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HG Holdings, Inc.

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7689
SEC CIK
0000797465
Parsed reports
73

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2020 Filed Feb 21, 2020 00:00 UTC PurchaseCommon Stock, par value $0.02 per share 3,636 $0.55 $1,999.80
Disclosure

SEC source: 0000919574-20-001788 · ownership.xml · nonDerivative · entry 3

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,065,923

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 19, 2020 Filed Feb 21, 2020 00:00 UTC PurchaseCommon Stock, par value $0.02 per share 109,984 $0.55 $60,491.20
Disclosure

SEC source: 0000919574-20-001788 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,062,287

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 18, 2020 Filed Feb 21, 2020 00:00 UTC PurchaseCommon Stock, par value $0.02 per share 140,000 $0.55 $77,000.00
Disclosure

SEC source: 0000919574-20-001788 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,952,303

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 14, 2020 Filed Feb 14, 2020 22:06 UTC PurchaseCommon Stock, par value $0.02 per share 52,078 $0.55 $28,642.90
Disclosure

SEC source: 0000919574-20-001704 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,812,303

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 22:06 UTC PurchaseCommon Stock, par value $0.02 per share 42,820 $0.55 $23,551.00
Disclosure

SEC source: 0000919574-20-001704 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,760,225

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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January 31, 2020 Filed Feb 4, 2020 22:54 UTC PurchaseCommon Stock, par value $0.02 per share 30,299 $0.55 $16,664.45
Disclosure

SEC source: 0000919574-20-000724 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,717,405

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 22, 2020 Filed Jan 22, 2020 21:58 UTC PurchaseCommon Stock, par value $0.02 per share 20,000 $0.55 $11,000.00
Disclosure

SEC source: 0000919574-20-000487 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,687,106

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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January 17, 2020 Filed Jan 22, 2020 21:58 UTC PurchaseCommon Stock, par value $0.02 per share 14,000 $0.55 $7,700.00
Disclosure

SEC source: 0000919574-20-000487 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,667,106

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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January 07, 2020 Filed Jan 9, 2020 23:00 UTC PurchaseCommon Stock, par value $0.02 per share 8,200 $0.55 $4,510.00
Disclosure

SEC source: 0000919574-20-000205 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,653,106

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 23:24 UTC PurchaseCommon Stock, par value $0.02 per share 6,555 $0.54 $3,560.68
Disclosure

SEC source: 0000919574-20-000009 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,644,906

F2 · price: This constitutes the weighted average purchase price. The prices range from $0.54 to $0.55. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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December 30, 2019 Filed Jan 2, 2020 23:24 UTC PurchaseCommon Stock, par value $0.02 per share 10,008 $0.55 $5,504.40
Disclosure

SEC source: 0000919574-20-000009 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,638,351

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 23:19 UTC PurchaseCommon Stock, par value $0.02 per share 64,000 $0.55 $35,200.00
Disclosure

SEC source: 0000919574-19-007800 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,628,343

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 19, 2019 Filed Dec 19, 2019 22:30 UTC PurchaseCommon Stock, par value $0.02 per share 15,000 $0.55 $8,250.00
Disclosure

SEC source: 0000919574-19-007736 · ownership.xml · nonDerivative · entry 3

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,564,343

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 20:59 UTC
Hale Steven A IIDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock, par value $0.02 per share 120,401 $0.55 $66,220.55
Disclosure

SEC source: 0001209191-19-061757 · doc4.xml · nonDerivative · entry 7

Hale Partnership Capital Management, LLC · CIK 0001602824 · 10% owner

Hale Steven A II · CIK 0001667535 · Director · Chairman and CEO · 10% owner

Hale Partnership Fund, L.P. · CIK 0001496265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Clark - Hale Fund, L.P.

Disclosed balance after: 328,501

F1 · balance_after: Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Hale Partnership Fund, L.P., MGEN II - Hale Fund, L.P., and Clark - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

F2 · balance_after: Does not include (i) 333,333 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman of the Board and Chief Executive Officer of the Company or (ii) 725,464 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.

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December 19, 2019 Filed Dec 23, 2019 20:59 UTC
Hale Steven A IIDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock, par value $0.02 per share 66,272 $0.55 $36,449.60
Disclosure

SEC source: 0001209191-19-061757 · doc4.xml · nonDerivative · entry 5

Hale Partnership Capital Management, LLC · CIK 0001602824 · 10% owner

Hale Steven A II · CIK 0001667535 · Director · Chairman and CEO · 10% owner

Hale Partnership Fund, L.P. · CIK 0001496265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hale Partnership Fund, L.P.

