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Nasdaq · USD

STOK

Stoke Therapeutics, Inc.

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1723
SEC CIK
0001623526
Parsed reports
304

Last 12 months

Inside the activity.

0 purchase rows · 83 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 2025031
Jan 202600
Feb 202600
Mar 2026027
Apr 202601
May 202601
Jun 202602
Jul 202602
Aug 202608
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2020 Filed Nov 4, 2020 22:31 UTC SaleCommon Stock 1,732 $39.84 $68,997.51
Disclosure

SEC source: 0001209191-20-056953 · doc4.xml · nonDerivative · entry 6

Tulipano Stephen J · CIK 0001360548 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.805 to $39.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 22:31 UTC Exercise / conversionCommon Stock 1,732 $4.48 $7,759.36
Disclosure

SEC source: 0001209191-20-056953 · doc4.xml · nonDerivative · entry 5

Tulipano Stephen J · CIK 0001360548 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:31 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $4.48 $0.00
Disclosure

SEC source: 0001209191-20-056953 · doc4.xml · derivative · entry 11

Tulipano Stephen J · CIK 0001360548 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,997

Underlying: Common Stock · 35,000 shares

Expires 2029-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option vested as to 1/4th of the total shares on March 15, 2020, and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:31 UTC SaleCommon Stock 400 $38.44 $15,374.00
Disclosure

SEC source: 0001209191-20-056953 · doc4.xml · nonDerivative · entry 4

Tulipano Stephen J · CIK 0001360548 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:31 UTC SaleCommon Stock 14,445 $37.86 $546,909.37
Disclosure

SEC source: 0001209191-20-056953 · doc4.xml · nonDerivative · entry 3

Tulipano Stephen J · CIK 0001360548 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.43 to $38.38 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:31 UTC SaleCommon Stock 20,155 $36.79 $741,448.03
Disclosure

SEC source: 0001209191-20-056953 · doc4.xml · nonDerivative · entry 2

Tulipano Stephen J · CIK 0001360548 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,447

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.43 to $37.36 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:31 UTC Exercise / conversionCommon Stock 35,000 $4.48 $156,800.00
Disclosure

SEC source: 0001209191-20-056953 · doc4.xml · nonDerivative · entry 1

Tulipano Stephen J · CIK 0001360548 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 602 shares of Common Stock acquired under the issuer's employee stock purchase plan on June 30, 2020.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:30 UTC
Nash Huw M.COO & CBO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,700 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-056950 · doc4.xml · derivative · entry 4

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,211

Underlying: Common Stock · 5,700 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested as to 1/48th of the total shares on November 22, 2018, and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:30 UTC
Nash Huw M.COO & CBO
SaleCommon Stock 2,536 $37.98 $96,324.89
Disclosure

SEC source: 0001209191-20-056950 · doc4.xml · nonDerivative · entry 3

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.41 to $38.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:30 UTC
Nash Huw M.COO & CBO
SaleCommon Stock 3,164 $36.59 $115,785.00
Disclosure

SEC source: 0001209191-20-056950 · doc4.xml · nonDerivative · entry 2

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,536

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.36 to $37.355 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:30 UTC
Nash Huw M.COO & CBO
Exercise / conversionCommon Stock 5,700 $2.19 $12,483.00
Disclosure

SEC source: 0001209191-20-056950 · doc4.xml · nonDerivative · entry 1

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:52 UTC
Liau GeneEVP Research & Preclinical Dev
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,503 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-055378 · doc4.xml · derivative · entry 9

Liau Gene · CIK 0001780082 · EVP Research & Preclinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,386

Underlying: Common Stock · 1,503 shares

Expires 2028-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested as to 3/48th of the total shares on January 22, 2019, and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:52 UTC
Liau GeneEVP Research & Preclinical Dev
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,497 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-20-055378 · doc4.xml · derivative · entry 8

Liau Gene · CIK 0001780082 · EVP Research & Preclinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,069

