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Nasdaq · USD

SSNC

SS&C Technologies Holdings Inc

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Tapewire entity
3276
SEC CIK
0001402436
Parsed reports
259

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 3, 2020 23:20 UTC Exercise / conversionCommon Stock 42,500 $7.65 $324,912.50
Disclosure

SEC source: 0001209191-20-023468 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 22:53 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,580 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001209191-20-021009 · doc4.xml · derivative · entry 4

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420

Underlying: Common Stock · 4,580 shares

Expires 2022-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option was fully vested as of the date of the grant.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 22:53 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $9.87 $0.00
Disclosure

SEC source: 0001209191-20-021009 · doc4.xml · derivative · entry 3

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option was fully vested as of the date of the grant.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 22:53 UTC Exercise / conversionCommon Stock 4,580 $11.55 $52,876.10
Disclosure

SEC source: 0001209191-20-021009 · doc4.xml · nonDerivative · entry 2

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 22:53 UTC Exercise / conversionCommon Stock 2,500 $9.87 $24,675.00
Disclosure

SEC source: 0001209191-20-021009 · doc4.xml · nonDerivative · entry 1

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:38 UTC
Frank Joseph J.SVP, Chief Legal Officer
GrantCommon Stock 9.8839 $57.63 $569.61
Disclosure

SEC source: 0001209191-20-020334 · doc4.xml · nonDerivative · entry 2

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,845.448

F1 · shares: The reported securities reflect restricted stock units granted as dividend equivalents which accrued as and when dividends were paid on the issuer's common stock in connection with the issuer's 3/02/2020 quarterly dividend paid to shareholders on 3/16/2020 and which was credited to the reporting person on 3/17/2020.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 22:38 UTC
Frank Joseph J.SVP, Chief Legal Officer
PurchaseCommon Stock 1.375 $38.78 $53.32
Disclosure

SEC source: 0001209191-20-020334 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,835.5641

Read SEC document
March 17, 2020 Filed Mar 19, 2020 21:32 UTC PurchaseCommon Stock 1,750 $39.43 $69,007.40
Disclosure

SEC source: 0001209191-20-020318 · doc4.xml · nonDerivative · entry 1

Conjeevaram Smita · CIK 0001656600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
March 10, 2020 Filed Mar 11, 2020 23:25 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $9.87 $0.00
Disclosure

SEC source: 0001209191-20-018276 · doc4.xml · derivative · entry 2

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 10,000 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option was fully vested as of the date of the grant.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 23:25 UTC Exercise / conversionCommon Stock 10,000 $9.87 $98,700.00
Disclosure

SEC source: 0001209191-20-018276 · doc4.xml · nonDerivative · entry 1

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The stock option was fully vested as of the date of the grant.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 21:02 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 135 $47.76 $6,447.60
Disclosure

SEC source: 0001209191-20-017739 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,834.1891

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:21 UTC PurchaseCommon Stock 1,250 $58.80 $73,500.00
Disclosure

SEC source: 0001209191-20-014041 · doc4.xml · nonDerivative · entry 1

Conjeevaram Smita · CIK 0001656600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Read SEC document
February 24, 2020 Filed Feb 26, 2020 23:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $9.87 $0.00
Disclosure

SEC source: 0001209191-20-013184 · doc4.xml · derivative · entry 2

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 5,000 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option was fully vested as of the date of the grant.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 23:17 UTC Exercise / conversionCommon Stock 5,000 $9.87 $49,350.00
Disclosure

SEC source: 0001209191-20-013184 · doc4.xml · nonDerivative · entry 1

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The stock option was fully vested as of the date of the grant.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 00:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $21.10 $0.00
Disclosure

SEC source: 0001209191-20-011286 · doc4.xml · derivative · entry 9

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2023-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is a "time-based" option that vested in full on December 20, 2017.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 00:14 UTC SaleCommon Stock 90,000 $65.11 $5,860,323.00
Disclosure

SEC source: 0001209191-20-011286 · doc4.xml · nonDerivative · entry 6

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $64.75 to $65.49. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 00:14 UTC Exercise / conversionCommon Stock 90,000 $21.10 $1,899,000.00
Disclosure

