Tapewire

Nasdaq · USD

STOK

Stoke Therapeutics, Inc.

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Tapewire entity
1723
SEC CIK
0001623526
Parsed reports
304

Last 12 months

Inside the activity.

0 purchase rows · 83 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 2025031
Jan 202600
Feb 202600
Mar 2026027
Apr 202601
May 202601
Jun 202602
Jul 202602
Aug 202608
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2024 Filed Dec 11, 2024 21:05 UTC
Allan JonathanGENERAL COUNSEL & CORP SEC
SaleCommon Stock 1,552 $12.99 $20,164.05
Disclosure

SEC source: 0001415889-24-028929 · form4-12112024_091251.xml · nonDerivative · entry 2

Allan Jonathan · CIK 0001966716 · GENERAL COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,476

F3 · kind: The reported transaction represents an Issuer mandated sale to satisfy tax withholding liabilities in connection with the vesting and settlement of restricted stock units.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.99 to $13.24 per share, inclusive.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 21:05 UTC
Allan JonathanGENERAL COUNSEL & CORP SEC
SaleCommon Stock 12,114 $13.69 $165,814.01
Disclosure

SEC source: 0001415889-24-028929 · form4-12112024_091251.xml · nonDerivative · entry 1

Allan Jonathan · CIK 0001966716 · GENERAL COUNSEL & CORP SEC

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,028

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.41 to $14.22 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnote (4).

Read SEC document
December 09, 2024 Filed Dec 11, 2024 21:04 UTC
Kaye Edward M. MDDirector · CEO
SaleCommon Stock 6,786 $12.99 $88,158.28
Disclosure

SEC source: 0001415889-24-028928 · form4-12112024_091247.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,885

F1 · kind: The reported transaction represents an Issuer mandated sale to satisfy tax withholding liabilities in connection with the vesting and settlement of restricted stock units.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.99 to $13.13 per share, inclusive.

Read SEC document
December 06, 2024 Filed Dec 11, 2024 00:02 UTC
Ticho BarryCHIEF MEDICAL OFFICER
SaleCommon Stock 13,945 $12.78 $178,182.24
Disclosure

SEC source: 0001415889-24-028892 · form4-12112024_121235.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,332

F1 · kind: The reported transaction represents an Issuer mandated sale to satisfy tax withholding liabilities in connection with the vesting and settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.93 to $13.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 06, 2024 Filed Dec 11, 2024 00:01 UTC
Allan JonathanGENERAL COUNSEL & CORP SEC
SaleCommon Stock 9,696 $12.78 $123,890.64
Disclosure

SEC source: 0001415889-24-028891 · form4-12112024_121243.xml · nonDerivative · entry 1

Allan Jonathan · CIK 0001966716 · GENERAL COUNSEL & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,142

F1 · kind: The reported transaction represents an Issuer mandated sale to satisfy tax withholding liabilities in connection with the vesting and settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.93 to $13.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 06, 2024 Filed Dec 11, 2024 00:00 UTC
Kaye Edward M. MDDirector · CEO
SaleCommon Stock 6,170 $12.78 $78,837.18
Disclosure

SEC source: 0001415889-24-028890 · form4-12112024_121241.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,671

F1 · kind: The reported transaction represents an Issuer mandated sale to satisfy tax withholding liabilities in connection with the vesting and settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.93 to $13.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 21:19 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionPerformance Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028396 · form4-12052024_091200.xml · derivative · entry 3

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Half the award vests on December 3, 2024 and the remainder shall vest on December 3, 2025, subject to the reporting person's continued service to the Issuer on the relevant vesting date.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 21:19 UTC
Ticho BarryCHIEF MEDICAL OFFICER
GrantPerformance Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028396 · form4-12052024_091200.xml · derivative · entry 2

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2025-12-03

F1 · derivative.exercise_price: Each performance stock unit represents a right to receive one share of the Issuer's common stock.

