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Nasdaq · USD

STLD

STEEL DYNAMICS INC

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Tapewire entity
3119
SEC CIK
0001022671
Parsed reports
970

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202605
May 202604
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 15, 2023 18:03 UTC
SCHNEIDER BARRYPresident and COO
Tax withholdingCommon Stock 16,248 $120.36 $1,955,609.28
Disclosure

SEC source: 0001062993-23-006921 · form4.xml · nonDerivative · entry 2

SCHNEIDER BARRY · CIK 0001397059 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,676

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

Read SEC document
March 15, 2023 Filed Mar 15, 2023 18:03 UTC
SCHNEIDER BARRYPresident and COO
GrantCommon Stock 36,946 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006921 · form4.xml · nonDerivative · entry 1

SCHNEIDER BARRY · CIK 0001397059 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,924

F1 · shares: Acquisition from Issuer: Shares awarded under Long-Term Incentive Program adopted by Compensation Committee composed of three or more independent non-employee directors pursuant to the Company's Amended and Restated 2015 Equity Incentive Plan approved by Compensation Committee and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
March 15, 2023 Filed Mar 15, 2023 18:02 UTC
Pushis GlennSenior Vice President
Tax withholdingCommon Stock 16,248 $120.36 $1,955,609.28
Disclosure

SEC source: 0001062993-23-006920 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,456

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

Read SEC document
March 15, 2023 Filed Mar 15, 2023 18:02 UTC
Pushis GlennSenior Vice President
GrantCommon Stock 36,946 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006920 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,704

F1 · shares: Acquisition from Issuer: Shares awarded under Long-Term Incentive Program adopted by Compensation Committee composed of three or more independent non-employee directors pursuant to the Company's Amended and Restated 2015 Equity Incentive Plan approved by Compensation Committee and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
March 15, 2023 Filed Mar 15, 2023 18:02 UTC
Wagler Theresa EExecutive Vice President & CFO
Tax withholdingCommon Stock 20,786 $120.36 $2,501,802.96
Disclosure

SEC source: 0001062993-23-006918 · form4.xml · nonDerivative · entry 2

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,635

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

Read SEC document
March 15, 2023 Filed Mar 15, 2023 18:02 UTC
Wagler Theresa EExecutive Vice President & CFO
GrantCommon Stock 47,264 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006918 · form4.xml · nonDerivative · entry 1

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,421

F1 · shares: Acquisition from Issuer: Shares awarded under Long-Term Incentive Program adopted by Compensation Committee composed of three or more independent non-employee directors pursuant to the Company's Amended and Restated 2015 Equity Incentive Plan approved by Compensation Committee and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
March 15, 2023 Filed Mar 15, 2023 18:02 UTC
Graham Christopher ASenior Vice President
Tax withholdingCommon Stock 14,638 $120.36 $1,761,829.68
Disclosure

SEC source: 0001062993-23-006919 · form4.xml · nonDerivative · entry 2

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,353

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

Read SEC document
March 15, 2023 Filed Mar 15, 2023 18:02 UTC
Graham Christopher ASenior Vice President
GrantCommon Stock 33,285 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006919 · form4.xml · nonDerivative · entry 1

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,991

F1 · shares: Acquisition from Issuer: Shares awarded under Long-Term Incentive Program adopted by Compensation Committee composed of three or more independent non-employee directors pursuant to the Company's Amended and Restated 2015 Equity Incentive Plan approved by Compensation Committee and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
March 15, 2023 Filed Mar 15, 2023 18:02 UTC
MILLETT MARK DDirector · Chairman and CEO
Tax withholdingCommon Stock 57,814 $120.36 $6,958,493.04
Disclosure

SEC source: 0001062993-23-006917 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,894,011

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

Read SEC document
March 15, 2023 Filed Mar 15, 2023 18:02 UTC
MILLETT MARK DDirector · Chairman and CEO
GrantCommon Stock 129,542 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006917 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951,825

F1 · shares: Acquisition from Issuer: Shares awarded under Long-Term Incentive Program adopted by Compensation Committee composed of three or more independent non-employee directors pursuant to the Company's Amended and Restated 2015 Equity Incentive Plan approved by Compensation Committee and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3(d).

