STLD

SEC source: 0001022671-21-000039 · edgar.xml · nonDerivative · entry 1

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,513

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan, and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

SEC source: 0001022671-21-000038 · edgar.xml · nonDerivative · entry 3

BUSSE KEITH E · CIK 0001195948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,015

SEC source: 0001022671-21-000038 · edgar.xml · nonDerivative · entry 2

BUSSE KEITH E · CIK 0001195948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,014

SEC source: 0001022671-21-000038 · edgar.xml · nonDerivative · entry 1

BUSSE KEITH E · CIK 0001195948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,701

SEC source: 0001022671-21-000029 · edgar.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,089

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection a portion of this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-21-000028 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,038,911

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection a portion of this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan. This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-21-000037 · edgar.xml · nonDerivative · entry 1

SCHNEIDER BARRY · CIK 0001397059 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,794

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/25/2023, 1/3 on 2/25/2024 and the final 1/3 on 2/25/2025, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001022671-21-000036 · edgar.xml · nonDerivative · entry 1

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,924

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/25/2023, 1/3 on 2/25/2024 and the final 1/3 on 2/25/2025, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001022671-21-000034 · edgar.xml · nonDerivative · entry 1

RINN RUSSELL B · CIK 0001186730 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,289

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/25/2023, 1/3 on 2/25/2024 and the final 1/3 on 2/25/2025, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001022671-21-000033 · edgar.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,835

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/25/2023, 1/3 on 2/25/2024 and the final 1/3 on 2/25/2025, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001022671-21-000032 · edgar.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,304,606

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/25/2023, 1/3 on 2/25/2024 and the final 1/3 on 2/25/2025, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001022671-21-000031 · edgar.xml · nonDerivative · entry 1

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,681

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/25/2023, 1/3 on 2/25/2024 and the final 1/3 on 2/25/2025, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001022671-21-000030 · edgar.xml · nonDerivative · entry 1

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,473

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/25/2023, 1/3 on 2/25/2024 and the final 1/3 on 2/25/2025, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001022671-21-000026 · edgar.xml · derivative · entry 1

SCHNEIDER BARRY · CIK 0001397059 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,566

Underlying: Common Stock · 15,566 shares

Expires 2031-02-24

F1 · security: Stock Appreciation Rights (SAR) Award Agreement approved on February 24, 2021, by Compensation Committee of the Company's Board of Directors, consisting of five non-employee independent diretors exempt pursuant to Rule 16b-3d.

F2 · derivative.exercise_price: Reflects the fair market value of underlying common stock on the grant date.

F3 · derivative.exercise_date: One-third (5,189) of the SARs are exercisable on or after 2/24/22, an additional 433 of the SARs become exercisable each month for the next 23 months and the balance of 418 become exercisable on 2/24/24. The SARs award expires on 2/24/2031.

SEC source: 0001022671-21-000027 · edgar.xml · derivative · entry 1

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,566

Underlying: Common Stock · 15,566 shares

Expires 2031-02-24

F1 · security: Stock Appreciation Rights (SAR) Award Agreement approved on February 24, 2021, by Compensation Committee of the Company's Board of Directors, consisting of five non-employee independent diretors exempt pursuant to Rule 16b-3d.

F2 · derivative.exercise_price: Reflects the fair market value of underlying common stock on the grant date.

F3 · derivative.exercise_date: One-third (5,189) of the SARs are exercisable on or after 2/24/22, an additional 433 of the SARs become exercisable each month for the next 23 months and the balance of 418 become exercisable on 2/24/24. The SARs award expires on 2/24/2031.

SEC source: 0001022671-21-000025 · edgar.xml · derivative · entry 1

RINN RUSSELL B · CIK 0001186730 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,566

Underlying: Common Stock · 15,566 shares

Expires 2031-02-24

F1 · security: Stock Appreciation Rights (SAR) Award Agreement approved on February 24, 2021, by Compensation Committee of the Company's Board of Directors, consisting of five non-employee independent diretors exempt pursuant to Rule 16b-3d.

F2 · derivative.exercise_price: Reflects the fair market value of underlying common stock on the grant date.

F3 · derivative.exercise_date: One-third (5,189) of the SARs are exercisable on or after 2/24/22, an additional 433 of the SARs become exercisable each month for the next 23 months and the balance of 418 become exercisable on 2/24/24. The SARs award expires on 2/24/2031.