Disclosed balance after: 2,364,295

F1 · balance_after: Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Hale Partnership Fund, L.P., MGEN II - Hale Fund, L.P., and Clark - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

F2 · balance_after: Does not include (i) 333,333 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman of the Board and Chief Executive Officer of the Company or (ii) 725,464 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 22:30 UTC PurchaseCommon Stock, par value $0.02 per share 3,000 $0.55 $1,650.00
Disclosure

SEC source: 0000919574-19-007736 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,549,343

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:30 UTC PurchaseCommon Stock, par value $0.02 per share 132,000 $0.55 $72,600.00
Disclosure

SEC source: 0000919574-19-007736 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,546,343

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 00:26 UTC PurchaseCommon Stock, par value $0.02 per share 200,000 $0.55 $110,000.00
Disclosure

SEC source: 0000919574-19-007564 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,414,343

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 25, 2019 Filed Nov 25, 2019 23:06 UTC PurchaseCommon Stock, par value $0.02 per share 10,000 $0.55 $5,500.00
Disclosure

SEC source: 0000919574-19-007467 · ownership.xml · nonDerivative · entry 3

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,214,343

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 23:06 UTC PurchaseCommon Stock, par value $0.02 per share 1,000 $0.55 $550.00
Disclosure

SEC source: 0000919574-19-007467 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,204,343

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 23:06 UTC PurchaseCommon Stock, par value $0.02 per share 2,100 $0.55 $1,155.00
Disclosure

SEC source: 0000919574-19-007467 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,203,343

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 00:05 UTC PurchaseCommon Stock, par value $0.02 per share 4,000 $0.55 $2,200.00
Disclosure

SEC source: 0000919574-19-007339 · ownership.xml · nonDerivative · entry 3

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 3,201,243

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 00:05 UTC PurchaseCommon Stock, par value $0.02 per share 46,000 $0.55 $25,300.00
Disclosure

SEC source: 0000919574-19-007339 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 3,197,243

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 00:05 UTC PurchaseCommon Stock, par value $0.02 per share 5,002 $0.55 $2,751.10
Disclosure

SEC source: 0000919574-19-007339 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 3,151,243

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 13, 2019 Filed Nov 13, 2019 22:32 UTC PurchaseCommon Stock, par value $0.02 per share 46,241 $0.55 $25,432.55
Disclosure

SEC source: 0000919574-19-006942 · ownership.xml · nonDerivative · entry 3

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,146,241

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 12, 2019 Filed Nov 13, 2019 22:32 UTC PurchaseCommon Stock, par value $0.02 per share 79,044 $0.55 $43,474.20
Disclosure

SEC source: 0000919574-19-006942 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,100,000

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 11, 2019 Filed Nov 13, 2019 22:32 UTC PurchaseCommon Stock, par value $0.02 per share 11,683 $0.55 $6,425.65
Disclosure

SEC source: 0000919574-19-006942 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,020,956

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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October 29, 2019 Filed Oct 31, 2019 22:13 UTC PurchaseCommon Stock, par value $0.02 per share 16,000 $0.55 $8,800.00
Disclosure

SEC source: 0000919574-19-006643 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,009,273

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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October 23, 2019 Filed Oct 25, 2019 21:22 UTC PurchaseCommon Stock, par value $0.02 per share 4,038 $0.55 $2,220.90
Disclosure

SEC source: 0000919574-19-006581 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,993,273

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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October 17, 2019 Filed Oct 21, 2019 21:25 UTC PurchaseCommon Stock, par value $0.02 per share 3,000 $0.55 $1,650.00
Disclosure

SEC source: 0000919574-19-006515 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,989,235

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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October 09, 2019 Filed Oct 11, 2019 22:22 UTC PurchaseCommon Stock, par value $0.02 per share 1,051 $0.55 $578.05
Disclosure

SEC source: 0000919574-19-006395 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,986,235

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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October 03, 2019 Filed Oct 4, 2019 21:35 UTC PurchaseCommon Stock, par value $0.02 per share 106,080 $0.55 $58,344.00
Disclosure

SEC source: 0000919574-19-006247 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,985,184

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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October 02, 2019 Filed Oct 4, 2019 21:35 UTC PurchaseCommon Stock, par value $0.02 per share 2,483 $0.55 $1,365.65
Disclosure

SEC source: 0000919574-19-006247 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,879,104