SEC source: 0001209191-20-011286 · doc4.xml · nonDerivative · entry 5

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $21.10 $0.00
Disclosure

SEC source: 0001209191-20-011286 · doc4.xml · derivative · entry 8

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 30,000 shares

Expires 2023-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is a "time-based" option that vested in full on December 20, 2017.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $11.22 $0.00
Disclosure

SEC source: 0001209191-20-011286 · doc4.xml · derivative · entry 7

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on December 27, 2016.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:14 UTC SaleCommon Stock 30,000 $64.60 $1,937,865.00
Disclosure

SEC source: 0001209191-20-011286 · doc4.xml · nonDerivative · entry 4

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $64.50 to $64.77. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:14 UTC Exercise / conversionCommon Stock 30,000 $21.10 $633,000.00
Disclosure

SEC source: 0001209191-20-011286 · doc4.xml · nonDerivative · entry 3

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:14 UTC SaleCommon Stock 50,000 $64.60 $3,229,775.00
Disclosure

SEC source: 0001209191-20-011286 · doc4.xml · nonDerivative · entry 2

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $64.50 to $64.77. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:14 UTC Exercise / conversionCommon Stock 50,000 $11.22 $561,000.00
Disclosure

SEC source: 0001209191-20-011286 · doc4.xml · nonDerivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2020 Filed Feb 13, 2020 00:30 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 152 $62.47 $9,495.44
Disclosure

SEC source: 0001209191-20-009008 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,969.1891

Read SEC document
January 09, 2020 Filed Jan 11, 2020 01:07 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 153 $63.14 $9,660.42
Disclosure

SEC source: 0001209191-20-003135 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,121.1891

Read SEC document
December 23, 2019 Filed Dec 26, 2019 16:07 UTC
STONE WILLIAM CDirector · Chairman of the Board & CEO · 10% owner
GrantStock Option (Right to Buy) · Derivative 450,000 $0.00 Strike: $61.16 $0.00
Disclosure

SEC source: 0001209191-19-061925 · doc4.xml · derivative · entry 1

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2029-12-23

F1 · derivative.exercise_date: One quarter vests on December 23, 2020 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 21:10 UTC
Frank Joseph J.SVP, Chief Legal Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $61.16 $0.00
Disclosure

SEC source: 0001209191-19-061933 · doc4.xml · derivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-12-23

F1 · derivative.exercise_date: One quarter vests on December 23, 2020 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 21:09 UTC GrantStock Option (right to buy) · Derivative 175,000 $0.00 Strike: $61.16 $0.00
Disclosure

SEC source: 0001209191-19-061931 · doc4.xml · derivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2029-12-23

F1 · derivative.exercise_date: One quarter vests on December 23, 2020 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 21:08 UTC
Kanwar RahulPresident & COO
GrantStock Option (right to buy) · Derivative 275,000 $0.00 Strike: $61.16 $0.00
Disclosure

SEC source: 0001209191-19-061928 · doc4.xml · derivative · entry 1

Kanwar Rahul · CIK 0001571080 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2029-12-23

F1 · derivative.exercise_date: One quarter vests on December 23, 2020 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 20:05 UTC PurchaseCommon Stock 41 $60.97 $2,499.77
Disclosure

SEC source: 0001209191-19-061499 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 61,534

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:45 UTC
Frank Joseph J.SVP, Chief Legal Officer
PurchaseCommon Stock 6.759 $59.86 $404.57
Disclosure

SEC source: 0001209191-19-061140 · doc4.xml · nonDerivative · entry 2

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,262.3673

Read SEC document
December 17, 2019 Filed Dec 19, 2019 23:33 UTC
Frank Joseph J.SVP, Chief Legal Officer
PurchaseCommon Stock 11.8218 $59.15 $699.26
Disclosure

SEC source: 0001209191-19-061408 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,274.1891

F1 · shares: The reported securities reflect restricted stock units granted as dividend equivalents which accrued as and when dividends were paid on the issuer's common stock in connection with the issuer's 12/16/2019 quarterly dividend paid to shareholders on 12/16/2019 and which was credited to the reporting person on 12/17/2019.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:45 UTC
Frank Joseph J.SVP, Chief Legal Officer
SaleCommon Stock 3,375 $60.17 $203,074.09
Disclosure