SEC source: 0001022671-21-000024 · edgar.xml · derivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,566

Underlying: Common Stock · 15,566 shares

Expires 2031-02-24

F1 · security: Stock Appreciation Rights (SAR) Award Agreement approved on February 24, 2021, by Compensation Committee of the Company's Board of Directors, consisting of five non-employee independent diretors exempt pursuant to Rule 16b-3d.

F2 · derivative.exercise_price: Reflects the fair market value of underlying common stock on the grant date.

F3 · derivative.exercise_date: One-third (5,189) of the SARs are exercisable on or after 2/24/22, an additional 433 of the SARs become exercisable each month for the next 23 months and the balance of 418 become exercisable on 2/24/24. The SARs award expires on 2/24/2031.

SEC source: 0001022671-21-000023 · edgar.xml · derivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,828

Underlying: Common Stock · 77,828 shares

Expires 2031-02-24

F1 · security: Stock Appreciation Rights (SAR) Award Agreement approved on February 24, 2021, by Compensation Committee of the Company's Board of Directors, consisting of five non-employee independent diretors exempt pursuant to Rule 16b-3d.

F2 · derivative.exercise_price: Reflects the fair market value of underlying common stock on the grant date.

F3 · derivative.exercise_date: One-third (25,943) of the SARs are exercisable on or after 2/24/22, an additional 2,162 of the SARs become exercisable each month for the next 23 months and the balance of 2,159 become exercisable on 2/24/24. The SARs award expires on 2/24/2031.

SEC source: 0001022671-21-000022 · edgar.xml · derivative · entry 1

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,566

Underlying: Common Stock · 15,566 shares

Expires 2031-02-24

F1 · security: Stock Appreciation Rights (SAR) Award Agreement approved on February 24, 2021, by Compensation Committee of the Company's Board of Directors, consisting of five non-employee independent diretors exempt pursuant to Rule 16b-3d.

F2 · derivative.exercise_price: Reflects the fair market value of underlying common stock on the grant date.

F3 · derivative.exercise_date: One-third (5,189) of the SARs are exercisable on or after 2/24/22, an additional 433 of the SARs become exercisable each month for the next 23 months and the balance of 418 become exercisable on 2/24/24. The SARs award expires on 2/24/2031.

SEC source: 0001022671-21-000021 · edgar.xml · derivative · entry 1

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,566

Underlying: Common Stock · 15,566 shares

Expires 2031-02-24

F1 · security: Stock Appreciation Rights (SAR) Award Agreement approved on February 24, 2021, by Compensation Committee of the Company's Board of Directors, consisting of five non-employee independent diretors exempt pursuant to Rule 16b-3d.

F2 · derivative.exercise_price: Reflects the fair market value of underlying common stock on the grant date.

F3 · derivative.exercise_date: One-third (5,189) of the SARs are exercisable on or after 2/24/22, an additional 433 of the SARs become exercisable each month for the next 23 months and the balance of 418 become exercisable on 2/24/24. The SARs award expires on 2/24/2031.

SEC source: 0001022671-21-000019 · edgar.xml · nonDerivative · entry 2

SCHNEIDER BARRY · CIK 0001397059 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,284

F2 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's receipt or vesting of a security in accordance with Rule 16b-3.

SEC source: 0001022671-21-000019 · edgar.xml · nonDerivative · entry 1

SCHNEIDER BARRY · CIK 0001397059 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,309

F1 · shares: Shares awarded pursuant to 2018 Executive Incentive Compensation Plan approved by Board of Directors and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3 thereunder. One-third of shares granted vest on date of grant, one-third vest one year from grant, and final one-third vest two years from grant.

SEC source: 0001022671-21-000020 · edgar.xml · nonDerivative · entry 2

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,110

F2 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's receipt or vesting of a security in accordance with Rule 16b-3.

SEC source: 0001022671-21-000020 · edgar.xml · nonDerivative · entry 1

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,084

F1 · shares: Shares awarded pursuant to 2018 Executive Incentive Compensation Plan approved by Board of Directors and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3 thereunder. One-third of shares granted vest on date of grant, one-third vest one year from grant, and final one-third vest two years from grant.

SEC source: 0001022671-21-000018 · edgar.xml · nonDerivative · entry 2

RINN RUSSELL B · CIK 0001186730 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,175

F2 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's receipt or vesting of a security in accordance with Rule 16b-3.