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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September 30, 2019 Filed Oct 1, 2019 21:51 UTC PurchaseCommon Stock, par value $0.02 per share 1,000 $0.55 $550.00
Disclosure

SEC source: 0000919574-19-006134 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See foonote

Disclosed balance after: 2,876,621

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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September 27, 2019 Filed Oct 1, 2019 21:51 UTC PurchaseCommon Stock, par value $0.02 per share 1,001 $0.55 $550.55
Disclosure

SEC source: 0000919574-19-006134 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See foonote

Disclosed balance after: 2,875,621

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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September 24, 2019 Filed Sep 26, 2019 23:20 UTC PurchaseCommon Stock, par value $0.02 per share 6,100 $0.55 $3,355.00
Disclosure

SEC source: 0000919574-19-006056 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,874,620

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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September 05, 2019 Filed Sep 6, 2019 22:00 UTC PurchaseCommon Stock, par value $0.02 per share 4,000 $0.55 $2,200.00
Disclosure

SEC source: 0000919574-19-005761 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,868,520

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose

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September 04, 2019 Filed Sep 6, 2019 22:00 UTC PurchaseCommon Stock, par value $0.02 per share 1,000 $0.55 $550.00
Disclosure

SEC source: 0000919574-19-005761 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,864,520

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose

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August 29, 2019 Filed Sep 3, 2019 22:35 UTC PurchaseCommon Stock, par value $0.02 per share 1,000 $0.55 $550.00
Disclosure

SEC source: 0000919574-19-005682 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,863,520

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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August 05, 2019 Filed Aug 7, 2019 23:58 UTC PurchaseCommon Stock, par value $0.02 per share 50,000 $0.55 $27,500.00
Disclosure

SEC source: 0000919574-19-004930 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,862,520

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 28, 2019 Filed Jul 2, 2019 22:07 UTC
Garner Bradley GCFO and CAO
GrantCommon Stock, par value $0.02 per share 83,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013407 · rdgdoc.xml · nonDerivative · entry 1

Garner Bradley G · CIK 0001736405 · CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,713

F1 · shares: Restricted stock award will vest on June 28, 2022.

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June 28, 2019 Filed Jul 2, 2019 22:03 UTC
Hale Steven A IIDirector · Chief Executive Officer
GrantCommon Stock, par value $0.02 per share 333,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013406 · rdgdoc.xml · nonDerivative · entry 1

Hale Steven A II · CIK 0001667535 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,333

F1 · shares: Restricted stock award will vest on June 28, 2022.

F2 · balance_after: Does not include an aggregate of 2,492,068 shares of Common Stock held directly by Clark - Hale Fund, L.P., MGEN II - Hale Fund, L.P., and Hale Partnership Fund, L.P. (collectively, the "Hale Funds"). Hale Partnership Capital Advisors, LLC ("Hale GP") is general partner to each of the Hale Funds, Hale Partnership Capital Management, LLC ("Hale Advisor") is investment manager to each of the Hale Funds, and the Reporting Person is a principal of each of Hale GP and Hale Advisor, and as such, each of Hale GP, Hale Advisor, and the Reporting Person may be deemed to be the beneficial owner of the shares held directly by the Hale Funds. Each of the Hale Funds, Hale GP, Hale Advisor and the Reporting Person has disclaimed any beneficial ownership of the shares held directly by the Hale Funds except to the extent of his or its pecuniary interest.

F3 · balance_after: Does not include 725,464 shares of Common Stock held in a discretionary separately managed account (the "Managed Account") for which Hale Advisor serves as investment manager. Each of Hale Advisor and the Reporting Person may be deemed to be beneficial owner of the shares held in the Managed Account. The Reporting Person has disclaimed beneficial ownership of the shares held in the Managed Account except to the extent of his pecuniary interest.

F4 · balance_after: Ending balance has been adjusted to remove restricted stock award awarded in 2018 that was scheduled to vest on May 10, 2019 but for which required performance metrics were not met.

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May 29, 2019 Filed Dec 23, 2019 20:59 UTC
Hale Steven A IIDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock, par value $0.02 per share 20,000 $0.63 $12,600.00
Disclosure

SEC source: 0001209191-19-061757 · doc4.xml · nonDerivative · entry 4

Hale Partnership Capital Management, LLC · CIK 0001602824 · 10% owner

Hale Steven A II · CIK 0001667535 · Director · Chairman and CEO · 10% owner

Hale Partnership Fund, L.P. · CIK 0001496265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hale Partnership Fund, L.P.

