STIM

SEC source: 0001192482-20-000647 · edgar.xml · nonDerivative · entry 1

MUIR GLENN P · CIK 0001181190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,236

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) August 5, 2021, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000648 · edgar.xml · nonDerivative · entry 1

BAKEWELL JOHN K · CIK 0001183553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,291

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) August 5, 2021, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000645 · edgar.xml · nonDerivative · entry 1

CONLEY SHERYL L · CIK 0001238659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,535

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) August 5, 2021, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

SEC source: 0001192482-20-000646 · edgar.xml · nonDerivative · entry 1

Farley Brian E · CIK 0001306117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,748

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) August 5, 2021, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU respresents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000644 · edgar.xml · nonDerivative · entry 1

JAEGER WILFRED E · CIK 0001190474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,152

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) August 5, 2021, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000637 · edgar.xml · nonDerivative · entry 1

Furlong Stephen · CIK 0001783360 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,901

F1 · price: Represents the weighted average purchase price. The highest price at which shares were purchased was $2.85 and the lowest price at which shares were purchased was $2.78. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price for all transactions reported on this Form 4.

SEC source: 0001192482-20-000626 · edgar.xml · derivative · entry 2

Sullivan Keith J · CIK 0001417973 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2030-07-14

F3 · derivative.exercise_date: Twenty-five percent (25%) of the option to purchase shall vest on July 14, 2021, and one forty-eighth (1/48th) of the remaining shares subject to the option shall vest each month thereafter, in each case subject to continuous service of the Reporting Person through such date.

SEC source: 0001192482-20-000626 · edgar.xml · nonDerivative · entry 1

Sullivan Keith J · CIK 0001417973 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

F1 · shares: Represents a restricted stock unit ("RSU") award that vests in four equal annual installments beginning on July 14, 2021, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000925421-21-000078 · edgar.xml · derivative · entry 3

Sullivan Keith J · CIK 0001417973 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Effective as of July 14, 2020, Mr. Sullivan received 500,000 PRSUs, which vest ratably based on appreciation of the Issuer's common stock price to $10, $15, $20 and $25 per share, measured using a trailing 30-day volume weighted average price of a share of the Issuer's common stock. Mr. Sullivan has vested 250,000 PRSUs to date.

F3 · derivative.exercise_date: Effective as of July 14, 2020, Mr. Sullivan received 500,000 PRSUs, which vest ratably based on appreciation of the Issuer's common stock price to $10, $15, $20 and $25 per share, measured using a trailing 30-day volume weighted average price of a share of the Issuer's common stock. Mr. Sullivan has vested 250,000 PRSUs to date.

F3 · derivative.expiration_date: Effective as of July 14, 2020, Mr. Sullivan received 500,000 PRSUs, which vest ratably based on appreciation of the Issuer's common stock price to $10, $15, $20 and $25 per share, measured using a trailing 30-day volume weighted average price of a share of the Issuer's common stock. Mr. Sullivan has vested 250,000 PRSUs to date.

SEC source: 0001192482-20-000613 · edgar.xml · nonDerivative · entry 1

MACAN WILLIAM ANDREW · CIK 0001758584 · Sr. VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,149

F1 · shares: Represents a restricted stock unit ("RSU") award that vests in three equal annual installments beginning on July 7, 2021, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000562 · edgar.xml · nonDerivative · entry 1

Shook Bruce Joseph · CIK 0001816026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 26, 2021, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000412 · edgar.xml · nonDerivative · entry 1

MUIR GLENN P · CIK 0001181190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,723

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 26, 2021, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000403 · edgar.xml · nonDerivative · entry 1

Blanchard Cheryl R · CIK 0001326530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,437

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 26, 2021, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

SEC source: 0001192482-20-000401 · edgar.xml · nonDerivative · entry 1

BAKEWELL JOHN K · CIK 0001183553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 26, 2021, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000410 · edgar.xml · nonDerivative · entry 1

CONLEY SHERYL L · CIK 0001238659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,244

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 26, 2021, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock

SEC source: 0001192482-20-000408 · edgar.xml · nonDerivative · entry 1

JAEGER WILFRED E · CIK 0001190474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,639

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 26, 2021, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000406 · edgar.xml · nonDerivative · entry 1

Farley Brian E · CIK 0001306117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,606

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 26, 2021, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU respresents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000370 · edgar.xml · nonDerivative · entry 1

Guthrie Daniel · CIK 0001744934 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,180

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $1.96 and the lowest price at which shares were sold was $1.94. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001192482-20-000236 · edgar.xml · nonDerivative · entry 2

Farley Brian E · CIK 0001306117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,606

F2 · price: Represents the weighted average purchase price. The highest price at which shares were purchased was $2.35 and the lowest price at which shares were purchased was $2.20. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price for all transactions reported on this Form 4.

