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Nasdaq · USD

SQFT

Presidio Property Trust, Inc.

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8487
SEC CIK
0001080657
Parsed reports
235

Last 12 months

Inside the activity.

4 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2023 Filed Sep 6, 2023 22:47 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 8,696 $0.78 $6,774.18
Disclosure

SEC source: 0001209191-23-048532 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,156

F1 · balance_after: 149,954 shares of the Series A Common Stock is held at Issuer Direct and are unvested.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 20:59 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 197 $0.79 $155.85
Disclosure

SEC source: 0001209191-23-047081 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,460

F1 · balance_after: 149,954 shares of the Series A Common Stock is held at Issuer Direct and are unvested.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 19:12 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 1,800 $0.82 $1,476.00
Disclosure

SEC source: 0001209191-23-046506 · doc4.xml · nonDerivative · entry 2

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,263

Read SEC document
August 17, 2023 Filed Aug 18, 2023 19:12 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 10,000 $0.82 $8,150.00
Disclosure

SEC source: 0001209191-23-046506 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,263

F1 · balance_after: 149,954 shares of the Series A Common Stock is held at Issuer Direct and are unvested.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:36 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 1,785 $0.85 $1,511.36
Disclosure

SEC source: 0001209191-23-039717 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,463

F1 · balance_after: 149,954 shares of the Series A Common Stock is held at Issuer Direct and are unvested.

Read SEC document
June 20, 2023 Filed Jun 20, 2023 21:57 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 1,195 $0.86 $1,027.46
Disclosure

SEC source: 0001209191-23-038568 · doc4.xml · nonDerivative · entry 2

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,678

F1 · balance_after: 149,954 shares of the Series A Common Stock is held at Issuer Direct and are unvested.

Read SEC document
June 20, 2023 Filed Jun 20, 2023 21:57 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 8,805 $0.86 $7,569.66
Disclosure

SEC source: 0001209191-23-038568 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,483

Read SEC document
June 15, 2023 Filed Jun 15, 2023 20:58 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 300 $0.90 $270.54
Disclosure

SEC source: 0001209191-23-037399 · doc4.xml · nonDerivative · entry 2

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,678

F2 · balance_after: 149,954 shares of the Series A Common Stock is held at Issuer Direct and are unvested.

Read SEC document
June 15, 2023 Filed Jun 15, 2023 20:58 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchasePreferred Stock - Series D - SQFTP 400 $15.55 $6,220.00
Disclosure

SEC source: 0001209191-23-037399 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,800

F1 · balance_after: 100 of the Preferred Stock - Series D shares are held in a ROTH account for the benefit of Jack Heilbron.

Read SEC document
May 19, 2023 Filed May 19, 2023 20:29 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchasePreferred Stock - Series D - SQFTP 100 $15.50 $1,550.00
Disclosure

SEC source: 0001209191-23-031013 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,400

F1 · balance_after: 100 of the Preferred Stock - Series D shares are held in a ROTH account for the benefit of Jack Heilbron.

Read SEC document
May 18, 2023 Filed May 18, 2023 21:22 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 2,800 $0.79 $2,225.44
Disclosure

SEC source: 0001209191-23-030724 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,378

F1 · balance_after: 149,954 shares of the Series A Common Stock is held at Issuer Direct and are unvested.

Read SEC document
May 18, 2023 Filed May 18, 2023 20:54 UTC GrantCommon Stock - Series A 22,401 $0.93 $20,832.93
Disclosure

SEC source: 0001209191-23-030664 · doc4.xml · nonDerivative · entry 1

Hager Tracie Jan · CIK 0001967455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,401

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares vest evenly over a three (3) year period at the end of each calendar year.

Read SEC document
May 18, 2023 Filed May 18, 2023 20:42 UTC GrantCommon Stock - Series A 17,892 $0.93 $16,639.56
Disclosure

SEC source: 0001209191-23-030660 · doc4.xml · nonDerivative · entry 1

DURFEY JAMES ROBERT · CIK 0001797416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,524

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares vest evenly over a three (3) year period at the end of each calendar year.

Read SEC document
May 18, 2023 Filed May 18, 2023 20:33 UTC
Bruen DavidDirector
GrantCommon Stock - Series A 18,580 $0.93 $17,279.40
Disclosure

SEC source: 0001209191-23-030649 · doc4.xml · nonDerivative · entry 1

Bruen David · CIK 0001456713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,883

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares vest evenly over a three (3) year period at the end of each calendar year.