SEC source: 0001022671-21-000018 · edgar.xml · nonDerivative · entry 1

RINN RUSSELL B · CIK 0001186730 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,371

F1 · shares: Shares awarded pursuant to 2018 Executive Incentive Compensation Plan approved by Board of Directors and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3 thereunder. One-third of shares granted vest on date of grant, one-third vest one year from grant, and final one-third vest two years from grant.

SEC source: 0001022671-21-000017 · edgar.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,325

F2 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's receipt or vesting of a security in accordance with Rule 16b-3.

SEC source: 0001022671-21-000017 · edgar.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,519

F1 · shares: Shares awarded pursuant to 2018 Executive Incentive Compensation Plan approved by Board of Directors and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3 thereunder. One-third of shares granted vest on date of grant, one-third vest one year from grant, and final one-third vest two years from grant.

SEC source: 0001022671-21-000016 · edgar.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,278,089

F2 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's receipt or vesting of a security in accordance with Rule 16b-3.

SEC source: 0001022671-21-000016 · edgar.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,295,958

F1 · shares: Shares awarded pursuant to 2018 Executive Incentive Compensation Plan approved by Board of Directors and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3 thereunder. One-third of shares granted vest on date of grant, one-third vest one year from grant, and final one-third vest two years from grant.

SEC source: 0001022671-21-000015 · edgar.xml · nonDerivative · entry 2

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,171

F2 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's receipt or vesting of a security in accordance with Rule 16b-3.

SEC source: 0001022671-21-000015 · edgar.xml · nonDerivative · entry 1

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,189

F1 · shares: Shares awarded pursuant to 2018 Executive Incentive Compensation Plan approved by Board of Directors and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3 thereunder. One-third of shares granted vest on date of grant, one-third vest one year from grant, and final one-third vest two years from grant.

SEC source: 0001022671-21-000014 · edgar.xml · nonDerivative · entry 2

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,963

F2 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's receipt or vesting of a security in accordance with Rule 16b-3.

SEC source: 0001022671-21-000014 · edgar.xml · nonDerivative · entry 1

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,103

F1 · shares: Shares awarded pursuant to 2018 Executive Incentive Compensation Plan approved by Board of Directors and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3 thereunder. One-third of shares granted vest on date of grant, one-third vest one year from grant, and final one-third vest two years from grant.

SEC source: 0001022671-21-000012 · edgar.xml · nonDerivative · entry 1

Shaheen Gabriel · CIK 0001411393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,767

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-21-000010 · edgar.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,038,626

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-21-000009 · edgar.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,988

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-21-000007 · edgar.xml · nonDerivative · entry 1

Seaman Bradley S · CIK 0001597069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,445

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-21-000006 · edgar.xml · nonDerivative · entry 1

MARCUCCILLI JAMES C · CIK 0001321944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,574

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-21-000005 · edgar.xml · nonDerivative · entry 1

DOLAN TRACI M · CIK 0001251631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,945

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-21-000004 · edgar.xml · nonDerivative · entry 1

Cornew Kenneth W. · CIK 0001482379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,605

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-21-000003 · edgar.xml · nonDerivative · entry 1

BYRNE FRANK D · CIK 0001216806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,564

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-21-000002 · edgar.xml · nonDerivative · entry 1

BUSSE KEITH E · CIK 0001195948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,050

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-21-000001 · edgar.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,519

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

SEC source: 0001022671-20-000106 · edgar.xml · nonDerivative · entry 1

BYRNE FRANK D · CIK 0001216806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,415

SEC source: 0001022671-20-000105 · edgar.xml · nonDerivative · entry 2

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,366

F2 · shares: Represents disposition to Issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001022671-20-000105 · edgar.xml · nonDerivative · entry 1

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,174

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 11/21/2022, 1/3 on 11/21/2023 and the final 1/3 on 11/21/2024, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001022671-20-000104 · edgar.xml · nonDerivative · entry 2

SCHNEIDER BARRY · CIK 0001397059 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,442

F2 · shares: Represents disposition to Issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001022671-20-000104 · edgar.xml · nonDerivative · entry 1

SCHNEIDER BARRY · CIK 0001397059 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,048

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16b by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 11/21/2022, 1/3 on 11/21/2023 and the final 1/3 on 11/21/2024, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001022671-20-000100 · edgar.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,652

F2 · shares: Represents disposition to Issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt from Section 16(b) pursuant to Rule 16b-3.