosure

SEC source: 0001209191-23-039428 · doc4.xml · nonDerivative · entry 1

Allan Jonathan · CIK 0001966716 · General Counsel & Corp Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 22, 2023 by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.21 to $13.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 13, 2023 Filed Jun 15, 2023 22:24 UTC GrantDirector Stock Option (Right to Buy) · Derivative 19,441 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001209191-23-037532 · doc4.xml · derivative · entry 1

Krainer Adrian R. · CIK 0001780081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,441

Underlying: Common Stock · 19,441 shares

Expires 2033-06-12

F1 · derivative.exercise_date: The option shall fully vest on June 13, 2024 or, if earlier, the next annual meeting of the issuer's stockholders, subject to the reporting holder's continued service on such vesting date.

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June 13, 2023 Filed Jun 15, 2023 22:24 UTC GrantDirector Stock Option (Right to Buy) · Derivative 19,441 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001209191-23-037533 · doc4.xml · derivative · entry 1

LEVIN ARTHUR A · CIK 0001181556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,441

Underlying: Common Stock · 19,441 shares

Expires 2033-06-12

F1 · derivative.exercise_date: The option shall fully vest on June 13, 2024 or, if earlier, the next annual meeting of the issuer's stockholders, subject to the reporting holder's continued service on such vesting date.

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June 13, 2023 Filed Jun 15, 2023 22:26 UTC GrantDirector Stock Option (Right to Buy) · Derivative 19,441 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001209191-23-037539 · doc4.xml · derivative · entry 1

TZIANABOS ARTHUR · CIK 0001586226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,441

Underlying: Common Stock · 19,441 shares

Expires 2033-06-12

F1 · derivative.exercise_date: The option shall fully vest on June 13, 2024 or, if earlier, the next annual meeting of the issuer's stockholders, subject to the reporting holder's continued service on such vesting date.

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June 13, 2023 Filed Jun 15, 2023 22:26 UTC
Smith JulieDirector
GrantDirector Stock Option (Right to Buy) · Derivative 19,441 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001209191-23-037537 · doc4.xml · derivative · entry 1

Smith Julie · CIK 0001557928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,441

Underlying: Common Stock · 19,441 shares

Expires 2033-06-12

F1 · derivative.exercise_date: The option shall fully vest on June 13, 2024 or, if earlier, the next annual meeting of the issuer's stockholders, subject to the reporting holder's continued service on such vesting date.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 22:25 UTC GrantDirector Stock Option (Right to Buy) · Derivative 19,441 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001209191-23-037535 · doc4.xml · derivative · entry 1

Menzel Garry E · CIK 0001556064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,441

Underlying: Common Stock · 19,441 shares

Expires 2033-06-12

F1 · derivative.exercise_date: The option shall fully vest on June 13, 2024 or, if earlier, the next annual meeting of the issuer's stockholders, subject to the reporting holder's continued service on such vesting date.

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June 13, 2023 Filed Jun 15, 2023 22:23 UTC GrantDirector Stock Option (Right to Buy) · Derivative 19,441 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001209191-23-037530 · doc4.xml · derivative · entry 1

Harrison Seth Loring · CIK 0001404955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,441

Underlying: Common Stock · 19,441 shares

Expires 2033-06-12

F1 · derivative.exercise_date: The option shall fully vest on June 13, 2024 or, if earlier, the next annual meeting of the issuer's stockholders, subject to the reporting holder's continued service on such vesting date.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 22:22 UTC GrantDirector Stock Option (Right to Buy) · Derivative 19,441 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001209191-23-037529 · doc4.xml · derivative · entry 1

Burstein Jennifer · CIK 0001640069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,441

Underlying: Common Stock · 19,441 shares

Expires 2033-06-12

F1 · derivative.exercise_date: The option shall fully vest on June 13, 2024 or, if earlier, the next annual meeting of the issuer's stockholders, subject to the reporting holder's continued service on such vesting date.