Read SEC document
May 18, 2023 Filed May 18, 2023 20:22 UTC GrantCommon Stock - Series A 17,892 $0.93 $16,639.56
Disclosure

SEC source: 0001209191-23-030629 · doc4.xml · nonDerivative · entry 1

BARNES JENNIFER A · CIK 0001806097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,406

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares vest evenly over a three (3) year period at the end of each calendar year.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:54 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchasePreferred Stock - Series D - SQFTP 100 $15.21 $1,521.00
Disclosure

SEC source: 0001209191-23-030247 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Puppy Toes, Inc.

Disclosed balance after: 2,200

F1 · ownership.nature: Reporting Person is the controlling shareholder of Puppy Toes, Inc.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:38 UTC GrantCommon Stock - Series A 8,117 $1.03 $8,360.51
Disclosure

SEC source: 0001209191-23-001235 · doc4.xml · nonDerivative · entry 1

DURFEY JAMES ROBERT · CIK 0001797416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,044

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares vest evenly over a three (3) year period at the end of each calendar year.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:42 UTC GrantCommon Stock - Series A 8,117 $1.03 $8,360.51
Disclosure

SEC source: 0001209191-23-001252 · doc4.xml · nonDerivative · entry 1

Rollings Sumner James · CIK 0001437209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,930

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares vest evenly over a three (3) year period at the end of each calendar year.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:29 UTC
Bruen DavidDirector
GrantCommon Stock - Series A 8,467 $1.03 $8,721.01
Disclosure

SEC source: 0001209191-23-001197 · doc4.xml · nonDerivative · entry 1

Bruen David · CIK 0001456713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,303

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares vest evenly over a three (3) year period at the end of each calendar year.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:52 UTC
Sragovicz AdamChief Financial Officer
Tax withholdingCommon Stock - Series A 13,208 $0.95 $12,547.60
Disclosure

SEC source: 0001209191-23-001022 · doc4.xml · nonDerivative · entry 2

Sragovicz Adam · CIK 0001727723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,771

F2 · shares: Reporting Person elected to have the Company withhold shares otherwise issuable to cover tax liabilities in connection with shares scheduled to vest on 12/31/2022.

F3 · price: Reflects weighted average of price per share withheld to cover tax liabilities for shares scheduled to vest on 12/31/2022.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:52 UTC
Sragovicz AdamChief Financial Officer
GrantCommon Stock - Series A 277,809 $1.03 $286,143.27
Disclosure

SEC source: 0001209191-23-001022 · doc4.xml · nonDerivative · entry 1

Sragovicz Adam · CIK 0001727723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,979

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares have a three (3) year vesting period.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:47 UTC
KATZ GARY MORRISSVP, Asset Management
Tax withholdingCommon Stock - Series A 12,701 $0.95 $12,065.95
Disclosure

SEC source: 0001209191-23-001006 · doc4.xml · nonDerivative · entry 2

KATZ GARY MORRIS · CIK 0001764243 · SVP, Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,066

F3 · shares: Reporting Person elected to have the Company withhold shares otherwise issuable to cover tax liabilities in connection with shares scheduled to vest on 12/31/2022.

F4 · price: Reflects weighted average of price per share withheld to cover tax liabilities for shares scheduled to vest on 12/31/2022.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:47 UTC
KATZ GARY MORRISSVP, Asset Management
GrantCommon Stock - Series A 277,809 $1.03 $286,143.27
Disclosure

SEC source: 0001209191-23-001006 · doc4.xml · nonDerivative · entry 1

KATZ GARY MORRIS · CIK 0001764243 · SVP, Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,767

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares have a three (3) year vesting period.

F2 · price: Reflects trailing 20 day average closing price for grants issued.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:38 UTC
Bentzen Edwin H IVChief Accounting Officer
Tax withholdingCommon Stock - Series A 4,477 $0.95 $4,253.15
Disclosure

SEC source: 0001209191-23-000984 · doc4.xml · nonDerivative · entry 2

Bentzen Edwin H IV · CIK 0001695081 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,116

F3 · shares: Reporting Person elected to have the Company withhold shares otherwise issuable to cover tax liabilities in connection with shares scheduled to vest on 12/31/2022.

F4 · price: Reflects weighted average of price per share withheld to cover tax liabilities for shares scheduled to vest on 12/31/2022.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:38 UTC
Bentzen Edwin H IVChief Accounting Officer
GrantCommon Stock - Series A 83,162 $1.03 $85,656.86
Disclosure

SEC source: 0001209191-23-000984 · doc4.xml · nonDerivative · entry 1

Bentzen Edwin H IV · CIK 0001695081 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,593

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares vest evenly over a three (3) year period at the end of each calendar year.

