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Nasdaq · USD

STLD

STEEL DYNAMICS INC

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3119
SEC CIK
0001022671
Parsed reports
970

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202605
May 202604
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2020 Filed Feb 4, 2020 18:51 UTC
MILLETT MARK DDirector · President and CEO
Tax withholdingCommon Stock 15,222 $29.88 $454,833.36
Disclosure

SEC source: 0001022671-20-000016 · edgar.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,368,328

F2 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's receipt or vesting of a security in accordance with Rule 16b-3.

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February 03, 2020 Filed Feb 4, 2020 18:51 UTC
MILLETT MARK DDirector · President and CEO
GrantCommon Stock 45,181 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000016 · edgar.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,383,550

F1 · shares: Shares awarded pursuant to 2018 Executive Incentive Compensation Plan approved by Board of Directors and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3 thereunder. One-third of shares granted vest on date of grant, one-third vest one year from grant, and final one-third vest two years from grant.

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January 10, 2020 Filed Jan 14, 2020 19:54 UTC GrantCommon Stock 170 $33.54 $5,701.80
Disclosure

SEC source: 0001022671-20-000012 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,031,036

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 20:34 UTC Amendment GrantCommon Stock 38 $33.54 $1,274.52
Disclosure

SEC source: 0001022671-20-000015 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 20:10 UTC GrantCommon Stock 38 $33.54 $1,274.52
Disclosure

SEC source: 0001022671-20-000014 · edgar.xml · nonDerivative · entry 1

Cornew Kenneth W. · CIK 0001482379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,535

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 19:37 UTC GrantCommon Stock 340 $33.54 $11,403.60
Disclosure

SEC source: 0001022671-20-000007 · edgar.xml · nonDerivative · entry 1

MARCUCCILLI JAMES C · CIK 0001321944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,067

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 19:48 UTC GrantCommon Stock 38 $33.54 $1,274.52
Disclosure

SEC source: 0001022671-20-000011 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 19:33 UTC GrantCommon Stock 257 $33.54 $8,619.78
Disclosure

SEC source: 0001022671-20-000006 · edgar.xml · nonDerivative · entry 1

DOLAN TRACI M · CIK 0001251631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,675

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 19:46 UTC GrantCommon Stock 378 $33.54 $12,678.12
Disclosure

SEC source: 0001022671-20-000010 · edgar.xml · nonDerivative · entry 1

Shaheen Gabriel · CIK 0001411393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,037

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 19:40 UTC GrantCommon Stock 226 $33.54 $7,580.04
Disclosure

SEC source: 0001022671-20-000008 · edgar.xml · nonDerivative · entry 1

Seaman Bradley S · CIK 0001597069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,328

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 19:19 UTC GrantCommon Stock 187 $33.54 $6,271.98
Disclosure

SEC source: 0001022671-20-000004 · edgar.xml · nonDerivative · entry 1

BYRNE FRANK D · CIK 0001216806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,688

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 19:16 UTC GrantCommon Stock 38 $33.54 $1,274.52
Disclosure

SEC source: 0001022671-20-000003 · edgar.xml · nonDerivative · entry 1

BUSSE KEITH E · CIK 0001195948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,980

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 19:10 UTC GrantCommon Stock 38 $33.54 $1,274.52
Disclosure

SEC source: 0001022671-20-000002 · edgar.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:50 UTC
Wagler Theresa EExecutive Vice President & CFO
Tax withholdingCommon Stock 4,721 $31.50 $148,711.50
Disclosure

SEC source: 0001022671-19-000095 · edgar.xml · nonDerivative · entry 2

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,975

F2 · shares: Represents disposition to Issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:50 UTC
Wagler Theresa EExecutive Vice President & CFO
GrantCommon Stock 6,350 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000095 · edgar.xml · nonDerivative · entry 1

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,696

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted stock units are subject to a two year vesting requirement, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:51 UTC GrantCommon Stock 397 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000096 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030,866

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection with a portion of this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:48 UTC
SCHNEIDER BARRYSenior Vice President
Tax withholdingCommon Stock 616 $31.50 $19,404.00
Disclosure

SEC source: 0001022671-19-000094 · edgar.xml · nonDerivative · entry 2

SCHNEIDER BARRY · CIK 0001397059 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,089

F2 · shares: Represents disposition to Issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:48 UTC
SCHNEIDER BARRYSenior Vice President
GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000094 · edgar.xml · nonDerivative · entry 1

SCHNEIDER BARRY · CIK 0001397059 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,705

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted stock units are subject to a two year vesting requirement, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:47 UTC
RINN RUSSELL BExecutive Vice President
Tax withholdingCommon Stock 2,797 $31.50 $88,105.50
Disclosure

SEC source: 0001022671-19-000093 · edgar.xml · nonDerivative · entry 2

RINN RUSSELL B · CIK 0001186730 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,012

F2 · shares: Represents disposition to issuer to cover taxes payable upon issuance of shares reported in footnote (1), exempt pursuant to Rule 16b-3.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:47 UTC
RINN RUSSELL BExecutive Vice President
GrantCommon Stock 6,350 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000093 · edgar.xml · nonDerivative · entry 1

RINN RUSSELL B · CIK 0001186730 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,809

F1 · shares: Represents grant of restricted stock, in lieu of restricted stock units because of reporting person's age, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). subject, however, to a two year holding period.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:46 UTC
MILLETT MARK DDirector · President and CEO
Tax withholdingCommon Stock 5,677 $31.50 $178,825.50
Disclosure

SEC source: 0001022671-19-000092 · edgar.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,338,369

