Tapewire

Nasdaq · USD

STLD

STEEL DYNAMICS INC

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Tapewire entity
3119
SEC CIK
0001022671
Parsed reports
970

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202605
May 202604
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 12, 2024 Filed Jul 15, 2024 20:20 UTC GrantCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013767 · form4.xml · nonDerivative · entry 1

DOLAN TRACI M · CIK 0001251631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,557

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 12, 2024 Filed Jul 15, 2024 20:20 UTC GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013766 · form4.xml · nonDerivative · entry 1

Cornew Kenneth W. · CIK 0001482379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,757

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 12, 2024 Filed Jul 15, 2024 20:20 UTC GrantCommon Stock 66 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013765 · form4.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,486

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
June 03, 2024 Filed Jun 3, 2024 19:18 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011631 · form4.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,050,658

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's 2023 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 03, 2024 Filed Jun 3, 2024 19:18 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011630 · form4.xml · nonDerivative · entry 1

Sierra Luis Manuel · CIK 0001905141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,137

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's 2023 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 03, 2024 Filed Jun 3, 2024 19:17 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011629 · form4.xml · nonDerivative · entry 1

Shaheen Gabriel · CIK 0001411393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,556

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's 2023 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 03, 2024 Filed Jun 3, 2024 19:17 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011628 · form4.xml · nonDerivative · entry 1

Seaman Bradley S · CIK 0001597069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,008

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's 2023 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 03, 2024 Filed Jun 3, 2024 19:17 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011627 · form4.xml · nonDerivative · entry 1

MARCUCCILLI JAMES C · CIK 0001321944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,548

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's 2023 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 03, 2024 Filed Jun 3, 2024 19:16 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011626 · form4.xml · nonDerivative · entry 1

Hamann Jennifer L · CIK 0001798280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,014

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's 2023 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 03, 2024 Filed Jun 3, 2024 19:16 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011625 · form4.xml · nonDerivative · entry 1

DOLAN TRACI M · CIK 0001251631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,392

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's 2023 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 03, 2024 Filed Jun 3, 2024 19:15 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011624 · form4.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,420

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's 2023 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 03, 2024 Filed Jun 3, 2024 19:15 UTC GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011623 · form4.xml · nonDerivative · entry 1

Cornew Kenneth W. · CIK 0001482379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,752

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's 2023 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
May 17, 2024 Filed May 17, 2024 18:19 UTC
MILLETT MARK DDirector · Chairman and CEO
GiftCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010589 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,975,420

Read SEC document
May 15, 2024 Filed May 16, 2024 11:52 UTC
Graham Christopher ASenior Vice President
SaleCommon Stock 7,000 $136.89 $958,230.00
Disclosure

SEC source: 0001062993-24-010362 · form4.xml · nonDerivative · entry 3

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,415

Read SEC document
May 15, 2024 Filed May 16, 2024 11:52 UTC
Graham Christopher ASenior Vice President
SaleCommon Stock 7,001 $136.81 $957,806.81
Disclosure

SEC source: 0001062993-24-010362 · form4.xml · nonDerivative · entry 2

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,415

Read SEC document
May 15, 2024 Filed May 16, 2024 11:52 UTC
Graham Christopher ASenior Vice President
SaleCommon Stock 6,999 $136.73 $956,973.27
Disclosure

SEC source: 0001062993-24-010362 · form4.xml · nonDerivative · entry 1

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,416

Read SEC document
May 09, 2024 Filed May 10, 2024 15:28 UTC GrantCommon Stock 258 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009843 · form4.xml · nonDerivative · entry 1

Sierra Luis Manuel · CIK 0001905141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,904

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's 2023 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20,1992) (Q.3).

Read SEC document
May 01, 2024 Filed May 1, 2024 18:26 UTC
Bickford ChadVice President
GrantCommon Stock 1,136 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009143 · form4.xml · nonDerivative · entry 1

Bickford Chad · CIK 0002019064 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,100

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 5/1/2026, 1/3 on 5/1/2027 and the final 1/3 on 5/1/2028, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

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April 30, 2024 Filed May 1, 2024 18:27 UTC
Alvarez MiguelSenior Vice President
Exercise / conversionStock Appreciation Rights · Derivative 6,913 $0.00 Strike: $42.83 $0.00
Disclosure

SEC source: 0001062993-24-009144 · form4.xml · derivative · entry 6

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,913 shares

Expires 2031-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

Read SEC document
April 30, 2024 Filed May 1, 2024 18:27 UTC
Alvarez MiguelSenior Vice President
Exercise / conversionStock Appreciation Rights · Derivative 3,269 $0.00 Strike: $29.13 $0.00
Disclosure

SEC source: 0001062993-24-009144 · form4.xml · derivative · entry 5

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,269 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

Read SEC document
April 30, 2024 Filed May 1, 2024 18:27 UTC
Alvarez MiguelSenior Vice President
Disposition to issuerCommon Stock 6,913 $135.07 $933,738.91
Disclosure

SEC source: 0001062993-24-009144 · form4.xml · nonDerivative · entry 4

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,599

F2 · kind: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee comprised solely of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3(e).