F2 · price: Reflects trailing 20 day average closing price for Grants Issued.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:49 UTC Amendment GrantCommon Stock - Series A 8,117 $1.03 $8,360.51
Disclosure

SEC source: 0001209191-23-001629 · doc4a.xml · nonDerivative · entry 1

DURFEY JAMES ROBERT · CIK 0001797416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,632

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares vest evenly over a three (3) year period at the end of each calendar year.

F2 · balance_after: This Form 4/A corrects the previously filed Form 4 which indicated an incorrect total amount of shares owned.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:10 UTC GrantCommon Stock - Series A 8,117 $1.03 $8,360.51
Disclosure

SEC source: 0001209191-23-001602 · doc4.xml · nonDerivative · entry 1

BARNES JENNIFER A · CIK 0001806097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,514

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares vest evenly over a three (3) year period at the end of each calendar year.

Read SEC document
December 22, 2022 Filed Dec 22, 2022 21:23 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 793 $0.92 $732.73
Disclosure

SEC source: 0001209191-22-062433 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,578

F1 · balance_after: 149,954 shares of the Series A Common Stock is held at Issuer Direct and are unvested.

Read SEC document
December 19, 2022 Filed Dec 19, 2022 23:02 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 1,000 $0.94 $940.10
Disclosure

SEC source: 0001209191-22-062007 · doc4.xml · nonDerivative · entry 7

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,785

F1 · balance_after: 149,954 shares of the Series A Common Stock is held at Issuer Direct and are unvested.

Read SEC document
December 19, 2022 Filed Dec 19, 2022 23:02 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 1,000 $0.95 $954.00
Disclosure

SEC source: 0001209191-22-062007 · doc4.xml · nonDerivative · entry 6

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,785

Read SEC document
December 19, 2022 Filed Dec 19, 2022 23:02 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 1,000 $0.97 $968.00
Disclosure

SEC source: 0001209191-22-062007 · doc4.xml · nonDerivative · entry 5

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,785

Read SEC document
December 19, 2022 Filed Dec 19, 2022 23:02 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 1,300 $0.98 $1,272.83
Disclosure

SEC source: 0001209191-22-062007 · doc4.xml · nonDerivative · entry 4

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,785

Read SEC document
December 19, 2022 Filed Dec 19, 2022 23:02 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 2,000 $0.99 $1,980.00
Disclosure

SEC source: 0001209191-22-062007 · doc4.xml · nonDerivative · entry 3

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,485

Read SEC document
December 19, 2022 Filed Dec 19, 2022 23:02 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 3,000 $1.00 $3,000.00
Disclosure

SEC source: 0001209191-22-062007 · doc4.xml · nonDerivative · entry 2

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,485

Read SEC document
December 16, 2022 Filed Dec 19, 2022 23:02 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A - SQFT 4,000 $1.01 $4,040.00
Disclosure

SEC source: 0001209191-22-062007 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,485

Read SEC document
December 02, 2022 Filed Dec 5, 2022 20:25 UTC GrantCommon Stock - Series A 4,406 $1.13 $4,978.78
Disclosure

SEC source: 0001209191-22-059616 · doc4.xml · nonDerivative · entry 1

BARNES JENNIFER A · CIK 0001806097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,086

F1 · balance_after: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares are restricted for one (1) year.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 16:35 UTC Amendment GrantCommon Stock - Series A 4,406 $1.13 $4,978.78
Disclosure

SEC source: 0001209191-22-059948 · doc4a.xml · nonDerivative · entry 1

BARNES JENNIFER A · CIK 0001806097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,397

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares are restricted for one (1) year.

F2 · balance_after: This Form 4/A corrects the two previously filed Form 4 which indicated an incorrect total amount of shares owned.

Read SEC document
December 02, 2022 Filed Jan 4, 2023 21:58 UTC Amendment GrantCommon Stock - Series A 4,406 $1.13 $4,978.78
Disclosure

SEC source: 0001209191-23-001038 · doc4a.xml · nonDerivative · entry 1

BARNES JENNIFER A · CIK 0001806097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,397

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares are restricted for one (1) year.