Underlying: Common Stock · 30,497 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested as to 1/4th of the total shares on January 16, 2018, and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:52 UTC
Liau GeneEVP Research & Preclinical Dev
SaleCommon Stock 7,225 $38.42 $277,585.95
Disclosure

SEC source: 0001209191-20-055378 · doc4.xml · nonDerivative · entry 6

Liau Gene · CIK 0001780082 · EVP Research & Preclinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.19 to $38.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:52 UTC
Liau GeneEVP Research & Preclinical Dev
SaleCommon Stock 24,775 $37.64 $932,578.07
Disclosure

SEC source: 0001209191-20-055378 · doc4.xml · nonDerivative · entry 5

Liau Gene · CIK 0001780082 · EVP Research & Preclinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,725

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.18 to $38.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:52 UTC
Liau GeneEVP Research & Preclinical Dev
Exercise / conversionCommon Stock 1,503 $2.19 $3,291.57
Disclosure

SEC source: 0001209191-20-055378 · doc4.xml · nonDerivative · entry 4

Liau Gene · CIK 0001780082 · EVP Research & Preclinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:52 UTC
Liau GeneEVP Research & Preclinical Dev
Exercise / conversionCommon Stock 30,497 $0.60 $18,298.20
Disclosure

SEC source: 0001209191-20-055378 · doc4.xml · nonDerivative · entry 3

Liau Gene · CIK 0001780082 · EVP Research & Preclinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 20:52 UTC
Liau GeneEVP Research & Preclinical Dev
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,851 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-20-055378 · doc4.xml · derivative · entry 7

Liau Gene · CIK 0001780082 · EVP Research & Preclinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,566

Underlying: Common Stock · 5,851 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested as to 1/4th of the total shares on January 16, 2018, and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 20:52 UTC
Liau GeneEVP Research & Preclinical Dev
SaleCommon Stock 5,851 $40.00 $234,041.76
Disclosure

SEC source: 0001209191-20-055378 · doc4.xml · nonDerivative · entry 2

Liau Gene · CIK 0001780082 · EVP Research & Preclinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 20:52 UTC
Liau GeneEVP Research & Preclinical Dev
Exercise / conversionCommon Stock 5,851 $0.60 $3,510.60
Disclosure

SEC source: 0001209191-20-055378 · doc4.xml · nonDerivative · entry 1

Liau Gene · CIK 0001780082 · EVP Research & Preclinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2020 Filed Oct 13, 2020 21:43 UTC
Liau GeneEVP Research & Preclinical Dev
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,649 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-20-054703 · doc4.xml · derivative · entry 3

Liau Gene · CIK 0001780082 · EVP Research & Preclinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,417

Underlying: Common Stock · 1,649 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 1/4th of the total shares on January 16, 2018, and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
October 13, 2020 Filed Oct 13, 2020 21:43 UTC
Liau GeneEVP Research & Preclinical Dev
SaleCommon Stock 1,649 $40.00 $65,960.00
Disclosure

SEC source: 0001209191-20-054703 · doc4.xml · nonDerivative · entry 2

Liau Gene · CIK 0001780082 · EVP Research & Preclinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
October 13, 2020 Filed Oct 13, 2020 21:43 UTC
Liau GeneEVP Research & Preclinical Dev
Exercise / conversionCommon Stock 1,649 $0.60 $989.40
Disclosure

SEC source: 0001209191-20-054703 · doc4.xml · nonDerivative · entry 1

Liau Gene · CIK 0001780082 · EVP Research & Preclinical Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:12 UTC
Nash Huw M.COO & CBO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,700 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-053732 · doc4.xml · derivative · entry 4

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,911

Underlying: Common Stock · 5,700 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested as to 1/48th of the total shares on November 22, 2018, and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:12 UTC
Nash Huw M.COO & CBO
SaleCommon Stock 2,300 $34.86 $80,182.60
Disclosure