Read SEC document
April 30, 2024 Filed May 1, 2024 18:27 UTC
Alvarez MiguelSenior Vice President
Exercise / conversionCommon Stock 6,913 $42.83 $296,083.79
Disclosure

SEC source: 0001062993-24-009144 · form4.xml · nonDerivative · entry 3

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed Acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee comprised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

Read SEC document
April 30, 2024 Filed May 1, 2024 18:27 UTC
Alvarez MiguelSenior Vice President
Disposition to issuerCommon Stock 3,269 $135.07 $441,543.83
Disclosure

SEC source: 0001062993-24-009144 · form4.xml · nonDerivative · entry 2

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,599

F2 · kind: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee comprised solely of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3(e).

Read SEC document
April 30, 2024 Filed May 1, 2024 18:27 UTC
Alvarez MiguelSenior Vice President
Exercise / conversionCommon Stock 3,269 $29.13 $95,225.97
Disclosure

SEC source: 0001062993-24-009144 · form4.xml · nonDerivative · entry 1

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed Acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee comprised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

Read SEC document
April 12, 2024 Filed Apr 15, 2024 20:39 UTC GrantCommon Stock 61 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008429 · form4.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,049,425

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 12, 2024 Filed Apr 15, 2024 20:39 UTC GrantCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008428 · form4.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,561

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 12, 2024 Filed Apr 15, 2024 20:38 UTC GrantCommon Stock 17 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008427 · form4.xml · nonDerivative · entry 1

Sierra Luis Manuel · CIK 0001905141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,646

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 12, 2024 Filed Apr 15, 2024 20:38 UTC GrantCommon Stock 174 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008426 · form4.xml · nonDerivative · entry 1

Shaheen Gabriel · CIK 0001411393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,323

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 12, 2024 Filed Apr 15, 2024 20:38 UTC GrantCommon Stock 144 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008425 · form4.xml · nonDerivative · entry 1

Seaman Bradley S · CIK 0001597069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,775

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 12, 2024 Filed Apr 15, 2024 20:37 UTC GrantCommon Stock 149 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008424 · form4.xml · nonDerivative · entry 1

MARCUCCILLI JAMES C · CIK 0001321944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,315

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 12, 2024 Filed Apr 15, 2024 20:37 UTC GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008423 · form4.xml · nonDerivative · entry 1

Hamann Jennifer L · CIK 0001798280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 781

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

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April 12, 2024 Filed Apr 15, 2024 20:37 UTC GrantCommon Stock 151 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008422 · form4.xml · nonDerivative · entry 1

DOLAN TRACI M · CIK 0001251631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,159

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

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April 12, 2024 Filed Apr 15, 2024 20:36 UTC GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008421 · form4.xml · nonDerivative · entry 1

Cornew Kenneth W. · CIK 0001482379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,519

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

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April 12, 2024 Filed Apr 15, 2024 20:36 UTC GrantCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008420 · form4.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,187

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's 2023 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

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March 21, 2024 Filed Mar 21, 2024 19:49 UTC
Wagler Theresa EExecutive Vice President & CFO
Exercise / conversionStock Appreciation Rights · Derivative 6,913 $0.00 Strike: $42.83 $0.00
Disclosure

SEC source: 0001062993-24-006925 · form4.xml · derivative · entry 6

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,913 shares

Expires 2031-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

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March 21, 2024 Filed Mar 21, 2024 19:49 UTC
Wagler Theresa EExecutive Vice President & CFO
Exercise / conversionStock Appreciation Rights · Derivative 3,269 $0.00 Strike: $29.13 $0.00
Disclosure

SEC source: 0001062993-24-006925 · form4.xml · derivative · entry 5

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,269 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

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March 21, 2024 Filed Mar 21, 2024 19:49 UTC
Wagler Theresa EExecutive Vice President & CFO
Disposition to issuerCommon Stock 6,913 $142.72 $986,623.36
Disclosure

SEC source: 0001062993-24-006925 · form4.xml · nonDerivative · entry 4

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,882

F2 · kind: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee comprised solely of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3(e).

