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Nasdaq · USD

STLD

STEEL DYNAMICS INC

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3119
SEC CIK
0001022671
Parsed reports
970

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202605
May 202604
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2020 Filed Nov 24, 2020 21:35 UTC
Pushis GlennSenior Vice President
GrantCommon Stock 7,093 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000100 · edgar.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,258

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 11/21/2022, 1/3 on 11/21/2023 and the final 1/3 on 11/21/2024, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

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November 21, 2020 Filed Nov 24, 2020 21:36 UTC
RINN RUSSELL BExecutive Vice President
Tax withholdingCommon Stock 3,125 $35.25 $110,156.25
Disclosure

SEC source: 0001022671-20-000101 · edgar.xml · nonDerivative · entry 2

RINN RUSSELL B · CIK 0001186730 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,097

F2 · shares: Represents disposition to issuer to cover taxes payable upon issuance of shares reported in footnote (1), exempt from Section 16(b) pursuant to Rule 16b-3.

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November 21, 2020 Filed Nov 24, 2020 21:36 UTC
RINN RUSSELL BExecutive Vice President
GrantCommon Stock 7,093 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000101 · edgar.xml · nonDerivative · entry 1

RINN RUSSELL B · CIK 0001186730 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,222

F1 · shares: Represents grant of restricted stock, in lieu of restricted stock units because of reporting person's retirement age, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). subject, however, to the following holding periods: 1/3 on 11/21/2022, 1/3 on 11/21/2023, and the final 1/3 on 11/21/2024.

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November 21, 2020 Filed Nov 24, 2020 21:32 UTC
MILLETT MARK DDirector · President and CEO
Tax withholdingCommon Stock 15,854 $35.25 $558,853.50
Disclosure

SEC source: 0001022671-20-000098 · edgar.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,255,397

F2 · shares: Represents disposition to issuer to cover taxes payable upon issuance of shares reported in footnote (1), exempt from Section 16(b) pursuant to Rule 16b-3.

Read SEC document
November 21, 2020 Filed Nov 24, 2020 21:32 UTC
MILLETT MARK DDirector · President and CEO
GrantCommon Stock 35,461 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000098 · edgar.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,271,251

F1 · shares: Represents grant of restricted stock, in lieu of restricted stock units because of reporting person's retirement age, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). subject, however, to the following holding periods: 1/3 on 11/21/2022, 1/3 on 11/21/2023, and the final 1/3 on 11/21/2024.

Read SEC document
November 21, 2020 Filed Nov 24, 2020 21:30 UTC
Graham Christopher ASenior Vice President
Tax withholdingCommon Stock 610 $35.25 $21,502.50
Disclosure

SEC source: 0001022671-20-000097 · edgar.xml · nonDerivative · entry 2

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,002

F2 · shares: Represents disposition to Issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt from Section 16(b) pursuant to Rule 16b-3.

Read SEC document
November 21, 2020 Filed Nov 24, 2020 21:30 UTC
Graham Christopher ASenior Vice President
GrantCommon Stock 7,093 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000097 · edgar.xml · nonDerivative · entry 1

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,612

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 11/21/2022, 1/3 on 11/21/2023 and the final 1/3 on 11/21/2024, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

Read SEC document
November 21, 2020 Filed Nov 24, 2020 21:28 UTC
Alvarez MiguelSenior Vice President
GrantCommon Stock 7,093 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000096 · edgar.xml · nonDerivative · entry 1

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,783

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 11/21/2022, 1/3 on 11/21/2023 and the final 1/3 on 11/21/2024, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 17:44 UTC GrantCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000094 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,038,429

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection a portion of this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 17:42 UTC GrantCommon Stock 684 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000093 · edgar.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,443

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection a portion of this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 17:46 UTC GrantCommon Stock 234 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000092 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,038,087

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 17:45 UTC GrantCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000091 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,923

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 17:40 UTC GrantCommon Stock 354 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000088 · edgar.xml · nonDerivative · entry 1

MARCUCCILLI JAMES C · CIK 0001321944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,281

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 17:44 UTC GrantCommon Stock 404 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000090 · edgar.xml · nonDerivative · entry 1

Shaheen Gabriel · CIK 0001411393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,432

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 17:42 UTC GrantCommon Stock 282 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000089 · edgar.xml · nonDerivative · entry 1

Seaman Bradley S · CIK 0001597069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,212

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 17:39 UTC GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000087 · edgar.xml · nonDerivative · entry 1

DOLAN TRACI M · CIK 0001251631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,684

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 17:38 UTC GrantCommon Stock 38 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000086 · edgar.xml · nonDerivative · entry 1