F2 · balance_after: This Form 4/A corrects the two previously filed Form 4 which indicated an incorrect total amount of shares owned.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:44 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchasePreferred Stock - Series D - SQFTP 994 $18.37 $18,259.78
Disclosure

SEC source: 0001209191-22-059227 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

F1 · balance_after: 100 of the Preferred Stock - Series D shares are held in a ROTH account for the benefit of Jack Heilbron.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 22:44 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchasePreferred Stock - Series D - SQFTP 906 $18.55 $16,806.30
Disclosure

SEC source: 0001209191-22-059227 · doc4.xml · nonDerivative · entry 2

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306

Read SEC document
November 23, 2022 Filed Nov 23, 2022 21:09 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchasePreferred Stock - Series D - SQFTP 300 $19.18 $5,754.00
Disclosure

SEC source: 0001209191-22-058624 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · balance_after: 100 of the Preferred Stock - Series D shares are held in a ROTH account for the benefit of Jack Heilbron.

Read SEC document
September 22, 2022 Filed Sep 22, 2022 22:11 UTC
KATZ GARY MORRISSVP, Asset Management
PurchaseCommon Stock - Series D 265 $22.17 $5,876.00
Disclosure

SEC source: 0001209191-22-051052 · doc4.xml · nonDerivative · entry 1

KATZ GARY MORRIS · CIK 0001764243 · SVP, Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265

Read SEC document
September 22, 2022 Filed Sep 22, 2022 21:23 UTC
Sragovicz AdamChief Financial Officer
PurchasePreferred Stock - Series D 300 $21.75 $6,525.00
Disclosure

SEC source: 0001209191-22-051036 · doc4.xml · nonDerivative · entry 1

Sragovicz Adam · CIK 0001727723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Read SEC document
September 16, 2022 Filed Oct 3, 2022 22:14 UTC GrantCommon Stock - Series A 2,311 $1.71 $3,951.81
Disclosure

SEC source: 0001209191-22-051940 · doc4.xml · nonDerivative · entry 2

BARNES JENNIFER A · CIK 0001806097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,199

F1 · balance_after: SEC Form 4 from 05/19/2022 was erroneously submitted twice.

Read SEC document
September 16, 2022 Filed Oct 3, 2022 21:15 UTC GrantCommon Stock - Series A 7,705 $1.71 $13,175.55
Disclosure

SEC source: 0001209191-22-051910 · doc4.xml · nonDerivative · entry 2

DURFEY JAMES ROBERT · CIK 0001797416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,515

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares are restricted for one (1) year.

Read SEC document
June 17, 2022 Filed Oct 3, 2022 22:14 UTC GrantCommon Stock - Series A 1,792 $3.35 $6,003.20
Disclosure

SEC source: 0001209191-22-051940 · doc4.xml · nonDerivative · entry 1

BARNES JENNIFER A · CIK 0001806097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,680

Read SEC document
June 17, 2022 Filed Oct 3, 2022 21:15 UTC GrantCommon Stock - Series A 5,975 $3.35 $20,016.25
Disclosure

SEC source: 0001209191-22-051910 · doc4.xml · nonDerivative · entry 1

DURFEY JAMES ROBERT · CIK 0001797416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,810

F1 · shares: Restricted shares granted pursuant to the Company's 2017 Incentive Award Plan. These shares are restricted for one (1) year.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 22:51 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A 600 $2.90 $1,740.00
Disclosure

SEC source: 0001209191-22-037089 · doc4.xml · nonDerivative · entry 3

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Puppy Toes, Inc.

Disclosed balance after: 6,655

F2 · ownership.nature: Reporting Person is the controlling shareholder of Puppy Toes, Inc.

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June 14, 2022 Filed Jun 15, 2022 22:51 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A 500 $2.93 $1,465.00
Disclosure

SEC source: 0001209191-22-037089 · doc4.xml · nonDerivative · entry 2

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Puppy Toes, Inc.

Disclosed balance after: 6,055

F2 · ownership.nature: Reporting Person is the controlling shareholder of Puppy Toes, Inc.

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June 14, 2022 Filed Jun 15, 2022 22:51 UTC
Heilbron Jack KendrickDirector · CEO and President
PurchaseCommon Stock - Series A 2,097 $2.96 $6,207.12
Disclosure

SEC source: 0001209191-22-037089 · doc4.xml · nonDerivative · entry 1

Heilbron Jack Kendrick · CIK 0001437208 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,314

F1 · balance_after: The balance includes: (i) 600 shares (less than 0.5% of holdings reported) held by or FBO one of the Reporting Person's grandchildren, and (ii) shares held in Reporting Person's IRA.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.