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March 21, 2024 Filed Mar 21, 2024 19:49 UTC
Wagler Theresa EExecutive Vice President & CFO
Exercise / conversionCommon Stock 6,913 $42.83 $296,083.79
Disclosure

SEC source: 0001062993-24-006925 · form4.xml · nonDerivative · entry 3

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed Acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee comprised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

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March 21, 2024 Filed Mar 21, 2024 19:49 UTC
Wagler Theresa EExecutive Vice President & CFO
Disposition to issuerCommon Stock 3,269 $142.72 $466,551.68
Disclosure

SEC source: 0001062993-24-006925 · form4.xml · nonDerivative · entry 2

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,882

F2 · kind: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee comprised solely of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3(e).

Read SEC document
March 21, 2024 Filed Mar 21, 2024 19:49 UTC
Wagler Theresa EExecutive Vice President & CFO
Exercise / conversionCommon Stock 3,269 $29.13 $95,225.97
Disclosure

SEC source: 0001062993-24-006925 · form4.xml · nonDerivative · entry 1

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed Acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee comprised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

Read SEC document
March 21, 2024 Filed Mar 21, 2024 19:49 UTC
MILLETT MARK DDirector · Chairman & CEO
Exercise / conversionStock Appreciation Rights · Derivative 34,589 $0.00 Strike: $42.83 $0.00
Disclosure

SEC source: 0001062993-24-006924 · form4.xml · derivative · entry 6

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,589 shares

Expires 2031-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

Read SEC document
March 21, 2024 Filed Mar 21, 2024 19:49 UTC
MILLETT MARK DDirector · Chairman & CEO
Exercise / conversionStock Appreciation Rights · Derivative 16,426 $0.00 Strike: $29.13 $0.00
Disclosure

SEC source: 0001062993-24-006924 · form4.xml · derivative · entry 5

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,426 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

Read SEC document
March 21, 2024 Filed Mar 21, 2024 19:49 UTC
MILLETT MARK DDirector · Chairman & CEO
Disposition to issuerCommon Stock 34,589 $142.72 $4,936,542.08
Disclosure

SEC source: 0001062993-24-006924 · form4.xml · nonDerivative · entry 4

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,975,970

F2 · kind: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee comprised solely of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3(e).

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March 21, 2024 Filed Mar 21, 2024 19:49 UTC
MILLETT MARK DDirector · Chairman & CEO
Exercise / conversionCommon Stock 34,589 $42.83 $1,481,446.87
Disclosure

SEC source: 0001062993-24-006924 · form4.xml · nonDerivative · entry 3

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,010,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed Acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee comprised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

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March 21, 2024 Filed Mar 21, 2024 19:49 UTC
MILLETT MARK DDirector · Chairman & CEO
Disposition to issuerCommon Stock 16,426 $142.72 $2,344,318.72
Disclosure

SEC source: 0001062993-24-006924 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,975,970

F2 · kind: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee comprised solely of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3(e).

Read SEC document
March 21, 2024 Filed Mar 21, 2024 19:49 UTC
MILLETT MARK DDirector · Chairman & CEO
Exercise / conversionCommon Stock 16,426 $29.13 $478,489.38
Disclosure

SEC source: 0001062993-24-006924 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,992,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed Acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee comprised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

Read SEC document
March 21, 2024 Filed Mar 21, 2024 19:49 UTC
Graham Christopher ASenior Vice President
Exercise / conversionStock Appreciation Rights · Derivative 3,016 $0.00 Strike: $42.83 $0.00
Disclosure

SEC source: 0001062993-24-006923 · form4.xml · derivative · entry 3

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,016 shares

Expires 2031-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

Read SEC document
March 21, 2024 Filed Mar 21, 2024 19:49 UTC
Graham Christopher ASenior Vice President
Disposition to issuerCommon Stock 3,016 $142.72 $430,443.52
Disclosure

SEC source: 0001062993-24-006923 · form4.xml · nonDerivative · entry 2

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,415

F2 · kind: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee comprised solely of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3(e).

Read SEC document
March 21, 2024 Filed Mar 21, 2024 19:49 UTC
Graham Christopher ASenior Vice President
Exercise / conversionCommon Stock 3,016 $42.83 $129,175.28
Disclosure

SEC source: 0001062993-24-006923 · form4.xml · nonDerivative · entry 1

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed Acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee comprised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

Read SEC document
March 21, 2024 Filed Mar 21, 2024 19:48 UTC
SCHNEIDER BARRYPresident and COO
Exercise / conversionStock Appreciation Rights · Derivative 1,284 $0.00 Strike: $42.83 $0.00
Disclosure

SEC source: 0001062993-24-006922 · form4.xml · derivative · entry 3

SCHNEIDER BARRY · CIK 0001397059 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,284 shares

Expires 2031-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.