Cornew Kenneth W. · CIK 0001482379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,574

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 17:36 UTC GrantCommon Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000085 · edgar.xml · nonDerivative · entry 1

BYRNE FRANK D · CIK 0001216806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,287

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 17:24 UTC GrantCommon Stock 86 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000083 · edgar.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,759

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 17:34 UTC GrantCommon Stock 38 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000084 · edgar.xml · nonDerivative · entry 1

BUSSE KEITH E · CIK 0001195948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,019

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 19:37 UTC GrantCommon Stock 415 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000082 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,037,853

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection a portion of this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 19:36 UTC GrantCommon Stock 829 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000081 · edgar.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,673

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection a portion of this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 19:32 UTC GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000080 · edgar.xml · nonDerivative · entry 1

MARCUCCILLI JAMES C · CIK 0001321944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,927

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 19:30 UTC GrantCommon Stock 305 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000079 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,037,438

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 19:29 UTC GrantCommon Stock 105 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000078 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,844

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 19:28 UTC GrantCommon Stock 542 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000077 · edgar.xml · nonDerivative · entry 1

Shaheen Gabriel · CIK 0001411393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,028

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 19:27 UTC GrantCommon Stock 376 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000076 · edgar.xml · nonDerivative · entry 1

Seaman Bradley S · CIK 0001597069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,930

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 19:23 UTC GrantCommon Stock 422 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000075 · edgar.xml · nonDerivative · entry 1

DOLAN TRACI M · CIK 0001251631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,369

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 19:22 UTC GrantCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000074 · edgar.xml · nonDerivative · entry 1

Cornew Kenneth W. · CIK 0001482379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,536

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 19:19 UTC GrantCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000072 · edgar.xml · nonDerivative · entry 1

BUSSE KEITH E · CIK 0001195948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,981

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 19:21 UTC GrantCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000073 · edgar.xml · nonDerivative · entry 1

BYRNE FRANK D · CIK 0001216806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,102

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 19:18 UTC GrantCommon Stock 105 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000071 · edgar.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,844

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 17:03 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000070 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,037,133

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 01, 2020 Filed Jun 2, 2020 17:02 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000069 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,739

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 01, 2020 Filed Jun 2, 2020 17:01 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000068 · edgar.xml · nonDerivative · entry 1

Shaheen Gabriel · CIK 0001411393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,486

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 01, 2020 Filed Jun 2, 2020 17:00 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000067 · edgar.xml · nonDerivative · entry 1

Seaman Bradley S · CIK 0001597069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,554

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:59 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000066 · edgar.xml · nonDerivative · entry 1

MARCUCCILLI JAMES C · CIK 0001321944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,452

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:58 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000065 · edgar.xml · nonDerivative · entry 1

DOLAN TRACI M · CIK 0001251631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,947

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:57 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000064 · edgar.xml · nonDerivative · entry 1

Cornew Kenneth W. · CIK 0001482379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,486

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:56 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000063 · edgar.xml · nonDerivative · entry 1

BYRNE FRANK D · CIK 0001216806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,849

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:55 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000062 · edgar.xml · nonDerivative · entry 1

BUSSE KEITH E · CIK 0001195948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,931

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:53 UTC GrantCommon Stock 4,895 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000061 · edgar.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,739

F1 · shares: Issued as deferred stock units (DSUs) in connection with reporting person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). These DSUs are reportable, however, as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in common stock. See Lincoln National Corp. (March 20, 1992) (Q.3).

Read SEC document
May 07, 2020 Filed May 8, 2020 20:02 UTC GrantCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000060 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,032,238

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection a portion of this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 18:26 UTC GrantCommon Stock 490 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000055 · edgar.xml · nonDerivative · entry 1

MARCUCCILLI JAMES C · CIK 0001321944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,557

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 18:23 UTC GrantCommon Stock 266 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000052 · edgar.xml · nonDerivative · entry 1

BYRNE FRANK D · CIK 0001216806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,954

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 18:34 UTC GrantCommon Stock 252 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000059 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,031,714

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 18:33 UTC GrantCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000058 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,844

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 18:32 UTC GrantCommon Stock 554 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000057 · edgar.xml · nonDerivative · entry 1

Shaheen Gabriel · CIK 0001411393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,591

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 18:30 UTC GrantCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000056 · edgar.xml · nonDerivative · entry 1

Seaman Bradley S · CIK 0001597069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,659

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 18:25 UTC GrantCommon Stock 377 $0.00 $0.00
Disclosure

SEC source: 0001022671-20-000054 · edgar.xml · nonDerivative · entry 1

DOLAN TRACI M · CIK 0001251631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,052

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.