F2 · kind: This award represents a grant of restricted stock units upon the achievement of certain performance criteria as certified by the Issuer's compensation committee on the Transaction Date.

F3 · derivative.exercise_date: Half the award vests on December 3, 2024 and the remainder shall vest on December 3, 2025, subject to the reporting person's continued service to the Issuer on the relevant vesting date.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 21:19 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028396 · form4-12052024_091200.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 21:21 UTC
Allan JonathanGENERAL COUNSEL & CORP SEC
Exercise / conversionPerformance Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028398 · form4-12052024_091203.xml · derivative · entry 3

Allan Jonathan · CIK 0001966716 · GENERAL COUNSEL & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Half the award vests on December 3, 2024 and the remainder shall vest on December 3, 2025, subject to the reporting person's continued service to the Issuer on the relevant vesting date.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 21:21 UTC
Allan JonathanGENERAL COUNSEL & CORP SEC
GrantPerformance Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028398 · form4-12052024_091203.xml · derivative · entry 2

Allan Jonathan · CIK 0001966716 · GENERAL COUNSEL & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2025-12-03

F1 · derivative.exercise_price: Each performance stock unit represents a right to receive one share of the Issuer's common stock.

F2 · kind: This award represents a grant of restricted stock units upon the achievement of certain performance criteria as certified by the Issuer's compensation committee on the Transaction Date.

F3 · derivative.exercise_date: Half the award vests on December 3, 2024 and the remainder shall vest on December 3, 2025, subject to the reporting person's continued service to the Issuer on the relevant vesting date.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 21:21 UTC
Allan JonathanGENERAL COUNSEL & CORP SEC
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028398 · form4-12052024_091203.xml · nonDerivative · entry 1

Allan Jonathan · CIK 0001966716 · GENERAL COUNSEL & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 21:20 UTC
Kaye Edward M. MDDirector · CEO
Exercise / conversionPerformance Stock Units · Derivative 26,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028397 · form4-12052024_091208.xml · derivative · entry 3

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 26,500 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Half the award vests on December 3, 2024 and the remainder shall vest on December 3, 2025, subject to the reporting person's continued service to the Issuer on the relevant vesting date.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 21:20 UTC
Kaye Edward M. MDDirector · CEO
GrantPerformance Stock Units · Derivative 53,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028397 · form4-12052024_091208.xml · derivative · entry 2

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Stock · 53,000 shares

Expires 2025-12-03

F1 · derivative.exercise_price: Each performance stock unit represents a right to receive one share of the Issuer's common stock.

F2 · kind: This award represents a grant of restricted stock units upon the achievement of certain performance criteria as certified by the Issuer's compensation committee on the Transaction Date.

F3 · derivative.exercise_date: Half the award vests on December 3, 2024 and the remainder shall vest on December 3, 2025, subject to the reporting person's continued service to the Issuer on the relevant vesting date.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 21:20 UTC
Kaye Edward M. MDDirector · CEO
Exercise / conversionCommon Stock 26,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028397 · form4-12052024_091208.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2024 Filed Dec 10, 2024 23:59 UTC Amendment
Kaye Edward M. MDDirector · CEO
Exercise / conversionPerformance Stock Units · Derivative 26,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028889 · form4a-12102024_111228.xml · derivative · entry 3

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 26,250 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit represents a right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Half the award vests on December 3, 2024 and the remainder shall vest on December 3, 2025, subject to the reporting person's continued service to the Issuer on the relevant vesting date.

Read SEC document
December 03, 2024 Filed Dec 10, 2024 23:59 UTC Amendment
Kaye Edward M. MDDirector · CEO
GrantPerformance Stock Units · Derivative 52,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028889 · form4a-12102024_111228.xml · derivative · entry 2

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2025-12-03

F1 · derivative.exercise_price: Each performance stock unit represents a right to receive one share of the Issuer's common stock.