SEC source: 0001209191-19-061140 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,255.6083

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:12 UTC
STONE WILLIAM CDirector · Chairman of the Board & CEO · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 255,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001209191-19-060857 · doc4.xml · derivative · entry 3

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,000

Underlying: Common Stock · 255,000 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is a "time-based" option that vested in full on February 4, 2014.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:12 UTC
STONE WILLIAM CDirector · Chairman of the Board & CEO · 10% owner
SaleCommon Stock 255,000 $58.84 $15,003,307.50
Disclosure

SEC source: 0001209191-19-060857 · doc4.xml · nonDerivative · entry 2

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,676,624

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $58.75 to $58.94. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:12 UTC
STONE WILLIAM CDirector · Chairman of the Board & CEO · 10% owner
Exercise / conversionCommon Stock 255,000 $7.27 $1,852,575.00
Disclosure

SEC source: 0001209191-19-060857 · doc4.xml · nonDerivative · entry 1

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,931,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:16 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 186 $59.18 $11,007.48
Disclosure

SEC source: 0001209191-19-060063 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,630.6083

Read SEC document
November 26, 2019 Filed Nov 26, 2019 22:22 UTC PurchaseCommon Stock 24 $60.59 $1,454.16
Disclosure

SEC source: 0001209191-19-058155 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 61,493

Read SEC document
November 11, 2019 Filed Nov 12, 2019 22:07 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 186 $57.84 $10,758.24
Disclosure

SEC source: 0001209191-19-056084 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,816.6083

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 170,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001209191-19-055662 · doc4.xml · derivative · entry 3

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 170,000 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is a "time-based" option that vested in full on February 4, 2014.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:19 UTC SaleCommon Stock 170,000 $57.37 $9,752,084.00
Disclosure

SEC source: 0001209191-19-055662 · doc4.xml · nonDerivative · entry 2

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $57.00 to $58.27. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:19 UTC Exercise / conversionCommon Stock 170,000 $7.27 $1,235,050.00
Disclosure

SEC source: 0001209191-19-055662 · doc4.xml · nonDerivative · entry 1

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:21 UTC PurchaseCommon Stock 70 $57.15 $4,000.50
Disclosure

SEC source: 0001209191-19-055664 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 61,469

Read SEC document
October 09, 2019 Filed Oct 11, 2019 21:06 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
Tax withholdingCommon Stock 187 $48.25 $9,022.75
Disclosure

SEC source: 0001209191-19-053058 · doc4.xml · nonDerivative · entry 2

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,002.6083

Read SEC document
September 18, 2019 Filed Oct 11, 2019 21:06 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
PurchaseCommon Stock 5.333 $51.43 $274.26
Disclosure

SEC source: 0001209191-19-053058 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,189.6083

Read SEC document
September 09, 2019 Filed Sep 12, 2019 20:34 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
Tax withholdingCommon Stock 186 $49.66 $9,236.76
Disclosure

SEC source: 0001209191-19-049325 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,184.2753

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August 09, 2019 Filed Aug 13, 2019 00:59 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
Tax withholdingCommon Stock 186 $45.95 $8,546.70
Disclosure

SEC source: 0001209191-19-045674 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,370.2753

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August 01, 2019 Filed Aug 5, 2019 20:28 UTC PurchaseCommon Stock 2,000 $48.11 $96,228.40
Disclosure

SEC source: 0001209191-19-044548 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 61,399

F1 · price: The price reported is the weighted average of the shares purchased. The shares were purchased at varying prices in the range of $48.06 to $48.1495. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

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July 09, 2019 Filed Jul 10, 2019 20:16 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
Tax withholdingCommon Stock 186 $58.10 $10,806.60
Disclosure

SEC source: 0001209191-19-041687 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,556.2753

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June 18, 2019 Filed Jun 20, 2019 01:35 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
PurchaseCommon Stock 3.846 $58.51 $225.04
Disclosure

SEC source: 0001209191-19-038167 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,742.2753

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.