SEC source: 0001192482-20-000228 · edgar.xml · nonDerivative · entry 1

Guthrie Daniel · CIK 0001744934 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,855

F1 · price: Represents the weighted average purchase price. The highest price at which shares were purchased was $2.3625 and the lowest price at which shares were purchased was $2.35. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price for all transactions reported on this Form 4.

SEC source: 0001192482-20-000236 · edgar.xml · nonDerivative · entry 1

Farley Brian E · CIK 0001306117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,606

F1 · price: Represents the weighted average purchase price. The highest price at which shares were purchased was $2.18 and the lowest price at which shares were purchased was $2.16. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price for all transactions reported on this Form 4.

SEC source: 0001192482-20-000214 · edgar.xml · nonDerivative · entry 1

Furlong Stephen · CIK 0001783360 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,184

F1 · price: Represents the weighted average purchase price. The highest price at which shares were purchased was $2.00 and the lowest price at which shares were purchased was $1.98. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price for all transactions reported on this Form 4.

SEC source: 0001192482-20-000220 · edgar.xml · nonDerivative · entry 1

Harper Gregory · CIK 0001744952 · VP of R&D, Ops. and Prod. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,962

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $2.00 and the lowest price at which shares were sold was $1.99. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001192482-20-000218 · edgar.xml · nonDerivative · entry 1

Guthrie Daniel · CIK 0001744934 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,855

SEC source: 0001192482-20-000216 · edgar.xml · nonDerivative · entry 1

Tropsha Yelena · CIK 0001744954 · VP of Commercial Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,987

SEC source: 0001192482-20-000212 · edgar.xml · nonDerivative · entry 1

MACAN WILLIAM ANDREW · CIK 0001758584 · Sr. VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,399

SEC source: 0001192482-20-000194 · edgar.xml · nonDerivative · entry 1

Furlong Stephen · CIK 0001783360 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,184

F1 · shares: Represents a restricted stock unit ("RSU") award of which 1/3 vests on each of the first, second and third anniversaries of the date of grant, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000202 · edgar.xml · nonDerivative · entry 1

Farley Brian E · CIK 0001306117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,606

F1 · shares: Represents a restricted stock unit ("RSU") award which shall vest on the first anniversary of the date of grant, subject to continuous service of the Reporting Person through such date.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000204 · edgar.xml · nonDerivative · entry 1

Harper Gregory · CIK 0001744952 · VP of R&D, Ops. and Prod. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,980

F1 · shares: Represents a restricted stock unit ("RSU") award of which 1/3 vests on each of the first, second and third anniversaries of the date of grant, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000200 · edgar.xml · nonDerivative · entry 1

Tropsha Yelena · CIK 0001744954 · VP of Commercial Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,885

F1 · shares: Represents a restricted stock unit ("RSU") award of which 1/3 vests on each of the first, second and third anniversaries of the date of grant, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000198 · edgar.xml · nonDerivative · entry 1

Guthrie Daniel · CIK 0001744934 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,574

F1 · shares: Represents a restricted stock unit ("RSU") award of which 1/3 vests on each of the first, second and third anniversaries of the date of grant, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001192482-20-000196 · edgar.xml · nonDerivative · entry 1

MACAN WILLIAM ANDREW · CIK 0001758584 · Sr. VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,399

F1 · shares: Represents a restricted stock unit ("RSU") award of which 1/3 vests on each of the first, second and third anniversaries of the date of grant, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0000899243-20-007077 · doc4.xml · derivative · entry 2

Thatcher Christopher · CIK 0001744956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,920

Underlying: Common Stock · 20,000 shares

Expires 2025-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All of the stock options are vested.

SEC source: 0000899243-20-007077 · doc4.xml · nonDerivative · entry 1

Thatcher Christopher · CIK 0001744956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001192482-20-000050 · edgar.xml · nonDerivative · entry 1

MACAN WILLIAM ANDREW · CIK 0001758584 · Sr. VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,149

F1 · shares: Represents a restricted stock unit ("RSU") award of which 1/3 vests on each of the first, second and third anniversaries of the date of grant, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-20-004011 · doc4.xml · nonDerivative · entry 1

Furlong Stephen · CIK 0001783360 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,934

F1 · shares: One-third (1/3rd) of the shares subject to the restricted stock unit ("RSU") grant shall vest on each of January 15, 2021, January 15, 2022 and January 15, 2023, subject to Reporting Person continuing to provide service through each such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-20-004007 · doc4.xml · nonDerivative · entry 1

Guthrie Daniel · CIK 0001744934 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,074