F2 · kind: This award represents a grant of restricted stock units upon the achievement of certain performance criteria as certified by the Issuer's compensation committee on the Transaction Date.

F3 · derivative.exercise_date: Half the award vests on December 3, 2024 and the remainder shall vest on December 3, 2025, subject to the reporting person's continued service to the Issuer on the relevant vesting date.

Read SEC document
December 03, 2024 Filed Dec 10, 2024 23:59 UTC Amendment
Kaye Edward M. MDDirector · CEO
Exercise / conversionCommon Stock 26,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028889 · form4a-12102024_111228.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:11 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001415889-24-028069 · form4-12032024_091239.xml · derivative · entry 5

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This fully-vested option vested as to 1/4th of the total award on October 2, 2018, with 1/48th of the total award vesting monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:11 UTC
Ticho BarryCHIEF MEDICAL OFFICER
SaleCommon Stock 10,000 $12.07 $120,698.00
Disclosure

SEC source: 0001415889-24-028069 · form4-12032024_091239.xml · nonDerivative · entry 3

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,277

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.81 to $12.28 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 21:11 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 10,000 $0.60 $6,000.00
Disclosure

SEC source: 0001415889-24-028069 · form4-12032024_091239.xml · nonDerivative · entry 2

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 21:11 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 48,792 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028069 · form4-12032024_091239.xml · derivative · entry 4

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,981

Underlying: Common Stock · 48,792 shares

Expires 2025-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: 48,792 restricted stock units vest on December 1, 2024 and 11,981 will vest on December 1, 2025, subject to the reporting person's continued service to the Issuer on each such date.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 21:11 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 48,792 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028069 · form4-12032024_091239.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 21:14 UTC
Allan JonathanGENERAL COUNSEL & CORP SEC
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 33,927 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028071 · form4-12032024_091216.xml · derivative · entry 2

Allan Jonathan · CIK 0001966716 · GENERAL COUNSEL & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,357

Underlying: Common Stock · 33,927 shares

Expires 2025-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: 33,927 restricted stock units vest on December 1, 2024 and 12,357 will vest on December 1, 2025, subject to the reporting person's continued service to the Issuer on each such date.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 21:14 UTC
Allan JonathanGENERAL COUNSEL & CORP SEC
Exercise / conversionCommon Stock 33,927 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028071 · form4-12032024_091216.xml · nonDerivative · entry 1

Allan Jonathan · CIK 0001966716 · GENERAL COUNSEL & CORP SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported total includes an aggregate 2,313 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan in one or more transactions exempt pursuant to Rules 16b-3(c) and 16b-3(d).

Read SEC document
December 01, 2024 Filed Dec 3, 2024 21:13 UTC
Kaye Edward M. MDDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 21,591 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028070 · form4-12032024_091257.xml · derivative · entry 2

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,317

Underlying: Common Stock · 21,591 shares

Expires 2025-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: 21,591 restricted stock units will vest on December 1, 2024 and 4,317 will vest on December 1, 2025, subject to the reporting person's continued service to the Issuer on each such date.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 21:13 UTC
Kaye Edward M. MDDirector · CEO
Exercise / conversionCommon Stock 21,591 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028070 · form4-12032024_091257.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2024 Filed Dec 4, 2025 01:22 UTC Exercise / conversionCommon Stock 4,317 $0.00 $0.00
Disclosure

SEC source: 0001522780-25-000008 · form4-12042025_011205.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:15 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001415889-24-026135 · form4-11052024_091125.xml · derivative · entry 3

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This fully-vested option vested as to 1/4th of the total award on October 2, 2018, with 1/48th of the total award vesting monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:15 UTC
Ticho BarryCHIEF MEDICAL OFFICER
SaleCommon Stock 10,000 $12.68 $126,803.00
Disclosure

SEC source: 0001415889-24-026135 · form4-11052024_091125.xml · nonDerivative · entry 2

