SRPT

SEC source: 0001209191-17-056202 · doc4.xml · nonDerivative · entry 1

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 12, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-053883 · doc4.xml · derivative · entry 1

Basi Guriqbal S. · CIK 0001717540 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-09-25

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

SEC source: 0001209191-17-047901 · doc4.xml · derivative · entry 3

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units that vest based on the Company's satisfaction of certain performance criteria. The first performance criterion was met on August 3, 2017, resulting in vesting of 50% of such restricted stock units.

F3 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units that vest based on the Company's satisfaction of certain performance criteria. The first performance criterion was met on August 3, 2017, resulting in vesting of 50% of such restricted stock units.

SEC source: 0001209191-17-047901 · doc4.xml · nonDerivative · entry 2

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,895

F2 · price: Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock units granted on March 3, 2017.

SEC source: 0001209191-17-047901 · doc4.xml · nonDerivative · entry 1

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-17-047903 · doc4.xml · derivative · entry 3

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units that vest based on the Company's satisfaction of certain performance criteria. The first performance criterion was met on August 3, 2017, resulting in vesting of 50% of such restricted stock units.

F3 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units that vest based on the Company's satisfaction of certain performance criteria. The first performance criterion was met on August 3, 2017, resulting in vesting of 50% of such restricted stock units.

SEC source: 0001209191-17-047903 · doc4.xml · nonDerivative · entry 2

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,045

F2 · price: Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock units granted on March 3, 2017.

SEC source: 0001209191-17-047903 · doc4.xml · nonDerivative · entry 1

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-17-047898 · doc4.xml · derivative · entry 3

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units that vest based on the Company's satisfaction of certain performance criteria. The first performance criterion was met on August 3, 2017, resulting in vesting of 50% of such restricted stock units.

F3 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units that vest based on the Company's satisfaction of certain performance criteria. The first performance criterion was met on August 3, 2017, resulting in vesting of 50% of such restricted stock units.

SEC source: 0001209191-17-047898 · doc4.xml · nonDerivative · entry 2

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,298

F2 · price: Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock units granted on March 3, 2017.

SEC source: 0001209191-17-047898 · doc4.xml · nonDerivative · entry 1

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-17-047896 · doc4.xml · derivative · entry 3

Kaye Edward M. MD · CIK 0001522780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units that vest based on the Company's satisfaction of certain performance criteria. The first performance criterion was met on August 3, 2017, resulting in vesting of 50% of such restricted stock units.

F3 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units that vest based on the Company's satisfaction of certain performance criteria. The first performance criterion was met on August 3, 2017, resulting in vesting of 50% of such restricted stock units.

SEC source: 0001209191-17-047896 · doc4.xml · nonDerivative · entry 2

Kaye Edward M. MD · CIK 0001522780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,229

F2 · price: Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock units granted on March 3, 2017.

SEC source: 0001209191-17-047896 · doc4.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-17-047895 · doc4.xml · derivative · entry 3

Cumbo Alexander · CIK 0001685994 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units that vest based on the Company's satisfaction of certain performance criteria. The first performance criterion was met on August 3, 2017, resulting in vesting of 50% of such restricted stock units.

F3 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units that vest based on the Company's satisfaction of certain performance criteria. The first performance criterion was met on August 3, 2017, resulting in vesting of 50% of such restricted stock units.

SEC source: 0001209191-17-047895 · doc4.xml · nonDerivative · entry 2

Cumbo Alexander · CIK 0001685994 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,458

F2 · price: Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock units granted on March 3, 2017.

SEC source: 0001209191-17-047895 · doc4.xml · nonDerivative · entry 1

Cumbo Alexander · CIK 0001685994 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-17-046510 · doc4.xml · nonDerivative · entry 1

INGRAM DOUGLAS S · CIK 0001190644 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,058

SEC source: 0001209191-17-046036 · doc4.xml · derivative · entry 10

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,092

Underlying: Common Stock · 676 shares

Expires 2022-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 25% of the option became exercisable on the first anniversary of the date of hire (11/05/2012) and 1/48th of the total granted option became exercisable on each monthly anniversary thereafter, such that the option became fully exercisable on the fourth anniversary of the date of hire.

