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Nasdaq · USD

SSTI

SOUNDTHINKING, INC.

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Tapewire entity
361
SEC CIK
0001351636
Parsed reports
466

Last 12 months

Inside the activity.

15 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 2026150
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2018 Filed Apr 4, 2018 20:11 UTC
Klepper Robert SamuelSVP Marketing and Products
GrantStock Option (Right to Buy) · Derivative 59,938 $0.00 Strike: $29.22 $0.00
Disclosure

SEC source: 0001209191-18-023601 · doc4.xml · derivative · entry 2

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,938

Underlying: Common Stock · 59,938 shares

Expires 2028-04-02

F2 · derivative.exercise_date: 25% of the grant vests on the one-year anniversary of April 3, 2018 and then following such one-year anniversary, 1/48th of the grant vests monthly for 36 months, subject to Reporting Person's Continuous Service.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 20:11 UTC
Klepper Robert SamuelSVP Marketing and Products
GrantCommon Stock 10,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023601 · doc4.xml · nonDerivative · entry 1

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,620

F1 · shares: Represents Restricted Stock Units ("RSUs"). 35% of the RSUs will vest on March 19, 2019 and 21.667% will vest upon each anniversary thereafter. Notwithstanding the foregoing, vesting shall terminate upon the Reporting Person's termination of Continuous Service.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:01 UTC
Hawkins Joseph O.Sr. VP, Operations
SaleCommon Stock 1,911 $22.04 $42,119.40
Disclosure

SEC source: 0001209191-18-019264 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,060

F1 · price: The shares were sold at prices ranging from $22.03 to $22.045. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 21:04 UTC SaleCommon Stock 14,000 $19.77 $276,753.40
Disclosure

SEC source: 0001209191-18-017992 · doc4.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 13,214

F1 · price: The shares were sold at prices ranging from $19.50 to $20.18. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Shares are held directly by Pascal Levensohn Revocable Trust, over which Reporting Person holds voting and dispositive power.

Read SEC document
March 01, 2018 Filed Mar 3, 2018 00:24 UTC SaleCommon Stock 3,300 $18.63 $61,495.17
Disclosure

SEC source: 0001209191-18-016038 · doc4.xml · nonDerivative · entry 2

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 27,214

F3 · price: The shares were sold at prices ranging from $18.50 to $18.98. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Shares are held directly by Pascal Levensohn Revocable Trust, over which Reporting Person holds voting and dispositive power.

Read SEC document
February 28, 2018 Filed Mar 3, 2018 00:24 UTC SaleCommon Stock 6,700 $18.52 $124,114.15
Disclosure

SEC source: 0001209191-18-016038 · doc4.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,514

F1 · price: The shares were sold at prices ranging from $18.50 to $18.66. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Shares are held directly by Pascal Levensohn Revocable Trust, over which Reporting Person holds voting and dispositive power.

Read SEC document
February 27, 2018 Filed Feb 27, 2018 22:30 UTC SaleCommon Stock 5,000 $18.51 $92,536.00
Disclosure

SEC source: 0001209191-18-014046 · doc4.xml · nonDerivative · entry 3

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 37,214

F4 · price: The shares were sold at prices ranging from $18.50 to $18.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by Pascal Levensohn Revocable Trust, over which Reporting Person holds voting and dispositive power.

Read SEC document
February 23, 2018 Filed Feb 23, 2018 18:47 UTC
Clark Ralph A.Director · President and CEO
PurchaseCommon Stock 1,500 $17.14 $25,702.50
Disclosure

SEC source: 0001209191-18-012858 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,783

Read SEC document
February 23, 2018 Filed Feb 23, 2018 18:48 UTC
Stewart Alan R.Chief Financial Officer
PurchaseCommon Stock 3,000 $17.29 $51,870.00
Disclosure

SEC source: 0001209191-18-012859 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,643

F1 · price: The shares were purchased at prices ranging from $17.24 to $17.3075. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 22:30 UTC SaleCommon Stock 7,000 $18.61 $130,304.30
Disclosure