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,485

F1 · kind: The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.43 to $12.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:15 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 10,000 $0.60 $6,000.00
Disclosure

SEC source: 0001415889-24-026135 · form4-11052024_091125.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:07 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001415889-24-024378 · form4-10022024_081008.xml · derivative · entry 3

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This fully-vested option vested as to 1/4th of the total award on October 2, 2018, with 1/48th of the total award vesting monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

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October 01, 2024 Filed Oct 2, 2024 20:07 UTC
Ticho BarryCHIEF MEDICAL OFFICER
SaleCommon Stock 10,000 $12.06 $120,648.00
Disclosure

SEC source: 0001415889-24-024378 · form4-10022024_081008.xml · nonDerivative · entry 2

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,485

F1 · kind: The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.63 to $12.42 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 01, 2024 Filed Oct 2, 2024 20:07 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 10,000 $0.60 $6,000.00
Disclosure

SEC source: 0001415889-24-024378 · form4-10022024_081008.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 19, 2024 Filed Sep 23, 2024 16:23 UTC SaleCommon Stock 1,937,500 $14.05 $27,221,875.00
Disclosure

SEC source: 0001062993-24-016894 · form4.xml · nonDerivative · entry 1

Skorpios Trust · CIK 0001869333 · 10% owner

Blue Horizon Enterprise Ltd · CIK 0001869057 · 10% owner

Ezbon International Ltd · CIK 0001869027 · 10% owner

Montrago Trustees Ltd · CIK 0001869331 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 8,906,181

F1 · ownership.nature: Blue Horizon Enterprise Ltd. ("Blue Horizon") is the direct owner of 4,967,621 shares of the issuer's common stock and Ezbon International Limited ("Ezbon") is the direct owner of 3,938,560 shares of the issuer's common stock. Skorpios Trust ("Skorpios") is the sole owner of each of Blue Horizon and Ezbon. Montrago Trustees Limited ("Montrago Trustees") is the corporate trustee of Skorpios Trust. Each of Blue Horizon and Ezbon disclaim beneficial ownership of the shares of the issuer's common stock held by the other, and each of Skorpios Trust and Montrago Trustees disclaim beneficial ownership of the issuer's securities except to the extent of their pecuniary interest therein.

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September 03, 2024 Filed Sep 5, 2024 20:20 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001415889-24-022900 · form4-09052024_080953.xml · derivative · entry 4

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This fully-vested option vested as to 1/4th of the total award on October 2, 2018, with 1/48th of the total award vesting monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

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September 03, 2024 Filed Sep 5, 2024 20:20 UTC
Ticho BarryCHIEF MEDICAL OFFICER
SaleCommon Stock 600 $15.41 $9,244.98
Disclosure

SEC source: 0001415889-24-022900 · form4-09052024_080953.xml · nonDerivative · entry 3

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,485

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.35 to $15.47 per share, inclusive.

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September 03, 2024 Filed Sep 5, 2024 20:20 UTC
Ticho BarryCHIEF MEDICAL OFFICER
SaleCommon Stock 9,400 $14.92 $140,235.78
Disclosure

SEC source: 0001415889-24-022900 · form4-09052024_080953.xml · nonDerivative · entry 2

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,085

F1 · kind: The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.35 to $15.34 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnote 3, below.

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September 03, 2024 Filed Sep 5, 2024 20:20 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 10,000 $0.60 $6,000.00
Disclosure

SEC source: 0001415889-24-022900 · form4-09052024_080953.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:09 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001415889-24-020734 · form4-08052024_080835.xml · derivative · entry 3

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This fully-vested option vested as to 1/4th of the total award on October 2, 2018, with 1/48th of the total award vesting monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

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August 01, 2024 Filed Aug 5, 2024 20:09 UTC
Ticho BarryCHIEF MEDICAL OFFICER
SaleCommon Stock 10,000 $14.58 $145,843.00
Disclosure