SEC source: 0001209191-17-046036 · doc4.xml · derivative · entry 9

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93

Underlying: Common Stock · 324 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Half of the options begin vesting in the event the FDA provides marketing approval for eteplirsen as of the applicable PDUFA date and the other half of the options begin vesting in the event Sarepta files a Marketing Authorization Application with the EMEA prior to December 31, 2016. Vesting of the options allocated to the achievement of each goal is as follows: (i) 50% of the options allocated to the achieved goal vests immediately upon achievement of the performance condition (25% of the total Performance-Based Options granted) and (ii) the remaining 50% of the options allocated to the achieved goal (25% of the total Performance-Based Options granted) vests over four years with 25% of these remaining options vesting on the first year anniversary of the grant date and 1/48th of these remaining options vesting monthly thereafter.

SEC source: 0001209191-17-046036 · doc4.xml · nonDerivative · entry 6

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-046036 · doc4.xml · nonDerivative · entry 5

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-046039 · doc4.xml · derivative · entry 11

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,268

Underlying: Common Stock · 1,500 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 25% of the option became exercisable on the first anniversary of the date of hire (11/05/2012) and 1/48th of the total granted option became exercisable on each monthly anniversary thereafter, such that the option became fully exercisable on the fourth anniversary of the date of hire.

SEC source: 0001209191-17-046039 · doc4.xml · nonDerivative · entry 7

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-046037 · doc4.xml · derivative · entry 9

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,644

Underlying: Common Stock · 1,500 shares

Expires 2025-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 12, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046037 · doc4.xml · derivative · entry 8

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,098

Underlying: Common Stock · 4,388 shares

Expires 2025-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 12, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046037 · doc4.xml · nonDerivative · entry 6

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,062

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 12, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046037 · doc4.xml · nonDerivative · entry 5

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 12, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046037 · doc4.xml · nonDerivative · entry 4

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,062

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 12, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046037 · doc4.xml · nonDerivative · entry 3

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 12, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046036 · doc4.xml · derivative · entry 8

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,146

Underlying: Common Stock · 5,944 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 18, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046036 · doc4.xml · derivative · entry 7

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,527

Underlying: Common Stock · 19,056 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 18, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046036 · doc4.xml · nonDerivative · entry 4

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,301

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 18, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046036 · doc4.xml · nonDerivative · entry 3

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 18, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046036 · doc4.xml · nonDerivative · entry 2

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,301

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 18, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046036 · doc4.xml · nonDerivative · entry 1

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 18, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046038 · doc4.xml · nonDerivative · entry 2

Kaye Edward M. MD · CIK 0001522780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,471

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 12, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046038 · doc4.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,471

F1 · shares: Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock.

SEC source: 0001209191-17-046039 · doc4.xml · derivative · entry 10

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,605

Underlying: Common Stock · 7,627 shares

Expires 2022-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 2, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046039 · doc4.xml · derivative · entry 9

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,866

Underlying: Common Stock · 32,998 shares

Expires 2025-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 2, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046039 · doc4.xml · derivative · entry 8

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,591

Underlying: Common Stock · 9,375 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 2, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046039 · doc4.xml · nonDerivative · entry 6

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,361

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 2, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046039 · doc4.xml · nonDerivative · entry 5

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 2, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046039 · doc4.xml · nonDerivative · entry 4

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,361

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 18, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046039 · doc4.xml · nonDerivative · entry 3

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 18, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046039 · doc4.xml · nonDerivative · entry 2

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,361

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 18, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046039 · doc4.xml · nonDerivative · entry 1

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 18, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046037 · doc4.xml · derivative · entry 7

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,708

Underlying: Common Stock · 6,250 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 12, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046037 · doc4.xml · nonDerivative · entry 2

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,062

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 12, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

SEC source: 0001209191-17-046037 · doc4.xml · nonDerivative · entry 1

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 12, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.