SEC source: 0001209191-18-014046 · doc4.xml · nonDerivative · entry 2

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 42,214

F2 · price: The shares were sold at prices ranging from $18.50 to $18.87. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by Pascal Levensohn Revocable Trust, over which Reporting Person holds voting and dispositive power.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 22:30 UTC SaleCommon Stock 3,000 $18.50 $55,500.00
Disclosure

SEC source: 0001209191-18-014046 · doc4.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,087

F1 · ownership.nature: Shares are held directly by Levensohn 2000 Children's Trust, over which Reporting Person holds voting and dispositive power.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 21:05 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 40,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-012319 · doc4.xml · derivative · entry 2

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,943

Underlying: Common Stock · 40,000 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 21:05 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock 40,000 $0.68 $27,200.00
Disclosure

SEC source: 0001209191-18-012319 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Feb 16, 2018 21:11 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-010819 · doc4.xml · derivative · entry 2

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,943

Underlying: Common Stock · 50,000 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
February 16, 2018 Filed Feb 16, 2018 21:11 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock 50,000 $0.68 $34,000.00
Disclosure

SEC source: 0001209191-18-010819 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:12 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock · Derivative 20,884 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-010364 · doc4.xml · derivative · entry 4

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,884 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:12 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 104,116 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-010364 · doc4.xml · derivative · entry 3

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,943

Underlying: Common Stock · 104,116 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:12 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock 20,884 $0.68 $14,201.12
Disclosure

SEC source: 0001209191-18-010364 · doc4.xml · nonDerivative · entry 2

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:12 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock 104,116 $0.68 $70,798.88
Disclosure

SEC source: 0001209191-18-010364 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2018 Filed Feb 10, 2018 00:54 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock · Derivative 71,764 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-009021 · doc4.xml · derivative · entry 4

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,920

Underlying: Common Stock · 71,764 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
February 08, 2018 Filed Feb 10, 2018 00:54 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 78,236 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-009021 · doc4.xml · derivative · entry 3

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,236 shares

Expires 2020-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
February 08, 2018 Filed Feb 10, 2018 00:54 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock 71,764 $0.68 $48,799.52
Disclosure

SEC source: 0001209191-18-009021 · doc4.xml · nonDerivative · entry 2

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2018 Filed Feb 10, 2018 00:54 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock 78,236 $0.68 $53,200.48
Disclosure

SEC source: 0001209191-18-009021 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2018 Filed Feb 15, 2018 21:11 UTC Amendment
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock · Derivative 71,764 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-010363 · doc4a.xml · derivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,884

Underlying: Common Stock · 71,764 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 23:02 UTC
Clark Ralph A.Director · President and CEO
GrantCommon Stock 24,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007950 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,283

F1 · shares: Represents Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 35% of the RSUs shall vest on the first anniversary of February 5, 2018 (the "Vesting Start Date"); 21.667% of the RSUs shall vest on the second anniversary of the Vesting Start Date; 21.667% of the RSUs shall vest on the third anniversary of the Vesting Start Date and 21.667% of the RSUs shall vest on the fourth anniversary of the Vesting Start Date; subject to continued employment on each such anniversary.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 18:04 UTC
BUNYARD GARY TSr. VP Public Safety Solutions
GrantCommon Stock 6,093 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007956 · doc4.xml · nonDerivative · entry 1

BUNYARD GARY T · CIK 0001261588 · Sr. VP Public Safety Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,093

F1 · shares: Represents Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 35% of the RSUs shall vest on the first anniversary of February 5, 2018 (the "Vesting Start Date"); 21.667% of the RSUs shall vest on the second anniversary of the Vesting Start Date; 21.667% of the RSUs shall vest on the third anniversary of the Vesting Start Date and 21.667% of the RSUs shall vest on the fourth anniversary of the Vesting Start Date; subject to continued employment on each such anniversary.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 23:05 UTC
Ames Paul S.Sr. VP Products and Technology
GrantCommon Stock 12,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007958 · doc4.xml · nonDerivative · entry 1

Ames Paul S. · CIK 0001705493 · Sr. VP Products and Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,687