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March 01, 2023 Filed Mar 1, 2023 19:28 UTC
SCHNEIDER BARRYPresident and COO
GrantCommon Stock 8,826 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005262 · form4.xml · nonDerivative · entry 1

SCHNEIDER BARRY · CIK 0001397059 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,978

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 3/1/2025, 1/3 on 3/1/2026 and the final 1/3 on 3/1/2027, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

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February 25, 2023 Filed Feb 28, 2023 16:18 UTC
Wagler Theresa EExecutive Vice President & CFO
Tax withholdingCommon Stock 1,439 $118.50 $170,521.50
Disclosure

SEC source: 0001062993-23-005065 · form4.xml · nonDerivative · entry 1

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,157

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:18 UTC
SCHNEIDER BARRYSenior Vice President
Tax withholdingCommon Stock 661 $118.50 $78,328.50
Disclosure

SEC source: 0001062993-23-005064 · form4.xml · nonDerivative · entry 1

SCHNEIDER BARRY · CIK 0001397059 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,152

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:18 UTC
Pushis GlennSenior Vice President
Tax withholdingCommon Stock 661 $118.50 $78,328.50
Disclosure

SEC source: 0001062993-23-005063 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,758

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:17 UTC
Graham Christopher ASenior Vice President
Tax withholdingCommon Stock 661 $118.50 $78,328.50
Disclosure

SEC source: 0001062993-23-005062 · form4.xml · nonDerivative · entry 1

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,706

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:17 UTC
Alvarez MiguelSenior Vice President
Tax withholdingCommon Stock 661 $118.50 $78,328.50
Disclosure

SEC source: 0001062993-23-005061 · form4.xml · nonDerivative · entry 1

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,817

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:17 UTC
Anderson James StanleySenior Vice President
Tax withholdingCommon Stock 116 $118.50 $13,746.00
Disclosure

SEC source: 0001062993-23-005060 · form4.xml · nonDerivative · entry 1

Anderson James Stanley · CIK 0001921061 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,482

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:16 UTC
MILLETT MARK DDirector · Chairman, President and CEO
Tax withholdingCommon Stock 3,944 $118.50 $467,364.00
Disclosure

SEC source: 0001062993-23-005059 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,822,283

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 20:35 UTC GrantCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004768 · form4.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,046,888

F1 · shares: Represents the number of shares of common stock underlying deferred stock units (DSUs) issued to the reporting person in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from the provisions of Section 16(b), by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 20:35 UTC
Anderson James StanleySenior Vice President
GrantCommon Stock 4,499 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004767 · form4.xml · nonDerivative · entry 1

Anderson James Stanley · CIK 0001921061 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,598

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/22/2025, 1/3 on 2/22/2026 and the final 1/3 on 2/22/2027, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 20:34 UTC
Alvarez MiguelSenior Vice President
GrantCommon Stock 6,552 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004766 · form4.xml · nonDerivative · entry 1

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,478

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/22/2025, 1/3 on 2/22/2026 and the final 1/3 on 2/22/2027, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 20:34 UTC
Graham Christopher ASenior Vice President
GrantCommon Stock 6,552 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004765 · form4.xml · nonDerivative · entry 1

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,367

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/22/2025, 1/3 on 2/22/2026 and the final 1/3 on 2/22/2027, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 20:34 UTC
Pushis GlennSenior Vice President
GrantCommon Stock 6,552 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004764 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,419

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/22/2025, 1/3 on 2/22/2026 and the final 1/3 on 2/22/2027, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 20:33 UTC
Wagler Theresa EExecutive Vice President & CFO
GrantCommon Stock 9,283 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004763 · form4.xml · nonDerivative · entry 1