SEC source: 0001209191-20-053732 · doc4.xml · nonDerivative · entry 3

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.635 to $35.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:12 UTC
Nash Huw M.COO & CBO
SaleCommon Stock 3,400 $34.33 $116,717.92
Disclosure

SEC source: 0001209191-20-053732 · doc4.xml · nonDerivative · entry 2

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.65 to $34.61 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:12 UTC
Nash Huw M.COO & CBO
Exercise / conversionCommon Stock 5,700 $2.19 $12,483.00
Disclosure

SEC source: 0001209191-20-053732 · doc4.xml · nonDerivative · entry 1

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:21 UTC
Nash Huw M.COO & CBO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,201 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-050031 · doc4.xml · derivative · entry 6

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,611

Underlying: Common Stock · 17,201 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 1/48th of the total shares on November 22, 2018, and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:21 UTC
Nash Huw M.COO & CBO
SaleCommon Stock 17,201 $30.00 $516,030.00
Disclosure

SEC source: 0001209191-20-050031 · doc4.xml · nonDerivative · entry 4

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:21 UTC
Nash Huw M.COO & CBO
Exercise / conversionCommon Stock 17,201 $2.19 $37,670.19
Disclosure

SEC source: 0001209191-20-050031 · doc4.xml · nonDerivative · entry 3

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 22:21 UTC
Nash Huw M.COO & CBO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,718 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-050031 · doc4.xml · derivative · entry 5

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,812

Underlying: Common Stock · 30,718 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 1/48th of the total shares on November 22, 2018, and then 1/48th of the total shares vest monthly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 22:21 UTC
Nash Huw M.COO & CBO
SaleCommon Stock 30,718 $30.00 $921,540.00
Disclosure

SEC source: 0001209191-20-050031 · doc4.xml · nonDerivative · entry 2

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 22:21 UTC
Nash Huw M.COO & CBO
Exercise / conversionCommon Stock 30,718 $2.19 $67,272.42
Disclosure

SEC source: 0001209191-20-050031 · doc4.xml · nonDerivative · entry 1

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:35 UTC
Nash Huw M.COO & CBO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,700 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-049551 · doc4.xml · derivative · entry 4

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,530

Underlying: Common Stock · 5,700 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests 1/48th of the shares monthly,commencing one month from the date of grant, subject to reporting person's continued service through each vesting date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:35 UTC
Nash Huw M.COO & CBO
SaleCommon Stock 700 $28.71 $20,097.63
Disclosure

SEC source: 0001209191-20-049551 · doc4.xml · nonDerivative · entry 3

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.53 to $29.06 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:35 UTC
Nash Huw M.COO & CBO
SaleCommon Stock 5,000 $27.60 $138,015.00
Disclosure

SEC source: 0001209191-20-049551 · doc4.xml · nonDerivative · entry 2

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $27.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 01, 2020 Filed Sep 3, 2020 22:35 UTC
Nash Huw M.COO & CBO
Exercise / conversionCommon Stock 5,700 $2.19 $12,483.00
Disclosure

SEC source: 0001209191-20-049551 · doc4.xml · nonDerivative · entry 1

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 28, 2020 Filed Aug 31, 2020 22:04 UTC
Nash Huw M.COO & CBO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,081 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-048841 · doc4.xml · derivative · entry 3

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,230

Underlying: Common Stock · 2,081 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests 1/48th of the shares monthly,commencing one month from the date of grant, subject to reporting person's continued service through each vesting date.