F1 · shares: Represents Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 35% of the RSUs shall vest on the first anniversary of February 5, 2018 (the "Vesting Start Date"); 21.667% of the RSUs shall vest on the second anniversary of the Vesting Start Date; 21.667% of the RSUs shall vest on the third anniversary of the Vesting Start Date and 21.667% of the RSUs shall vest on the fourth anniversary of the Vesting Start Date; subject to continued employment on each such anniversary.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 23:03 UTC
Hawkins Joseph O.Sr. VP, Operations
GrantCommon Stock 12,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007954 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,971

F1 · shares: Represents Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 35% of the RSUs shall vest on the first anniversary of February 5, 2018 (the "Vesting Start Date"); 21.667% of the RSUs shall vest on the second anniversary of the Vesting Start Date; 21.667% of the RSUs shall vest on the third anniversary of the Vesting Start Date and 21.667% of the RSUs shall vest on the fourth anniversary of the Vesting Start Date; subject to continued employment on each such anniversary.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 23:02 UTC
Stewart Alan R.Chief Financial Officer
GrantCommon Stock 18,281 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007952 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,643

F1 · shares: Represents Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 35% of the RSUs shall vest on the first anniversary of February 5, 2018 (the "Vesting Start Date"); 21.667% of the RSUs shall vest on the second anniversary of the Vesting Start Date; 21.667% of the RSUs shall vest on the third anniversary of the Vesting Start Date and 21.667% of the RSUs shall vest on the fourth anniversary of the Vesting Start Date; subject to continued employment on each such anniversary.

Read SEC document
January 11, 2018 Filed Jan 11, 2018 22:49 UTC
Ames Paul S.Sr. VP Products and Technology
Exercise / conversionCommon Stock · Derivative 5,889 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001209191-18-003284 · doc4.xml · derivative · entry 2

Ames Paul S. · CIK 0001705493 · Sr. VP Products and Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,060

Underlying: Common Stock · 5,889 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the grant vests on the one-year anniversary of November 17, 2014 and then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

Read SEC document
January 11, 2018 Filed Jan 11, 2018 22:49 UTC
Ames Paul S.Sr. VP Products and Technology
Exercise / conversionCommon Stock 5,889 $0.85 $5,005.65
Disclosure

SEC source: 0001209191-18-003284 · doc4.xml · nonDerivative · entry 1

Ames Paul S. · CIK 0001705493 · Sr. VP Products and Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 501 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2017.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 21:32 UTC SaleCommon Stock 949,779 $15.00 $14,248,869.49
Disclosure

SEC source: 0000068505-18-000001 · edgar.xml · nonDerivative · entry 1

Motorola Solutions, Inc. · CIK 0000068505 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 04, 2018 Filed Jan 4, 2018 20:34 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-001819 · doc4.xml · derivative · entry 2

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,236

Underlying: Common Stock · 25,000 shares

Expires 2020-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
January 04, 2018 Filed Jan 4, 2018 20:34 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock 25,000 $0.68 $17,000.00
Disclosure

SEC source: 0001209191-18-001819 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,272 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2017.

Read SEC document
January 03, 2018 Filed Jan 3, 2018 20:56 UTC
Hawkins Joseph O.Sr. VP, Operations
Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,765 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001209191-18-000760 · doc4.xml · derivative · entry 4

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,617

Underlying: Common Stock · 1,765 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from February 2, 2016.

Read SEC document
January 03, 2018 Filed Jan 3, 2018 20:56 UTC
Hawkins Joseph O.Sr. VP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 5,882 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-000760 · doc4.xml · derivative · entry 3

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,118

Underlying: Common Stock · 5,882 shares

Expires 2022-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
January 03, 2018 Filed Jan 3, 2018 20:56 UTC
Hawkins Joseph O.Sr. VP, Operations
Exercise / conversionCommon Stock 1,765 $0.85 $1,500.25
Disclosure

SEC source: 0001209191-18-000760 · doc4.xml · nonDerivative · entry 2

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2018 Filed Jan 3, 2018 20:56 UTC
Hawkins Joseph O.Sr. VP, Operations
Exercise / conversionCommon Stock 5,882 $0.68 $3,999.76
Disclosure

SEC source: 0001209191-18-000760 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 20:36 UTC Amendment
Hawkins Joseph O.Sr. VP, Operations
Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,765 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001209191-18-001823 · doc4a.xml · derivative · entry 4

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,617

Underlying: Common Stock · 1,765 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from February 2, 2016.