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,596

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/22/2025, 1/3 on 2/22/2026 and the final 1/3 on 2/22/2027, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 20:33 UTC
MILLETT MARK DDirector · Chairman, President and CEO
GrantCommon Stock 19,815 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004762 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826,227

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/22/2025, 1/3 on 2/22/2026 and the final 1/3 on 2/22/2027, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 14:28 UTC
Pushis GlennSenior Vice President
Tax withholdingCommon Stock 2,564 $120.64 $309,320.96
Disclosure

SEC source: 0001062993-23-001908 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,867

F1 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's vesting of a security in accordance with Rule 16b-3.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 14:28 UTC
Alvarez MiguelSenior Vice President
Tax withholdingCommon Stock 2,179 $120.64 $262,874.56
Disclosure

SEC source: 0001062993-23-001907 · form4.xml · nonDerivative · entry 1

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,926

F1 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's vesting of a security in accordance with Rule 16b-3.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 14:28 UTC
Wagler Theresa EExecutive Vice President & CFO
Tax withholdingCommon Stock 4,912 $120.64 $592,583.68
Disclosure

SEC source: 0001062993-23-001906 · form4.xml · nonDerivative · entry 1

Wagler Theresa E · CIK 0001301637 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,313

F1 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's vesting of a security in accordance with Rule 16b-3.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 14:27 UTC
MILLETT MARK DDirector · Chairman, President & CEO
Tax withholdingCommon Stock 9,758 $120.64 $1,177,205.12
Disclosure

SEC source: 0001062993-23-001905 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,806,412

F1 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's vesting of a security in accordance with Rule 16b-3.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 21:14 UTC GrantCommon Stock 143 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000986 · form4.xml · nonDerivative · entry 1

DOLAN TRACI M · CIK 0001251631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,480

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 21:16 UTC GrantCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000993 · form4.xml · nonDerivative · entry 1

BARGABOS SHEREE L · CIK 0001228300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,039

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 21:16 UTC GrantCommon Stock 87 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000992 · form4.xml · nonDerivative · entry 1

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,046,628

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 21:15 UTC GrantCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000991 · form4.xml · nonDerivative · entry 1

Sonnenberg Steven Alan · CIK 0001335987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,444

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 21:15 UTC GrantCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000990 · form4.xml · nonDerivative · entry 1

Sierra Luis Manuel · CIK 0001905141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,869

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

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January 13, 2023 Filed Jan 17, 2023 21:15 UTC GrantCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000989 · form4.xml · nonDerivative · entry 1

Shaheen Gabriel · CIK 0001411393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,568

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

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January 13, 2023 Filed Jan 17, 2023 21:14 UTC GrantCommon Stock 137 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000988 · form4.xml · nonDerivative · entry 1

Seaman Bradley S · CIK 0001597069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,855

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

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January 13, 2023 Filed Jan 17, 2023 21:14 UTC GrantCommon Stock 137 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000987 · form4.xml · nonDerivative · entry 1

MARCUCCILLI JAMES C · CIK 0001321944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,102

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

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January 13, 2023 Filed Jan 17, 2023 21:14 UTC GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000985 · form4.xml · nonDerivative · entry 1

Cornew Kenneth W. · CIK 0001482379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,687

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

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January 13, 2023 Filed Jan 17, 2023 21:13 UTC GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000983 · form4.xml · nonDerivative · entry 1

BUSSE KEITH E · CIK 0001195948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,710

F1 · shares: Represents the number of shares of common stock underlying additional deferred stock units (DSUs) issued to the reporting person as a dividend equivalent, in connection with this person's retainer as a director under the Company's Amended and Restated 2015 Equity Incentive Plan (the "Plan"). This transaction is exempt from both the reporting requirements of Section 16(a), including Rule 16a-11, and the provisions of Section 16(b), by virtue of this dividend reinvestment feature of the Plan and the Company's existing Dividend Reinvestment Plan, as well as being exempt from Section 16(b) independently by virtue of Rule 16b-3(d)(1) and (3).