SEC source: 0001415889-24-020734 · form4-08052024_080835.xml · nonDerivative · entry 2

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,485

F1 · kind: The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.18 to $14.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 01, 2024 Filed Aug 5, 2024 20:09 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 10,000 $0.60 $6,000.00
Disclosure

SEC source: 0001415889-24-020734 · form4-08052024_080835.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 20:13 UTC
Nash Huw M.Chief Business Officer
SaleCommon Stock 33 $13.90 $458.70
Disclosure

SEC source: 0001415889-24-019169 · form4-07032024_080758.xml · nonDerivative · entry 2

Nash Huw M. · CIK 0001780085 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2023.

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July 02, 2024 Filed Jul 3, 2024 20:13 UTC
Nash Huw M.Chief Business Officer
SaleCommon Stock 2,467 $13.10 $32,320.17
Disclosure

SEC source: 0001415889-24-019169 · form4-07032024_080758.xml · nonDerivative · entry 1

Nash Huw M. · CIK 0001780085 · Chief Business Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33

F1 · kind: The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.83 to $13.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The shares sold in the reported transactions include an aggregate 2,500 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan in one or more transactions exempt pursuant to Rules 16b-3(c) and 16b-3(d).

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July 01, 2024 Filed Jul 3, 2024 20:11 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001415889-24-019168 · form4-07032024_080719.xml · derivative · entry 3

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 10,000 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This fully-vested option vested as to 1/4th of the total award on October 2, 2018, with 1/48th of the total award vesting monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

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July 01, 2024 Filed Jul 3, 2024 20:11 UTC
Ticho BarryCHIEF MEDICAL OFFICER
SaleCommon Stock 10,000 $13.75 $137,458.00
Disclosure

SEC source: 0001415889-24-019168 · form4-07032024_080719.xml · nonDerivative · entry 2

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,485

F1 · kind: The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.47 to $14.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:11 UTC
Ticho BarryCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 10,000 $0.60 $6,000.00
Disclosure

SEC source: 0001415889-24-019168 · form4-07032024_080719.xml · nonDerivative · entry 1

Ticho Barry · CIK 0001780088 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:16 UTC GrantDirector Stock Option (Right to Buy) · Derivative 7,639 $0.00 Strike: $16.41 $0.00
Disclosure

SEC source: 0001415889-24-015962 · form4-06072024_080601.xml · derivative · entry 1

Krainer Adrian R. · CIK 0001780081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,639

Underlying: Common Stock · 7,639 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The option shall vest in full on the earlier of: (i) June 5, 2025 or (ii) the date of the issuer's next annual meeting of its stockholders, subject to the reporting person's continued service to the issuer on the vesting date.

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June 05, 2024 Filed Jun 7, 2024 20:18 UTC GrantDirector Stock Option (Right to Buy) · Derivative 7,639 $0.00 Strike: $16.41 $0.00
Disclosure

SEC source: 0001415889-24-015964 · form4-06072024_080608.xml · derivative · entry 1

LEVIN ARTHUR A · CIK 0001181556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,639

Underlying: Common Stock · 7,639 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The option shall vest in full on the earlier of: (i) June 5, 2025 or (ii) the date of the issuer's next annual meeting of its stockholders, subject to the reporting person's continued service to the issuer on the vesting date.

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June 05, 2024 Filed Jun 7, 2024 20:32 UTC GrantDirector Stock Option (Right to Buy) · Derivative 7,639 $0.00 Strike: $16.41 $0.00
Disclosure

SEC source: 0001415889-24-015991 · form4-06072024_080638.xml · derivative · entry 1

Harrison Seth Loring · CIK 0001404955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,639

Underlying: Common Stock · 7,639 shares

Expires 2034-06-04

F1 · derivative.exercise_date: The option shall vest in full on the earlier of: (i) June 5, 2025 or (ii) the date of the issuer's next annual meeting of its stockholders, subject to the reporting person's continued service to the issuer on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.