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January 03, 2018 Filed Jan 4, 2018 20:36 UTC Amendment
Hawkins Joseph O.Sr. VP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 5,882 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-001823 · doc4a.xml · derivative · entry 3

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,118

Underlying: Common Stock · 5,882 shares

Expires 2022-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested and exercisable.

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January 03, 2018 Filed Jan 4, 2018 20:36 UTC Amendment
Hawkins Joseph O.Sr. VP, Operations
Exercise / conversionCommon Stock 1,765 $0.85 $1,500.25
Disclosure

SEC source: 0001209191-18-001823 · doc4a.xml · nonDerivative · entry 2

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 03, 2018 Filed Jan 4, 2018 20:36 UTC Amendment
Hawkins Joseph O.Sr. VP, Operations
Exercise / conversionCommon Stock 5,882 $0.68 $3,999.76
Disclosure

SEC source: 0001209191-18-001823 · doc4a.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 401 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2017.

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January 02, 2018 Filed Jan 3, 2018 20:55 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-000759 · doc4.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412

Underlying: Common Stock · 2,000 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

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January 02, 2018 Filed Jan 3, 2018 20:55 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionCommon Stock 2,000 $3.06 $6,120.00
Disclosure

SEC source: 0001209191-18-000759 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 02, 2018 Filed Jan 4, 2018 20:35 UTC Amendment
Stewart Alan R.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-001821 · doc4a.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412

Underlying: Common Stock · 2,000 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested and exercisable.

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January 02, 2018 Filed Jan 4, 2018 20:35 UTC Amendment
Stewart Alan R.Chief Financial Officer
Exercise / conversionCommon Stock 2,000 $3.06 $6,120.00
Disclosure

SEC source: 0001209191-18-001821 · doc4a.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,272 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2017.

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December 31, 2017 Filed Feb 13, 2018 22:45 UTC GiftWarrant (Right to Buy) · Derivative 1,800 Not disclosed Strike: $5.87 Not disclosed
Disclosure

SEC source: 0001209191-18-009692 · doc5.xml · derivative · entry 6

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,800

Underlying: Common Stock · 1,800 shares

Expires 2019-08-31

F5 · price: Not applicable.

F4 · derivative.exercise_date: Fully vested and immediately exercisable.

F2 · ownership.nature: Shares are held directly by Pascal Levensohn Revocable Trust, over which Reporting Person holds voting and dispositive power.

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December 31, 2017 Filed Feb 13, 2018 22:45 UTC GiftWarrant (Right to Buy) · Derivative 1,800 Not disclosed Strike: $5.87 Not disclosed
Disclosure

SEC source: 0001209191-18-009692 · doc5.xml · derivative · entry 5

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 0

Underlying: Common Stock · 1,800 shares

Expires 2019-08-31

F5 · price: Not applicable.

F4 · derivative.exercise_date: Fully vested and immediately exercisable.

F1 · ownership.nature: Shares are held directly by Levensohn Securities Holdings, LLC., over which Reporting Person holds voting and dispositive power.

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December 31, 2017 Filed Feb 13, 2018 22:45 UTC GiftCommon Stock 6,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009692 · doc5.xml · nonDerivative · entry 2

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 49,214

F2 · ownership.nature: Shares are held directly by Pascal Levensohn Revocable Trust, over which Reporting Person holds voting and dispositive power.

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December 31, 2017 Filed Feb 13, 2018 22:45 UTC GiftCommon Stock 6,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009692 · doc5.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 0

F1 · ownership.nature: Shares are held directly by Levensohn Securities Holdings, LLC., over which Reporting Person holds voting and dispositive power.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.