Disclosed balance after: 2,364,295

F1 · balance_after: Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Hale Partnership Fund, L.P., MGEN II - Hale Fund, L.P., and Clark - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

F2 · balance_after: Does not include (i) 333,333 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman of the Board and Chief Executive Officer of the Company or (ii) 725,464 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.

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May 24, 2019 Filed Dec 23, 2019 20:59 UTC
Hale Steven A IIDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock, par value $0.02 per share 18,500 $0.64 $11,840.00
Disclosure

SEC source: 0001209191-19-061757 · doc4.xml · nonDerivative · entry 3

Hale Partnership Capital Management, LLC · CIK 0001602824 · 10% owner

Hale Steven A II · CIK 0001667535 · Director · Chairman and CEO · 10% owner

Hale Partnership Fund, L.P. · CIK 0001496265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hale Partnership Fund, L.P.

Disclosed balance after: 2,364,295

F1 · balance_after: Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Hale Partnership Fund, L.P., MGEN II - Hale Fund, L.P., and Clark - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

F2 · balance_after: Does not include (i) 333,333 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman of the Board and Chief Executive Officer of the Company or (ii) 725,464 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.

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May 23, 2019 Filed Dec 23, 2019 20:59 UTC
Hale Steven A IIDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock, par value $0.02 per share 250 $0.63 $157.50
Disclosure

SEC source: 0001209191-19-061757 · doc4.xml · nonDerivative · entry 2

Hale Partnership Capital Management, LLC · CIK 0001602824 · 10% owner

Hale Steven A II · CIK 0001667535 · Director · Chairman and CEO · 10% owner

Hale Partnership Fund, L.P. · CIK 0001496265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hale Partnership Fund, L.P.

Disclosed balance after: 2,364,295

F1 · balance_after: Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Hale Partnership Fund, L.P., MGEN II - Hale Fund, L.P., and Clark - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

F2 · balance_after: Does not include (i) 333,333 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman of the Board and Chief Executive Officer of the Company or (ii) 725,464 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.

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May 21, 2019 Filed Dec 23, 2019 20:59 UTC
Hale Steven A IIDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock, par value $0.02 per share 107,360 $0.57 $61,195.20
Disclosure

SEC source: 0001209191-19-061757 · doc4.xml · nonDerivative · entry 1

Hale Partnership Capital Management, LLC · CIK 0001602824 · 10% owner

Hale Steven A II · CIK 0001667535 · Director · Chairman and CEO · 10% owner

Hale Partnership Fund, L.P. · CIK 0001496265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hale Partnership Fund, L.P.

Disclosed balance after: 2,364,295

F1 · balance_after: Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Hale Partnership Fund, L.P., MGEN II - Hale Fund, L.P., and Clark - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

F2 · balance_after: Does not include (i) 333,333 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman of the Board and Chief Executive Officer of the Company or (ii) 725,464 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.

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May 16, 2019 Filed May 21, 2019 00:10 UTC PurchaseCommon Stock, par value $0.02 per share 44,450 $0.55 $24,447.50
Disclosure

SEC source: 0000919574-19-003794 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,812,520

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 13, 2019 Filed May 13, 2019 21:23 UTC PurchaseCommon Stock, par value $0.02 per share 61,000 $0.55 $33,550.00
Disclosure

SEC source: 0000919574-19-003304 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,768,070

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 09, 2019 Filed May 13, 2019 21:23 UTC PurchaseCommon Stock, par value $0.02 per share 35,030 $0.50 $17,515.00
Disclosure

SEC source: 0000919574-19-003304 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,707,070

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the portfolio manager of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 22, 2019 Filed Apr 24, 2019 21:32 UTC
Hale Steven A IIDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock, par value $0.02 per share 46,385 $0.52 $24,120.20
Disclosure

SEC source: 0001209191-19-025779 · doc4.xml · nonDerivative · entry 1

Hale Partnership Capital Management, LLC · CIK 0001602824 · 10% owner

Hale Partnership Fund, L.P. · CIK 0001496265 · 10% owner

Hale Steven A II · CIK 0001667535 · Director · Chairman and CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hale Partnership Fund, L.P.

Disclosed balance after: 2,151,913

F1 · balance_after: Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Hale Partnership Fund, L.P., MGEN II - Hale Fund, L.P., and Clark - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

F2 · balance_after: Does not include (i) 161,290 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman of the Board and Chief Executive Officer of the Company under the Company's 2012 Incentive Compensation Plan or (ii) 725,464 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.