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June 01, 2023 Filed Jun 5, 2023 23:31 UTC
Ticho BarryChief Medical Officer
SaleCommon Stock 15,000 $11.13 $166,963.50
Disclosure

SEC source: 0001209191-23-034648 · doc4.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,895

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 17, 2022 by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.62 to $11.36 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 04, 2023 Filed May 8, 2023 23:35 UTC
Ticho BarryChief Medical Officer
SaleCommon Stock 653 $10.00 $6,530.00
Disclosure

SEC source: 0001209191-23-028111 · doc4.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,895

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 17, 2022 by the reporting person.

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May 03, 2023 Filed May 4, 2023 00:04 UTC
Ticho BarryChief Medical Officer
SaleCommon Stock 24,697 $10.14 $250,365.84
Disclosure

SEC source: 0001209191-23-027190 · doc4.xml · nonDerivative · entry 3

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,548

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 17, 2022 by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.37 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 02, 2023 Filed May 4, 2023 00:04 UTC
Ticho BarryChief Medical Officer
SaleCommon Stock 5,513 $10.00 $55,133.86
Disclosure

SEC source: 0001209191-23-027190 · doc4.xml · nonDerivative · entry 2

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,245

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 17, 2022 by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 01, 2023 Filed May 4, 2023 00:04 UTC
Ticho BarryChief Medical Officer
SaleCommon Stock 24,967 $10.00 $249,767.37
Disclosure

SEC source: 0001209191-23-027190 · doc4.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,758

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 17, 2022 by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 27, 2023 Filed Sep 8, 2023 20:15 UTC
Kaye Edward M. MDDirector · CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-23-048770 · doc4.xml · derivative · entry 2

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602,801

Underlying: Common Stock · 20,000 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 1/4th of the total shares on October 17, 2018, and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

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March 27, 2023 Filed Sep 8, 2023 20:15 UTC
Kaye Edward M. MDDirector · CEO
Exercise / conversionCommon Stock 20,000 $0.60 $12,000.00
Disclosure

SEC source: 0001209191-23-048770 · doc4.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:35 UTC
Ticho BarryChief Medical Officer
GrantRestricted Stock Unite (RSU) · Derivative 52,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019662 · doc4.xml · derivative · entry 2

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,400

Underlying: Common Stock · 52,400 shares

Expires 2027-03-15

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning March 15, 2024, subject to the reporting person's continued service to the issuer through each vesting date.

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March 15, 2023 Filed Mar 17, 2023 20:35 UTC
Ticho BarryChief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 78,600 $0.00 Strike: $9.15 $0.00
Disclosure

SEC source: 0001209191-23-019662 · doc4.xml · derivative · entry 1

Ticho Barry · CIK 0001780088 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,600

Underlying: Common Stock · 78,600 shares

Expires 2033-03-14

F1 · derivative.exercise_date: The option vests as to 1/48th of the total shares on April 15, 2023 and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

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March 15, 2023 Filed Mar 17, 2023 20:37 UTC
Allan JonathanGeneral Counsel & Corp Sec
GrantRestricted Stock Unit (RSU) · Derivative 29,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019676 · doc4.xml · derivative · entry 2

Allan Jonathan · CIK 0001966716 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,900

Underlying: Common Stock · 29,900 shares

Expires 2027-03-15

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning March 15, 2024, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:37 UTC
Allan JonathanGeneral Counsel & Corp Sec
GrantEmployee Stock Option (Right to Buy) · Derivative 44,800 $0.00 Strike: $9.15 $0.00
Disclosure

SEC source: 0001209191-23-019676 · doc4.xml · derivative · entry 1

Allan Jonathan · CIK 0001966716 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,800

Underlying: Common Stock · 44,800 shares

Expires 2033-03-14

F1 · derivative.exercise_date: The option vests as to 1/48th of the total shares on April 15, 2023 and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:36 UTC GrantRestricted Stock Unit (RSU) · Derivative 52,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019669 · doc4.xml · derivative · entry 2

Tulipano Stephen J · CIK 0001360548 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,400

Underlying: Common Stock · 52,400 shares

Expires 2027-03-15

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning March 15, 2024, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.