F1 · shares: One-third (1/3rd) of the shares subject to the restricted stock unit ("RSU") grant shall vest on each of January 15, 2021, January 15, 2022 and January 15, 2023, subject to Reporting Person continuing to provide service through each such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-20-004001 · doc4.xml · nonDerivative · entry 1

Harper Gregory · CIK 0001744952 · VP of R&D, Ops. and Prod. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,480

F1 · shares: One-third (1/3rd) of the shares subject to the restricted stock unit ("RSU") grant shall vest on each of January 15, 2021, January 15, 2022 and January 15, 2023, subject to Reporting Person continuing to provide service through each such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-20-003996 · doc4.xml · nonDerivative · entry 1

Thatcher Christopher · CIK 0001744956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,811

F1 · shares: One-third (1/3rd) of the shares subject to the restricted stock unit ("RSU") grant shall vest on each of January 15, 2021, January 15, 2022 and January 15, 2023, subject to Reporting Person continuing to provide service through each such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-20-003994 · doc4.xml · nonDerivative · entry 1

Tropsha Yelena · CIK 0001744954 · VP of Commercial Access

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,135

F1 · shares: One-third (1/3rd) of the shares subject to the restricted stock unit ("RSU") grant shall vest on each of January 15, 2021, January 15, 2022 and January 15, 2023, subject to Reporting Person continuing to provide service through each such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-20-001878 · doc4.xml · nonDerivative · entry 1

CAMPE STEPHEN M · CIK 0001206614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,472

F1 · kind: Pursuant to the Issuer's non-employee directors compensation plan the Reporting Person elected to receive shares of the Issuer's Common Stock in lieu of a cash retainer.

F2 · ownership.direct: Mr. Stephen M. Campe is an advisor to an affiliate of Investor Growth Capital, LLC ("Investor"). Investor, pursuant to Section 13 and Section 16 of the Securities Exchange Act of 1934 (the "Act"), separately reports its holdings with respect to the securities of Neuronetics, Inc. (the "Issuer").

F3 · ownership.direct: Pursuant to Rule 13d-4 under the Act, Mr. Campe disclaims beneficial ownership of any of the Issuer's securities held by Investor. Moreover, Mr. Campe disclaims group membership with Investor (or any other entity or person) for the purposes of Section 13(d) of the Act, or for any other purpose.

F4 · ownership.direct: Mr. Campe's interest in all of the Issuer's securities is limited to the extent of his pecuniary interest in such securities, if any, and neither the filing of this statement nor any of its contents will be deemed to constitute an admission by Mr Campe or any other person/entity, that he or it was, or is, the beneficial owner of any of the Issuer's securities for purposes of Section 16 of the Act, or for any other purpose.

SEC source: 0001209191-20-001875 · doc4.xml · nonDerivative · entry 1

JAEGER WILFRED E · CIK 0001190474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,639

F1 · kind: Pursuant to the Issuer's non-employee directors compensation plan the Reporting Person elected to receive shares of the Issuer's Common Stock in lieu of a cash retainer.

SEC source: 0001209191-19-061145 · doc4.xml · nonDerivative · entry 1

Harper Gregory · CIK 0001744952 · VP of R&D, Ops. and Prod. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,480

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.39 to $4.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-19-058683 · doc4.xml · nonDerivative · entry 1

Guthrie Daniel · CIK 0001744934 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,074

SEC source: 0001209191-19-058031 · doc4.xml · nonDerivative · entry 2

CAMPE STEPHEN M · CIK 0001206614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,410

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.19 - $4.26, inclusive.

SEC source: 0001209191-19-058031 · doc4.xml · nonDerivative · entry 1

CAMPE STEPHEN M · CIK 0001206614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,910

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.205 - $4.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

SEC source: 0001209191-19-057051 · doc4.xml · nonDerivative · entry 2

Farley Brian E · CIK 0001306117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,606

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.25 to $4.28 inclusive.

SEC source: 0001209191-19-057195 · doc4.xml · nonDerivative · entry 1

Furlong Stephen · CIK 0001783360 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,934

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.4535 to $4.50 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-19-057051 · doc4.xml · nonDerivative · entry 1

Farley Brian E · CIK 0001306117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,606

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.5824 to $4.6174 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2).

SEC source: 0001192482-19-000377 · edgar.xml · derivative · entry 2

CONLEY SHERYL L · CIK 0001238659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,630

Underlying: Common Stock · 6,630 shares

Expires 2029-10-30

F3 · derivative.exercise_date: The option shall vest on the earlier of (a) October 30, 2020, and (b) the Company's next annual meeting of stockholders, in each case subject to continuous service of the Reporting Person through such date.