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August 28, 2020 Filed Aug 31, 2020 22:04 UTC
Nash Huw M.COO & CBO
SaleCommon Stock 2,081 $30.00 $62,430.00
Disclosure

SEC source: 0001209191-20-048841 · doc4.xml · nonDerivative · entry 2

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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August 28, 2020 Filed Aug 31, 2020 22:04 UTC
Nash Huw M.COO & CBO
Exercise / conversionCommon Stock 2,081 $2.19 $4,557.39
Disclosure

SEC source: 0001209191-20-048841 · doc4.xml · nonDerivative · entry 1

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 13, 2020 Filed Jan 27, 2021 22:19 UTC GrantDirector Stock Option (Right to Buy) · Derivative 29,555 $0.00 Strike: $28.57 $0.00
Disclosure

SEC source: 0001209191-21-005724 · doc4.xml · derivative · entry 1

Menzel Garry E · CIK 0001556064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,555

Underlying: Common Stock · 29,555 shares

Expires 2030-08-13

F1 · derivative.exercise_date: The option vested as to 1/12th of the total shares on November 13, 2020, and then 1/12th of the total shares vest quarterly thereafter, subject to the reporting person's continued service to the issuer through each vesting date.

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August 03, 2020 Filed Aug 4, 2020 20:59 UTC
Nash Huw M.COO & CBO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,700 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-044723 · doc4.xml · derivative · entry 3

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,311

Underlying: Common Stock · 5,700 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests 1/48th of the shares monthly,commencing one month from the date of grant, subject to reporting person's continued service through each vesting date.

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August 03, 2020 Filed Aug 4, 2020 20:59 UTC
Nash Huw M.COO & CBO
SaleCommon Stock 5,700 $24.73 $140,943.33
Disclosure

SEC source: 0001209191-20-044723 · doc4.xml · nonDerivative · entry 2

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.35 to $25.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 03, 2020 Filed Aug 4, 2020 20:59 UTC
Nash Huw M.COO & CBO
Exercise / conversionCommon Stock 5,700 $2.19 $12,483.00
Disclosure

SEC source: 0001209191-20-044723 · doc4.xml · nonDerivative · entry 1

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 22:02 UTC
Nash Huw M.COO & CBO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,900 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-042943 · doc4.xml · derivative · entry 3

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,011

Underlying: Common Stock · 1,900 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests 1/48th of the shares monthly,commencing one month from the date of grant, subject to reporting person's continued service through each vesting date.

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July 16, 2020 Filed Jul 17, 2020 22:02 UTC
Nash Huw M.COO & CBO
SaleCommon Stock 1,900 $25.06 $47,614.00
Disclosure

SEC source: 0001209191-20-042943 · doc4.xml · nonDerivative · entry 2

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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July 16, 2020 Filed Jul 17, 2020 22:02 UTC
Nash Huw M.COO & CBO
Exercise / conversionCommon Stock 1,900 $2.19 $4,161.00
Disclosure

SEC source: 0001209191-20-042943 · doc4.xml · nonDerivative · entry 1

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2020 Filed Jul 9, 2020 21:41 UTC
Nash Huw M.COO & CBO
SaleCommon Stock 913 $22.41 $20,456.86
Disclosure

SEC source: 0001209191-20-042004 · doc4.xml · nonDerivative · entry 1

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.22 to $22.64 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 913 shares of Common Stock acquired under the issuer's employee stock purchase plan on June 30, 2020.

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July 07, 2020 Filed Jul 9, 2020 21:43 UTC
Walker Robin A.Chief Legal Officer, CCO & Sec
SaleCommon Stock 941 $22.50 $21,172.50
Disclosure

SEC source: 0001209191-20-042007 · doc4.xml · nonDerivative · entry 1

Walker Robin A. · CIK 0001790807 · Chief Legal Officer, CCO & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 941 shares of Common Stock acquired under the issuer's employee stock purchase plan on June 30, 2020.

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July 01, 2020 Filed Jul 2, 2020 22:08 UTC
Nash Huw M.COO & CBO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,800 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-040613 · doc4.xml · derivative · entry 3

Nash Huw M. · CIK 0001780085 · COO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,911

Underlying: Common Stock · 3,800 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests 1/48th of the shares monthly,commencing one month from the date of grant, subject to reporting person's continued service through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.