F2 · shares: Reportable as directly owned shares of common stock, rather than as a derivative security in Table II, because any and all underlying DSUs are payable, at such time as they are to be settled, solely in shares of common stock. (See Lincoln National Corp. (March 20, 1992) Q.3).

F3 · balance_after: Includes shares resulting from reinvestment of dividends on any underlying DSUs included in this total.

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December 20, 2022 Filed Dec 21, 2022 16:56 UTC GiftCommon Stock 970 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024278 · form4.xml · nonDerivative · entry 2

TEETS RICHARD P JR · CIK 0001195950 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 93,119

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December 02, 2022 Filed Dec 5, 2022 19:58 UTC SaleCommon Stock 2,500 $108.90 $272,250.00
Disclosure

SEC source: 0001062993-22-023287 · form4.xml · nonDerivative · entry 1

MARCUCCILLI JAMES C · CIK 0001321944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,965

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November 21, 2022 Filed Nov 22, 2022 13:38 UTC
Anderson James StanleySenior Vice President
Tax withholdingCommon Stock 228 $100.64 $22,945.92
Disclosure

SEC source: 0001062993-22-022621 · form4.xml · nonDerivative · entry 2

Anderson James Stanley · CIK 0001921061 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,099

F2 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

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November 21, 2022 Filed Nov 22, 2022 13:38 UTC
Anderson James StanleySenior Vice President
GrantCommon Stock 519 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022621 · form4.xml · nonDerivative · entry 1

Anderson James Stanley · CIK 0001921061 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,327

F1 · shares: Represents grant of restricted stock, in lieu of restricted stock units because of reporting person's age, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3), subject, however, to a two year holding period.

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November 21, 2022 Filed Nov 22, 2022 13:37 UTC
SCHNEIDER BARRYSenior Vice President
Tax withholdingCommon Stock 1,041 $100.64 $104,766.24
Disclosure

SEC source: 0001062993-22-022620 · form4.xml · nonDerivative · entry 2

SCHNEIDER BARRY · CIK 0001397059 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,813

F2 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

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November 21, 2022 Filed Nov 22, 2022 13:37 UTC
SCHNEIDER BARRYSenior Vice President
GrantCommon Stock 519 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022620 · form4.xml · nonDerivative · entry 1

SCHNEIDER BARRY · CIK 0001397059 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,854

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted stock units are subject to a two year vesting requirement, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

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November 21, 2022 Filed Nov 22, 2022 13:36 UTC
Pushis GlennSenior Vice President
Tax withholdingCommon Stock 1,042 $100.64 $104,866.88
Disclosure

SEC source: 0001062993-22-022619 · form4.xml · nonDerivative · entry 2

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,431

F2 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

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November 21, 2022 Filed Nov 22, 2022 13:36 UTC
Pushis GlennSenior Vice President
GrantCommon Stock 519 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022619 · form4.xml · nonDerivative · entry 1

Pushis Glenn · CIK 0001301742 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,473

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted stock units are subject to a two year vesting requirement, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

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November 21, 2022 Filed Nov 22, 2022 13:35 UTC
Graham Christopher ASenior Vice President
Tax withholdingCommon Stock 1,042 $100.64 $104,866.88
Disclosure

SEC source: 0001062993-22-022618 · form4.xml · nonDerivative · entry 2

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,815

F2 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

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November 21, 2022 Filed Nov 22, 2022 13:35 UTC
Graham Christopher ASenior Vice President
GrantCommon Stock 519 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022618 · form4.xml · nonDerivative · entry 1

Graham Christopher A · CIK 0001607477 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,857

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted stock units are subject to a two year vesting requirement, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

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November 21, 2022 Filed Nov 22, 2022 13:35 UTC
Alvarez MiguelSenior Vice President
Tax withholdingCommon Stock 1,042 $100.64 $104,866.88
Disclosure

SEC source: 0001062993-22-022617 · form4.xml · nonDerivative · entry 2

Alvarez Miguel · CIK 0001767177 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,105

F2 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.