F2 · shares: Represents disposition to issuer to cover taxes payable upon issuance of shares reported in footnote (1), exempt pursuant to Rule 16b-3.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:46 UTC
MILLETT MARK DDirector · President and CEO
GrantCommon Stock 12,699 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000092 · edgar.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344,046

F1 · shares: Represents grant of restricted stock, in lieu of restricted stock units because of reporting person's age, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). subject, however, to a two year holding period.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:45 UTC
Pushis GlennSenior Vice President
Tax withholdingCommon Stock 616 $31.50 $19,404.00
Disclosure

SEC source: 0001022671-19-000091 · edgar.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,344

F2 · shares: Represents disposition to Issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:45 UTC
Pushis GlennSenior Vice President
GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000091 · edgar.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,960

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted stock units are subject to a two year vesting requirement, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:43 UTC
Graham Christopher ASenior Vice President
Tax withholdingCommon Stock 620 $31.50 $19,530.00
Disclosure

SEC source: 0001022671-19-000090 · edgar.xml · nonDerivative · entry 2

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,460

F2 · shares: Represents disposition to Issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:43 UTC
Graham Christopher ASenior Vice President
GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000090 · edgar.xml · nonDerivative · entry 1

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,080

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Company's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted stock units are subject to a two year vesting requirement, followoing which settlement is to be made solely in the same number of shares of the Company's common stock shown in Column 4.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 19:32 UTC
Alvarez MiguelSenior Vice President
GrantCommon Stock 4,762 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000089 · edgar.xml · nonDerivative · entry 1

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,682

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted stock units are subject to a two year vesting requirement, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 14:37 UTC GrantCommon Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000080 · edgar.xml · nonDerivative · entry 1

Cornew Kenneth W. · CIK 0001482379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,497

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 15:05 UTC GrantCommon Stock 189 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000086 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030,469

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 14:54 UTC GrantCommon Stock 64 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000085 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 14:50 UTC GrantCommon Stock 430 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000084 · edgar.xml · nonDerivative · entry 1

Shaheen Gabriel · CIK 0001411393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,659

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 14:46 UTC GrantCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000083 · edgar.xml · nonDerivative · entry 1

Seaman Bradley S · CIK 0001597069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,102

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 14:44 UTC GrantCommon Stock 392 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000082 · edgar.xml · nonDerivative · entry 1

MARCUCCILLI JAMES C · CIK 0001321944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,727

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 14:39 UTC GrantCommon Stock 292 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000081 · edgar.xml · nonDerivative · entry 1

DOLAN TRACI M · CIK 0001251631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,418

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 14:36 UTC GrantCommon Stock 217 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000079 · edgar.xml · nonDerivative · entry 1

BYRNE FRANK D · CIK 0001216806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,501

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 14:34 UTC GrantCommon Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000078 · edgar.xml · nonDerivative · entry 1

BUSSE KEITH E · CIK 0001195948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,942

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 14:32 UTC GrantCommon Stock 64 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000077 · edgar.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 14:34 UTC
Alvarez MiguelSenior Vice President
PurchaseCommon Stock 7,220 $27.72 $200,138.40
Disclosure

SEC source: 0001022671-19-000076 · edgar.xml · nonDerivative · entry 3

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,920

Read SEC document
September 06, 2019 Filed Sep 9, 2019 14:34 UTC
Alvarez MiguelSenior Vice President
PurchaseCommon Stock 1,000 $27.71 $27,710.00
Disclosure

SEC source: 0001022671-19-000076 · edgar.xml · nonDerivative · entry 2

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Read SEC document
September 06, 2019 Filed Sep 9, 2019 14:34 UTC
Alvarez MiguelSenior Vice President
PurchaseCommon Stock 700 $27.70 $19,390.00
Disclosure

SEC source: 0001022671-19-000076 · edgar.xml · nonDerivative · entry 1

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Read SEC document
August 22, 2019 Filed Aug 22, 2019 20:33 UTC GrantCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000075 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030,280

F1 · kind: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection with a portion of this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · kind: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 18:05 UTC SaleCommon Stock 500 $32.13 $16,065.00
Disclosure

SEC source: 0001022671-19-000074 · edgar.xml · nonDerivative · entry 1

BUSSE KEITH E · CIK 0001195948 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian for minor grandchild

Disclosed balance after: 4,500

Read SEC document
July 12, 2019 Filed Jul 16, 2019 19:01 UTC GrantCommon Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000067 · edgar.xml · nonDerivative · entry 1

Cornew Kenneth W. · CIK 0001482379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,454

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 19:13 UTC GrantCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000073 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,029,830

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 19:12 UTC GrantCommon Stock 64 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000072 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,686

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 19:10 UTC GrantCommon Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000071 · edgar.xml · nonDerivative · entry 1

Shaheen Gabriel · CIK 0001411393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,229

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 19:09 UTC GrantCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000070 · edgar.xml · nonDerivative · entry 1

Seaman Bradley S · CIK 0001597069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,845

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 19:07 UTC GrantCommon Stock 392 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000069 · edgar.xml · nonDerivative · entry 1

MARCUCCILLI JAMES C · CIK 0001321944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,335

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 19:03 UTC GrantCommon Stock 289 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000068 · edgar.xml · nonDerivative · entry 1

DOLAN TRACI M · CIK 0001251631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,126

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 18:58 UTC GrantCommon Stock 219 $0.00 $0.00
Disclosure

SEC source: 0001022671-19-000066 · edgar.xml · nonDerivative · entry 1

BYRNE FRANK D · CIK 0001216806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,284

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) (Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.